HomeMy WebLinkAboutPFA Reso No 1992
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RESOLUTIONNO.PFA~ 1
A RESOLUTION OF THE LAKE ELSINORE PUBUC FINANCING
AUTHORITY AUmORIZING ISSUANCE BY THE AUTHORITY OF ITS 1992
SERIES A TAX ALLOCATION REVENUE BONDS (LAKE ELSINORE
REDEVELOPMENT PROJECTS) AND OF ITS 1992 SERIES B TAXABLE TAX
ALLOCAnON BONDS (LAKE ELSINORE REDEVELOPMENT PROJECTS),
APPROVING FINAL OFFICIAL STATEMENT RELATING TO THE BONDS,
APPROVING LOAN AGREEMENT RELATING TO THE PROCEEDS OF THE
BONDS, AND APPROVING 01'HER MAr:tl'W(8 PROPERLY RELATING
TBERJm)
WHEREAS, the City of Lake Elsinore and the Redevelopment Agency of the City of
Lake Elsinore (the "Agency") have heretofore entered into a Joint Exercise of Powers
Agreement, establishing the Lake Elsinore Public Financing Authority (the "Authority")
for the purpose of issuing its bonds to be used to provide financial assistance to the City
and the Agency; and
WHEREAS, the Authority proposes to issue two separate issues of bonds, namely,
its 1992 Series A Tax Allocation Revenue Bonds (Lake Elsinore Redevelopment Projects)
in the principal amount of $18,000,000 (the "Tax-Exempt Bonds") and its 1992 Series B
Taxable Tax Allocation Revenue Bonds (Lake Elsinore Redevelopment Projects) in the not
to exceed principal amount of $4,500,000 (the "Taxable Bonds") for the purpose of
providing funds to make a loan (the "Loan") pursuant to the loan agreement hereinafter
described (the "Loan Agreement") to the Agency to finance various redevelopment
activities of the Agency; and
WHEREAS, both the Tax Exempt Bonds and the Taxable Bonds are to be issued
pursuant to the Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting
Article 4 (commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the
~vernment Code of the State of California; and '
WHEREAS, the Taxable Bonds will also be issued pursuant to the provisions of
Chapter 11 of Division 6 of Title I (commencing with Section 5900) of the Government
Code of the State of California (the "Taxable Law") and, as authorized by the Taxable
Law, the Authority hereby determines that interest payable on the Taxable Bonds will be
subject to federal income taxation under the law in existence on the date of issuance of
the Taxable Bonds; and
WHEREAS, the Tax-Exempt Bonds and the Taxable Bonds shall be issued,
pursuant to separate Indentures of Trust (respectively, the "Tax-Exempt Indenture" and
the "Taxable Indenture"), each dated as of January 1, 1992 and each by and between the
Authority and Security Pacific National Bank, as trustee (the "Trustee"); and
WHEREAS, pursuant to Resolution No. PFA 91-4, adopted November 12, 1991, the
Authority authorized the sale of both the Tax-Exempt Bonds and the Taxable Bonds to
First California Capital Markets, Inc., (the "Underwriter") for offer and sale by the
Underwriter to members of the general public, and in connection with the offering of the
Tax-Exempt Bonds and the Taxable Bonds, the Underwriter-has caused to be prepared an
Official Statement (the "Official Statement") describing, among other things, the
- Authority and the Tax-Exempt Bonds and the Taxable Bonds, the form of which is on file
with the Authority Secretary; and
WHEREAS, the Agency intends to use a portion of the proceeds of the Loan to
redeem prior to maturity on the date of funding of the first advance of such Loan (the
"Redemption Date") an issue of tax allocation bonds (the "Agency Bonds") which the
Authority purchased with the proceeds of its $55,000,000 principal amount of 1990 Local
Agency Revenue Bonds, Series A (the "Series A Bonds"); and
WHEREAS, the Series A Bonds were issued pursuant to an Indenture of Trust,
dated as of February 1, 1990 (the "Master Indenture"), and a First Supplemental
Indenture of Trust, dated as of June 1, 1990 (the "First Supplemental Indenture"), each
by and between the Authority and The Bank of New York Trust Company of California,
as trustee; and
WHEREAS, in order to facilitate the redemption of the Agency Bonds on the
Redemption Date, it is necessary that the Master Indenture and the First Supplemental
Indenture be amended to provide for the redemption of the Agency Bonds on the
Redemption Date; and
WHEREAS, the Authority desires to further amend the Master Indenture and the
First Supplemental Indenture to cure certain ambiguities, inconsistencies and
omissions and to cure and correct certain defective provisions, which the Authority
deems necessary and desirable and which the Authority hereby determines will not
adversely effect the security for any bonds issued under the Master Indenture or the
Supplemental Indenture; and
WHEREAS, for purposes of such amendment, the Master Indenture and the First
Supplemental Indenture shall be amended and restated in full and such amendment
and restatement shall continue to be the same Indenture of Trust and First
Supplemental Indenture of Trust approved by the Superior Court in and for the County of
Riverside in its Judgment rendered in action No. 202423 on March 13, 1990, and its
Judgment rendered on Apri118, 1991, in action No. 209708; and
WHEREAS, the Authority Board, with the aid of its staff, has reviewed the forms
on file with the Secretary of the Tax-Exempt Indenture, the Taxable Indenture, the Loan
Agreement, the Official Statement, the amended and restated Master Indenture and the
amended and restated First Supplemental Indenture;
NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Issuance of Tax-Exempt Bonds. The Board hereby authorizes the
issuance of the Tax-Exempt Bonds under and pursuant to the Act and the Tax-Exempt
Indenture in the aggregate principal amount of $18,000,000 for the purposes hereinbefore
described. The Board hereby approves the Tax-Exempt Indenture in substantially the
form on file with the Secretary together with any additions thereto or changes therein
deemed necessary or advisable by the Chairman or an authorized representative of the
Chairman, whose execution thereof shall be conclusive evidence of approval of any such
additions and changes. The Chairman is hereby authorized and directed to execute, and
the Secretary is hereby authorized and directed to attest and affix the seal of the Authority
to, the final form of the Tax-Exempt Indenture for and in the name and on behalf of the
Authority. Such changes and additions shall include, without limitation, the insertion
in the Tax-Exempt Indenture of the final annual maturities and final aggregate
I 1- principal amount of the Tax-Exempt Bonds and the final annual interest rates payable
with respect to the Tax-Exempt Bonds, as provided in the executed purchase contract
with the Underwriter for the sale of the Tax-Exempt Bonds. The Board hereby authorizes
the delivery and performance of the Tax-Exempt Indenture.
Section 2. Issuance of Taxable Bonds. The Board hereby authorizes the issuance
of the Taxable Bonds under and pursuant to the Act, the Taxable Law and the Taxable
Indenture in the aggregate principal amount of not to exceed $4,500,000 for the purposes
hereinbefore described. The Board hereby approves the Taxable Indenture in
substantially the form on file with the Secretary together with any additions thereto or
changes therein deemed necessary or advisable by the Chairman or an authorized
representative of the Chairman, whose execution thereof shall be conclusive evidence of
approval of any such additions and changes. The Chairman is hereby authorized and
directed to execute, and the Secretary is hereby authorized and directed to attest and affix
the seal of the Authority to, the final form of the Taxable Indenture for and in the name
and on behalf of the Authority. Such changes and additions shall include, without
limitation, the insertion in the Taxable Indenture of the final annual maturities and
final aggregate principal amount of the Taxable Bonds and the final annual interest
rates payable with respect to the Taxable Bonds, as provided in the executed purchase
contract with the Underwriter for the sale of the Taxable Bonds.
Section 3. Approval of the Loan Agreement The Board hereby authorizes and
approves the making of a Loan to the Agency pursuant to the following Loan Agreement;
namely the Loan Agreement, dated as of January 1, 1992, by and among the Authority,
the Agency and the Trustee relating to the Loan to the Agency with respect to the Rancho
Laguna Redevelopment Project Area No. I. The Board hereby approves the Loan
Agreement in substantially the. form on file with the Secretary together with any
additions thereto or changes therein (including, but not limited to, the principal amount
of the Loan) deemed necessary or advisable by the Chairman or an authorized
representative of the Chairman, whose execution thereof shall be conclusive evidence of
approval of any such additions and changes. The Chairman is hereby authorized and
directed to execute, and the Secretary is hereby authorized and directed to attest and affix
the seal of the Authority to, the fmal form of the Loan Agreement for and in the name
and on behalf of the Authority. The Board hereby authorizes the delivery and
performance of the Loan Agreement.
Section 4. Official Statement. The Board hereby approves the final Official
Statement describing the Tax-Exempt Bonds and the Taxable Bonds, in substantially the
. form submitted by the Underwriter and on file with the Secretary. Distribution of the
final Official Statement by the Underwriter is hereby approved. The Chairman is hereby
authorized and directed to approve any changes in or additions to the final form of said
Official Statement to conform to the requirements of the Tax-Exempt Indenture and the
Taxable Indenture, as applicable, and the related proceedings, including, without
limitation, such modifications or amendments as shall be necessary or convenient to
comply with the requirements of any municipal bond insurer. The Chairman is hereby
authorized to execute and deliver the final Official Statement on behalf of the Authority.
Section 5. Approval of Master Indenture and Supplemental Inc:JP.11ture as each are
Amended and Restated. The Master Indenture, as amended and restated as of January
1, 1992, and the First Supplemental Indenture, as amended and restated as of January 1,
1992, in the forms on file with the Secretary, together with any additions thereto or
changes therein deemed necessary or advisable by the Chairman, are hereby approved.
The Chairman is hereby authorized and directed to execute, and the Secretary is
authorized and directed to attest his signature to and to aillx the seal of the Authority to
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the final form of the Master Indenture, as amended and restated, and the final form of
the First Supplemental Indenture, as amended and restated, and the Chairman's'
signatures to such fmal forms shall be conclusive evidence of the Board's approval of any
additions to or changes in the forms thereof on file with the Secretary.
Section 6. Official Action. The Chmrman, the Vice-Chairman, the Executive
Director, the Treasurer, the Secretary, the Authority General Counsel and any and all
other officers of the Authority are hereby authorized and directed, for and in the name
and on behalf of the Authority, to do any and all things and take any and all actions,
including execution and delivery of any and all assignments, certificates, requisitions,
including, without limitation, requisitions for the payment of costs of issuance of the Tax-
Exempt Bonds and the Taxable Bonds, agreements, including, without limitation,
agreements providing for investment of proceeds of the Tax-Exempt Bonds and the
Taxable Bonds, and an agreement providing for redemption of the Agency Bonds with the
proceeds of the Loan (namely the 1990 Bonds Redemption Deposit Agreement on tile with
the Secretary), notices, consents, instruments of conveyance, warrants and other
documents, which they, or any of them, may deem necessary or advisable in order to
consummate the lawful issuance, sale and delivery of the Tax-Exempt Bonds and the
Taxable Bonds and the making of the Loan pursuant to the Loan Agreement.
Section 7. Effective Date. This ResQlution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this 9th day of January, 1992.
AYES:
NOES:
ABSENT:
ABSTAIN:
(SEAL)
BOARD~'H1BERS :
BUCK, DOtlINr,UEZ, !:!A5f-lRURN, \1'H'KLEP, 5TAPI<'Ev
BOJ\RDrmmERS:
NONE
80ARDflE~lBERS :
NO~IE
80ARD~~E~~BERS :
Nm'E
Secret of the
Lake Elsinore Publi Financing Authority
"~~~.
Public Financing Authority
APPROVED AS TO FORM AND
LEGALITY:
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
~
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that' the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 9th day of January, 1992,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCK, DOMINGUEZ, WASHBURN,
WINKLER, STARKEY
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
~
(SEAL)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-1 of said Agency, and that
the same has not been amended or repealed.
~
VI KI LY N K SAD, C TY CLERK
CITY OF LA E_ELSINORE
(SEAt)
,
,.--
. RESOLUTION NO. PFA 92-.1-
ARESOLUTION OF THE
LAKE ELSINORE PUBLIC FINANCING AUTHORITY
APPROVING DISTRIBUTION OF PRELIMINARY OFFICIAL STATEMENT
RELATING TO THE PROPOSED ISSUANCE AND
SALE BY THE AUTHOm1Y OF ITS 1992 SERIES C TAXALI..OCATlON
REVENUE BONDS (LAKE ELSINORE REDEVELOPMENTPROJEcrs),
AlITHORIZING SALE OF BONDS UPON CERTAIN TERMS AND
CONDITIONS, AND APPROVING OT~ MATTEBS
PROPERLY RELATING THERETO
WHEREAS, the City of Lake Elsinore and the Redevelopment Agency of the City of
Lake Elsinore (the "Agency") have heretofore entered into a Joint Exercise of Powers
Agreement, establishing the Lake Elsinore Public Financing Authority (the "Authority')
for the purpose of issuing its bonds to be used to provide financial assistance to the City
and the Agency; and
WHEREAS, the Authority proposes to issue its 1992 Series C Tax Allocation
Revenue Bonds (Lake Elsinore Redevelopment Projects) in the approximate principal
amount of $30,000,000 (the "Bonds") for the purpose of providing funds to make loans (the
"Loans") to the Agency to finance various redevelopment activities of the Agency; and
WHEREAS, the Bonds are to be issued pursuant to the Marks-Roos Local Bond
Pooling Act of 1985, (the "Act") constituting Article 4 (commencing with Section 6584) of
Chapter 5 of Division 7 of Title 1 of the Government Code of the State of California, and
pursuant to an indenture of trust to be approved by the Authority; and
WHEREAS, the Authority proposes to sell the Bonds to First California Capital
Markets, Inc., (the "Underwriter") for offer and sale by the Underwriter to members of
the general public, and in connection with the offering of the Bonds, the Underwriter has
caused to be prepared an Official Statement describing, among other things, the
Authority and the Bonds, a preliminary form of which is on file with the Authority
Secretary; and
WHEREAS, the Underwriter has caused to be prepared and presented to the
Authority Board a form of contract for the purchase of the Bonds by the Underwriter (the
"Bond Purchase Contract"); and
WHEREAS, the Authority Board, with the aid of its staff, has reviewed the Official
Statement and the Bond Purchase Contract and the transactions ther.ein described and
wishes at this time to approve such Official Statement and such Bond Purchase Contract
in the public interests of the Authority subject to the terms and conditions set forth;
NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Preliminary Statement. The Board hereby approves the matters
contained in the preliminary Official Statement describing the Authority and the Bonds,
in substantially the form submitted by the Underwriter and on file with the Authority
Secretary with such changes and modifications as shall be necessary or appropriate and
when completed to the satisfaction of the Treasurer of the Authority, the Treasurer is
authorized ad directed, on bebalf of the Authority to deem the preliminary Official
Statement "final" pursuant to Rule 15c2-12 under the Security and Exchange Act of 1934.
The Board further approves distribution of the preliminary Official Statement by the
Underwriter to persons who may be interested in purchasing the Bonds. The form of the
final Official Statement, with such further modifications and amendments as shall be
necessary to properly describe the Authority an4 the Bonds, shall be submitted to the
Board for approval and execution in the name and on behalf of the Authority by the
Chairman of the Authority.
Section 2. Bond PurchaRA Contract. The Authority hereby authorizes the sale of
the Bonds to the Underwriter pursuant to and in accordance with the Bond Purchase
Contract, in substantially the form on file with the Authority Secretary together with any
additions thereto or changes therein approved by the Chairman of the Authority or the
Treasurer, the Chairman's execution thereof to be conclusive evidence of such approval,
and hereby delegates to both the Chairman of the Authority, and to his written designee,
the authority to accept an offer from the Underwriter to purchase the Bonds from the
Authority and to execute the Bond Purchase Contract for and in the name and on behalf
of the Authority provided, however, that:
(a) If the Bonds are rated "AM" by a national rating service because
repayment of the Bonds is insured by municipal bond insurance, then the stated
average annual interest rate payable with respect to the Bonds shall not exceed
seven and one-half percent (7 1/2%) per annum and the purchase price to be paid
by the Underwriter for the purchase of Bonds shall be not less than ninety-seven
percent (97%) of the par amount thereof, exclusive of original issue discount; and
(b) If the Bonds are either unrated or rated without the benefit of the
repayment thereof being insured by municipal bond insurance, then the stated
average annual interest rate payable with respect to the Bonds shall not exceed
eight and one-half percent (81/2%) per annum and the purchase price to be paid by
the Underwriter for the purchase of Bonds shall be not less than ninety-seven
percent (97%) of the par amount thereof, exclusive of original issue discount.
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Section 3. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this 9th day of January, 1992.
AYES: Boardmembers: BUCK, Dm~IW:UEZ, VJ'.SI-'BURN, HH'KLER, STARKEY
NOES: Boardmembers: NONE
ABSENT: Boardmembers: Nm'E
ABSTAIN: Boardmembers: ~'ONE
[8 E A L}
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Attest:
APPROVED AS TO FORM & LEGALITY:
iLL
Secretary of the ake Elsinore Public
Financin Authority
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
-
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that' the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 9th day of January, 1992,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCK, DOMINGUEZ, WASHBURN,
WINKLER, STARKEY
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
- L~I ~,~
~LYN ~SAD, CITY CLERK
CITY OF LA E ELSINORE
{SEAL}
,......
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-2 of said Agency, and that
the same has not been amended or repealed.
DATE : January 9, 1992
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(SEAL}-
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RESOLUTION NO. PFA 92- 3
A RESOLUTION OF THE LAKE ELSINORE PUBLIC FINANCING
AUTHORITY AUTHORIZING ISSUANCE BY THE AUTHORITY OF ITS 1992
SERIES C TAX ALWCATION REVENUE BONDS (LAKE ELSINORE
REDEVELOPMENT PROJECTS), APPROVING FINAL OFFICIAL STATEMENT
RELATING TO THE BONDS, APPROVING LOAN AGREEMENT RELATING
TO l11E PROCEEDS OF THE BONDS, AND APPROVING OTHER MATTERS
PROPERLY RELATING THERETO
WHEREAS, the City of Lake Elsinore and the Redevelopment Agency of the City of
Lake Elsinore (the "Agency") have heretofore entered into a Joint Exercise of Powers
Agreement, establishing the Lake Elsinore Public Financing Authority (the "Authority")
for the purpose of issuing its bonds to be used to provide financial assistance to the City
and the Agency; and
WHEREAS, the Authority proposes to issue bonds, namely, its 1992 Series C Tax
Allocation Revenue Bonds (Lake Elsinore Redevelopment Projects) in the principal
amount of not to exceed $25,000,000 (the "Bonds") for the purpose of providing funds to
make a loan (the "Loan") pursuant to the loan agreement hereinafter described (the
"Loan Agreement") to the Agency to finance and refinance various redevelopment
activities of the Agency; and
WHEREAS, the Bonds are to be issued pursuant to the Marks-Roos Local Bond
Pooling Act of 1985, (the "Act") constituting Article 4 (commencing with Section 6584) of
Chapter 5 of Division 7 of Title 1 of the Government Code of the State of California; and
WHEREAS, the Bonds shall be issued, pursuant to an Indenture of Trust (the
"Indenture"), dated as of February 1, 1992 by and between the Authority and Security
Pacific National Bank, as trustee (the "Trustee"); and
WHEREAS, pursuant to Resolution No. PFA q;).-~, adopted January 9, 1992, the
Authority authorized the sale of the Bonds to First California Capital Markets Group,
Inc., (the "Underwriter") for offer and sale by the Underwriter to members of the general
public, and in connection with the offering of the Bonds, the Underwriter has caused to be
prepared an Official Statement (the "Official Statement") describing, among other things,
the Authority and the Bonds, the form of which is on file with the Authority Secretary;
and
WHEREAS, the Agency intends to use a portion of the proceeds of the Loan to
redeem prior to maturity its $5,500,000 Rancho Laguna Redevelopment Project Area No.
II 1990 Subordinate Tax Allocation Bonds (the "1990 Bonds") (both the 1986 Bonds and the
1990 Bonds are referred to collectively as the "Prior Bonds"); and
WHEREAS, the 1990 Bonds were issued pursuant to an Indenture of Trust, dated
as of July 1, 1990, by and between the Agency and the Authority, as trustee; and
WHEREAS, the Authority Board, with the aid of its staff, has reviewed the forms
on file with the Secretary of the Indenture, the Loan Agreement and the Official
Statement;
NOW THEREFORE BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Issuance of Bonds. The Board hereby authorizes the issuance of the
Bonds under and pursuant to the Act and the Indenture in the aggregate principal
amount of not to exceed $25,000,000 for the purposes hereinbefore described. The Board
hereby approves the Indenture in substantially the form on file with the Secretary
together with any additions thereto or changes therein deemed necessary or advisable by
the Chairman or an authorized representative of the Chairman, whose execution thereof
shall be conclusive evidence of approval of any such additions and changes. The
Chairman is hereby authorized and directed to execute, and the Secretary is hereby
authorized and directed to attest and affix the seal of the Authority to, the final form of the
Indenture for and in the name and on behalf of the Authority. Such changes and
additions shall include, without limitation, the insertion in the Indenture of the final
annual maturities and final aggregate principal amount of the Bonds and the final
annual interest rates payable with respect to the Bonds, as provided in the executed
purchase contract with the Underwriter for the sale of the Bonds. The Board hereby
authorizes the delivery and performance of the Indenture.
Section 2. Approval of the Loan Agreement The Board hereby authorizes and
approves the making of a Loan to the Agency pursuant to the following Loan Agreement;
namely the Loan Agreement, dated as of February 1, 1992, by and among the Authority,
the Agency and the Trustee relating to the Loan to the Agency with respect to the Rancho
Laguna Redevelopment Project Area No. II. The Board hereby approves the Loan
Agreement in substantially the form on file with the Secretary together with any
additions thereto or changes therein (including, but not limited to, the principal amount
of the Loan) deemed necessary or advisable by the Chairman or an authorized
representative of the Chairman, whose execution thereof shall be conclusive evidence of
approval of any such additions and changes. The Chairman is hereby authorized and
directed to execute, and the Secretary is hereby authorized and directed to attest and affix
the seal of the Authority to, the final form of the Loan Agreement for and in the name
and on behalf of the Authority. The Board hereby authorizes the delivery and
performance of the Loan Agreement.
Section 3. Official Statement. The Board hereby approves the final Official
Statement describing the Bonds, in substantially the form submitted by the Underwriter
and on file with the Secretary. Distribution of the final Official Statement by the
Underwriter is hereby approved. The Chairman is hereby authorized and directed to
approve any changes in or additions to the final form of said Official Statement to
conform to the requirements of the Indenture and the related proceedings, including,
without limitation, such modifications or amendments as shall be necessary or
convenient to comply with the requirements of any municipal bond insurer. The
Chairman is hereby authorized to execute and deliver the final Official Statement on
behalf of the Authority.
Section 4. Official Action. The Chairman, the Vice-Chairman, the Executive
Director, the Treasurer, the Secretary, the Authority General Counsel and any and all
other officers of the Authority are hereby authorized and directed, for and in the name
and on behalf of the Authority, to do any and all things and take any and all actions,
including execution and delivery of any and all assignments, certificates, requisitions,
including, without limitation, requisitions for the payment of costs of issuance of the
Bonds, agreements, including, without limitation, agreements providing for investment
of proceeds of the Bonds, and an agreement providing for redemption of the 1990 Bonds
with the proceeds of the Loan (namely the 1990 Bonds Redemption Deposit Agreement the
-2-
form of which is on file with the Secretary), notices, consents, instruments of conveyance,
warrants and other documents, which they, or any of them, may deem necessary or
advisable in order to consummate the lawful issuance, sqle and delivery of the Bonds and
the making of the Loan pursuant to the Loan Agreement.
Section 5. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this ~th day of February, 1992.
-
AYES:
NOES:
ABSENT:
ABSTAIN:
BOARDMEMBERS: BUCK, DOMINGUEZ, WASHBURN, WINKLER, STARKEv
BOARDMEMBERS: NONE
BOARDMEMBERS: NONE
BOARDMEMBERS: NONE
0~
/ -
.,( .dL<--<.I_
~h . man o the t1 \
Lake Elsinore
Public Financing Authority
(SEAL)
Secretary of the
Lake Elsinor Public Financing Authority
Approved as to Form & Legality:
-3-
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 25th day of February, 1992,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCK, DOMINGUEZ, WASHBURN,
WINKLER, STARKEY
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
/
-\ (\ [' ~
7\ "
, ", V I .
~,~~~) '. . O-i~~D
VICKILYNNEl'~ ~TY CLER
CITY OF LAK~ElSINORE
(SEAL)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-3 of said Agency, and that
the same has not been amended or repealed.
DfTED: February 28, 1992
\ ~' ~
0\:&. ,--le
~~;; O}\~~~~No~i~RK
(SEAL)
RESOLU110NNO. PFA 92-4
RESOLUTION OF THE LAKE ELSINORE PUBLIC FINANCING AUTHORITY
AUTHORIZING THE PURCHASE AND SALE OF $5,750,000 PRINCIPAL
AMOUNT OF RANCHO LAGUNA REDEVELOPMENT PROJECT AREA NO. ill
TAX ALLOCATION BOND ANTICIPATION NOTES, 1992 SERIES, UPON
CERTAIN TERMS AND CONDITIONS, APPROVING DISTRffiUTION OF
OFFICIAL STATEMENT RELATING THERETO AND PROVIDING OTHER
MATrERS PROPERLY RELATING THERETO
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LAKE ELSINORE PUBLIC FINANCING AUTHORITY
WHEREAS, the City of Lake Elsinore (the "City") and the Redevelopment Agency
of the City of Lake Elsinore (the "Agency") have entered into a Joint Exercise of Powers
Agreement, dated as of August 25, 1989 (the "Agreement"), creating the Lake Elsinore
Public Financing Authority (the "Authority");
WHEREAS, pursuant to Article 4 of Chapter 5 of Division 7 of Title 1 of the
Government Code of the State of California (the "Act") and the Agreement, the Authority
is authorized to purchase bonds, notes and other obligations issued by the Agency for
financing and refinancing public capital improvements, working capital, liability and
and other insurance needs, or projects whenever there are significant public benefits, as
determined by the Agency;
WHEREAS, pursuant to the Act and the Agreement the Authority is further
authorized to sell bonds, notes and other obligations so purchased to public or private
purchasers at public or negotiated sale;
-
WHEREAS, the Authority desires to purchase from the Agency not to exceed
$5,750,000 aggregate principal amount of Redevelopment Agency of the City of Lake
Elsinore Rancho Laguna Redevelopment Project Area No. III Tax Allocation Bond
Anticipation Notes, 1992 Series (the "Notes"), solely from the proceeds received from the
Author!ty's concurrent sale of the Notes to First California Capital Markets Group, Inc.
(the "Underwriter"); and
WHEREAS, the Underwriter has caused a final Official Statement relating to the
Notes (the "final Official Statement") to be submitted to the Authority for approval for
distribution to purchasers of the Notes;
NOW THEREFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority, as follows:
Section 1. The foregoing recitals are true and correct and this Authority so finds
and determines.
Section 2. The proposed form of note purchase agreement (the "Purchase
Contract"), by and among the Agency, the Authority and the Underwriter on me with the
Secretary of the Authority is hereby approved. The Chairman of the Authority is hereby
authorized and directed, for and in the name and on behalf of the Authority, to purchase
the Notes from the Agency and to accept the offer of the Underwriter to purchase the
Notes from the Authority, subject to the terms and conditions of the Purchase Contract,
and to execute and deliver the Purchase Contract to the Agency and the Underwriter;
provided, however, that the annual interest rate payable with respect to the Notes shall
not exceed seven and one-half percent (7 1/2%) per annum and the purchase price paid by
the Underwriter for the purchase of the Notes shall be not less than ninety-seven and one-
half percent (97 1/2%) of the par amount thereof, excluding any original issue discount on
the Notes. Approval of any additions or changes in such form shall be conclusively
evidenced by such execution and delivery of the Purchase Contract.
Section 3. The Official Statement relating to the Notes, together with such
amendments and supplements as shall be necessary or convenient to accurately describe
the Notes in accordance with the Purchase Contract, this Resolution and the other
related proceedings and documents, is hereby approved for distribution to the purchasers
of the Notes.
-
Section 4. All actions heretofore taken by the officers and agents of the Authority
with respect to the purchase and sale of the Notes are hereby approved, confirmed and
ratified. The Chairman, the Executive Director, the Authority Secretary, the Authority
Treasurer and the General Counsel of the Authority and any and all other officers of the
Authority are hereby authorized and directed, for and in the name and on behalf of the
Authority, to do any and all things and take any and all actions, including execution and
delivery of any and all assignments, certificates, requisitions, agreements (including but
not limited to an agreement for investment of the proceeds of the Notes), notices,
consents, instruments of conveyance, warrants and other documents, which they or any
of them, may deem necessary or advisable in order to consummate the purchase of the
Notes from the Agency and the sale and delivery of the Notes to the Underwriter
pursuant to the Purchase Contract approved herein.
Section 5. This resolution shall take effect from and after its adoption.
ADOPTED by the authority on the 10th day of March, 1992.
-
[SEAL]
Clerk of t Board
Lake Elsinore Public Financing Authority
PASSED, APPROVED AND ADOPTED this 10th day of March, 1992 upon the following
vote:
BOARDMEMBERS:
BUCK, DOMINGUEZ, WASHBURN, WINKLER, STARKEY
NONE
NONE
NONE
AYES:
NOES:
ABSENT:
ABSTAIN:
BOARDMEMBERS:
BOARDMEMBERS:
BOARDMEMBERS:
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
-
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 10th day of March, 1992,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCK, DOMINGUEZ, WASHBURN,
WINKLER, STARKEY
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
~~
VICKI LYNNE
CITY OF LAKE
SAo~~t
LSINORE
-
(SEAL)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-4 of said Agency, and that
the same has not been amended or repealed.
-
O~ED:\ March 11, 1992
ro~~~~~
VICKI LYNNE AD, CITY CLE~K
CITY OF LAKE INORE
(SEAL)
RESOLUfIONNO.92-L
-
A RESOLUTION OF THE LAKE ELSINORE PUBUC FINANCING AUTHORITY
AUTHORIZING THE PURCHASE OF SPECIAL TAX BONDS OF THE CITY OF LAKE
ELSINORE, AUTHORIZING THE EXECUTION AND DEUVERY OF A FISCAL
AGENT AGREEMENT AND PROVIDING OTHER MATTERS RELATING THERETO
City of Lake Elsinore Community Facilities District No. 90-3
(North Lake Elsinore Bills Public Improvements)
1992 Special Tax Bonds
WHEREAS, the City of Lake Elsinore (the "City") and the Redevelopment Agency
of the City of Lake Elsinore (the "Agency") have heretofore entered into a Joint Exercise
of Powers Agreement establishing the Lake Elsinore Public Financing Authority (the
"Authority") for the purpose of issuing its bonds to be used to provide fmancing for capital
improvements of the City and the Agency, and any other member entities which may be
approved by the City and the Agency as members of the Authority;
WHEREAS, the Authority has for such purpose heretofore authorized the
issuance of bonds pursuant to an Indenture of Trust (the "Master Indenture"), dated as
of February 1, 1990, by and between the Authority and The Bank of New York Trust
Company of California (the "Trustee") in the maximum principal amount of not to
exceed $500,000,000 (the "Bonds"), the Bonds to be issued in series from time to time
pursuant to supplemental indentures entered into by and between the Authority and
Trustee;
WHEREAS, the Authority has pursuant to such a supplemental indenture (the
"First Supplemental Indenture of Trust"), dated as of June I, 1990, issued, sold and
delivered $55,000,000 principal amount of 1992 Local Obligation Revenue Bonds, Series A
(the "Series A Bonds");
WHEREAS, the Bonds, including the Series A Bonds, are issued pursuant to the
Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting Article 4
(commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the Government
Code of the State of California;
WHEREAS, the Authority intends to use a portion of the proceeds of the Series A
Bonds to purchase not to exceed $10,000,000 aggregate principal amount of the City's City
of Lake Elsinore Community Facilities District No. 90-3 (North Lake Elsinore Hills Public
Improvements) 1992 Special Tax Bonds (the "Special Tax Bonds") pursuant to a Purchase
Contract For Purchase And Sale Of Local Obligations (the "Purchase Contract"), to be
entered into between the Authority and the City, such Purchase Contract being in form
on file with the Secretary of the Authority;
WHEREAS, the Special Tax bonds will be issued and secured pursuant to a Fiscal
Agent Agreement (the "Fiscal Agent Agreement") by and between the City and a fiscal
agent, and the Authority has agreed in the Commitment Agreement to act as such fiscal
agent, such Fiscal Agent Agreement being in form on file with the Secretary of the
Authority; and
WHEREAS, the Board of Directors of the Authority, with the aid of its staff, has
reviewed the forms of the Purchase Contract and the Fiscal Agent Agreement and
approves the Purchase Contract as being in the public interests for which the Authority
has been established.
NOW, TH.tatEFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Purchase of Special Tax Bonds. The Board hereby approves the
purchase of not to exceed $10,000,000 aggregate principal amount of Lake Elsinore
Community Facilities District No. 90-3 (North Lake Elsinore Hills Public Improvements)
1992 Special Tax Bonds pursuant to the Purchase Contract in substantially the form on
file with the Secretary, together with any changes therein or additions thereto approved
by the Chairman, who shall execute and deliver the Purchase Contract in the name and
on behalf of the Authority and whose execution thereof shall be conclusive evidence of
approval of any such additions and changes.
Section 2. Approval of Fiscal Agent Agreement. The Board hereby approves the
Fiscal Agent Agreement in substantially the form on file with the Secretary, together
with any changes therein or additions thereto approved by the Chairman, who shall
execute and deliver the Fiscal Agent Agreement in the name and on behalf of the
Authority and whose execution thereof shall be conclusive evidence of approval of any
such additions and changes.
Section3. OfticialAction. The Chairman, the Vice-Chairman, the Treasurer, the
Secretary and any and all other officers of the Authority are hereby authorized and
directed, for and in the name and on behalf of the Authority, to do any and all things and
take any and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, notices, consents, instruments of conveyance, warrants and
other documents, which they, or any of them, may deem necessary or advisable in order
to consummate the purchase of the Special Tax Bonds pursuant to the Purchase
Contract, the Master Indenture and the First Supplemental Indenture of Trust.
PASSED, APPROVED AND ADOPTED this 23rd day of June, 1992, by the followinq
vote:
BOARDME~1BERS :
BOARDMEMBERS
BOARDMEMBERS:
ALONGI, CHERVENY, DOMINGUEZ, WASHBURN, WINKLER
NONE
NONE
NONE
AYES:
NOES:
ABSENT:
ABSTAIN:
BOARD~1EMBERS :
AfEST:
?LG:~ ..
VICKI KASAD, CLERK OF THE BOARD
::;: AeT~\R~LEGAL lTY:
JOHN R. HARPE~~L ~2-
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
-
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 23rd day of June, 1992,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: ALONGI, CHERVENY, DOMINGUEZ, WASHBURN,
WINKLER
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
/
(
P:~~~~~~~~RK
(SEAl:.)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-6 of said Agency, and that
the same has not been amended or repealed.
DAfD: June 26, 1992 . I
CZt&L ~L~~ 'ttMd
VICKI LYNNE KAS 0, CITY CLERK.
CITY OF LAKE Eh INORE
(SEAL)
PF.n
RESOLUTION NO. 92--1.
A RESOLUTION OF THE LAKE ELSINORE PUBliC FINANCING AUTHORITY
AUTHORIZING THE PURCHASE OF SPECIAL TAX BONDS OF THE CITY OF LAKE
ELSINORE, AUTHORIZING THE EXECUTION AND DELIVERY OF A FISCAL
AGENT AGREEMENT AND PROVIDING OTHER MATfERS RELATING THERETO
City of Lake Elsinore Community Facilities District No. 92-1
(Lake Elsinore Plaza Public Improvements)
1992 Special Tax Bonds
WHEREAS, the City of Lake Elsinore (the "City") and the Redevelopment Agency
of the City of Lake Elsinore (the "Agency") have heretofore entered into a Joint Exercise
of Powers Agreement establishing the Lake Elsinore Public Financing Authority (the
"Authority") for the purpose of issuing its bonds to be used to provide financing for capital
improvements of the City and the Agency, and any other member entities which may be
approved by the City and the Agency as members of the Authority;
WHEREAS, the Authority has for such purpose heretofore authorized the
issuance of bonds pursuant to an Indenture of Trust (the "Master Indenture"), dated as
of February 1, 1990, by and between the Authority and The Bank of New York Trust
Company of California (the "Trustee") in the maximum principal amount of not to
exceed $500,000,000 (the "Bonds"), the Bonds to be issued in series from time to time
pursuant to supplemental indentures entered into by and between the Authority and
Trustee;
WHEREAS, the Authority has pursuant to such a supplemental indenture (the
"First Supplemental Indenture of Trust"), dated as of June 1, 1990, issued, sold and
delivered $55,000,000 principal amount of 1992 Local Obligation Revenue Bonds, Series A
(the "Series A Bonds");
-
WHEREAS, the Bonds, including the Series A Bonds, are issued pursuant to the
Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting Article 4
(commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the Government
Code of the State of California;
WHEREAS, the Authority intends to use a portion of the proceeds of the Series A
Bonds to purchase not to exceed $3,000,000 aggregate principal amount of the City's City
of Lake Elsinore Community Facilities District No. 92-1 (Lake Elsinore Plaza Public
Improvements) 1992 Special Tax Bonds (the "Special Tax Bonds") pursuant to a Purchase
Contract For Purchase And Sale Of Local Obligations (the "Purchase Contract"), to be
entered into between the Authority and the City, such Purchase Contract being in form
on file with the Secretary of the Authority;
WHEREAS, the Special Tax bonds will be issued and secured pursuant to a Fiscal
Agent Agreement (the "Fiscal Agent Agreement") by and between the City and a fiscal
agent, and the Authority has agreed in the Commitment Agreement to act as such fiscal
agent, such Fiscal Agent Agreement being in form on file with the Secretary of the
Authority; and
WHEREAS, the Board of Directors of the Authority, with the aid of its staff, has
reviewed the forms of the Purchase Contract and the Fiscal Agent Agreement and
approves the Purchase Contract as being in the public interests for which the Authority
~.
.~{-:
.:ili:
;~.)',
has been established.
-
NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Purchase of Special Tax Bonds. The Board hereby approves the
purchase of not to exceed $3,000,000 aggregate principal amount of Lake Elsinore
Community Facilities District No. 92-1 (Lake Elsinore Plaza Public Improvements) 1992
Special Tax Bonds pursuant to the Purchase Contract in substantially the form on file
with the Secretary, together with any changes therein or additions thereto approved by
the Chairman, who shall execute and deliver the Purchase Contract in the name and on
behalf of the Authority and whose execution thereof shall be conclusive evidence of
approval of any such additions and changes.
Section 2. Approval of Fiscal Agent Agreement. The Board hereby approves the
Fiscal Agent Agreement in substantially the form on file with the Secretary, together
with any changes therein or additions thereto approved by the Chairman, who shall
execute and deliver the Fiscal Agent Agreement in the name and on behalf of the
Authority and whose execution thereof shall be conclusive evidence of approval of any
such additions and changes.
Section 3. Official Action. The Chairman, the Vice-Chairman, the Treasurer, the
Secretary and any and all other officers of the Authority are hereby authorized and
directed, for and in the name and on behalf of the Authority, to do any and all things and
take any and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, notices, consents, instruments of conveyance, warrants and
other documents, which they, or any of them, may deem necessary or advisable in order
to consummate the purchase of the Special Tax Bonds pursuant to the Purchase
Contract, the Master Indenture and the First Supplemental Indenture of Trust.
-
-2-
Section 4. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this 8th day of December, 1992.
-
AYES:
NOES:
ABSENT:
ABSTAIN:
BOARDMEMBERS: ALONGI, CHERVENY, DO~I~~'IFZ, WASHRURN, WINKLER
BOARDMEMBERS: NONE
----".
/'
BOARDMEMBERS: NONF
p.rARDMEMBERS: NONE
,/"\; 7 /'
, I. I / :
c>~ fJ21 (
Chairman of the Lake Elsino e
Public Financing Authority
[S E A L]
At st:
d~
..~ .
Jt ~.
Secretary 0 the Lake Elsinore Public
Financing Authority
-
-3-
I
:~.
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
-
I, VICKI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Finance Authority of the City of Lake Elsinore at a regular
meeting of said Authority on 8th day of December, 1992, and that it
was so adopted by the following vote:
AYES:
COUNCILMEMBERS: ALONGI, CHERVENY, DOMINGUEZ,
WINKLER, WASHBURN
NOES: COUNCILMEMBERS:
(. (\ c;:STTEAANTII~:" COUNCILMEMBERS:
~~ ~ COUNCILMEMBERS:
~CKI KASAD, CITY CLERK
CITY OF LAKE ELSINORE
(SEAL)
NONE
NONE
NONE
-
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, VICKI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 92-7 of said Council, and that
the
same has not been amended or repealed.
~;~QD:y~r 14~ 1992
tel"KASA~~LERK
CITY OF LAKE ELSINORE
(SEAL)