HomeMy WebLinkAbout2024-041 CFD No. 2019-2 (Nichols Ranch) Special Tax Bonds, Series 2024RESOLUTION NO. 2024-41
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, ACTING AS THE LEGISLATIVE BODY OF COMMUNITY
FACILITIES DISTRICT OF THE CITY OF LAKE ELSINORE NO. 2019-2
(NICHOLS RANCH) AUTHORIZING THE ISSUANCE OF ITS SPECIAL TAX
BONDS, SERIES 2024 IN A PRINCIPAL AMOUNT NOT TO EXCEED EIGHT
MILLION FIVE HUNDRED THOUSAND DOLLARS ($8,500,000) AND
APPROVING CERTAIN DOCUMENTS AND TAKING CERTAIN OTHER
ACTIONS IN CONNECTION THEREWITH
Whereas, on October 22, 2019, the City Council of the City of Lake Elsinore (the “City
Council”) adopted Resolution No. 2019-083 stating its intention to form Community Facilities
District No. 2019-2 of the City of Lake Elsinore (Nichols Ranch) (the “CFD” or the “District”)
pursuant to the Mello-Roos Community Facilities Act of 1982, as amended, being Chapter 2.5 of
Part 1 of Division 2 of Title 5 of the Government Code of the State of California (the “Act”); and
Whereas, on October 22, 2019, the Council also adopted Resolution No. 2019-084
stating its intention to incur bonded indebtedness within the District in the amount not to exceed
$10,000,000 to finance the facilities and improvements identified in Resolution No. 2019-083
and the incidental expenses to be incurred in financing such facilities and improvements and
forming and administering the District; and
Whereas, after a noticed public hearing, on December 10, 2019, the Council adopted
Resolution Nos. 2019-095 and 2019-096 which formed the District and called a special election
on December 10, 2019, within the District on three propositions relating to the levying of the
special taxes, the incurring of bonded indebtedness and the establishment of an appropriations
limit for the District, which were approved by more than two-thirds vote by the qualified electors
on December 10, 2019; and
Whereas, subsequent to the formation of the District, the District received a petition
signed by the property owner within the District, requesting that the District (i) approve a new
rate and method of apportionment for the District and (ii) increase the amount of bonded
indebtedness authorized to be incurred by the District from $10,000,000 to $11,000,000, to
finance the Improvements and the Incidental Expenses (collectively, the “Change
Proceedings”); and
Whereas, on January 12, 2021, following the close of a noticed public hearing, the
Council adopted Resolution No. 2021-16, which called a special election on January 12, 2021
within the District on the approval of the Change Proceedings; and
Whereas, on January 12, 2021, a special election was held within the District at which
the qualified electors approved by more than a two-thirds vote, the Change Proceedings; and
Whereas, the legislative body of the District desires to issue a first series of bonds for
the District at this time under the Act to finance certain public facilities which the District is
authorized to finance; and
Whereas, the District desires to accomplish the financing of certain public facilities
through the issuance of bonds in an aggregate principal amount not to exceed $8,500,000
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designated as the “Community Facilities District No. 2019-2 of the City of Lake Elsinore (Nichols
Ranch) Special Tax Bonds, Series 2024” (the “Bonds”); and
Whereas, in order to effect the issuance of the Bonds, the District desires to enter into
various agreements and approve certain documents in substantially the forms presented herein;
and
Whereas, based on the appraisal of real property prepared by Kitty Siino & Associates,
Inc. (the “Appraisal”) of property within the District, the value of the real property in the District
subject to the special tax to pay debt service on the Bonds is more than three times the sum of
the principal amount of the Bonds and the principal amount of all other bonds outstanding that
are secured by a special tax levied pursuant to the Act or a special assessment levied on
property within the District as calculated in the manner set forth in Section 53345.8(a) of the Act;
and
Whereas, the City Council has determined in accordance with Section 53360.4 of the
Act that a negotiated sale of the Bonds to Stifel, Nicolaus & Company, Incorporated (the
“Underwriter”) in accordance with the terms of the Bond Purchase Agreement for the Bonds to
be entered into by the District and the Underwriter (the “Bond Purchase Agreement”) approved
as to form by this City Council herein will result in a lower overall cost to the District than a
public sale; and
Whereas, pursuant to Government Code Section 8855, the District is required to adopt a
debt management policy; and
Whereas, the District has determined to adopt the City’s Debt Management Policy
adopted by the City Council of the City on July 11, 2017 as the debt management policy of the
District;
NOW, THEREFORE, THE CITY COUNCIL, ACTING AS THE LEGISLATIVE BODY OF
CITY OF LAKE ELSINORE COMMUNITY FACILITIES DISTRICT NO. 2019-2 (NICHOLS
RANCH), DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOW:
Section 1. Each of the above recitals is true and correct.
Section 2. The issuance of the Bonds is hereby authorized in an aggregate principal
amount not to exceed $8,500,000, with the exact principal amount to be determined by the
official signing the Bond Purchase Agreement in accordance with Section 5 below. The City
Council hereby determines that it is prudent in the management of the District’s fiscal affairs to
issue the Bonds. The Bonds shall mature on the dates and pay interest at the rates set forth in
the Bond Purchase Agreement to be executed on behalf of the District in accordance with
Section 5 hereof. All other provisions of the Bonds shall be governed by the terms and
conditions of the Bond Indenture (the “Indenture”), which Indenture shall be substantially in the
form on file with the City Clerk, with such additions thereto and changes therein as the officer or
officers executing the same deem necessary to enhance the security for the Bonds, to cure any
ambiguity or defect therein, to insert the offering price(s), interest rate(s), selling compensation,
principal amount per maturity, redemption dates and prices and such other related terms and
provisions as limited by Section 5 hereof or to conform any provisions therein to the Bond
Purchase Agreement or the Official Statement delivered to the Underwriter of the Bonds.
Approval of such changes shall be conclusively evidenced by the execution and delivery of the
Indenture by one of the following: the Mayor, the City Manager, the Assistant City Manager, or
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their written designees (each, an “Authorized Officer” and collectively, the “Authorized Officers”),
each of whom is authorized to execute the Indenture. Capitalized terms used in this Resolution
which are not defined herein have the meanings ascribed to them in the Indenture.
Section 3. The Bonds shall be executed on behalf of the District by the manual or
facsimile signature of the Mayor of the City or his or her written designee and be attested by the
manual or facsimile signature of the City Clerk. Wilmington Trust, National Association is
hereby appointed to act as trustee, registrar and transfer agent for the Bonds.
Section 4. The covenants set forth in the Indenture to be executed in accordance with
Section 2 above are hereby approved, shall be deemed to be covenants of the City Council and
shall be complied with by the District and its officers. The Indenture shall constitute a contract
between the District and the Owners of the Bonds.
Section 5. The form of the Bond Purchase Agreement presented at this meeting is
hereby approved and each of the Authorized Officers is hereby authorized to execute the Bond
Purchase Agreement, with such additions thereto and changes therein relating to dates and
numbers as are necessary to conform the Bond Purchase Agreement to the dates, amounts
and interest rates applicable to the Bonds as of the sale date. Approval of such additions and
changes shall be conclusively evidenced by the execution and delivery of the Bond Purchase
Agreement by one or more of such Authorized Officers; provided, however, that the Bond
Purchase Agreement shall be signed only if the Underwriter’s discount does not exceed 1.30 %
of the principal amount of the Bonds and only if the true interest cost on the Bonds does not
exceed 5.50%. Each of the Authorized Officers is authorized to determine the day on which the
Bonds are to be priced in order to attempt to produce the lowest borrowing cost for the District
and may reject any terms presented by the Underwriter if determined not to be in the best
interest of the District.
Section 6. The form of the Continuing Disclosure Certificate presented at this meeting
is hereby approved and each of the Authorized Officers is hereby authorized and directed to
execute the Continuing Disclosure Certificate in the form hereby approved, with such additions
therein and changes thereto as the officer or officers executing the same deem necessary to
cure any defect or ambiguity therein, with such approval to be conclusively evidenced by the
execution and delivery of such certificate.
Section 7. The form of the Preliminary Official Statement presented at this meeting is
hereby approved and the Underwriter is hereby authorized to distribute the Preliminary Official
Statement to prospective purchasers of the Bonds in the form hereby approved, together with
such additions thereto and changes therein as are determined necessary by the Authorized
Officers to make such Preliminary Official Statement final as of its date for purposes of
Rule 15c2-12 of the Securities and Exchange Commission. Each of the Authorized Officers is
hereby authorized to execute a final Official Statement in the form of the Preliminary Official
Statement, together with such changes as are determined necessary by the Authorized Officers,
to make such Official Statement complete and accurate as of its date. The Underwriter is
further authorized to distribute the final Official Statement for the Bonds and any supplement
thereto to the purchasers of the Bonds upon the execution of the final Official Statement as
described above.
Section 8. In accordance with the requirements of Section 53345.8 of the Act, based on
the Appraisal, the legislative body of the District hereby determines that the value of the real
property in the District subject to the special tax to pay debt service on the Bonds is more than
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three times the principal amount of the Bonds and the principal amount of all other bonds
outstanding that are secured by a special tax levied pursuant to the Act or a special assessment
levied on property within the District, all as calculated in the manner provided in Section
53345.8(a) of the Act.
Section 9. Each Authorized Officer is authorized to provide for all services necessary to
effect the issuance of the Bonds. Such services shall include, but not be limited to, printing the
Bonds, obtaining legal services, trustee and paying agent services and any other services
deemed appropriate as set forth in a certificate of such Authorized Officer. Each Authorized
Officer is authorized to pay for the cost of such services, together with other costs of issuance,
from Bond proceeds deposited pursuant to the Indenture.
Section 10. The Authorized Officers, the City Clerk and the other officers and staff of
the City and the District responsible for the fiscal affairs of the District are hereby authorized and
directed to take any actions and execute and deliver any and all documents as are necessary to
accomplish the issuance, sale and delivery of the Bonds in accordance with the provisions of
this Resolution and the fulfillment of the purposes of the Bonds as described in the Indenture,
including, in the discretion of any of the Authorized Officers, the execution of a letter of credit or
cash depository agreement with the developer within the District and Wilmington Trust, National
Association relating to any security provided by the developer with respect to the special taxes
to be levied within the District, and providing certificates to the Underwriter as to the accuracy of
any information relating to the District which is included within the Official Statement. Any
document authorized herein to be signed by the City Clerk may be signed by a duly appointed
deputy clerk.
Section 11. The District hereby adopts the City’s Debt Management Policy, as
amended, supplemented and restated from time to time, as the debt management policy of the
District pursuant to California Government Code Section 8855.
Section 12. The City Council acknowledges that the good faith estimates required by
Section 5852.1 of the California Government Code are disclosed in the staff report and are
available to the public at the meeting at which this Resolution is approved.
Section 13. This Resolution shall be effective upon its adoption.
Passed and Adopted at a regular meeting of the City Council of the City of Lake
Elsinore, California, this 13th day of August 2024.
Steve Manos
Mayor
Attest:
Candice Alvarez, MMC
City Clerk
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STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF LAKE ELSINORE )
I, Candice Alvarez, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify
that Resolution No. 2024-41 was adopted by the City Council of the City of Lake Elsinore,
California, at the Regular meeting of August 13, 2024 and that the same was adopted by the
following vote:
AYES: Council Members Sheridan, Johnson, and Magee; Mayor Pro Tem Tisdale; and
Mayor Manos
NOES: None
ABSENT: None
ABSTAIN: None
Candice Alvarez, MMC
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