HomeMy WebLinkAboutCC Reso No 2004-77RESOLUTION NO. 2004 -77
RESOLUTION OF INTENTION OF THE CITY GOUNCIL OF THE CITY
OF LAKE ELSINORE TO ESTABLISH CITY OF LAKE ELSINORE
COMMUNITY FACILITIES DISTRICT NO. 2004-3 (ROSETTA
GANYOl~ AND DESIGNATING IMPROVEMENT AREAS WITHIN
SAID COMMUNITY FACILITIES DISTRICT
WHEREAS, the City Council (the "Council") of the City of Lake Elsinore (the "City")
has received a petition (the "Petition") requesting the institution of proceedings for (i) formation
of a community facilities district (the "CFD") pursuant to the Mello-Roos Community Facilities
Act of 1982, as amended (the "AcY'), (ii) designation of improvement areas within the CFD, (iii)
authorization of issuance of bonds for each improvement area within the CFD, and (iv)
establishment of an appropriations limit for each improvement area within the CFD; and
WHEREAS, the Council has determined that the Petition complies with the requirements
of Government Code Section 53318(c) and now intends to initiate such proceedings; and
WHEREAS, it is the intention of the Council to finance the acquisition and construction
of the Facilities (as defined below) ar any combination thereof through the formation of the
CFD, sixbjeet to the authorization of bonds and the levy of a special tax to pay lease payments,
installment purchase payments or other payments, or principal and interest on bonds, being
approved at an election to be held within the boundaries of each improvement area within the
CFD;
W$BREAS, pursuant to Section 53350 of the Act, the Council may designate a portion
or portions of the CFD as one or more improvement areas for purposes of financing of, or
contributing to the financing of, specified public facilities;
WHEREAS, the Council intends to provide fot the annexation in the future oF territory
(the "Future Annexation Area") to Improvement Area No. 2 of the CFD;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE
DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
,~'~
Sectid~~ 1. The Council hereby determines to institute proceedings for the formation
of a cornmunity facilities district under the terms of the Act. The exterior boundaries of the CFD
are her'eby specified and described to be as shown on that certain map now on file in the office of
the Clerk entitled "Proposed Boundary of Community Facilities District No. 2004-3 of the City
of Lake Elsinore (Rosetta Canyon)," which map indicates by a boundazy line the extent of the
territory included in the proposed community facilities district and shall govern for all details as
to the extent of the CFD. On the original and one copy of the map of such CFD on file in the
City Clerk's office, the City Clerk shall endorse the certificate evidencing the date and adoption
of this resolution. The City Clerk shall file the original of such map in her office and, within
fifteen (15) days after the adoption of this Resolution, the City Clerk shall file a copy of such
map so endorsed in the records of the County Recorder, County of Riverside, State of California.
45445788.4
Section 2. The Future Annexation Area may be annexed in the future only with the
unanimous approval of the owner or owners of each parcel or pazcels at the time that parcel or
those parcels aze annexed.
Section 3. The name of the proposed CFD shall be "City of Lake Elsinore
Community Facilities District No. 2004-3 (Rosetta Canyon)."
Section 4. The Council hereby designates the portions of the CFD as described in
Exhibit A attached hereto, as Improvement Area No. 1 and Improvement Area No. 2 of the CFD.
Section 5. The facilities proposed to be financed by each improvement area of the
CFD are public infrastructure facilities and other governmental facilities with an estimated useful
life of five years or longer, which the CFD is authorized by law to construct, own or operate and
that are necessary to meet increased demands placed upon the City as a result of development or
rehabilitation occurring within the proposed CFD, including but not limited to streets,
streetscape, storm drain, water and sewer facilities, fire station, fire equipment, City fees and fees
of the Elsinore Valley Municipal Water District, and related costs including designs, inspections,
professional fees, annexation fees, connection fees and acquisition costs (the "Facilities"). Such
Facilities need not be physically located within the CFD.
Section 6. Except where funds are otherwise available, it is the intention of the
Council to levy annually in accordance with procedures contained in the Act a special tax (the
"Special Taac") sufficient to pay for the costs of financing the acquisition and/or construction of
the Facilities, including the principal of and interest on the bonds proposed to be issued to
finance the Faciliries and ofher periodic costs, the establishment and replenishment of reserve
funds, the remarketing, credit enhancement and liquidity fees, the costs of administering the levy
and collection of the Special Taac and all other costs of the levy of the Special Taac and issuance
of the bonds, including any foreclosure proceedings, architectural, engineering, inspection, legal,
fiscal, and financial consultant fees, discount fees, interest on bonds due and payable prior to the
expication of one year from the date of completion of facilities (but not to exceed two years),
election costs and all costs of issuance of the bonds, inciuding, but not limited to, fees for bond
counsel, disclosure counsel, financing consultants and printing costs, and all other administrative
costs of the taa~ levy and bond issue. The Special Tax will be secured by recordation of a
continuing lien against all non-exempt real property in the CFD. In the first year in which such a
Special Tax is levied, the levy shall include a sum sufficient to repay to the City ali amounts, if
any, transferred to the CFD pursuant to Section 53314 of the Act and interest thereon. The
schedule of the rate and method of apportionment and manner of collection of the Special Taac is
described in detail in Exhibit B attached hereto and by this reference incorporated herein. The
Special Taac is based upon the cost of financing the Facilities in the CFD, the demand that each
pazcel will place on the Facilities and the benefit (direct and/or indirect) received by each parcel
from the Facilities.
The Special Taac is apportioned to each parcel on the foregoing basis pursuant to Section
533253 of the Act. In the event that a portion of the properiy within the CFD shall become for
any reason exempt, wholly or partially, from fhe levy of the Special Ta~c, the Council shall, on
behalf of the CFD, increase the levy to the extent necessary upon the remaining property within
the CFD which is not delinquent or exempt in order to yield the required payments, subject to the
asaas~as.a 2
maximum tax. Under no circumstances, however, shall the Speciat Tax levied against any parcel
used for private residential purposes be increased as a consequence of delinquency or default by
the owner of any other parcel or parcels within the CFD by more than 10 percent. Furthermore,
the maximum special tax authorized to be levied against any parcel used for private residential
purposes shall not be increased over time in excess of 2 percent per year.
Section 7. The Council hereby finds that the proposed Facilities are necessary to
meet increased demands put upon the City as a result of the new development or rehabilitation
within the proposed CFD.
Section 8. A public hearing (the "Hearing") on the establishment of the CFD and the
proposed rate and method of apportionment of the Special Tax shall be held on February 8, 2005,
at 7:00 p.m., or as soon thereafter as practicable, at the chambers of the Council, 183 North Main
Street, Lake Elsinore, California 92530.
Section 9. At the time and place set forth above for the hearing, any interested
person; including all persons owning lands or registered to vote within th~ proposed CFD, may
appear and be heard.
Section 10. Each City officer who is or will be responsible for the Facilities to be
financed by the CFD, if it is established, is hereby directed to study the proposed CFD and, at or
before the tiine of the above-mentioned Hearing, file a report with the Council, and which is to
be made a part of the record of the Hearing, containing a brief description of the Facilities by
type which will in his or her opinion be required to adequately meet the needs of the CFD and
his or her estimate of the cost of providing the Facilities. The City Manager is directed to
estimate the fair and reasonable cost of all incidental expenses, including the cost of planning
and designing the Facilities to be financed pursuant to the Act, including the cost of
envitonmental evaluations of such facilities, all costs associated with the creation of the CFD,
issuance of bonds, determination of the amount of any special taaces, collection of any special
tases, or costs otherwise incuired in order to carry out the authorized purposes of the City with
respect to the CFD, and any other expenses incidental to the construction, completion and
inspection of the authorized work to be paid through the proposed financing.
Section 11. The City may accept advances of funds from any sources, including
private persons or private entities, and is authorized and directed to use such funds for any
authorized purpose, including any cost incurred by the City in crearing the CFD. The City may
enter into an agreement to repay all of such funds as are not expended or committed for any
authorized purpose at the time of the election on the levy of the Special Tax, if the proposal to
levy such taic should fail, and to repay all of such fixnds advanced if the levy of the Special Tas
shall be approved by the qualified electors of the CFD.
Section 12. The City Clerk is hereby directed to publish a notice ("Notice") of the
Hearing pursuant to Section 6061 of the Govemment Code in a newspaper of general circulation
published in the azea of the proposed CFD. Such Notice shall contain information set forth in
Section 53322 of the Act. Such publication shall be completed at least 7 days prior to the date of
the Hearing.
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Section 13. The Clerk may send a copy of the Notice by first-class mail, postage
prepaid, to each registered voter and to each landowner within proposed CFD as shown on the
last equalized assessment roll. Said mailing shall be completed not less than fifteen (15) days
prior to the date of the Hearing.
Section 14. Pucsuant to Section 53344.1 of the Act, the Council hereby reserves to
itself, in its sole discretion, the right and authority by subsequent resolution to allow any owner
of property within the CFD, subject to the provisions of Section 53344.1 of the Act and those
conditions as iY may impose, and any applicable prepayment penalties as prescribed in the bond
indenture or compazable instrument or document, to tender to the CFD treasurer in full payment
or part payment of any installment of the special taaces or the interest or penalties thereon which
may be due or delinquent, but for which a bill has been received, any bond or other obligation
secured thereby, the bond or other obligation to be taken at par and credit to be given for the
accrued interest shown thereby computed to the date of tender.
Section 15. The voting procedure with respect to the establishment of the CFD and the
imposition of the special tax shall be by hand delivered ballot election.
PASSED, APPROVED AND ADOPTED this 28th day of December. , 2004.
CITY OF L LSINORE
By: ~
Title: Mayor
ATT$ST:
City Clerk of the City of Lakti Elsinore
APPROVED AS TO FORM:
rbaza I,e' ol , City Attorney
45445788.4
STATE OF CALIFOI2NIA )
) ss.
COUNTY OF RIVERSIDE )
I, Vicki Kasad, City Clerk of the City of Lake Elsinore, do hereby certify that the
foregoing Resolution was duly adopted by the City Council of said City at a regulaz meeting
thereof held on the Zsth day of December , 2004, and that it was so adopted by the
following vote:
AYES: COUNCILMEMAERS: BUCKLEY, AICKMAN, KELLEY, SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
By:
City Clerk of the City of Lake Elsinore
45445788.4
EXHIBIT A
IMPROVEMENT AREASBOUNDARY MAP
asaas>ea.a
ZONE MAP
COMMUNITY FACILITIES DISTRICT No. 2004-3
OF THE CITY OF LAKE ELSINORE
(ROSETTA CANYON) ZONE 1
COUNTY OF RIVERSIDE, (TRACT 25477)
STATE OF CALIFORNIA
IMPROVEMENT
ZONE 2
(TRACT 25476)
IMPROVEMENT
haNin Mna
xo scpic
irrrun
oimacT awNO~nr
Commualty Facllltles Dletrict No. 2004-9
of tLe Clty ot Lake Eleiaora
(Roeetts Cnnyoa)
LroVN21 0~ ~e, c11DOiNL
94M 1 Oi 1
EXHIBIT B
RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX
45445788.4
FOURTH DRAFT
RATE AND METHOD OF APPORTIONMENT FOR
CITY OF LAKE ELSINORE COMMUNTTY FACILITIES DISTRICT No. 2004-3
IMPROVEMENT AR~A No. 1(ROSETTA CANYOl~
A Special Tax shall be levied on all Assessor's Parcels in City of Lake Elsinore Community
Faciliries District No. 2004-3 (Improvement Area No. 1) (Rosetta Canyon) ("CFD No. 2004-3 (IA
No. 1)") and collected each Fiscal Year commencing in Fiscal Year 2005-2006, in an amount
determined through the application of the Rate and Method of Apportionment as described below.
All ofthe real property in CFD No. 2004-3 (IA No. 1), unless exempted by law or by the provisions
hereof, shall be taxed for the purposes, to the extent and in the manner herein provided.
A. DEFINITIONS
The terms hereinafter set forth have the following meanings:
"Acre or Acreage" means the land area of an Assessor's Parcel as shown on an Assessor's
Parcel Map, or if the land area is not shown on an Assessor's Parcel Map, the land area
shown on the applicable final map, parcel map, condominium plan, or other recorded County
parcel map.
"Act" means the Mello-Roos CommuniYy Facilifies Act of 1982, being Chapter 2.5,
Division 2 of Title 5 of the California Govemment Code.
"Administrative Expenses" means the following actual or reasonably estimated costs
directly related to the admimstration of CFD No. 2004-3 (IA No. 1): the costs of computing
the Special Taaces andpreparing the annual Special Tas collection schedules (whetherbythe
Cify or designee thereof or both); the costs of collecting the Special Taxes (whether by the
City or otherwise); the costs of remittuig the Special Taaces to the Trustee; the costs of the
Trustee (including its legal counsel) in the discharge of the duties cequired of it under the
Indenture; the costs to the City, CFD No. 2004-3 (TA No. 1) ot any designee thereoF of
complying with azbitrage rebate requirements; the costs to the City, CFD No. 2004-3 (IA No.
1) or any designee thereof of complying with disclosure requirements of the City, CFD No.
2004-3 (IA No. 1) or obligated persons associated with applicable federal and state securities
laws and the Act; the costs associated with preparing Special Tax disclosure statements and
responding to public inquiries regarding the Special Taaces; the costs of the City, CFD No.
2004-3 (IA No. 1) or any designee thereof related to an appeal of the Special Taac; the costs
associated with the release of funds from an escrow account; and the City's annual
administration fees and third pariy expenses. Administrative Expenses shall also include
amounts estimated by the CFD Administrator or advanced by the City or CFD No. 2004-3
(IA No. 1) for any other administrative purposes of CFD No. 2004-3 (IA No. 1), including
attomey's fees and other costs related to commencing and pursuing to complerion any
foreclosure of delinquent Special Taxes.
"Assessor's Parcel" means a lot or pazcel shown in an Assessor's Parce],_I~i~~yi~ an
assigned Assessor's Parcel number. - °° "
City ofLake E[sinore ~ December 16, 2004
CFD No. 2004-3 (IA Na. 1) Page 1
"Assessor's Parcel Map" means an official map of the County Assessor of the County
designating pazcels by Assessor's Parcel number.
"Assigned Special Tax" means the Special T~ for each Land Use Class of Developed
Property in each Zone, as deternuned in accordance with Section C.l.b. below.
"Authorized Facilities" means those authorized improvements, as listed on Exhibit "A" to
the Resolution of Formation.
"Backup Special Tax" means the Special Tax applicable to each Assessor's Parcel of
Developed Property, as determined in accordance with Section C.l.d. below.
"CFD Administrator° means an official of the City, or designee thereof, responsible for
detemuning the Special Tax Requirement and providing for the levy and collection of the
Special Ta~ces.
"CFD No. 2004-3" means City of Lake Elsinore Community Facilities District No. 2004-3
(Rosetta Canyon).
"CFD No. 2004-3 (IA No. 1)" means Improvement Area No. 1 of CFD No. 2004-3, as
identified on the boundary map for CFD No. 2004-3.
"CFD No. 2004-3 (IA No. l) Bonds" means any bonds or other debt (as defined in Section
53317(d) of the Act), whether in one or more series, issued by CFD No. 2004-3 and secured
solely by Special Taxes levied on property within the boundaries of CFD No. 2004-3 (IA No.
1) under the Act.
"City" means the City of Lake Elsinore.
"City Council" means the City Council of the City of Lake Elsinore, acting as the legislative
body of CFD No. 2004-3 (IA No. 1).
"County" means the County of Riverside.
"Developed Property" means, for each Fiscal Year, all Taacable Properiy, exclusive of
Taacable Public Property and Tasable Property Owner Associarion Property, for which the
Final Subdivision was iecorded on or before January 1 of the prior Fiscal Yeaz and a building
permit for new consiruction was issued after January 1, 2004 and on or before May 1 of the
Fiscal Yeaz preceding the Fiscal Year for which the Special Taxes are being levied.
"Final Subdivision" means a subdivision ofproperty by recordation of a final map, parcel
map, or lot line adjustment, pursuant to the Subdivision Map Act (California Government
Code Section 66410 et seq.) or recordation of a condominium plan pursuant to California
Civil Code 1352 that creates individual lots for which building aP.s~ts ~,v Ei~_ issued
without fiirther subdivision.
City ofLake E[sinore ' December 16, 2004
CFD No. 2004-3 (IA No. 1) Page 2
"Fiscal Year" means the period starting July 1 and ending on the following June 30.
"Indenture" means the indenture, fiscal agent agreement, resolution or other instrument
pursuant to which CFD No. 2004-3 (IA No. 1) Bonds ue issued, as modified, amended
and/or supplemented from time to time, and any instrument replacing or supplementing the
same.
"Land Use Class" means any of the classes listed in Table 1.
"Maximum Special Tax" means the maximum Special Ta1c, determined in accordance with
Section C below, that can be levied in any Fiscal Year on any Assessor's Parcel.
"Non-Residential Property" means all Assessor's Parcels ofDeveloped Property for which
a building permit permitting the construction of one or more non-residential units ar facilities
has been issued by the City.
"Outstanding Bonds ° means all CFD No. 2004-3 (IA No. 1) Bonds which are deemed to be
outstanding under the Indenture.
"Property Owner Association Property" means, for each Fiscal Yeaz, anypropertywitlvn
the boundaries of CFD No. 2004-3 (TA No. 1) that was owned by a property owner
association, inoluding any master or sub-association, as ofJanuary 1 ofthe prior Fiscal Year.
"Proportionately" means for Developed Property that the ratio of the actual Special Tax
levy to the Assigned Special Tax is equal for all Assessor's Parcels ofDeveloped Property,
ot where the Backup Special Tas is being levied, that the ratio ofthe actual Special Ta1c levy
to the Maximum Special Taac is equal for all Assessor's Parcels upon which a Backup
Special T~ is being levied. For Undeveloped Property, "Proportionately" means that the
ratio of the actual Special Taac levy per Acre to the Maacimum Special Tax per Acre is equal
for all Assessor's Pazcels of Undeveloped Property. The term "Proportionately" may
similarly be applied to other categories of Taxable Properiy as listed in Section D below.
"Public Property" means properiy within the boundazies of CFD No. 2004-3 (IA No. 1)
owned by, inevocably offered or dedicated to, or over, through or under which an easement
for putposes of public right-of-way has been granted, to the federal government, the State,
the County, the City, or any local goverrunent or other public agency, provided that any
properiy leased by a public agency to a private entity and subject to taacation under Section
53340.1 of the Act shall be taiced and classified according to its use.
"Residential Floor Area" means all of the square footage of living azea within the
perimeter of a residential shucture, not including any carport, walkway, garage, overhang,
patio, enclosed patio, or similar area. The determination of Residential Floor Area for an
Assessor's Parcel shall be made by reference to the building permit(s) issued for such
Assessor's Pazcel.
City ofLakeElsinore ~ December 16, 2004
CFD No. 2004-3 (IA No. 1) page g
"Residential Property" means all Assessor's Parcels of Developed Property for which a
building pernut permitting the construction thereon of one or more residential dwelling units
has been issued by the City.
"Resolutiou of Formation" means the Resolution of Formation for CFD No. 2004-3 (IA
No. 1).
"Special Tax" means the special ta~c to be levied in each Fiscal Year on each Assessor's
Parcel of Developed Properry, Taacable Property Owner Association Property, Taxable Public
Property, and Undeveloped Property to fund the Special Taac Requirement.
"Special Tax Requirement" means that amount required in any Fiscal Year for CFD No.
2004-3 (IA No. 1) to: (i) pay debt service on all Outstanding Bonds due in the calendar year
commencing in such Fiscal Yeaz; (ii) payperiodic costs on the CFD No. 2004-3 (IA No. 1)
Bonds, including but not limited to, credit enhancement and rebate payments on the CFD No.
2004-3 (IA No. 1) Bonds due in the calendar year commencing in sdch Fiscal Year; (iii) pay
Administrative Expenses; (iv) pay any amounts required to establish or replenish any reserve
funds for all Outstanding Bonds; (v) pay for reasonably anticipated Special Tax
delinquencies based on the delinquency rate for the Special Tax levy in the previous Fiscal
Year; (vi) pay directly for acquisition or construction of Authorized Facilities to the extent
that the inclusion of such amount does not increase the Special Taac levy on Undeveloped
Properiy; less (vii) a credit for funds available to reduce the annual Special Tax levy, as
determined by the CFD Administrator pursuant to the Indenture.
"State" means the State of California.
"Taxable Property" means all of the Assessor's Pazcels within the boundaries of CFD No.
2004-3 (IA No. 1) which are not exempt from the Special Tax pursuant to law or Section E
below.
"Taxa6le Property Owner Association Property" means all Assessor's Parcels of
Property Owner Association Property that are not exempt pursuant to Section E below.
"Taxable Public Property" means all Assessor's Parcels of Public Properiy that are not
exempt pursuant to Section E below.
"Trustee" means the trustee, fiscal agent, or paying agent under the Indenture.
"Undeveloped Property" means, for each Fiscal Year, all Talcable Properlynot classified as
Developed Property, Taacable Property Owner Association Property, or Taacable Public
Property.
"Zone" means Zone 1 or Zone 2, as applicable.
"Zone 1" means the land geographically identified within the boundaries of zone 1 as
delineated in E~ibit A to this Rate and Method of Apportionment.
City of Lake E[sinore December I6, 2004
CFD No. 2004-3 (IA No. I) _ page q
"Zone 2" means the land geographically identified within the boundaries of zone 2 as
delineated in Exhibit A to this Rate and Method of Apportionxnent.
B. ASSIGNMENT TO LAND USE CATEGORIES
Each Fiscal Year, all Taxable Properiy within CFD No. 2004-3 (IA No. 1) shall be assigned
to a Zone and fiuther classified as Developed Property, Taacable Public Properiy, Taxable
Properiy Owner Association Property, or Undeveloped Property, and shall be subject to
Special Taxes in accordance with this Rate and Method of Apportionment determined
pursuant to Sections C and D below. Residential Property shall be assigned to Land Use
Classes 1 through 11 as listed in Table 1 below based on the Residential Floor Area for each
unit. Non-Residential Property shall be assigned to Land Use Class 12.
C. MAXIMUM SPECIAL TAX RATE
1. Developed Property
a. Masimum Special Taac
The Masimum Special Taz~ for each Assessor's Parcel classified as
Developed Property shall be the greater of (i) the amount derived by
application of the Assigned Special Taac or (ii) the amount derived by
application of the Backup Special Tas.
b. Assigned Special Tax
The Assigned Special Tax for each Land Use Class is shown below in Table
L
Ciry of Lake Elsinore December l6, 2004
CFD No. 2004-3 (IA No. I) Page 5
TABLE 1
Assigned Special Taxes for Developed Property
Community Facilities District No. 2004-3
c: Increase in the Assigned Special Taac
The Assigned Special Taaces identified in Table 1 above shall be applicable
for Fiscal Year 2005-2006, and shall increase thereafter, commencing on July
1, 2006 and on July 1 of each Fiscal Yeaz thereafter, by an amount equal to
two percent (2%) of the Assigned Special Taac for the previous Fiscal Year.
d. Backup Suecial Ta~c
The Fiscal Yeaz 2005-2006 Backup Special Tax ariributable to a Final
Subdivision in Zone 1 or Zone 2 will equal $16,285 multiplied by the
Acreage of alt Taxable Properly, exclusive of any Tasable Properiy Owner
Association Property and Taacable Public Property, therein. The Backup
Special Tax for each Assessor's Parcel of Residential Property shall be
computed by dividing the Backup Special Tax attributable to the applicable
Final Subdivision by the number of Assessor's Parcels for which building
permits for residential construction have or may be issued (i.e., the number or
City of Lake Elsinore December 16, 2004
CFD No. 2004-3 (IA No. 1) Page 6
Improvement Area No. 1
Fiscal Year 2005-2006
residential lots). The Backup Special Taac for each Assessor's Parcel ofNon-
Residential Property therein shall equal $16,285 multiplied by the Acreage of
such Assessor's Parcel.
If a Final Subdivision includes Assessor's Pazcels of Taxable Property for
which building permits for both residential and non-residential construction
may be issued, exclusive of Taxable Property Owner Association Property
and Taxable Public Property, then the Backup Special Taac for each
Assessor's Parcel ofResidential Property shall be computed exclusive ofthe
Acreage and Assessor's Parcels of property for which building pernuts for
non-residential construction may be issued.
Notwithstanding the foregoing, if all or any portion of the Final
Subdivision(s) described in the preceding paragraphs is subsequently changed
or modified, then the Backup Special Tas for each Assessor's Parcel of
Developed Pcoperty in such Final Subdivision area that is changed or
modified shall be a rate per square foot of Acreage calculated as follows:
Determine the total Backup Special Taxes anticipated to apply to tlie
changed or modified Final Subdivision area prior to the change or
modification.
'' 2. The result of paragraph 1 above shall be divided by the Acreage of
~, Taacable Property which is ultimately expected to exist in such changed or
modified Final Subdivision area, as reasonably determined by the CFD
Administrator.
The result of paragraph 2 above shall be divided by 43,560. The result is
the Backup Special Ta1c per squaze foot of Acreage which shall be
applicable to Assessor's Parcels of Developed Property in such changed
or modified Final Subdivision area for all remaining Fiscal Years in
which the Special Tax may be levied.
i. Release of Obligation to Pay and Disclose Backup Special Tax
All Assessors' Parcels within CFD No. 2004-3 (IA No. 1) will be
relieved simultaneously and permanently from the obligation to pay
and disclose the Backup Special Taic if the CFD Administrator
determines that the annual debt service required for the Outstanding
Bonds, when compared to the Assigned Special Tases that may be
levied against all Assessors' Parcels of Developed Property result in
110% debt service coverage (i.e., the Assigned Special T~es that
may be levied against all Developed Property in each remaining
Fiscal Yeaz based on then existing development in CFD No. 2004-3
(IA No. 1) is at least equal to the sum of (i) the Administrative
City of Lake Slsinore December 16, 2004
CFD No. 2004-3 (L4 No. I) __ ____ _,_, Page 7
Expenses and (ii) 1.10 times maximum annual debt service, in each
remaining Fiscal Year on the Outstanding Bonds).
e. Increase in the Backu~Special Tax
On each July 1, commencing on July 1, 2006, the Backup Special Taac shall
be increased by an amount equal to two percent (2%) of the Backup Special
Tax for the previous Fiscal Year.
f. Multinle Land Use Classes
In some instances an Assessor's Pazcel of Developed Property may contain
mare than one Land Use Class. The Maximum Special Ta~c levied on an
Assessor's Parcel shall be the sum of the Ivlaximum Special Tax for all Land
Use Classes located on that Assessor's Parcel. The CFD Administrator's
allocation to each type of property shall be final.
2. Taxable Property Owner Association Property, Taxable Public Property, and
Undeveloped Property
The Fiscal Yeaz 2005-2006 Malcimum Special Tax for Taacable Property Owner
Association Property, Tasable Public Property, and Undeveloped Properiy in Zone 1
or Zone 2 shall be $16,285 per Acre, and shall increase thereafter, commencing on
July 1, 2006 and on July 1 of each Fiscal Year thereafter, by an amount equal to two
percent (2%) of the Maximum Special Tas for the previous Fiscal Year.
D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX
Commencing with Fiscal Year 2005-2006 and for each following Fiscal Year, the City
Council shall levy the Special Tax until the amount of Special Ta~ces levied equals the
Special Tax Requirement. The Special Tas shall be levied each Fiscal Yeaz as follows:
First: The Special Ta~c shall be levied on each Assessor's Parcel of Developed Property in
Zone 1 and Zone 2 in an amount equal to 100% of the applicable Assigned Special Tax;
Second: If additional monies aze needed to satisfy the Special Taac Requirement after the
first step has been completed, the Special Tax shall be levied Proportionately on each
Assessor's Parcel of Undeveloped Property in Zone 1 and Zone 2 at up to 100% of the
applicable Maacimum Special Tas for Undeveloped Property;
Third: If additional monies are needed to satisfy the Special Taac Requirement after the first
hvo steps have been completed, then the levy of the Special Tax on each Assessor's Pazcel of
Developed Property in Zone 1 and Zone 2 whose Masimum Special T~ is determined
through the application of the Backup Special Tax shall be increased Proportionately from
the Assigned Special Taac up to the M~imum Special Taac for each such Assessor's Parcel;
City of Lake Elsinore December 16, 2004
CFD No. 2004-3 (7A No. IJ pagg g
Fourth: If additional monies are needed to satisfy the Special Tax Requirement after the first
three steps haue been completed, then the Special Tax shall be levied Proportionately on each
Assessor's Parcel of Talcable Property Owner Association Property and Taxable Public
Propeity in Zone 1 and Zone 2 at up to tHe applica6le Maacimum Special Tax for Taacable
Properiy Owner Association Property or Talcable Public Property.
Notwithstanding the above the City Council may, in any Fiscal Year, levy Proportionately
less than 100% of the Assigned Special Tas in step one (above), when (i) the City Council is
no longer required to levy the Special Tas pursuant to steps two through four above in order
to meet the Special Tax Requirement; and (ii) all authorized CFD No. 2004-3 (IA No. 1)
Bonds have akeady been issued or the City Council has covenanted that it will not issue any
additional CFD No. 2004-3 (IA No. 1) Bonds (except refunding bonds) to be supported by
the Special Talc.
Further notwithstanding the above, under no circumstances will the Special Taa[ levied
against any Assessor's Parcel of Residential Property for which an occupancy permit for
private residential use has been issued be increased by more than ten percent as a
consequence of delinquency or default by the owner of any other Assessor's Parcel wittun
CFD No: 2004-3 (IA No. 1).
E: EXEMPTIONS
No SpeciaL Taac shall be levied on up to 127.43 Acres of Properiy Owner Association
Property and/or Public Property in CFD No. 2004-3 (IA No. 1). Taac-exempt status will be
assigned by the CFD Administrator in the chronological order in which property becomes
Property Owner ?,ssociation Property or Public Property. However, should an Assessor's
Pazcel no longer be classified as Property Owner Associarion Property or Public Property, its
tax-exempt sfatus will be revoked.
Property Owner Associarion Property or Public Property that is not exempt from Special
Taxes under this section shall be subject to the lery of the Special Tax and shail be taxed
Proportionately as part ofthe fourth step in Section D above, at up to 100% of the applicable
Maximum Special Tax for Taacable Property Owner Association Property or Taacable Public
Property.
F. MANNER OF COLLEGTION
The Special Tax shall be collected in the same manner and at the same time as ordinary ad
valorem properly taJCes; provided, however, that CFD No. 2004-3 (IA No. 1) may directly bill
the Special Tas, may collect Special Taaces at a different time or in a different manner if
necessary to meet its financial obligations, and may covenant to foreclose and may actually
foreclose on delinquent Assessor's Pazcels as permitted by the Act.
City of Lake E[sinore - ~ecember l6, 2004
CFD No. 2004-3 (IA No. 1) ~--- Page 9
G. APPEALS
Any landowner or resident who feels that the amount of the Special Tax levied on their
Assessor's Parcel is in error may submit a written appeal to CFD No. 2004-3 (IA No. 1).
The CFD Administrator shall review the appeal and if the CFD Administrator concurs, the
amount of the Special Tas levied shall be appropriately modified.
The City Council may interpret this Rate and Method of Apportionment for purposes of
clarifying any ambiguity and make determinations relative to the annual administration ofthe
Special Tas and any landowner or resident appeals. Any decision of the City Council shall
be final and binding as to all persons.
H. PREPAYMENT OF SPECIAL TAX
The following definitions apply to this Section H:
"Buildout" means, for CFD No. 2004-3 (IA No. 1), that all expected building permits have
been issued.
"CFD Public Facilities" means either $16,190,781 in 2004 dollars, which shall increase by
the Construction Inflation Index on July 1, 2005, and on each July 1 thereafter, or such lower
number as (i) shall be determined by the CFD Admiuisfrator as sufficient to provide the
public facilities to be provided by CFD No. 2004-3 (IA No. 1) under the authorized bonding
program far CFD No. 20043 (IA No. 1), or (ii) shall be determined by the City Council
concurrently with a covenant that it will not issue any more CFD No. 2004-3 (IA No. 1)
Bonds (except refunding bonds) to be supported by the Special TaJCes levied under this Rate
and Method of Apportionment as described in Section D.
"Construction Inflation Index" means the annual percentage change in the Engineering
News Record Building Cost Index for the City of Los Angeles, measured as of the calendar
yeaz which ends in the previous Fiscal Year. In the event this index ceases to be published,
the Construcfion Inflation Index shall be another index as determined by the CFD
Administrator that is reasonably compazable to the Engineering News Record Building Cost
Index for the City of Los Angeles.
"Future Facilities Costs" means the CFD Public Facilities minus (i) public facility costs
previously paid from the Improvement Fund, (ii) moneys currently on deposit in the
Improvement Fund, and (iii) moneys currently on deposit in an escrow fund that are expected
to be available to finance the cost of CFD Public Facilities.
"Improvement F~nd" means an account specifically identified in the Indenture to hold
funds which aze currently available for expenditure to acquire or construct CFD Public
Facilities eligible under the Act.
Ci[y of Lake Elsinore ~ -- December 16, 2004
CFD No. 2004-3 (IA No. 1) Page 10
. ~ s-~ ~ ~1F-r .
"Previously Issued Bouds" means, for any Fiscal Year, all Outstanding Bonds that are
deemed to be outstanding under the Indenture after the first interest and/or principal payment
date following the current Fiscal Year.
1. Prepayment in Full
Only an Assessor's Pazcel ofDeveloped Property, or Undeveloped Property for which
a building permit has been issued, may be prepaid. The obligation of the Assessor's
Parcel to pay any Special Tas may be permanently satisfied as described herein,
provided that a prepayment may be made with respect to a particular Assessor's
Parcel only if there are no delinquent Special Taxes with respect to such Assessor's
Parcel at the time of prepayment. An owner of an Assessor's Parcel intending to
prepay the Special Tax obligation shall provide the CFD Administrator with written
notice of intent to prepay. Within 30 days of receipt of such written notice, the CFD
Administrator shall notify such owner of the prepayment amount for such Assessor's
Parcel. The CFD Administrator may charge a reasonable fee for providing this
service. Prepayment must be made not less than 45 days prior to the next occurring
date that notice of redemprion of CFD No. 2004-3 (IA No. 1) Bonds from the
proceeds of such prepayment may be given by the Trustee pursuant to the Indenture.
The Special Ta~c Prepayment Amount (defined below) shall be calculated as
summarized below (capitalized terms as defined below):
Bond Redemption Amount
plus
plus
plus
plus
less
less
Total: equals
Redemption Premium
Future Facilities Amount
Defeasance Amount
Administrative Fees and Expeuses
Reserve Fund Credit
Canitalized Interest Credit
Prepayment Amount
As of the proposed date of prepayment, the Special Tax Prepayment Amount shall be
calculated as follows:
ParaEraph No.:
Confirm that no Special Taac delinquencies apply to such Assessor's Parcel.
2. For Assessor's Parcels of Developed Property, compute the Assigned Special Taac
and Backup Special Taac. For Assessor's Parcels of Undeveloped Properly for which
a building perxnit has been issued, compute the Assigned Special Tax and Backup
Special Tax for that Assessor's Parcel as though it was already designated as
Developed Property, based upon the building permit which has already been issued
for that Assessor's Pazcel.
Ciry ofLake Elsinore December 16, 2004
CFD No. 2004-3 (IA No. I) _ Page 11
(a) Divide the Assigned Special Tax computed pursuant to paragraph 2 by the total
esrimated Assigned Special Taxes for the entire CFD No. 2004-3 (IA No. 1) based on
the Developed Property Special Taxes which could be levied in the current Fiscal
Year on all expected development through Buildout of CFD No. 2004-3 (IA No. 1),
excluding any Assessor's Parcels which have been prepaid, and
(b) Divide the Backup Special Tax computed pursuant to paragraph 2 by the total
estimated Backup Special Taxes at Buildout for the entire CFD No. 2004-3 (IA No.
1), excluding any Assessor's Parcels which have been prepaid.
4. Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by the
Previously Issued Bonds to compute the amount of Previously Issued Bonds to be
retired and prepaid (the "Bond Redemption Amount").
5. Multiply the Bond Redemption Amount computed pursuant to pazagraph 4 by the
applicable redemption premium (e.g., the redemption price-100%), if any, on the
Previously Issued Bonds to be redeeined (the "Redemption Premium").
6. Compute the current Future Facilities Costs.
7. Multiply the lazger quotient computed pursuant to pazagraph 3(a) or 3(b) by the
amount deteimined pursuant to paragraph 6 to compute the amount of Future
Facilities Costs to be prepaid (the "Future Facilities Amount").
8. Compute the amount needed to pay interest on the Bond Redemption Amount from
the first bond interest and/or principal payment date following the current Fiscal Yeaz
until the earliest redemprion date for the Previously Issued Bonds.
9. Determine the Special Taac levied on the Assessor's Pazcel in the current Fiscal Year
which has not yet been paid.
10. Compute the minimum amount the CFD Admiuisirator reasonably expects to derive
from the reinvestment of the Special Taac Prepayment Amount less the Future
Facilities Amount and the Administrative Fees and Expenses (defined below) from
the date of prepayment until the redemption date for the Previously Issued Bonds to
be redeemed with the prepayxnent.
11. Add the amounts computed pursuant to paragraphs 8 and 9 and subtract the amount
computed pursuant to paragraph 10 (the "Defeasance Amount").
12. The administrative fees and expenses of CFD No. 2004-3 (IA No. 1) are as calculated
by the CFD Administrator and include the costs of computation of the prepayment,
the costs to invest the prepayment proceeds, the costs of redeeming CFD No. 2004-3
City of Lake Elsinore `~ December 16, 2004
CFD No. 2004-3 (IA No. 1) - . Page l2
(IA No. 1) Bonds, and the costs of recording any norices to evidence the prepayment
and the redemption (the "Administrative Fees and Expenses").
13. The reserve fund credit (the "Reserve Fund CrediP') shall equal the lesser of: (a) the
expected reduction in the reserve requirement (as defined in the Indenture), if any,
associated with the redemption of Previously Issued Bonds as a result of the
prepayment, or (b) the amount derived by subtracting the new reserve requirement (as
defined in the Indenture) in effect after the redemption of Previously Issued Bonds as
a result of the prepayment &om the balance in the reserve fund on the prepayment
date, but in no event shall such amount be less than zero. No Reserve Fund Credit
shall be granted if the amount then on deposit in the reserve fund for the Previously
Issued Bonds is below 100% of the reserve requirement (as defined in the Indenture).
14. If any capitalized interest for the Previously Issued Bonds will not have been
expended as of the date immediately following the first interest and/or principal
payment following the current Fiscal Year, a capitalized interest credit shall be
calculated by multiplying the larger quotient computed pursuant to paragraph 3(a) ar
3(b) by the expected balance in the capitalized interest fund or account under the
Indenture after such first interest and/or principal payment (the "Capitalized Interest
Credit").
15. The Special Tas prepayment is equal to the sum of the amounts computed pursuant
to paragraphs 4, 5, 7, 11 and 12, less the amounts computed pursuant to
pazagraphs 13 and 14 (the "Prepayment Amount").
From the Prepayment Amount, the amounts computed pursuant to paragraphs 4, 5, 11, 13
and 14 shall be deposited into the appropriate fund as established under the Indenture and be
used to retire CFD No. 2004-3 (IA No. 1) Bonds or make debt service payments. The
amount computed pursuanf to paragraph 7 shall be deposited into the Improvement Fund.
The amount computed pursuant to pazagraph 12 shall be retained by CFD No. 2004-3 (IA
No. 1).
The Special Taac Prepayment Amount maybe insufficient to redeem a full $5,000 increment
of CFD No. 2004-3 (IA No. 1) Bonds. In such cases, the increment above $5,000 or integral
mulriple thereof will be retained in the appropriate fund established under the Indenture to be
used with the next prepayment of CFD No. 2004-3 (IA No. 1) Bonds or to make debt service
payments.
As a tesult of the payment of the current Fiscal Year's Special Tas levy as determined under
paragraph 9(above), the CFD Administrator shall remove the current Fiscal Yeaz's Special
Taac levy for such Assessor's Parcel from the County tax rolls. With respect to any
Assessor's Parcel that is prepaid, the City Council shall cause a suitable notice to be recorded
in compliance with the Act, to indicate the prepayment of the Special Tas and the release of
the Special Tax lien on such Assessor's Parcel, and the obligation of such Assessor's Pazcei
to pay the Special Ta~c shall cease.
City of Lkke Elsinore - December 16, 2004
CFD No. 2004-3 (IA No. I) . Page 13
_ ~ ~a~-i ~ . __
Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless, at the
time of such proposed prepayment, the amount of Maacimum Special Taxes that may be
levied on Ta~cable Property within CFD No. 2004-3 (IA No. 1) (after excluding 127.43 Acres
of Property Owner Association Property and/or Public Properiy in CFD No. 2004-3 (IA No.
1) as set forth in Section E) both prior to and after the proposed prepayxnent is at least equal
to the sum of (i) the Administrative Expenses and (ii) 1.10 times maximum annual debt
service, in each remaining Fiscal Year on the Outstanding Bonds.
2. Prepayment in Part
The Special Tax on an Assessor's Pazcel of Developed Properiy or an Assessor's Parcel of
Undeveloped Property for which a building permit has been issued may be partially prepaid.
The amount of the prepayment shall be calculated as in Section H.1; except that a partial
prepayment shall be calculated according to the following formula:
PP=[(PE-A)xF]+A
These terms have the following meaning:
PP = the partial prepayment.
PE = the Special Tax Prepayment Amount calculated according to Section H.1.
F= the percentage, expressed as a decimal, by which the owner of the Assessor's Pazcel
is partially prepaying the Special Tas.
A= the Administrative Fees and Expenses calculated according to Secrion H.l.
The owner of any Assessor's Parcel who desires such prepayment shall notify the CFD
Administrator of such owner's intent to partially prepay the Special Tas and the percentage
by which the Special Taac shall be prepaid. The CFD Administrator shall provide the owner
with a statement of the amount required for the partial prepayment of the Special Taac for an
Assessor's Parcel within 30 days of the request and may charge a reasonable fee for
providing this service. With respect to any Assessor's Parcel that is partially prepaid, the
City Council shall (i) dishibute the funds remitted to it according to Section H.1, and (ii)
indicate in the records of CFD No. 2004-3 (IA No. 1) that there has been a partial
prepaym0nt of the Special Tax and that a portion of the Special Taac with respect to such
Assessor's Pazcel, equal to the outstanding percentage (1.00 - F) of the remaining Maacnnum
Special Taac, shall continue to be levied on such Assessor's Parcel pursuant to Section D.
City ofLakeElsinore December 16, 2004
CFD No. 2004-3 (IA No, l) Page 14
I. TERM OF SPECIAL TAX
The Special Tax shall be levied for a period not to exceed forty yeazs commencing with
Fiscal Year 2005-2006, provided however that Special Taaces will cease to be levied in an
eazlier Fiscal Yeaz if the CFD Administrator has determined (i) that all required interest and
principal payments on the CFD No. 2004-3 (IA No. 1) Bonds have been paid; and (ii) all
Authorized Facilities have been constructed.
K:\Clients2\Centez~ROSetta CanyonVvfello~RMAVA1DrattRMA_4.doc
Revised: /2/20/04
City of Lake Elsinore ~~ December 16, 2004
CFD No. 2004-3 (IA No. l) Page75
EXHIBIT A
MAP OF ZONE 1 AND ZONE 2
IMPROVEMENT AREA
ZONE MAP
COMMUNITY FACILITIES DISTRICT No. 2004-3
OF THE CITY OF LAKE ELSINORE
(ROSETTA CANYON) zoNE i
COUNTY OF RIVERSIDE, (TRACT 25477)
STATE OF CALIFORNIA ___
ZONE 2
(TRACT 25476)
IMPROVEMENT
~'7CINIIY MAP
NO SCAIE
ICf:FNM1
~ ~ISIRICT BWNUMY
Communify Facllltlae Diettlet No. 2004-9
of tha City af Iake Eleinora ~
(Roeetta Ceayon)
COUNRY 01 91YO81DE~ 'W1JtO8NL
HEeel 1 Ot 1
THIRD DRAFT
RATE AND METHOD OF APPORTIONMENT FOR
CITY OF LAKE ELSINORE COMMUNTTY FACILITIES DISTRICT No. 2004-3
IMPROVEMENT AREA No. 2(ROSETTA CANY01~
A Special Ta1c shall be levied on all Assessor's Parcels in City of Lake Elsinore Community
Faciliries District No. 2004-3 (Improvement Area No. 2) (Rosetta Canyon) ("CFD No. 2004-3 (IA
No. 2)") and collected each Fiscal Year commencing in Fiscal Yeaz 2005-2006, in an amount
determined through the application of the Rate and Method of Apportionment as described below.
All of the real property in CFD No. 2004-3 (IA No. 2), unless exempted by law or by the provisions
hereof, shall be taxed for the purposes, to the extent and in the manner herein provided.
A. DEFINITIONS
The terms hereinafter set forth have the following meanings:
"Acre or Acreage" means the land area of an Assessor's Patcel as shown on an Assessor's
Parcel Map, or if the land azea is not shown on an Assessor's Parcel Map, the land area
shown on the applicable final map, pucel map, condominium plan, or other recorded County
parcel map.
"Act" means the Mello-Roos Community Facilities Act of 1982, being Chapter 2.$,
Division 2 of Title 5 of the California Government Code.
"Administrative Expenses" means the following actual or reasonably estimated costs
directly related to the adminishation of CFD No. 2004-3 (IA No. 2): the costs of computing
the Special Tases and preparing the annual Special Tax collection schedules (whether by the
City or designee thereof or both); the costs of collecting the Special Taxes (whether by the
City or otherwise); the costs of remitting the Special Taxes to the Trustee; the costs of the
Trustee (including its legal counsel) in the discharge of the duties required of it under the
Indentiure; the costs to the City, CFD No. 2004-3 (IA IVo. 2) ot any designee thereof of
complying with azbitrage rebate requirements; the costs to the City, CFD No. 2004-3 (TA No.
2) or any designee thereof of complying with disclosure requirements of the City, CFD No.
2004-3 (IA No. 2) or obligated persons associated with applicable federal and state securiries
laws and the Act; the costs associated with preparing Special Tax disclosure statements and
responding to public inquiries regarding the Special Taxes; the costs of the City, CFD No.
2004-3 (IA No. 2) or any designee thereof related to an appeal of tHe Special Tax; the costs
associated with the release of funds from an escrow account; and the City's annual
administration fees and third party expenses. Adiniuistrative Expenses shall also include
amounts estimated by the CFD Administrator or advanced by the City or CFD No. 2004-3
(IA No. 2) for any other administrative purposes of CFD No. 2004-3 (IA No. 2), including
attorney's fees and other costs related to commencing and pursuing to completion any
foreclosure of delinquent Special Taaces.
"Assessor's Parcel" means a lot or pazcel shown in an Assessor's Parcel Map with an
assigned Assessor's Parcel number. -
City of Lake E[sinore December 16, 2004
CFD No. 2004-3 (IA No. 2) Page 1
"Assessor's Parcel Map" means an official map of the County Assessor of the County
designating parcels by Assessor's Parcel number.
"Assigned Special Tax" means the Special Taac for each Land Use Class of Developed
Property in each Zone, as determined in accordance with Section C.l.b. below.
"Authorized Facilities" means those authorized improvements, as listed on Exhibit "A" to
the Resolution of Formation.
"Backup Special Tax" means the Special Tax applicable to each Assessor's Parcel of
Developed Property, as determined in accordance with Section C.l.d. below.
"CFD Administrator" means an official of the City, or designee thereof, responsible for
determining the Special Taac Requirement and providing for the levy and collection of the
Special Taxes.
"CFD No. 2004-3" means City of Lake Elsinore Community Facilities District No. 2004-3
(Rosetta Canyon).
"CFD No. 2004-3 (IA No. 2)" means Improvement Area No. 2 of CFD No. 2004-3, as
identified on the boundary map for CFD No. 2004-3.
"CFD No. 2004-3 (IA No. 2) Bonds" means any bonds or other debt (as defined in Section
53317(d) of the Act), whether in one or more series, issued by CFD No. 2004-3 and secured
solelybySpecial Taaces levied on property within the boundaries ofCFD No. 2004-3 (IA No.
2) undec the Act.
"City" means the City of Lake Elsinore.
"CityCouncil" means the City Council ofthe CityofLake Elsinore, acting as the legislarive
body of CFD No. 2004-3 (IA No. 2).
"County" means the County of Riverside.
"Developed Property° means, for each Fiscal Year, all Taxable Property, exclusive of
Ta~cable Public Properiy and Taacable Property Owner Association Property, for which the
Final Subdivision was recorded on or before January 1 of the prior Fiscal Yeaz and a building
permit for new construction was issued after January 1, 2004 and on or before May 1 of the
Fiscal Yeaz preceding the Fiscal Year for which the Special Taxes are being levied.
"Final Subdivision" means a subdivision of property by recordation of a final map, parcel
map, or lot line adjustment, pursuant to the Subdivision Map Act (California Govemment
Code Section 66410 et seq.) or recordation of a condomuuum plan pursuant to California
Civil Code 1352 that creates individual lots for which building permits may be issued
without further subdivision.
City of Lake E[sinore December 16, 2004
CFD No. 2004-3 (IA No. 2) page Z
"Fiscal Year" means the period starting July 1 and ending on the following June 30.
"Indenture" means the indenture, fiscal agent agreement, resolution or other instrument
pursuant to which CFD No. 2004-3 (IA No. 2) Bonds are issued, as modified, amended
and/or supplemented from time to time, and any instrument replacing or supplementing the
same.
"Land Use Class" means any of the classes listed in Table 1.
"Maximum Special Tax" means the maximum Special Tax, deternuned in accordance with
Section C below, that can be levied in any Fiscal Year on any Assessor's Parcel.
"Non-Residential Property" means all Assessor's Pazcels ofDeveloped Properiy for which
a building permit permitting the conshuction of one or more non-residential units or facilities
has been issued by the City.
"Outstanding Bonds" means all CFD No. 2004-3 (IA No. 2) Bonds which are deemed to be
outstanding under the Indenture.
"Property Owner Association Property" means, for each Fiscal Yeaz, anyproperiy within
the boundaries of CFD No. 2004-3 (IA No. 2) that was owned by a property owner
association, including any master or sub-association, as ofJanuary 1 ofthe prior Fiscal Year.
"Proportionately" means far Developed Property that the ratio of the actual SpecialTaac
levy to the Assigned Special Tax is equal for all Assessor's Pazcels of Developed Property,
or where the Backup Special Taac is being levied, that the ratio ofthe actual Special Tas levy
to the Masunum Special T~ is equal for all Assessor's Parcels upon which a Backup
Special Taac is being levied. For Undeveloped Property, "Proportionately" means that the
ratio of the actual Special Talc levy per Acre to the Maximum Special Taac per Acre is equal
for all Assessor's Pazcels of Undeveloped Property. The term "Proportionately" may
similarly be applied to other categories of Taacable Property as listed in Section D below.
"Public Property" means property within the boundaries of CFD No. 2004-3 (IA No. 2)
owned by, irrevocably offered or dedicated to, or over, through or under which an easement
for purposes of public right-of-way has been granted, to the federal government, the State,
the County, the City, or any local governmenf or other public agency, provided that any
property leased by a public agency to a private entity and subject to taacation under Section
53340.1 of the Act shall be taxed and classified according to its use.
"Residential Floor Area" means all of the square footage of living area within the
perimeter of a residential structute, not including any carport, walkway, garage, overhang,
patio, enclosed patio, or similaz azea. The determination of Residenrial Floor Area for an
Assessor's Pazcel shall be made by reference to the building pernut(s) issued for such
Assessor's Parcel.
City of Lake Elsinore ~~~ December I6, 2004
CFD Nn. 2004-3 (IA No. 2) page 3
"Residential Property" means all Assessor's Parcels of Developed Property for which a
building permit permitting the construcrion thereon of one or more residential dwelling units
has been issued by the City.
"Resotution of Formation" means the Resolution of Formarion for CFD No. 2004-3 (IA
No. 2).
"Special Tax" means the special tax to be levied in each Fiscal Year on each Assessor's
Parcel of Developed Properiy, Tasable ProperlyOwner Association Properly, Taxable Public
Property, and Undeveloped Property to fund the Special Taac Requirement.
"Special Tax Requirement" means that amount required in any Fiscal Year for CFD No.
2004-3 (IA No. 2) to: (i) pay debt service on all Outstanding Bonds due in the calendar year
commencing in such Fiscal Year; (ii) pay periodic costs on the CFD No. 2004-3 (IA No. 2)
Bonds, including but not lnnited to, credit enhancement and rebate payments on the CFD No.
2004-3 (IA No. 2) Bonds due in the calendaz year commencing in such Fiscal Yeaz; (iii) pay
Administrative Expenses; (iv) pay any amounts required to establish or replenish any reserve
funds for all Outstanding Bonds; (v) pay for reasonably anticipated Special Taac
delinquencies based on the delinquency rate for the Special Tax levy in the previous Fiscal
Year; (vi) pay directly for acquisirion or construction of Authorized Facilities to the extent
that the inclusion of such amount does not increase the Special Taac levy on Undeveloped
Property; less (vii) a credit for funds available to reduce the annual Special Tax levy, as
determined by the CFD Administrator pursuant to the Indenture.
"State" means the State of Califomia.
"Taxable Property" means all of the Assessor's Parcels within the boundaries of CFD No.
2004-3 (IA No. 2) which are not exempt from the Special Taac pursuant to law or Section E
below.
°Taxable Property Owner Association Property" means all Assessor's Parcels of
Property Owner Association Property that are not exempt pursuant to Section E below.
"Taxable Public Property" means all Assessor's Parcels of Public Property that are not
exempt pursuant to Section E below.
"Trustee" means the trustee, fiscal agent, or paying agent undet the Indenture.
"Undeveloped Property" means, for each Fiscal Yeaz, all Tasable Property not classified as
Developed Property, Taacable Property Owner Association Property, or Taxable Public
Property:
---
"Zone" means Zone 1 or Zone 2, as applicable.
"Zone i" means the land geographically identified within the boundaries of zone 1 as
delineated in Exhibit A to this Rate and Method of Apportionment.
~City ~of Lake Elsinore December 16, 2004
CFD No. 2004-3 (IA No. 2) Page 4
"Zone 2" means the land geographically identified within the boundaries of zone 2 as
delineated in Exhibit A to this Rate and Method of Apportionment.
B. ASSIGNMENT TO LAND USE CATEGORIES
Each Fiscal Year, all Tasable Properiy within CFD No. 2004-3 (IA No. 2) shall be assigned
to a Zone and fixrther classified as Developed Property, Taxable Public Property, Taacable
Property Owner AsSOCiation Properiy, or Undeveloped Properiy, and shall be subject to
Special Taaces in accordance with this Rate and Method of Apportionxnent determined
pursuant to Sections C and D below. Residential Property shall be assigned to Land Use
Classes 1 through 11 as listed in Table 1 below based on the Residential Floor Area for each
unit. Non-Residential Properiy shall be assigned to Land Use Class 12.
C. MAXIMUM SPECIAL TAX RATE
1. Developed Property
a M~unum Special Taac
The Maacimum Special Ta~c for each Assessor's Parcel classified as
Developed Properiy shall be the greater of (i) the amount derived by
application of the Assigned Special Ta1c or (ii) the amount derived by
application of the Backup Special Taac.
b. Assigu~pecial Tas
The Assigned Special Tax for each Land Use Class is shown below in Table
1.
City of Ldke Elsinors ~ ~ December 16, 2004 T
CFD Na. 2004-3 (IA Na 2) Page 5
TABLE 1
Assigned Special Taxes for Developed Property
Community Facilities District No. 2004-3
Improvement Area No. 2
Fiscal Year 2005-2006
c. Increase in the Assigned Special Taac
The Assigned Special Tases identified in Ta61e 1 above shall be applicable
for Fiscal Year 2005-2006, and shall increase thereafter, commencing on July
1, 2006 and on July 1 of each Fiscal Year thereafter, by an amount equal to
two percent (2%) of the Assigned Special Tax for the previous Fiscal Year.
d. Backup Snecial Tax
The Fiscal Yeaz 2005-2006 Backup Special Tax attributable to a Final
Subdivision in Zone 1 or Zone 2 will equal $19,868 multiplied by the
Acreage of all Taxable Property, exclusive of any Taacable Property Owner
Association Properiy and T~able Public Property, therein. The Backup
Special Taac for each Assessor's Parcel of Residential Property shall be
computed by dividing the Backup Special Taac attributable to the applicable
Final Subdivision by the number of Assessor's Parcels for which building
permits for residential conshuction have or may be issued (i.e., the number or
City of Lake E[sinore Decem6er 16, 2004
CFD tVo. 2004-3 (IA No. 2) - = Page 6
residential lots). The Backup Special Tu~ for each Assessor's Pazcel ofNon-
Residential Property therein shall equal $19,868 multiplied by the Acreage of
such Assessor's ParceL
If a Final Subdivision includes Assessor's Parcels of Talcable Properiy for
which building permits for both residential and non-residential construction
may be issued, exclusive of Taxable Property Owner Association Property
and Tasable Public Properiy, then the Backup Special Tax for each
Assessor's Parcel of Residential Property shall be computed exclusive ofthe
Acreage and Assessor's Parcels of properry for which building permits for
non-residential construction may be issned.
Notwithstanding the foregoing, if all or any portion of the Final
Subdivision(s) described in the preceding pazagraphs is subsequently changed
or modified, then the Backup Special Tas for each Assessor's Pazcel of
Developed Property in such Final Subdivision azea that is changed or
modified shall be a rate per square Foot of Acreage calculated as follows:
1. Deternune the total Backup Special Taaces anticipated to apply to the
changed or modified Final Subdivision area prior to the change or
modification.
2. The result of paragraph 1 above shall be divided by the Acreage of
Taxable Property which is ultimately expected to exist in such changed or
modified Final Subdivision area, as reasonably determined by the CFD
Administrator.
The result ofpazagraph 2 above shall.be divided by 43,560. The result is
the Backup Special Taac per square foot of Acreage which shall be
applicable to Assessor's Parcels of Developed Property in such changed
or modified Final Subdivision area for ali remaining Fiscal Years in
which the Special Talc may be levied.
i. Release of Obligation to Pay and Disclose Backup Special Tax
All Assessors' Parcels within CFD No. 2004-3 (IA No. 2) will be
relieved simultaneously and permanently from the obligation to pay
and disclose the Backup Special Taz if the CFD Administrator
determines that the annual debt service required for the Outstanding
Bonds, when compared to the Assigned Special Taxes that may be
levied against all Assessors' Pazcels of Developed Property result in
110% debt service coverage (i.e., the Assigned Special T~es that
may be levied against all Developed Property in each remaining
Fiscal Year based on then existing development in CFD No. 2004-3
(IA No. 2) is at least equal to the sum of (i) the Admivistrative
City of Lake E[sinore December 16, 2004
CFD No. 2004-3 (IA No. 2) page 7
Expenses and (ii) 1.10 times malcimum annual debt service, in each
remaining Fiscal Year on the Outstanding Bonds).
e. Increase in the Backup Snecial Taac
On each July 1, commencing on July l, 2006, the Backup Special Tax shall
be increased by an amount equal to two percent (2%) of the Backup Special
Tax for the previous Fiscal Year.
Multiule Land Use Classes
In some instances an Assessor's Parcel of Developed Properiy may contain
more than one Land Use Class. The Maximum Special Talc levied on an
Assessor's Parcel shall be the sum of the Ma~cimum Special T~ for all Land
Use Classes located on that Assessor's Parcel. The CFD Administrator's
allocation to each Cype of property shall be final.
2. Taxable Property Owner Association Property, Taxable Public Property, and
Undeveloped Property
The Fiscal Yeaz 2005-2006 Maximum Special Taac for Taxable Properry Owner
Association Property, Taacable Public Property, and Undeveloped Properly in Zone 1
ot Zone 2 shall be $19,868 per Acre, and shall increase thereafter, commencing on
July 1, 2006 and on July 1 of each Fiscal Yeaz thereafter, by an amount equal to two
percent (2%) of the Maximum Special Tax for the previous Fiscal Year.
D. METI30D OF APPORTIONMENT OF THE SPECIAL TAX
Commencing with Fiscal Year 2005-2006 and for each following Fiscal Year, the City
Gouncil shall levy the Special Tax until the amount of Special Taxes levied equals the
Special Taic Requirement. Tfie Special Taac shall be levied each Fiscal Yeaz as follows:
First: The Special Tax shall be levied on each Assessor's Parcel of Developed Property in
Zone 1 and Zone 2 in an amount equal to 100% of the applicable Assigned Special Tax;
Second: If additional monies are needed to satisfy the Special TaJC Requirement after the
first step has been completed, the Special Tas shall be levied Proportionately on each
Assessor's Pazcel of Undeveloped Property in Zone 1 and Zone 2 at up to 100% of the
applicable Maacimum Special Taic for Undeveloped Properiy;
Third: If additional monies are needed to sarisfy the Special Ta1c Requirement after the first
two steps have been completed, then the levy of the Special Tax on each Assessor's Parcel of
Developed Property in Zone 1 and Zone 2 whose Ma~cunum Special Tax is determined
' through fhe application of the Backup Special T~ shail be increased Proportionately from
the Assigned Special Tax up to the Maximum Special T~ for each such Assessor's Parcel;
Ciry ofLake Elsinore r = December 16, 2004
CFD No. 2004-3 (IA No. 2) Pag¢ g
-- - --±~_L _ _
Fourth: If additional monies are needed to satisfy the Special Tax Requirement after the first
three steps have been completed, then the Special Ta1c shall be levied Proportionately on each
Assessor's Pazcel of Tu~able Property Owner Association Property and Taacable Public
Property in Zone 1 and Zone 2 at up to the applicable Maximum Special Tax for Taxable
Property Owner Association Property or Taxable Public Property.
Notwithstanding the above the City Council may, in any Fiscal Yeaz, lery Proportionately
less than 100% ofthe Assigned Special Taac in step one (above), when (i) the City Council is
no longer required to levy the Special Tax pursuant to steps two through four above in order
to meet the Special Tas Requirement; and (ii) all authorized CFD No. 2004-3 (IA No. 2)
Bonds have already been issued or the City Council has covenanted that it wiil not issue any
additional CFD No. 2004-3 (IA No. 2) Bonds (except refunding bonds) to be supported by
the Special Tax.
Further notwithstanding the above, under no circumstances will the Special Tax levied
against any Assessor's Parcel of Residential Properly for which an occupancy permit for
private residential use has been issued be increased by more than ten percent as a
consequence of delniquency or default by the owner of any other Assessor's Parcel within
CFD No. 2004-3 (IA No. 2).
E. EXEMPTIONS
No Special Tas shall be levied on up to 74.81 Acres of Properly Owner Association Property
and/or Public Property in CFD No. 2004-3 (IA No. 2). Taac-exempt status will be assigned
by the CFD Administrator in the chronological order in which property becomes Property
Owner Association Properiy or Public Property. However, should an Assessor's Pazcel no
longer be classified as Property Owner Association Property or Public Property, its taac-
exempt status will be revoked.
Property Ownet Association Properiy or Public Property that is not exempt from Special
Taxes under this section shall be subject to the levy of the Special Taac and shall be taaced
Proportionately as part of the fourth step in Section D above, at up to 100% of the applicable
Maizunum Special Tax for Taacable Property Owner Association Property or Taacable Public
Properry.
F. MANNER OF COLLECTION
The Special Tu~ shall be collected in the same manner and at the same time as ordinary ad
valorem property taates; provided, however, that CFD No. 2004-3 (IA No. 2) may directly bill
the Special Ta~c, may coliect Special Taxes at a different tixne or in a different manner if
necessary to meet its fmancial obligations, and may covenant to foreclose and may actually
foreclose on delinquent Assessor's Parcels as permitted by the Act.
City of Lake Elsinore _ December 16, 2004
CFD No. 2004-3 (IA No. 2) - -_ Page 9
_.-L~ ^ .
G. APPEALS
Any landowner or resident who feels that the amount of the Special Taac levied on their
Assessor's Pazcel is in error may submit a written appeal to CFD No. 2004-3 (IA No. 2).
The CFD Administrator shall review the appeal and if the CFD Administrator concurs, the
amount of the Special Taac levied shall be appropriately modified.
The City Council may interpret this Rate and Method of Apportionment for purposes of
clarifying any ambiguity and make deternunations relative to the annual administration of the
Special Taac and any landowner or resident appeals. Any decision of the City Council shall
be final and binding as to all persons.
H. PREPAYMENT OF SPECIAL TAX
The following definitions apply to this Section H:
"BuildouY' means, far CFD No. 2004-3 (IA No. 2), that all expected building pernuts have
been issued.
"CFD Public Facilities" means either $17,514,938 in 2004 dollars, which shall increase by
the Construction Inflarion Index on July 1, 2005, and on each July 1 thereafter, or such lower
number as(i) shall be determined by the CFD Administrator as sufficient to provide the
public facilities to be provided by CFD No. 2004-3 (IA No. 2) under the authorized bonding
program for CFD No. 2004-3 (IA No. 2), or (ii) shall be determined by the City Council
concurrently with a covenant that it will not issue any more CFD No. 2004-3 (IA No. 2)
Bonds (except refunding bonds) to be supported by the Special Taaces levied under this Rate
and Ivlethod of Apportionment as described in Section D.
"Construction Inflation Index" means the annual percentage change in the Engineering
News Record Building Cost Index for the City of Los Angeles, measured as of the calendar
yeaz which ends in the previous Fiscal Year. In the event this index ceases to be published,
the Construction Inflafion Index shall be another index as determined by the CFD
Aditiiuistrator that is reasonably compazable to the Engineering News Record Building Cost
Index for the City of L,os Angeles.
"Future Facilities Costs" means the CFD Public Facilities minus (i) public facility costs
previously paid from the unprovement Fund, (ii) moneys currently on deposit in the
Iinprovement Fnnd, and (iii) moneys currently on deposit in an escrow fund that are expected
to be available to finance the cost of CFD Public Facilities.
"Improvement Fund" means an account specifically identified in the Indenture to hold
funds which aze currently available for expenditure to acquire or construct CFD Public
Facilities eligible under the Act.
Ciry of Lake Elsinore December 16, 2004
CFD No. 2004-3 (IA No. 2) Page 10
"Previously Issued Bonds" means, for any Fiscal Year, all Outstanding Bonds that are
deemed to be outstanding under the Indenture after the first interest and/or principal payment
date following the current Fiscal Year.
1. Prepayment in Full
Only an Assessor's Parcel ofDeveloped Properiy, or Undeveloped Property for which
a building permit has been issued, may be prepaid. The obligation ofthe Assessor's
Pazcel to pay any Special Tax may be permanently satisfied as described herein,
provided that a prepayment may be made with respect to a particular Assessor's
Parcel only if there are no delinquent Special Tases with respect to such Assessor's
Parcel at the time of prepayment. An owner of an Assessor's Parcel intending to
prepay the Special Tax obligation shall provide the CFD Administrator with written
notice of intent to prepay. Within 30 days of receipt of such written notice, the CFD
Administrator shall notify such owner of the prepayxnent amount for such Assessor's
Parcel. The CFD Administrator may charge a reasonable fee for providing this
service. Prepayment must be made not less than 45 days prior to the next occurring
date that notice of redemption of CFD No. 2004-3 (IA No. 2) Bonds from the
proceeds of such prepayment may be given by the Trustee pursuant to the Indenture.
The Special Tax Prepayinent Amount (defined below) shall be calculated as
snnuYiarized below (capitalized terms as defined below):
Bond Redemption Amount
plas
plus
plus
plus
less
less
Total: equals
Redemption Premium
Future Facilities Amount
Defeasance Amount
Administrative Fees and Expenses
Reserve Fund Credit
Canitalized Interest Credit
Prepayment Amount
As of the proposed date of prepayment, the Special Ta1c Prepayment Amount shall be
calculated as follows:
Paraeraph No.:
1. Confirin that no Special Taac delinquencies apply to such Assessor's Pazcel.
2. For Assessor's Pazcels of Developed Property, compute the Assigned Special Tax
and Backup Special Tas. For Assessor's Parcels ofUndeveloped Property for which
a building permit has been issued, compute the Assigned Special Tas and Backup
Special Tas for that Assessor's Parcel as though it was already designated as
Developed Property, based upon the building permit which ha~al~a~}(~t~}~sued
for that Assessor's Pazcel. '- _
Gity of Lake Elsinore December I6, 2004
CFD No. 2004-3 (IA No. 2) pap¢ II
(a) Divide the Assigned Special Tax computed pursuant to paragraph 2 by the total
estimated Assigned Special Taaces for the entire CFD No. 20043 (IA No. 2) based on
the Developed Property Special Taaces which could be levied in the current Fiscal
Year on all expected development through Buildout of CFD No. 2004-3 (IA No. 2),
excluding any Assessor's Parcels which have been prepaid, and
(b) Divide the Backup Special Tax computed pursuant to pazagraph 2 by the total
estimated Backup Special Taxes at Buildout for the entire CFD No. 2004-3 (IA No.
2), excluding any Assessor's Parcels which have been prepaid.
4. Multiply the lazger quotient computed pursuant to paragraph 3(a) or 3(b) by the
Previously Issued Bonds to compute the amount oF Previously Issued Bonds to be
retired and prepaid (the "Bond Redemption Amount").
5. Multiply the Bond Redemption Amount computed pursuant to pazagraph 4 by the
applicable redemption premium (e.g., the redemption price-100%), if any, on the
Previously Issued Bonds to be redeemed (the "Redemption Premium").
6. Compute the current Future Facilities Costs.
Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by the
amount determined pursuant to pazagraph 6 to compute the amount of Future
Facilities Costs to be prepaid (the "Future Facilities AmounP').
8. Compnte the amonnt needed to pay interest on the Bond Redemption Amount from
the first bond interest and/or principal payment date following the current Fiscal Year
until the earliest redemption date for the Previously Issued Bonds.
9. Determine tfie Special Taac levied on the Assessor's Parcel in the current Fiscal Yeaz
which has not yet been paid.
10. Compute the minimum amount the CFD Administrator reasonably expects to derive
from the remvestment of the Special Tax Prepayment Amount less the Future
Facilities Amount and the Administrative Fees and Expenses (defined below) from
the date of prepayment until the redemption date for the Previously Issued Bonds to
be redeemed wifh the prepayment.
11. Add the amounts computed pursuant to pazagraphs 8 and 9 and subtract the amount
computed puisuant to paragraph 10 (the "Defeasance AmounP').
12. The administrative fees and expenses of CFD No. 2004-3 (IA No. 2) are as calculated
by the CFD Administrator and include the costs of computation of the prepayment,
the costs to invest the prepayment proceeds, the costs ofredeenr~~~il~}~ie.~~4-3
City ofLake Elsinore Decem6er 16, 2004
CFD No. 2004-3 (IA No. 2) page IZ
(IA No. 2) Bonds, and the costs ofrecording any notices to evidence the prepayment
and the redemption (the "Administrative Fees and Expenses").
13. The reserve fund credit (the "Reserve Fund Credit") shall equal the lesser of: (a) the
expected reduction in the reserve requirement (as defined in the Indenture), if any,
associated with the redemption of Previously Issued Bonds as a result of the
prepayment, or (b) the amount derived by subtracting the new reserve requirement (as
defined in the Indenture) in effect after the redemption of Previously Issued Bonds as
a result of the prepayment from the balance in the reserve fund on the prepayxnent
date, but in no event shall such amount be less than zero. No Reserve Fund Credit
shall be granted if the amount then on deposit in the reserve fund for the Previously
Issued Bonds is below 100% of the reserve requirement (as defined in the Indenture).
14: If any capitalized interest for the Previously Issued Bonds will not have been
expended as of the date ixnmediately following the first interest and/or principal
payment following the current Fiscal Year, a capitalized interest credit shall be
calculated by multiplying the larger quotienY computed parsuant to pazagraph 3(a) or
3(b) by the expected balance in the capitalized interest fund or account under the
Indenture aftet such first interest and/or principal payment (the "Capitalized Interest
CrediP'):
15. The Special Taac prepayment is eqnal to the sum of tfie amounts computed pursuant
to paragraphs 4, 5, 7, 11 and 12, less the amounts computed pursuant to
pazagraphs 13 and 14 (the "Prepayment Amount").
From the Prepayment Amount, the amounts computed pursuant to paragraphs 4, 5, 11, 13
and 14 sha11 be deposited into the appropriate fund as established under the Indenture and be
used to retire CFD No. 2004-3 (1A No. 2) Bonds or make debt service payments. The
amount computed pursuant to paragraph 7 shall be deposited into the Improvement Fund.
The amount computed pursuant to paragraph 12 shall be retained by CFD No. 2004-3 (IA
No. 2).
The Special Tas Prepayment Amount may be insufficient to redeem a full $5,000 increment
of CFD No. 2004-3 (IA No. 2) Bonds. In such cases, the increment above $5,000 or integral
multiple thereof will be retained in the appropriate fund established under the Indenture to be
used with the next prepayment of CFD No. 2004-3 (IA No. 2) Bonds or to make debt service
payments.
As a result of the payment of the current Fiscal Year's Special Tax levy as determined under
paragraph 9(above), the CFD Administrator shall remove the current Fiscal Yeaz's Special
Tax levy for such Assessor's Parcel from the County taac rolls. With respect to any
Assessor's Pazcel that is prepaid, the City Council shall cause a suitable notice to be recorded
in compliance with the Act, to indicate the prepayment of the Special Ta1c and the release of
the Special Taac lien on such Assessor's Pazcel, and the obligation of such Assessor's Parcel
to pay the Special Taac shall cease.
--- ° n
City of Lake E[sinore ~ -; December 16, 2004
CFD No. 2004-3 (IA No. 2) -`~ ~ Page 13
Notwithstanding the foregoing, no Special Tax prepayment shall be allowed unless, at the
time of such proposed prepayment, the amount of Maacimum Special Taaces that may be
levied on Taxable Property within CFD No. 2004-3 (IA No. 2) (after excluding 74.81 Acres
of Properiy Owner Association Property and/or Public Property in CFD No. 2004-3 (IA No.
2) as set forth in Section E) both prior to and after the proposed prepayxnent is at least equal
to the sum of (i) the Admimstrative Expenses and (ii) 1.10 times maacimum annual debt
service, in each remaining Fiscal Year on the Outstanding Bonds.
2. Prepayment in Part
The Special Tas on an Assessor's Parcel of Developed Property or an Assessor's Parcel of
Undeveloped Property for which a building permit has been issued may be partially prepaid.
The amount of theprepayment shall be calculated as in Section H.1; except that a partial
prepayment shall be calculated according to the following formula:
PP=[(PE-A)xF]+A
These terms have the following meaning:
PP = the partial prepayment.
PE = the Special Tas Prepayment Amount calculated according to Section H.1.
F= the percentage, expressed as a decimal, by which the owner of the Assessor's Pazcel
is partially prepaying.the Special Ta~c.
A= the Admuustrative Fees and Expenses calculated according to Section H. L
The owner of any Assessor's Parcel who desires such prepayment shall notify the CFD
Administrator of such owner's intent to partially prepay the Special Tax and the percentage
by which the Special Tax shall be prepaid. The CFD Administrator shall provide the owner
with a statement of the amount required for the partial prepayment of the Special Tas for an
Assessor's Pazcel within 30 days of the request and may chazge a reasonable fee for
providing this service. With respect to any Assessor's Parcel that is partially prepaid, the
City Council shall (i) distribute the funds remitted to it according to Section H.1, and (ii)
indicate in the records of CFD No. 2004-3 (IA No. 2) that there has been a partial
prepayment of the Special Tas and that a portion of the Special Tas with respect to such
Assessor's Pazcel, equal to the outstanding percentage (1.00 - F) ofthe remaining Maacimum
Special Taac, shall continue to be levied on such Assessor's Pazcel pursuanf to Section D.
City ofLake Elsinore December 16, 2004
CFD No. 2004-3 (IA No. 2) page 1¢
I. TERM OF SPECIAL TAX
The Special Tax shall be levied for a period not to exceed forty years commencing with
Fiscal Year 2005-2006, provided however that Special Taaces will cease to be levied in an
earlier Fiscal Year if the CFD Administrator has determined (i) that all required interest and
principal payments on the CFD No. 2004-3 (IA No. 2) Bonds have been paid; and (ii) all
Authorized Facilities have been constructed. "
K:\Clients2\CentexVtosetta Can}ronVdelloV2MA\IA2DraftRMA_3.doc
Revised: /2/20/04
City ofLdke Elsinore December 16, 2004
CFD No. 2004-3 (IA No. 2) Page IS
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE )
I, VICHI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, DO HEREBY CERTIFY that the foregoing Resolution duly adopted by
the City Council of the City of Lake Elsinore at a Regular Meeting oF said Councii on the
28h of December, 2004, and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS:
HICKMAN, KELLEY, MAGEE,
SCHIFFNER,BUCKLEY
NOES: COUNCILMEMBERS:
ABSENT: COUNCILMEMBERS:
AB AIN: COUNCILMEMBERS:
, ~
VICHI KASAD, C, CITY CLERK/
HUMAN RESOURCES DIRECTOR
CITY OF LAKE ELSINORE
(SEAL)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE)
NONE
NONE
NONE
I, VICHI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
DO HEREBY CERTIFY that the above and foregoing is a full, true and correct copy of
Resolution No. 2004-77 of said Council, and that the same has not been amended or
repealed.
DAT . December 30, 2004
~M}~~ ~~"'v~f
VI HI KASA , CMC, CITY CLERK/
HUMAN RESOURCES DIRECTOR
CITY OF LAKE ELSINORE
(SEAL)