HomeMy WebLinkAboutPFA Reso No 1990
RESOLUTION NO. P.F.A. 90-1
A RESOLUTION OF THE LAKE ELSINORE PUBLIC
FINANCING AUTHORITY APPROVING DISTRIBUTION OF
PRELIMINARY OFFICIAL STATEMENT RELATING TO
APPROXIMATELY $55,000,000 1990 LOCAL AGENCY
REVENUE BONDS, SERIES A AND APPROVING
OTHER MATTERS PROPERLY RELATING
THERETO.
WHEREAS, the City of Lake Elsinore (the "City") and
the Redevelopment Agency of the City of Lake Elsinore (the
"Agency") have entered into a Joint Exercise of Powers
Agreement (the "Agreement"), dated July 25, 1989, as amended,
establishing the Lake Elsinore Public Financing Authority (the
"Authority"); and
WHEREAS, pursuant to Article 4 of Chapter 5 of
Division 7 of Title 1 of the Government Code of the State of
California (the "Act") and the Agreement, the Authority is
authorized to purchase bonds issued by the City and the Agency
for financing and refinancing public capital improvements,
working capital, liability and other insurance needs, or
projects whenever there are significant public benefits, as
determined by the City or the Agency, as applicable; and
WHEREAS, pursuant to the Act, the Authority proposes
to issue for such purpose its approximately $55,000,000
principal amount of 1990 Local Obligation Revenue Bonds,
Series A (the "Bonds"); and
WHEREAS, the First California Capital Markets Group,
Inc., as the underwriter of the Bonds (the "Underwriter") has
caused to be prepared an Official Statement describing the
Bonds and matters related thereto, the preliminary form of
which is on file with the Secretary; and
WHEREAS, the Authority, with the aid of its staff,
has reviewed the preliminary Official Statement, and the
transactions therein described and wishes at this time to
.-"--
approve the preliminary Official statement in the public
interests of the Authority, the City and the Agency.
-
NOW, THEREFORE, IT IS ORDERED by the Lake Elsinore
Public Financing Authority as follows:
Section 1. Preliminary Official Statement. The
Authority hereby approves the preliminary Official Statement
describing the Bonds and the other matters contained therein,
in substantially the form submitted by the Underwriter and on
file with the Secretary. The Authority further approves
distribution of the preliminary Official Statement by the
Underwriter to persons who may be interested in purchasing the
Bonds, and, prior to the distribution of the preliminary
Official Statement, the Chairman of the authority is
authorized and directed, on behalf of the Issuer, to deem the
preliminary Official Statement "final" pursuant to Rule
15c2-12 under the Securities Exchange Act of 1934 (the
"Rule"). The form of the final Official Statement, which
shall include such changes and additions thereto as shall be
necessary to properly describe the Bonds and all matters
relating to the Bonds, and such information permitted to be
excluded from the preliminary Official Statement pursuant to
the Rule shall be submitted to the Authority for approval and
execution in the name and on behalf of the authority by the
Chairman of the Authority.
Section 2. Effective Date. This Resolution shall
take effect from and after the date of its passage and
adoption.
PASSED, APPROVED AND ADOPTED this 24th day of April,
1990 by the following vote:
-
AYES:
NOES:
ABSENT:
ABSTAIN:
BOARDMEMBERS:
BOARDMEMBERS:
BOARDMEMBERS:
BOARDMEMBERS:
BUCK, DOMINGUEZ, WASHBURN, WINKLER, STARKEY
NONE
NONE
NONE
~
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IL ST KEY, CHAI
ATTEST:
~----
RON MOLENDYK, S
APPROVED AS TO FORM AND LEGALITY:
-
..-....
PUBLIC FINANCING AUTHORITY
RESOLUTION NO. 90- 2
-
RESOLurION OF TaE LAKE ELSINORE PUBLIC FINANCING
AUTHORITY AUTHORIZING THE ISSUANCE OF LOCAL AGENCY
REVENUE BONDS, SERIES A, IN THE AGGREGATE PRINCIPAL
OF NOT TO EXCEED $55,000,000, APPROVING INDENTURE OF
TRUST AND OFFICIAL STATEMENT, AUTHOIDZlNG SALE OF
SUCH BONDS, AlITHORIZING THE EXECUTION OF AGREEMENTS
Fon THE PURCHASE OF LOCAL OBLIGATIONS OF THE CITY
AND THE REDEVELOPMENT AGENCY AND PROVIDING OTHER
MAITERS PROPERLY RELATING THERETO
WHEREAS, the City of Lake Elsinore (the "City") and the Lake. Elsinore
Redevelopment Agency (the" Agency") have heretofore entered into a Joint Exercise of
Powers Agreement establishing the Lake Elsinore Public Financing Authority (the
"Authority") for the purpose of issuing its bonds to be used to provide financing for
capital improvements of the City and the Agency, and any other member entities which
may be approved by the City and the Agency as members of the Authority;
WHEREAS, the Authority has for such purpose heretofore authorized the
issuance of bonds pursuant to an Indenture of Trust (the "Master Indenture"), dated as of
February 1, 1990, by and between the Authority and The Bank of New York Trust
Company of California (the "Trustee") in the maximum principal amount of not to exceed
$500,000,000 (the "Bonds"), the Bonds to be issued in series from time to time pursuant
to supplemental indentures entered into by and between the Authority and Trustee;
-
WHEREAS, the Authority now proposes to enter into such a supplemental
indenture (the "First Supplemental Indenture"), dated as of May 1, 1990, to provide for
the issuance of not to exceed $55,000,000 principal amount of 1990 Local Obligation
Hevellue Bonds, Series A (the "Series A Bonds");
WHEREAS, the Bonds, including the Series A Bonds, are to be issued pursuant to
the Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting Article 4
(commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the Government
Code of the State of California; and
WHEREAS, First California Capital Markets Group, Inc., as underwriter of the
Bonds (the "Underwriter") has submitted a form of an offer to purchase the Series A
Bonds (the Purchase Agreement) and has caused to be prepared an Official Statement
describing the Series A Bonds (the preliminary form of which was approved by the
Authority at its meeting on April 24, 1990);
WHEREAS, the Authority will use proceeds of the Series ~ Bonds to purchase
local obligations of the City and the Agency pursuant to COmDlltment contracts (the
"Commitment ContractsW) to be entered between the Authority and City and the Agency,
respectively, the Commitment Contracts to be in substance as required by the Authority's
Program Rules and Regulations, adopted November 28, 1989, pursuant to Resolution No.
89-4, and in form on file with the Secretary of the Authority;
..--...
WHEREAS, the Board of Directors of the Authority, with the aid of its staff, has
reviewed the forms of the Indenture, the Purchase Agreement, the Commitment Contact
and the Official Statement and approves all of said transactions in the public interests
for which the Authority has been established;
NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Findings and Determinations. Pursuant to the Act the Board
hereby finds and determines that tho issuance of the Series A Bonds will result in
savings in effective interest rates, bond underwriting and bond issuance costs and
thereby results in significant public benefits to the City and the Agency within the
contemplation of Section 6586 of tho Act. '
. Section 2. Issuance of Serles A Bonds; Approval of Indenture. The Board
hereby authorizes the issuance of the Series A Bonds under and pursuant to the Act and
the Master Indenture, in the aggregate principal amount of not to exceed $55000000
under and pursuant to the First Supplemental Indenture in substantially the fo~ o~ fil~
with the Secretary together with any changes therein or additions thereto deemed
advisable by the Chairman, whose execution thereof shall be conclusive evidence of his
consent to such changes or additions. The Chairman is hereby authorized and directed to
execute, and the Secretary is hereby authorized and directed to attest the First
. ,
Supplemental Indenture for and in the name of the Authority.
Section 3. Sale of Series A Bonds. The Board hereby approves the sale of the
Series A Bonds to the Underwriter, pursuant to the Purchase Agreement by and between
the Authority and the Underwriter, in substantially the form on file with the Secretary
together with any changes therein or additions thereto approved by the Chairman, who
shall execute and deliver the Purchase Agreement in the name and on behalf of the
Authority and whose execution thereof shall be conclusive evidence of approval of any
such additions and changes; provided that the purchase price received by the Authority
for the Series A Bonds shall be not less than ninety-seven percent (97%) of the par
amount thereof, exclusive of original issue discount, and the average annual stated
interest rate to be borne by the Series A Bonds shall not exceed eight and one-half
percent (8.50) per annum..
Section 4. Official Statement. The Board hereby approves and authorizes tho
distribution of the fInal Official Statement by the Underwriter. The Chairman is hereby
authorized and directed to approve any changes in or additions to a final form of said
Official Statement approved by the Chairman, whose execution thereof shall be
conclusive evidence of approval of any such changes and additions. The final Official
Statement shall be executed in the name and on behalf of the Authority by the Chairman,
who is hereby authorized and directed to execute the fInal Official Statement on behalf of
the Authority.
Section 5. Purchase of Local Obligations of the City and the Agency. The
Board hereby approves the purchase of local obligations of tho City and the Authority
pursuant to the Commitment Contracts in substantially the form on file with the
Secretary together with any changes therein or additions thereto approved by the
Chairman, who shall execute and deliver tho Commitment Contracts in tho name and on
behalf of the Authority and whose execution thereof shall be conclusive evidence of
approval of any such additions and changes.
Section 6. Official Action. The Chairman, the Vice-Chairman, the Treasurer,
the Secretary, and any and all other officers of the Authority are hereby autho~zed and
directed for and in the name and on behalf of the Authority, to do any and all things and
take an~ and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, agreements, including, without limitation, agreements for the
investment of the proceeds and revenues of tho Series A Bonds, notices, consents,
instruments of conveyance, warrants and other documents, which the!, or any of them,
may deem necessary or advisable in order to consummate the lawful Issuance, sale and
delivery of the Series A Bonds as described herein.
Section 7. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this 8th day of May, 1990.
A~S: COUNCILMEMBERS: BUCK, DOMINGUEZ, STARKEY, WINKLER
NOES: COUNC I LMEMB ERS: NON E
ABSENT: COUNCILMEMBERS: WASHBURN
ABSTAIN: COUNCILMEMBERS: NONE
,-",---<: .
Bil(;~~~~~dr
Lake Elsinore Public Finan g Authority
[8 E A L]
Attest:
Ron r~o 1 endyk, I Secret~ry .of th~ .
Lake Elsino e Public Fmancmg Authonty
~
PUBLIC FINANCING AUTHORITY
RESOLUTION NO. 90-~
A RESOLUTION OF LAKE ELSINORE PUBLIC FINANCING
AUTHORITY AUTHORIZING INVESTMENT OF MONIES IN THE
lOCAL AGENCY INVESTMENT FUND
THE lAKE ELSINORE PUBLIC FINANCING AUTHORITY DOES HEREBY RESOLVE AND ORDER
AS FOllOWS:
SECTION 1: The name and address of the applying agency is: lake
~ Elsinore Public Financing Authority, a Non-Profit Corporation, 130 South Main
Street, lake Elsinore, California 92330.
SECTION 2: lake Elsinore Public Financing Authority does hereby
authorize the deposit and withdrawal of monies in the local Agency Investment
Fund in the State Treasury in accordance with the provisions of Section 16429.1
of the Government Code for the purpose of investment stated therein.
SECTION 3: The folloWing lake Elsinore Public Financing Authority
officers or their successors in office shall be authorized to order the deposit
or withdrawal of monies in the local Agency Investment Fund:
Executive Director
Administrative Services Director
Finance Manager
Accountant II
Accountant I
SECTION 4: The Secretary of the lake Elsinore Public Financing
Authority shall certify to the adoption of this resolution and file the same
with the State Treasurer.
-
PASSED, APPROVED AND ADOPTED thi s 12th day of June
following vote.
, 1990, by the
AYES: BOARDMEMBERS: BUCK, DOMINGUEZ, WASHBURN, WINKLER, STARKEY
NOES: BOARDMEMBERS: NONE
ABSENT: BOARDMEMBERS: NONE
ABSTAIN: BOARDMEMBERS: NONE
// -
NCING AUTHORITY
ATTEST:
".=:-
APPROVED AS TO FORM AND LEGALITY:
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS:
CITY OF LAKE ELSINORE
-
I, vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Finance Authority of the City of Lake Elsinore at a regular
meeting of said Authority on the 12th day of June, 1990, and that it
was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCK, DOMINGUEZ, WASHBURN,
WINKLER, STARKEY
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
(
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VICKI LYNN KAS D, ITY CLERK
CITY OF LA ELSINORE
( SEAL)
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS:
CITY OF LAKE ELSINORE
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 90-3 of said Authority, and that
the same has not been amended or repealed.
.-....
DATED: June 13, 1990
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:1~~(I.~..,
CK~LYNNJ(~~SAD, CITY CLERK
CITY OF LA~ ELSINORE
(SEAL)
PFA
RESOLUTION NO. 90- 4
RESOLUfION OF THE LAKE ELSINORE PUBLlC FINANCING AUTHORITY
AUl'HORIZING THE ISSUANCE OF 1990 LOCAL AGENCY REVENUE BONDS,
SERIES B, IN THE AGGREGATE PRINCIPAL OF NOT TO EXCEED $35,000,000,
APPROVING INDENTURE OF TRUST AND OFFICIAL STATEMENT,
AUTHORIZING SALE OF SUCH BONDS, AUl'HORIZING THE EXECUfION OF
AN AGREEMENT FOR TIIE PURCHASE OF LOCAL OBLIGATIONS OF THE
_ REDEVELOPMENT AGENCY AND THE AGENCY PLEDGE AGREEMENT AND
PROVIDING OTHER MATTERS PROPERLY RELATING THERETO
1990 LOCAL OBLIGATION BONDS, SERIES B
WH EREAS, the City of Lake Elsinore (the "City") and the Lake Elsinore
Redevelopment Agency (the "Agency") have heretofore entered into a Joint Exercise of
Powers Agreement establishing the Lake Elsinore Public Financing Authority (the
"Authority") for the purpose of issuing its bonds to be used to provide financing for capital
improvements of the City and the Agency, and any other member entities which may be
approved by the City and the Agency as members of the Authority;
WHEREAS, the Authority has for such purpose heretofore authorized the
issuance of bonds pursuant to an Indenture of Trust (the "Master Indenture"), dated as
of February 1, 1990, by and between the Authority and The Bank of New York Trust
Company of California (the "Trustee") in the maximum principal amount of not to
exceed $500,000,000 (the "Bonds"), the Bonds to be issued in series from time to time
pursuant to supplemental indentures entered into by and between the Authority and
Trustee;
-
WHEREAS, the Authority now proposes to enter into such a supplemental
indenture (the "Second Supplemental Indenture"), dated as of November 1, 1990, to
provide for the issuance of not to exceed $35,000,000 principal amount of 1990 Local
Obligation Revenue Bonds, Series B (the "Series B Bonds");
WHEREAS, the Bonds, including the Series B Bonds, are to be issued pursuant to
the Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting Article 4
(commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the Government
Code of the State of California;
WHEREAS, First California Capital Markets Group, Inc., as underwriter of the
Series B Bonds (the "Underwriter") has submitted a form of an offer to purchase the
Series B Bonds (the Purchase Agreement) and has caused to be prepared an Official
Statement describing the Series B Bonds (the preliminary form of which is on file with
the Secretary);
WHEREAS, the Authority intends to use proceeds of the Series B Bonds to
purchase local obligations of the Agency pursuant to a Commitment Agreement and
Purchase Contract (the "Commitment Agreement and Purchase Contract") to be entered
into between the Authority and the Agency, the Commitment Agreement and Purchase
Contract being entered into by the Authority pursuant to the Master Indenture and the
Authority's Program Rules and Regulations, adopted pursuant to Resolution No. 89-4,
and being in form on file with the Secretary of the Authority;
,.-...
WHEREAS, the proceeds of the Agency's local obligations will be used to fmance
public capital improvements within the Agency's Rancho Laguna Redevelopment
Project Area No. II and, in consideration of the Authority's purchase of such local
obligations, the Agency is willing to agree to pay certain costs of issuance of the Series B
Bonds, as provided in the Commitment Agreement and Purchase Contract;
-
-
..-..
WHEREAS, such public capital improvements have been determined by the
Age,ncy and the. City to be of benefit to the Project Area and to assist the Authority in
sellmg the SerIes B Bonds, the Agency has agreed to pledge certain tax increment
revenues to the repayment of the local obligations issued to finance such public capital
improvements, all as provided in the Agency Pledge Agreement in form on file with the
Secretary of the Authority; and
WHEREAS, the Board of Directors of the Authority, with the aid of its staff, has
reviewed the forms of the Second Supplemental Indenture, the Commitment Agreement
and Purchase Contract, the Agency Pledge Agreement and the Official Statement and
approves all of said agreements and transactions in the public interests for which the
Authority has been established;
NOW, THEREFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Findings and Determinations. Pursuant to the Act, the Board hereby
finds and determines that the issuance of the Series B Bonds will result in savings in
effective interest rates, bond underwriting and bond issuance costs and thereby results in
significant public benefits to the Agency, within the contemplation of Section 6586 of the
Act.
Section 2. Issuance of Series B Bonds; Approval of Second Supplemental
Indenture. The BQard hereby authorizes the issuance of the Series B Bonds under the
authority of the Act and the Master Indenture, in the aggregate principal amount of not
to exceed $35,000,000, pursuant to the Second Supplemental Indenture in substantially
the form on file with the Secretary, together with any changes therein or additions
thereto deemed advisable by the Chairman, whose execution thereof shall be conclusive
evidence of his consent to such changes or additions. The Chairman is hereby
authorized and directed to execute and deliver, and the Secretary is hereby authorized
and directed to attest, the Second Supplemental Indenture for and in the name of the
Authority.
Section 3. Sale of Series B Bonds. The Board hereby approves the sale of the Series
B Bonds to the Underwriter, pursuant to the Purchase Agreement by and between the
Authority and the Underwriter, in substantially the form on file with the Secretary,
together with any changes therein or additions thereto approved by the Chairman, who
shall execute and deliver the Purchase Agreement in the name and on behalf of the
Authority and whose execution thereof shall be conclusive evidence of approval of any
such additions and changes; provided that the purchase price received by the Authority
for the Series B Bonds shall be not less than ninety-seven percent (97%) of the par amount
thereof, exclusive of original issue discount, and the average annual stated interest rate
to be borne by the Series B Bonds shall not exceed nine percent (9.00%) per annum.
Section 4. Official Statement. The Authority approves distribution of the
preliminary Official Statement by the Underwriter to persons who may be interested in
purchasing the Bonds, and, upon request of the Underwriter, the Chairman of the
Authority is authorized and directed, on behalf of the Authority, to deem the preliminary
Official Statement "final" pursuant to Rule 15c2-12 under the Securities Exchange Act of
1934 (the "Rule"). The form of the final Official Statement shall include such information
permitted to be excluded from the preliminary Official Statement pursuant to the Rule.
The Board hereby approves and authorizes the distribution of the final Official Statement
by the Underwriter. The Chairman is hereby authorized and directed to approve any
changes)n or additions to a final form of said Official Statement approved by the
Chairman, whose execution thereof shall be conclusive evidence of approval of any such
changes and additions. The final Official Statement shall be executed in the name and
on behalf of tbe Authority by the Chairman, who is hereby authorized and directed to
execute the final Official Statement on bebalf of the Authority.
Section 5. Purchase of Local Obligations of the Agency. The Board hereby
approves the purchase of local obligations of the Agency pursuant to the Commitment
Agreement and Purchase Contract in substantially the form on file with the Secretary,
together with any changes therein or additions thereto approved by the Chairman, who
shall execute and deliver the Commitment Agreement and Purchase Contract in the
name and on behalf of the Authority and whose execution thereof shall be conclusive
evidence of approval of any such additions and changes.
-
Section 6. Approval of Agency Pledge Agreement. The Authority hereby approves
the execution of the Agency Pledge Agreement and the Chairman of the Authority is
hereby authorized and directed, for and on behalf of the Authority to execute and deliver
the Agency Pledge Agreement. Approval of any additions to or changes in the form of the
Afency Pledge Agreement on file with the Secretary of the Authority, as deemed
appropriate by the Chairman of the Authority, shall be conclusively evidenced by
execution and delivery of the Agency Pledge Agreement.
Section 7. Official Action. The Chairman, the Vice-Chairman, the Treasurer, the
Secretary, and any and all other officers of the Authority are hereby authorized and
directed, for and in the name and on behalf of the Authority, to do any and all things and
take any and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, including, without limitation, requisitions for the payment of
costs of issuance of the Series B Bonds, agreements, including, without limitation,
agreements for the investment of the proceeds and revenues of the Series B Bonds,
notices, consents, instruments of conveyance, warrants and other documents, which
they, or any of them, may deem necessary or advisable in order to consummate the
lawful issuance, sale and delivery of the Series B Bonds to the Underwriter as described
herein.
-
Section 8. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
PASSED AND ADOPTED this 13th day of November, 1990.
AYES:
BOARDMEMBERS:
BUCK, DOMINGUEZ, WASHBURN, WINKLER, STARKEY
NOES:
BOARDMEMBERS:
NONE
ABSENT:
ABSTAIN:
BOARDMEMBERS:
BOARDMEMBERS:
NONE
NONE
J
.......
[8 E A L]
Attest:
Secretary of th Lake Elsinore
Finan ng Authority
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS:
CITY OF LAKE ELSINORE
I, vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
-
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 13th day of November, 1990,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: DOMINGUEZ, STARKEY, WASHBURN
WINKLER, BUCK
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
i
,
i
0JtLl~1~L CLERK
CITY OF LA~E ELSINORE
-
( SEAL)
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS:
CITY OF LAKE ELSINORE
I, vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 90-4 of said Agency, and that
the same has not been amended or repealed.
-
D~TED: November 28, 1990
I
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'6,-~W,-, 0-c.~. \.-.. (/ [CA..lUtd
vICKI LYNN KASAD, CITY CLERK
CITY OF LA' ELSINORE
( SEAL)
PFA
RESOLUTION NO. 90- 5
,-
RESOLUTION OF THE LAKE ELSINORE PUBLIC FINANCING AUTHORITY
AUI'HORIZING THE ISSUANCE OF 1990 LOCAL AGENCY REVENUE BONDS,
SERIES B, IN THE AGGREGATE PRINCIPAL OF NOT TO EXCEED $35,000,000,
APPROVING INDENTURE OF TRUST AND OFFICIAL STATEMENT,
AUTIIORIZING SALE OF SUCH BONDS, AUI'HORIZING THE EXECUTION OF
AN AGREEMENT FOR THE PURCHASE OF LOCAL OBLIGATIONS OF THE
REDEVELOPMENT AGENCY AND THE AGENCY PLEDGE AGREEMENT AND
PROVIDING O'I1IER MATfERS PROPERLY RELATING THERETO
1990 LOCAL OBLIGATION BONDS, SERIES B
WHEREAS, the City of Lake Elsinore (the "City") and the Lake Elsinore
Redevelopment Agency (the "Agency") have heretofore entered into a Joint Exercise of
Powers Agreement establishing the Lake Elsinore Public Financing Authority (the
"Authority") for the purpose of issuing its bonds to be used to provide financing for capital
improvements of the City and the Agency, and any other member entities which may be
approved by the City and the Agency as members of the Authority;
WHEREAS, the Authority has for such purpose heretofore authorized the
issuance of bonds pursuant to an Indenture of Trust (the "Master Indenture"), dated as
of February I, 1990, by and between the Authority and The Bank of New York Trust
Company of California (the "Trustee") in the maximum principal amount of not to
exceed $500,000,000 (the "Bonds"), the Bonds to be issued in series from time to time
pursuant to supplemental indentures entered into by and between the Authority and
Trustee;
-
WHEREAS, the Authority now proposes to enter into such a supplemental
indenture (the "Second Supplemental Indenture"), dated as of November I, 1990, to
provide for the issuance of not to exceed $35,000,000 principal amount of 1990 Local
Obligation Revenue Bonds, Series B (the "Series B Bonds");
WHEREAS, the Bonds, including the Series B Bonds, are to be issued pursuant to
the Marks-Roos Local Bond Pooling Act of 1985, (the "Act") constituting Article 4
(commencing with Section 6584) of Chapter 5 of Division 7 of Title 1 of the Government
Code of the State of California;
WHEREAS, First naJifornia Capital Markets Group, Inc., as underwriter of the
Series B Bonds (the "Underwriter") has submitted a form of an offer to purchase the
Series B Bonds (the Purchase Agreement) and has caused to be prepared an Official
Statement describing the Series B Bonds (the preliminary form of which is on file with
the Secretary);
,.....
WHEREAS, the Authority intends to use proceeds of the Series B Bonds to
purchase local obligations of the Agency pursuant to a Commitment Agreement and
Purchase Contract (the "Commitment Agreement and Purchase Contract") to be entered
into between the Authority and the Agency, the Commitment Agreement and Purchase
Contract being entered into by the Authority pursuant to the Master Indenture and the
Authority's Program Rules and Regulations, adopted pursuant to Resolution No. 89-4,
and being in form on file with the Secretary of the Authority;
WHEREAS, the proceeds of the Agency's local obligations will be used to finance
public capital improvements within the Agency's Rancho Laguna Redevelopment
Project Area No. II and, in consideration of the Authority's purchase of such local
obligations, the Agency is willing to agree to pay certain costs of issuance of the Series B
Bonds, as provided in the Commitment Agreement and Purchase Contract;
'i
WHEREAS, such public capital improvements have been determined by the
Agency and the City to be of benefit to the Project Area and to assist the Authority in
selling the Series B Bonds, the Agency has agreed to pledge certain tax increment
revenues to the repayment of the local obligations issued to finance such public capital
improvements, all as provided in the Agency Pledge Agreement in form on file with the
Secretary of the Authority; and
-
WHEREAS, the Board of Directors of the Authority, with the aid of its staff, has
reviewed the forms of the Second Supplemental Indenture, the Commitment Agreement
and Purchase Contract, the Agency Pledge Agreement and the Official Statement and
approves all of said agreements and transactions in the public interests for which the
Authority has been established;
NOW, TIIEREFORE, BE IT RESOLVED by the Board of Directors of the Lake
Elsinore Public Financing Authority as follows:
Section 1. Findings and Determinations. Pursuant to the Act, the Board hereby
finds and determines that the issuance of the Series B Bonds will result in savings in
effective interest rates, bond underwriting and bond issuance costs and thereby results in
significant public benefits to the Agency, within the contemplation of Section 6586 of the
Act.
-
Section 2. Issuance of Series B Bonds; Approval of Second Supplemental
Indenture. The Board hereby authorizes the issuance of the Series B Bonds under the
authority of the Act and the Master Indenture, in the aggregate principal amount of not
to exceed $35,000,000, pursuant to the Second Supplemental Indenture in substantially
the form on file with the Secretary, to:;ether with any changes therein or additions
thereto deemed advisable by the Chairman, whose execution thereof shall be conclusive
evidence of his consent to such changes or additions. The Chairman is hereby
authorized and directed to execute and deliver, and the Secretary is hereby authorized
and directed to attest, the Second Supplemental Indenture for and in the name of the
Authority.
Section 3. Sale of Series B Bonds. The Board hereby approves the sale of the Series
B Bonds to the Underwriter, pursuant to the Purchase Agreement by and between the
Authority and the Underwriter, in substantially the form on file with the Secretary,
together with any changes therein or additions thereto approved by the Chairman, who
shall execute and deliver the Purchase Agreement in the name and on behalf of the
Authority and whose execution thereof shall be conclusive evidence of approval of any
such additions and changes; provided that the purchase price received by the Authority
for the Series B Bonds shall be not less than ninety-seven percent (97%) of the par amount
thereof, exclusive of original issue discount, and the average annual stated interest rate
to be borne by the Series B Bonds shall not exceed nine percent (9.00%) per annum.
Section 4. Official Statement. The Authority approves distribution of the
preliminary Official Statement by the Underwriter to persons who may be interested in
purchasing the Bonds, and, upon request of the Underwriter, the Chairman of the
Authority is authorized and directed, on behalf of the Authority, to deem the preliminary
Official Statement "final" pursuant to Rule 15c2-12 under the Securities Exchange Act of
1934 (the "Rule"). The form of the final Official Statement shall include such information
permitted to be excluded from the preliminary Official Statement pursuant to the Rule.
The Board hereby approves and authorizes the distribution of the final Official Statement
",..... by the Underwriter. The Chairman is hereby authorized and directed to approve any
changes in or additions to a final form of said Official Statement approved by the
Chairman, whose execution thereof shall be conclusive evidence of approval of any such
changes and additions. The final Official Statement shall be executed in the name and
on behalf of the Authority by the Chairman, who is hereby authorized and directed to
execute the final Official Statement on behalf of the Authority.
,
Section 5. Purchase of Local Obligations of the Agency. The Board hereby
approves the purchase of local obligations of the Agency pursuant to the Commitment
Agreement and Purchase Contract in substantially the form on file with the Secretary,
together with any changes therein or additions thereto approved by the Chairman, who
shall execute and deliver the Commitment Agreement and Purchase Contract in the
name and on behalf of the Authority and whose execution thereof shall be conclusive
evidence of approval of any such additions and changes.
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Section 6. Approval of Agency Pledge Agreement. The Authority hereby approves
the execution of the Agency Pledge Agreement and the Chairman of the Authority is
hereby authorized and directed, for and on behalf of the Authority to execute and deliver
the Agency Pledge Agreement. Approval of any additions to or changes in the form of the
Agency Pledge Agreement on file with the Secretary of the Authority, as deemed
appropriate by the Chairman of the Authority, shall be conclusively evidenced by
execution and delivery of the Agency Pledge Agreement.
Section 7. Official Action. The Chairman, the Vice-Chairman, the Treasurer, the
Secretary, and any and all other officers of the Authority are hereby authorized and
directed, for and in the name and on behalf of the Authority, to do any and all things and
take any and all actions, including execution and delivery of any and all assignments,
certificates, requisitions, including, without limitation, requisitions for the payment of
costs of issuance of the Series B Bonds, agreements, including, without limitation,
agreements for the investment of the proceeds and revenues of the Series B Bonds,
notices, consents, instruments of conveyance, warrants and other documents, which
they, or any of them, may deem necessary or advisable in order to consummate the
lawful issuance, sale and delivery of the Series B Bonds to the Underwriter as described
herein.
Section 8. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
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PASSED AND ADOPTED this 27thJay of November, 1990.
AYES:
BOARD~1EMBERS :
BUCK, DOMINGUEZ, WASHBURN, WINKLER
NONE
NOES:
BOARDMmBERS:
ABSENT:
BOARD~1EMBERS :
STARKEY
ABSTAIN:
BOARDMEMBERS:
NONE
[S E A L]
Attest:
....
..
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
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I, vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
Public Financing Authority of the City of Lake Elsinore at a
regular meeting of said Agency on the 27th day of November, 1990,
and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: DOMINGUEZ, WASHBURN,
WINKLER, BUCK
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: STARKEY
~BSTAIN: COUNCILMEMBERS: NONE
rj "" ,ny' J
'. .. \'\"\
vt6kti~E-~~~~i:TY CLERK
CITY OF ~KE ELSINORE
-
(SEAL)
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS:
CITY OF LAKE ELSINORE
I, Vicki Lynne Kasad, City Clerk of the City of Lake Elsinore,
DO HEREBY CERTIFY that the above and foregoing is a full, true and
correct copy of Resolution No. PFA 90-5 of said Agency, and that
the same has not been amended or repealed.
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D~TED: November 28, 1990
(
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(\ (, \
- \ - \ \
0~~~" ~).. ''V'",,,;:..._ ._.(~.c)
VICKI LYN. KASAD, CITY CLERK
CITY OF LA E ELSINORE
( SEAL)