HomeMy WebLinkAboutCC Reso No 2005-076
RESOLUTION NO. 2005-76
RESOLUTION OF INTENTION OF THE CITY COUNCIL OF THE
CITY OF LAKE ELSINORE TO ESTABLISH CITY OF LAKE
ELSINORE COMMUNITY FACILITIES DISTRICT NO. 2005-6
(CITY CENTER TOWNHOMES)
WHEREAS, the City Council (the "Council") of the City of Lake Elsinore (the
"City") has received a petition (the "Petition") requesting the institution of proceedings
for (i) formation of a community facilities district (the "CFD") pursuant to the Mello-
Roos Community Facilities Act of 1982, as amended (the "Act"), (ii) authorization of
issuance of bonds for the CFD, and (iii) establishment of an appropriations limit for the
CFD; and
WHEREAS, the Council has determined that the Petition complies with the
requirements of Government Code Section 53318(c) and now intends to initiate such
proceedings; and
WHEREAS, it is the intention of the Council to finance the acquisition and
construction of the Facilities (as defined below) or any combination thereof through the
formation of the CFD, subject to the authorization of bonds and the levy of a special tax
to pay lease payments, installment purchase payments or other payments, or principal and
interest on bonds, being approved at an election to be held within the boundaries of the
CFD.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE
ELSINORE DOES HEREBY RESOLVE, DETERMINE AND ORDER AS
FOLLOWS:
SECTION 1. The Council hereby determines to institute proceedings for the
formation of a community facilities district under the terms of the Act. The exterior
boundaries of the CFD are hereby specified and described to be as shown on that certain
map now on file in the office of the Clerk entitled "Proposed Boundary of Community
Facilities District No. 2005-6 of the City of Lake Elsinore (City Center Townhomes),"
which map indicates by a boundary line the extent of the territory included in the
proposed community facilities district and shall govern for all details as to the extent of
the CFD. On the original and one copy of the map of such CFD on file in the City
Clerk's office, the City Clerk shall endorse the certificate evidencing the date and
adoption of this resolution. The City Clerk shall file the original of such map in her
office and, within fifteen (15) days after the adoption of this Resolution, the City Clerk
shall file a copy of such map so endorsed in the records of the County Recorder, County
of Riverside, State of California.
SECTION 2. The name of the proposed CFD shall be "City of Lake Elsinore
Community Facilities District No. 2005-6 (City Center Townhomes)."
SECTION 3. The facilities proposed to be financed by the CFD are public
infrastructure facilities and other governmental facilities with an estimated useful life of
five years or longer, which the CFD is authorized by law to construct, own or operate and
that are necessary to meet increased demands placed upon the City as a result of
development or rehabilitation occurring within the proposed CFD, including but not
limited to streets, streetscape, storm drain, and water and sewer facilities and fees of the
Elsinore Valley Municipal Water District and related costs including designs, inspections,
professional fees, annexation fees, connection fees and acquisition costs (the
"Facilities"). Such Facilities need not be physically located within the CFD.
SECTION 4. Except where funds are otherwise available, it is the intention of the
Council to levy annually in accordance with procedures contained in the Act a special tax
(the "Special Tax") sufficient to pay for the costs of financing the acquisition and/or
construction of the Facilities, including the principal of and interest on the bonds
proposed to be issued to finance the Facilities and other periodic costs, the establishment
and replenishment of reserve funds, the remarketing, credit enhancement and liquidity
fees, the costs of administering the levy and collection of the Special Tax and all other
costs of the levy of the Special Tax and issuance of the bonds, including any foreclosure
proceedings, architectural, engineering, inspection, legal, fiscal, and financial consultant
fees, discount fees, interest on bonds due and payable prior to the expiration of one year
from the date of completion of facilities (but not to exceed two years), election costs and
all costs of issuance of the bonds, including, but not limited to, fees for bond counsel,
disclosure counsel, financing consultants and printing costs, and all other administrative
costs of the tax levy and bond issue. The Special Tax will be secured by recordation of a
continuing lien against all non-exempt real property in the CFD. In the first year in
which such a Special Tax is levied, the levy shall include a sum sufficient to repay to the
City all amounts, if any, transferred to the CFD pursuant to Section 53314 of the Act and
interest thereon. The schedule of the rate and method of apportionment and manner of
collection of the Special Tax is described in detail in Exhibit A attached hereto and by
this reference incorporated herein. The Special Tax is based upon the cost of financing
the Facilities in the CFD, the demand that each parcel will place on the Facilities and the
benefit (direct and/or indirect) received by each parcel from the Facilities.
The Special Tax is apportioned to each parcel on the foregoing basis pursuant to
Section 53325.3 of the Act. In the event that a portion of the property within the CFD
shall become for any reason exempt, wholly or partially, from the levy of the Special
Tax, the Council shall, on behalf of the CFD, increase the levy to the extent necessary
upon the remaining property within the CFD which is not delinquent or exempt in order
to yield the required payments, subject to the maximum tax. Under no circumstances,
however, shall the Special Tax levied against any parcel used for private residential
purposes be increased as a consequence of delinquency or default by the owner of any
other parcel or parcels within the CFD by more than 10 percent. Furthermore, the
maximum special tax authorized to be levied against any parcel used for private
residential purposes shall not be increased over time in excess of 2 percent per year.
SECTION 5. The Council hereby finds that the proposed Facilities are necessary
to meet increased demands put upon the City as a result of the new development or
rehabilitation within the proposed CFD.
SECTION 6. A public hearing (the "Hearing") on the establishment of the CFD
and the proposed rate and method of apportionment of the Special Tax shall be held on
September 13, 2005, at 7:00 p.m., or as soon thereafter as practicable, at the chambers of
the Council, 130 S. Main Street, Lake Elsinore, California 92530.
SECTION 7. At the time and place set forth above for the hearing, any interested
person, including all persons owning lands or registered to vote within the proposed
CFD, may appear and be heard.
SECTION 8. Each City officer who is or will be responsible for the Facilities to
be financed by the CFD, if it is established, is hereby directed to study the proposed CFD
and, at or before the time of the above-mentioned Hearing, file a report with the Council,
and which is to be made a part of the record of the Hearing, containing a brief description
of the Facilities by type which will in his or her opinion be required to adequately meet
the needs of the CFD and his or her estimate of the cost of providing the Facilities. The
City Manager is directed to estimate the fair and reasonable cost of all incidental
expenses, including the cost of planning and designing the Facilities to be financed
pursuant to the Act, including the cost of environmental evaluations of such facilities, all
costs associated with the creation of the CFD, issuance of bonds, determination of the
amount of any special taxes, collection of any special taxes, or costs otherwise incurred in
order to carry out the authorized purposes of the City with respect to the CFD, and any
other expenses incidental to the construction, completion and inspection of the authorized
work to be paid through the proposed financing.
SECTION 9. The City may accept advances of funds from any sources, including
private persons or private entities, and is authorized and directed to use such funds for
any authorized purpose, including any cost incurred by the City in creating the CFD. The
City may enter into an agreement to repay all of such funds as are not expended or
committed for any authorized purpose at the time of the election on the levy of the
Special Tax, if the proposal to levy such tax should fail, and to repay all of such funds
advanced if the levy of the Special Tax shall be approved by the qualified electors of the
CFD.
SECTION 10. The City Clerk is hereby directed to publish a notice ("Notice") of
the Hearing pursuant to Section 6061 of the Government Code in a newspaper of general
circulation published in the area of the proposed CFD. Such Notice shall contain
information set forth in Section 53322 of the Act. Such publication shall be completed at
least 7 days prior to the date of the Hearing.
SECTION 11. The Clerk may send a copy of the Notice by first-class mail,
postage prepaid, to each registered voter and to each landowner within proposed CFD as
shown on the last equalized assessment roll. Said mailing shall be completed not less
than fifteen (15) days prior to the date of the Hearing.
SECTION 12. Pursuant to Section 53344.1 of the Act, the Council hereby
reserves to itself, in its sole discretion, the right and authority by subsequent resolution to
allow any owner of property within the CFD, subject to the provisions of Section 53344.1
of the Act and those conditions as it may impose, and any applicable prepayment
penalties as prescribed in the bond indenture or comparable instrument or document, to
tender to the CFD treasurer in full payment or part payment of any installment of the
special taxes or the interest or penalties thereon which may be due or delinquent, but for
which a bill has been received, any bond or other obligation secured thereby, the bond or
other obligation to be taken at par and credit to be given for the accrued interest shown
thereby computed to the date of tender.
SECTION 13. The voting procedure with respect to the establishment of the CFD
and the imposition of the special tax shall be by hand delivered ballot election.
PASSED, APPROVED AND ADOPTED this 26th day of July 2005, by the
following vote:
AYES: COUNCILMEMBERS: BUCKLEY, HICKMAN, KELLEY,
SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
Robert E. Magee,
City of Lake Elsi
APPROV~ AS TO ~
~rB~ City Attorney
City of Lake Elsinore
ST ATE OF CALIFORNIA
COUNTY OF RIVERSIDE
CITY OF LAKE ELSINORE
}
}
}
SS:
I, FREDERICK RAY, DEPUTY CITY CLERK OF THE CITY OF LAKE
ELSINORE, DO HEREBY CERTIFY that the foregoing Resolution duly adopted by the
City Council of the City of Lake Elsinore at a regular meeting of said Council on the 26
day of July, 2005, and that it was so adopted by the following vote:
AYES: COUNCILMEMBERS: BUCKLEY, HI CKMAN, KELLEY,
SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
FREDERICK , DEPUTY CITY CLERK
CITY OF LAKE ELSINORE
(SEAL)
45637109.1
45637109.1
EXHIBIT A
RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX
EXHIBIT) A
RA TE AND METHOD OF APPORTIONMENT FOR
COMMUNITY FACILITIES DISTRICT NO. 2005-6
OF THE CITY OF LAKE ELSINORE
(CITY CENTER TOWNHOMES)
The following sets forth the Rate and Method of Apportionment for the levy and collection of
Special Taxes in the City of Lake Elsinore ("City") Community Facilities District No. 2005-6 (City
Center Townhomes) ("CFD No. 2005-6"). An Annual Special Tax shall be levied on and collected
in CFD No. 2005-6 each Fiscal Vear, in an amount determined through the application of the Rate
and Method of Apportionment described below. All of the real property within CFD No. 2005-6,
unless exempted by law or by the provisions hereof, shall be taxed for the purposes, to the extent,
and in the manner herein provided.
SECTION A
DEFINITIONS
The terms hereinafter set forth have the following meanings:
"Acre or Acreage" means the land area of an Assessor's Parcel as shown on an Assessor's Parcel
Map, or if the land area is not shown on the Assessor's Parcel Map, the land area as shown on the
applicable Final Map, or if the land area is not shown on the applicable Final Map, the land area shall
be calculated by the City Engineer.
"Act" means the Mello-Roos Communities Facilities Act of 1982, as amended, being Chapter 2.5,
Part 1 of Division 2 of Title 5 of the Government Code of the State of California
"Administrative Expenses" means any ordinary and necessary expense incurred by the City on
behalf ofCFD No. 2005..:6 related to the determination of the amount of the levy of Special Taxes,
the collection of Special Taxes including the expenses of collecting delinquencies, the administration
of Bonds, the payment of salaries and benefits of any City employee whose duties are directly related
to the administration of CFD No. 2005-6, and costs otherwise incurred in order to carry out the
authorized purposes of CFD No. 2005-6 relating to CFD No. 2005-6.
"Annual Special Tax" means the Special Tax actually levied in any Fiscal Year on any Assessor's
Parcel.
"Apartment Property" means all Assessor's Parcels of Residential Property on which one or more
Apartment Units are constructed.
"Apartment Unit" means a dwelling unit within a building comprised of attached residential units
available for rental by the general public, not for sale to an end user, and under common
management.
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 1
"Assessor's Parcel" means a lot or parcel ofland designated on an Assessor's Parcel Map with an
assigned Assessor's Parcel Number.
"Assessor's Parcel Map" means an official map of the Assessor of the County designating parcels
by Assessor's Parcel Number.
"Assessor's Parcel Number" means that number assigned to an Assessor's Parcel by the County for
purposes of identification.
"Assigned Annual Special Tax" means the Special Tax ofthat name described in Section D below.
"Backup Annual Special Tax" means the Special Tax ofthat name described in Section E below.
"Bonds" means any obligation to repay a sum of money, including obligations in the form of bonds,
notes, certificates of participation, long-term leases, loans from government agencies, or loans from
banks, other financial institutions, private businesses, or individuals, or long-term contracts, or any
refunding thereof, to which Special Taxes within CFD No. 2005-6 have been pledged.
"Building Square Footage" or "BSF" means the square footage of assessable internal living space,
exclusive of garages or other structures not used as living space, as determined by reference to the
building permit application for such Assessor's Parcel.
"Calendar Year" means the period commencing January 1 of any year and ending the following
December 31.
"CFD No. 2005-6" means Community Facilities District No. 2005-6 (City Center Townhomes)
established by the City under the Act.
"City Council" means the City Council of the City of Lake Elsinore, acting as the Legislative
Body of CFD No. 2005-6, or its designee.
"County" means the County of Riverside.
"Developed Property" means all Assessor's Parcels of Taxable Property that: (i) are included in a
Final Map that was recorded prior to the January 1 sl preceding the Fiscal Year in which the Special
Tax is being levied, and (ii) a building permit was issued on or before March 1 sl preceding the Fiscal
Year in which the Special Tax is being levied.
"Exempt Property" means all Assessor's Parcels designated as being exempt from Special Taxes
as provided for in Section 1.
"Final Map" means a subdivision of property by recordation of a final map, parcel map, or lot line
adjustment, pursuant to the Subdivision Map Act (California Government Code Section 66410 et
seq.) or recordation of a condominium plan pursuant to California Civil Code 1352 that creates
individual lots for which building permits may be issued without further subdivision.
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 2
"Fiscal Year" means the period commencing on July 1 of any year and ending the following Jooe
30.
"Maximum Special Tax" means the maximwn Special Tax, determined in accordance with Section
C, that can be levied by CFD No. 2005-6 in any Fiscal Year on any Assessor's Parcel.
"Non-Residential Property" means all Assessor's Parcels of Developed Property for which a
building permit was issued for any type of non-residential use.
"Partial Prepayment Amount" means the amooot required to prepay a portion of the Annual
Special Tax obligation for an Assessor's Parcel, as described in Section H.
"Prepayment Amount" means the amooot required to prepay the Annual Special Tax obligation in
full for an Assessor's Parcel, as described in Section G.
"Proportionately" means that the ratio of the Annual Special Tax levy to the applicable Assigned
Annual Special Tax is equal for all applicable Assessor's Parcels. In case of Developed Property
subject to the apportionment of the Annual Special Tax ooder step four of Section F,
"Proportionately" in step four means that the quotient of (a) Annual Special Tax less the Assigned
Annual Special Tax divided by (b) the Backup Annual Special Tax less the Assigned Annual Special
Tax, is equal for all applicable Assessor's Parcels.
"Provisional Undeveloped Property" means all Assessor's Parcels of Taxable Property that would
otherwise be classified as Exempt Property pursuant to the provisions of Section J, but cannot be
classified as Exempt Property because to do so would reduce the Acreage of all Taxable Property
below the required minimum Acreage set forth in Section J as applicable.
"Residential Property" means all Assessor's Parcels of Developed Property for which a building
permit has been issued for purposes of constructing one or more residential dwelling ooits.
"Single Family Property" means all Assessor's Parcels of Residential Property other than
Apartment Property.
"Single Family Unit" means a residential dwelling ooit other than an Apartment Unit.
"Special Tax" means any ofthe special taxes authorized to be levied by CFD No. 2005-6 pursuant
to the Act.
"Special Tax Requirement" means the amooot required in any Fiscal Year to pay: (i) the debt
service or the periodic costs on all outstanding Bonds due in the Calendar Year that commences in
such Fiscal Year, (ii) Administrative Expenses, (iii) the costs associated with the release of foods
from an escrow accooot, (iv) any amooot required to establish or replenish any reserve foods
established in association with the Bonds, and (v) the collection or accumulation of funds for the
acquisition or construction of facilities authorized by CFD No. 2005-6 provided that the inclusion of
such amooot does not cause an increase in the levy of Special Tax on Undeveloped Property as set
forth in Step Three of Section F., less (vi) any amooots available to pay debt service or other periodic
City of Lake Elsinore
Commooity Facilities District No. 2005-6
July 18,2005
Page 3
costs on the Bonds pursuant to any applicable bond indenture, fiscal. agent agreement, or trust
agreement.
"Taxable Property" means all Assessor's Parcels within CFD No. 2005-6, which are not Exempt
Property.
"Undeveloped Property" means all Assessor's Parcels of Taxable Property which are not
Developed Property, or Provisional Undeveloped Property.
SECTION B
CLASSIFICATION OF ASSESSOR'S PARCELS
Each Fiscal Year, beginning with Fiscal Year 2005-06, each Assessor's Parcel within CFD No.
2005-6 shall be classified as Taxable Property or Exempt Property. In addition, each Assessor's
Parcel of Taxable Property shall be further classified as Developed Property, Undeveloped Property
or Provisional Undeveloped Property. In addition, each Assessor's Parcel of Developed Property
shall further be classified as Residential Property or Non-Residential Property. Lastly, each
Assessor's Parcel of Residential Property shall further be classified as a Single Family Property or
Apartment Property, and each Single Family Property shall be assigned to its appropriate Assigned
Annual Special Tax rate based on its Building Square Footage.
SECTION C
MAXIMUM SPECIAL TAX
1. Developed Property
The Maximum Special Tax for each Assessor's Parcel of Residential Property or Non-
Residential Property that is classified as Developed Property in any Fiscal Year shall be the
. greater of (i) the Assigned Annual Special Tax or (ii) the Backup Annual Special Tax.
2. Undeveloped Property and Provisional Undeveloped Propertv
The Maximum Special Tax for each Assessor's Parcel classified as Undeveloped Property, or
Provisional Undeveloped Property in any Fiscal Year shall be the Assigned Annual Special
Tax.
SECTION D
ASSIGNED ANNUAL SPECIAL TAX
1. Developed Property
Each Fiscal Year, each Assessor's Parcel of Single Family Property, Apartment Property, or
Non-Residential Property shall be subject to an Assigned Annual Special Tax. The Assigned
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 4
Annual Special Tax applicable to an Assessor's Parcel of Developed Property for Fiscal Year
2005-06 shall be determined pursuant to Table 1 below.
TABLE 1
ASSIGNED ANNUAL SPECIAL TAX RATES
FOR DEVELOPED PROPERTY
FOR FISCAL YEAR 2005-06
Land Use T e
Residential Pro e
Residential Pro e
Residential Property
Residential Pro
Residential Pro e
A artment Unit
Non-Residential Pro e
Rate
$1,182 er Unit
$1,333 er Unit
$1,661 per Unit
$1,770 er Unit
$1,839 erUnit
$19,302 er Acre
$19,302 er Acre
2. Undeveloped Propertv and Provisional Undeveloped Propertv
Each Fiscal Year, each Assessor's Parcel of Undeveloped Property and Provisional
Undeveloped Property shall be subject to an Assigned Annual Special Tax. The Assigned
Annual Special Tax rate for an Assessor's Parcel classified as Undeveloped Property and
Provisional Undeveloped Property for Fiscal Year 2005-06 shall be $19,302 per Acre.
3. Increase in the Assi!med Annual Special Tax
On each July 1, commencing July 1,2006, the Assigned Special Tax rate for Developed
Property, Undeveloped Property and Provisional Undeveloped Property shall be increased by
two percent (2.00%) of the amount in effect in the prior Fiscal Year.
SECTION E
BACKUP ANNUAL SPECIAL TAX
At the time a Final Map is recorded, the Backup Annual Special Tax for all Assessor's Parcels of
Developed Property classified or reasonably expected to be classified as a Single Family Property
within such Final Map area shall be determined by (i) summing the product of (a) the Maximum
Special Tax rate for Undeveloped Property by (b) the total Acreage of Taxable Property of each
Assessor's Parcel in such Final Map area, excluding Acreage classified as Provisional Undeveloped
Property and any Acreage reasonably expected to be classified as Exempt Property in such Final Map
area, and (ii) dividing the results in (i) by the total number of Single Family Units reasonably
expected to be constructed within such Final Map area. The resulting quotient shall be the Backup
Annual Special Tax for each Assessor's Parcel of Developed Property within such Final Map area
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18, 2005
Page 5
The Backup Annual Special Tax for all Assessor's Parcels of Developed Property classified as Non-
Residential Property or Apartment Property shall be the Maximum Special Tax rate for Undeveloped
Property.
If a Final Map includes Assessor's Parcels of Developed Property which are classified or reasonably
expected to be classified as Single Family Property and Non-Residential Property or Apartment
Property, then the Backup Annual Special Tax for each Assessor's Parcel which is classified or
reasonably expected to be classified as Single Family Property shall be computed exclusive of the
allocable portion of total Acreage attributable to Assessor's Parcels classified or reasonably expected
to be classified as Non-Residential Property or Apartment Property.
Notwithstanding the foregoing, if Assessor's Parcels of Developed Property which are classified or
to be classified as either Single Family Property, Apartment Property or Non-Residential Property
are subsequently changed of modified by recordation of a lot line adjustment or similar instrument,
then the Backup Annual Special Tax shall be recalculated to equal the amount of Backup Annual
Special Tax that would have been generated if such change did not take place.
On each July 1, commencing July 1,2006, the Backup Annual Special Tax rate shall be increased by
two percent (2.00%) of the amount in effect in the prior Fiscal Year.
SECTION F
METHOD OF APPORTIONMENT OF THE ANNUAL SPECIAL TAX
Commencing Fiscal Year 2005-06 and for each subsequent Fiscal Year, the City Council shall levy
Annual Special Taxes on all Taxable Property in accordance with the following steps:
Step One: The Annual Special Tax shall be levied Proportionately on each Assessor's Parcel of
Developed Property at up to 100% of the applicable Assigned Annual Special Tax
rates in Table 1 to satisfy the Special Tax Requirement.
Step Two: If additional moneys are needed to satisfy the Special Tax Requirement after the first
step has been completed, the Annual Special Tax shall be levied Proportionately on
each Assessor's Parcel of Un developed Property up to 100% ofthe Assigned Annual
Special Tax applicable to each such Assessor's Parcel as needed to satisfy the Special
Tax Requirement.
Step Three: If additional moneys are needed to satisfy the Special Tax Requirement after the first
two steps have been completed, then the Annual Special Tax on each Assessor's
Parcel of Developed Property whose Maximum Special Tax is the Backup Annual
Special Tax shall be increased Proportionately from the Assigned Annual Special
Tax up to 100% ofthe Backup Annual Special Tax as needed to satisfy the Special
Tax Requirement.
Step Four: If additional moneys are needed to satisfy the Special Tax Requirement after the first
three steps have been completed, the Annual Special TaX shall be levied
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 6
Proportionately on each Assessor's Parcel of Provisional Undeveloped Property up to
100% of the Assigned Annual Special Tax applicable to each such Assessor's Parcel
as needed to satisfy the Special Tax Requirement.
SECTION G
PREPAYMENT OF ANNUAL SPECIAL TAX
The following definitions apply to this Section G:
"CFD Public Facilities" means $2,400,000 expressed in 2005 dollars, which shall increase by the
Construction Inflation Index on July 1,2006, and on each July 1 thereafter, or such lower amount (i)
determined by the City Council as sufficient to provide the public facilities under the authorized
bonding program for CFD No. 2005-6, or (ii) determined by the City Council concurrently with a
covenant that it will not issue any more Bonds to be supported by Special Taxes levied under this
Rate and Method of Apportionment.
"Construction Fund" means an account specifically identified in the Indenture or functionally
equivalent to hold funds, which are currently available for expenditure to acquire or construct public
facilities eligible under CFD No. 2005-6.
"Construction Inflation Index" means the annual percentage change in the Engineering News-
Record Building Cost Index for the city of Los Angeles, measured as ofthe calendar year which ends
in the previous Fiscal Year. In the event this index ceases to be published, the Construction Inflation
Index shall be another index as determined by the City that is reasonably comparable to the
Engineering News-Record Building Cost Index for the City of Los Angeles.
"Future Facilities Costs" means the CFD Public Facilities minus public facility costs available to
be funded through existing construction or escrow accounts or funded by the Outstanding Bonds, and
minus public facility costs funded by interest earnings on the Construction Fund actually earned prior
to the date of prepayment.
"Outstanding Bonds" means all previously issued Bonds issued and secured by the levy of Special
Taxes which will remain outstanding after the first interest and/or principal payment date following
the current Fiscal Year, excluding Bonds to be redeemed at a later date with the proceeds of prior
prepayments of Maximum Special Taxes.
The Special Tax obligation of an Assessor's Parcel of Developed Property, or an Assessor's Parcel of
Undeveloped Property for which a building permit has been issued or is expected to be issued, or an
Assessor's Parcel of Provisional Undeveloped Property may be prepaid in full, provided that there
are no delinquent Special Taxes, penalties, or interest charges outstanding with respect to such
Assessor's Parcel at the time the Special Tax obligation would be prepaid. The Prepayment Amount
for an Assessor's Parcel eligible for prepayment shall be determined as described below.
An owner of an Assessor's Parcel intending to prepay the Annual Special Tax obligation shall
provide the City with written notice of intent to prepay, and within 5 days of receipt of such notice,
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 7
the City shall notify such owner ofthe amount of the non-refundable deposit determined to cover the
cost to be incurred by CFD No. 2005-6 in calculating the proper amount of a prepayment. Within 15
days of receipt of such non-refundable deposit, the City shall notify such owner of the Prepayment
Amount of such Assessor's Parcel.
The Prepayment Amount for each applicable Assessor's Parcel shall be calculated according to the
following formula (capitalized terms defined below):
plus
plus
plus
plus
less
equals
Bond Redemption Amount
Redemption Premium
Future Facilities Amount
Defeasance Cost
Administrative Fee
Reserve Fund Credit
Prepayment Amount
As of the date of prepayment, the Prepayment Amount shall be calculated as follows:
1. For an Assessor's Parcel of Developed Property, compute the Assigned
Annual Special Tax applicable to the Assessor's Parcel. For an Assessor's
Parcel of Undeveloped Property, compute the Assigned Annual Special Tax
as though is was already designated as Developed Property based upon the
building permit issued or expected to be issued for that Assessor's Parcel.
For an Assessor's Parcel of Provisional Undeveloped Property compute the
Assigned Annual Special Tax for that Assessor's Parcel.
2. For each Assessor's Parcel of Developed Property, Undeveloped Property or
Provisional Undeveloped Property to be prepaid, divide the Assigned Annual
Special Tax computed pursuant to paragraph 1 for such Assessor's Parcel by
the sum of the estimated Assigned Annual Special Tax applicable to all
Assessor's Parcels of Taxable Property at buildout, as reasonably determined
by the City.
3. Multiply the quotient computed pursuant to paragraph 2 by the Outstanding
Bonds. The product shall be the "Bond Redemption Amount".
4. Multiply the Bond Redemption Amount by the applicable redemption
premium, if any, on the Outstanding Bonds to be redeemed with the proceeds
of the Bond Redemption Amount. This product is the "Redemption
Premium."
5. Compute the Future Facilities Cost.
6. Multiply the quotient computed pursuant to paragraph 2 by the amount
determined pursuant to paragraph 5. to determine the Future Facilities Cost to
be prepaid (the "Future Facilities Amount").
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 8
7. Compute the amount needed to pay interest on the Bond Redemption Amount
to be redeemed with the proceeds of the Prepayment Amount until the earliest
call date for the Outstanding Bonds.
8. Estimate the amount of interest eamings to be derived from the reinvestment
of the Bond Redemption Amount plus the Redemption Premium until the
earliest call date for the Outstanding Bonds.
9. Subtract the amount computed pursuant to paragraph 8 from the amount
computed pursuant to paragraph 7. This difference is the "Defeasance Cost."
10. Estimate the administrative fees and expenses associated with the
prepayment, including the costs of computation of the Prepayment Amount,
the costs of redeeming Bonds, and the costs of recording any notices to
evidence the prepayment and the redemption. This amount is the
"Administrative Fee."
11. Calculate the "Reserve Fund Credit" as the lesser of: (a) the expected
reduction in the applicable reserve requirements, if any, associated with the
redemption of Outstanding Bonds as a result of the prepayment, or (b) the
amount derived by subtracting the new reserve requirements in effect after
the redemption of Outstanding Bonds as a result of the prepayment from the
balance in the applicable reserve funds on the prepayment date.
Notwithstanding the foregoing, if the reserve fund requirement is satisfied by
a surety bond or other instrument at the time of the prepayment, then no
Reserve Fund Credit shall be given. Notwithstanding the foregoing, the
Reserve Fund Credit shall in no event be less than O.
12. The Prepayment Amount is equal to the sum of the Bond Redemption
Amount, the Redemption Premium, the Future Facilities Amount, the
Defeasance, and the Administrative Fee, less the Reserve Fund Credit.
13. From the Prepayment Amount, the amounts computed pursuant to paragraphs
3, 4, 9, and 11 shall be deposited into the appropriate fund as established
under the bond indenture and used to retire Outstanding Bonds or make debt
service payments. The amount computed pursuant to paragraph 6 shall be
deposited into the Construction Fund. The amount computed pursuant to
. paragraph 10 shall be retained by CFD No. 2005-6.
With respect to Special Tax obligation that is prepaid pursuant to this Section G, the City Council
shall indicate in the records of CFD No. 2005-6 that there has been a prepayment ofthe Special Tax
obligation and shall cause a suitable notice to be recorded in compliance with the Act within thirty
(30) days of receipt of such prepayment to indicate the prepayment of the Special Tax obligation and
the release of the Special Tax lien on such Assessor's Parcel, and the obligation of such Assessor's
Parcel to pay such Special Taxes shall cease.
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 9
Notwithstanding the foregoing, no prepayment will be allowed unless the amount of Special Tax that
may be levied on Taxable Property, net of Administrative Expenses, shall be at least 1.1 times the
regularly scheduled annual interest and principal payments on all currently Outstanding Bonds in
each future Fiscal Year.
SECTION H
PARTIAL PREPAYMENT OF ANNUAL SPECIAL TAX
The Special Tax obligation of an Assessor's Parcel of Developed Property, or an Assessor's Parcel of
Undeveloped Property for which a building permit has been issued or is expected to be issued, or and
Assessor's Parcel of Provisional Undeveloped Property, as calculated in this Section H. below, may
be partially prepaid, provided that there are no delinquent Special Taxes, penalties, or interest
charges outstanding with respect to such Assessor's Parcel at the time the Special Tax obligation
would be prepaid.
The Partial Prepayment Amount shall be calculated according to the following formula:
PP = ((PG-A) x F) + A
The terms above have the following meanings:
PP = the Partial Prepayment Amount.
PG = the Prepayment Amount calculated according to Section G.
F = the percent by which the owner of the Assessor's Parcel is partially prepaying
the Special Tax obligation.
A= the Administrative Fees and Expenses calculated according to Section G.
With respect to any Assessor's Parcel that is partially prepaid, the City Council shall indicate in the
records ofCFD No. 2005-6 that there has been a partial prepayment of the Special Tax obligation
and shall cause a suitable notice to be recorded in compliance with the Act within thirty (30) days of
receipt of such partial prepayment of the Special Tax obligation, to indicate the partial prepayment of
the Special Tax obligation and the partial release of the Special Tax lien on such Assessor's Parcel,
and the obligation of such Assessor's Parcel to pay such prepaid portion of the Special Tax shall
cease.
Notwithstanding the foregoing, no partial prepayment will be allowed unless the amount of Special
Tax that may be levied on Taxable Property after such partial prepayment, net of Administrative
Expenses, shall be at least 1.1 times the regularly scheduled annual interest and principal payments
on all currently Outstanding Bonds in each future Fiscal Year.
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 10
SECTION I
TERMINATION OF SPECIAL TAX
For each Fiscal Year that any Bonds are outstanding the Special Tax for Facilities shall be levied on
all Assessor's Parcels subject to the Special Tax for Facilities. The Special Tax for Facilities shall
cease not later than the 2042-43 Fiscal Year, however, the Special Taxes for Facilities will cease to
be levied in an earlier Fiscal Year if the CFD Administrator has determined (i) that all required
interest and principal payments on the CFD No. 2005-6 Bonds have been paid; (ii) all authorized
facilities ofCFD No. 2005-6 have been acquired and all reimbursements to the developer have been
paid, (iii) no delinquent Special Taxes for Facilities remain uncollected and (iv) all other obligations
of CFD No. 2005-6 have been satisfied.
SECTION J
EXEMPTIONS
The City shall classify as Exempt Property (i) Assessor's Parcels which are owned by, irrevocably
offered for dedication, encumbered by or restricted in use by the State of California, Federal or other
local governments, including school districts, (ii) Assessor's Parcels with public or utility easements
making impractical their utilization for other than the purposes set forth in the easement, (iii) other
types of public uses determined by the City Council, (iv) Assessor's Parcels which are privately
owned and are encumbered by or restricted solely for public uses, (v) Assessor's Parcels which are
used as places of worshi p and are exempt from ad valorem property taxes because they are owned by
a religious organization, or (vi) Assessor's Parcels which are owned by, irrevocably offered for
dedication, encumbered by or restricted in use by a homeowners' association, provided that no such
classification would reduce the sum of all Taxable Property to less than 13.19 Acres.
Notwithstanding the above, the City Council shall not classify an Assessor's Parcel as Exempt
Property if such classification would reduce the sum of all Taxable Property to less than 13.19 Acres.
Assessor's Parcels which cannot be classified as Exempt Property because such classification would
reduce the Acreage of all Taxable Property to less than 13.19 Acres will be classified as Provisional
Undeveloped Property, and will be subject to Special Taxes pursuant to Step Five in Section F.
At such time an Assessor's Parcel must be classified as Provisional Developed Property, the
following hierarchy shall be used to determine which Assessor's Parcel will be taxed to ensure that
the Taxable Property is not less than 13.19 acres:
First, an Assessor's Parcel as designated in (vi) above
Second, an Assessor's Parcel as designated in (v) above
Third, an Assessor's Parcel as designated in (iv) above
Fourth, an Assessor's Parcel as designated in (iii) above
Fifth, an Assessor's Parcel as designated in (ii) above
Sixth, an Assessor's Parcel as designated in (i) above
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 11
SECTION K
APPEALS
Any property owner claiming that the amount or application of the Special Tax is not correct may
file a written notice of appeal with the CFD Administrator not later than twelve months after having
paid the first installment ofthe Special Tax that is disputed. The CFD Administrator shall promptly
review the appeal, and if necessary, meet with the property owner, consider written and oral evidence
regarding the amount of the Special Tax, and rule on the appeal. If the CFD Administrator's
decision requires that the Special Tax for an Assessor's Parcel be modified or changed in favor of the
property owner, a cash refund shall not be made (except for the last year oflevy), but an adj ustment
shall be made to the Special Tax on that Assessor's Parcel in the subsequent Fiscal Year(s).
The City Council may interpret this Rate and Method of Apportionment for purposes of clarifying
any ambiguity and make determinations relative to the annual administration of the Special Tax and
any landowner or residents appeals. Any decision of the City Council shall be fmal and binding as to
all persons.
SECTION L
MANNER OF COLLECTION
The Annual Special Tax shall be collected in the same manner and at the same time as ordinary ad
valorem property taxes, provided, however, that CFD No. 2005-6 may collect Annual Special Taxes
at a different time or in a different manner if necessary to meet its financial obligations.
City of Lake Elsinore
Community Facilities District No. 2005-6
July 18,2005
Page 12