HomeMy WebLinkAboutItem No. 05 Issuance of Sale of Tax Allocation Refunding Bonds City of Lake Elsinore 130 South Main Street
Lake Elsinore,CA 92530
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Text File
File Number: ID#17-699
Agenda Date:6/28/2018 Version: 1 Status:Approval Final
In Control:Oversight Board File Type: Report
Agenda Number:5)
City of Lake Elsinore Page 1 Printed on 612612018
REPORT TO OVERSIGHT BOARD TO THE
SUCCESSOR AGENCY OF THE REDEVELOPMENT
AGENCY OF THE CITY OF LAKE ELSINORE
To: Chairperson Kelley and Members of the Oversight Board
From: Jason Simpson,Assistant Executive Director
Date: June 28, 2018
Subject: Issuance and Sale of Tax Allocation Refunding Bonds To Refund Certain
Obligations of The Redevelopment Agency of The City of Lake Elsinore and
Authorizing Certain Other Actions In Connection Therewith
Recommendations
Adopt A RESOLUTION OF THE OVERSIGHT BOARD TO THE
SUCCESSOR AGENCY OF THE REDEVELOPMENT AGENCY OF THE
CITY OF LAKE ELSINORE APPROVING THE ISSUANCE AND SALE OF
TAX ALLOCATION REFUNDING BONDS BY THE SUCCESSOR
AGENCY OF THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE
ELSINORE TO REFUND CERTAIN OBLIGATIONS OF THE FORMER
AGENCY AND AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH
Background
In January 2010, the Lake Elsinore Public Financing Authority issued the $15,435,000
Tax Allocation Revenue Bonds (1999 Series C Refunding) 2010 Series A (the "2010A
Bonds"), of which $12,475,000 is currently outstanding. Given the relatively high interest
rate environment at the time of issuance, there is an opportunity to refinance the 2010A
Bonds for debt service savings in today's market.
The Successor Agency of the Redevelopment Agency of the City of Lake Elsinore (the
"Successor Agency") assumed responsibility of all debt management with respect to the
Former Redevelopment Agency in 2012. Under AB 1484 and the California Health and
Safety Code Section 34177.5(a), the Successor Agency may refinance outstanding
bonds, with approval from the Oversight Board and the California Department of
Finance (DOF), provided that the total interest cost, principal amount, and final maturity
on the refunding bonds do not exceed that of the prior (outstanding) bonds. In other
words, there must be debt service savings created by the refinancing.
On Tuesday, June 26, 2018, the Successor Agency took action to authorize the
issuance and sale of tax allocation refunding bonds to refinance the outstanding 2010A
Bonds for debt service savings. The next step in the bond refinancing process requires
the Oversight Board to approval the issuance of the refunding bonds. If the Oversight
Board approves the financing the refinancing will be subject to approval by the
Department of Finance (DOF) which has up to a 65-day review process, which is
expected to conclude in late August or early September. Assuming both the Oversight
Refunding Bonds
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Board and DOF approve the financing, a Preliminary Official Statement will be
submitted for the Successor Agency's consideration and approval prior to pricing the
refunding bonds (sometime in August or early September, depending on the timing of
DOF approval).
Discussion
The proposed Subordinated Tax Allocation Refunding Bonds, Series 2018 (referred to
herein as the "2018 Bonds") is estimated to have a par amount of$11.41 million with a
final maturity of 2033, which is the same as the final maturity as the 2010A Bonds. As
proposed, the current maturities of the 2010A Bonds would not be extended and no new
debt would be issued.
The final interest rate structure will be determined when the 2018 Bonds are priced and
sold. The pricing date would be targeted for some time in September, assuming that the
refunding is still economically viable. The bond closing is expected to occur in October
and the 2010A Bonds will be redeemed on September 1, 2019. Although not yet rated
by Standard & Poor's, it is expected that since the 2018 Bonds will be issued on parity
with the Subordinated Tax Allocation Refunding Bonds, Series 2015, they will be
assigned a similar rating of"A+."
An analysis of the potential savings that will accrue to the Successor Agency and to
applicable taxing entities has been prepared by the Successor Agency's municipal
advisor (the "Debt Service Savings Analysis") (Attachment B). Based on current market
conditions, the refinancing would result in debt service savings of approximately $2
million as described in Table 1. However, the total level of savings will depend upon
market conditions at the time of sale. Estimated annual savings will become available
after the payment of enforceable obligations as approved on the Recognized Obligation
Payment Schedule ("ROPS") and will be distributed among various taxing entities such
as Riverside County, school districts, and the City.
Table 1 below highlights the identified savings based on current market conditions.
Summary of Savings Results for 2018 Bonds*
2018 Bonds
Net Present Value Savings $ $374,347
Net Present Value Savings % of Par Value Refunded 3.0%
Avg. Savings Through 2033 (Maturity of 2010A Bonds _ $133,333
Total Debt Service Savings $2 million
'Projected savings are based on current interest rates assuming the 2018 Bonds have an 'A+"underlying
rating and are sold with AA" bond insurance. These rates are subject to change based on market
conditions at the time of sale.
Refunding Bonds
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Because this is an advanced refinancing, the Successor Agency expects to issue the
refunding bonds on a taxable basis. Table 2 below and Attachment B provide certain
costs of the Refunding Bonds per Senate Bill 450.
Table 2: Certain Costs of Refunding Bonds'
Item Estimate as of 6//2018
True interest cost of the bonds 4.02%
Finance charge of the bonds $318,075 plus $1,800 annual trustee fee as long
as the Refunding Bonds are outstanding
Bond proceeds received by the
Lake Elsinore Successor Agency
$11.41 Million
Total payment amount $16.7 million Plus $1,800 annual trustee fee as
_ long as the Refunding Bonds are outstanding_
Fiscal Impact
As illustrated on the previous page, an estimated $374,347 in net present value savings
and $2 million in total debt service savings would be generated by refinancing the
2010A Bonds. Savings would be distributed among various taxing entities. The level of
savings will depend upon market conditions at the time of sale. The 2018 Bonds remain
an obligation of the Successor Agency. Debt Service on the 2018 Bonds will be
supported by tax revenues collected by the County and deposited into the Successor
Agency's Redevelopment Property Tax Trust Fund. Costs (related to time spent on the
refunding) of the Successor Agency can be recovered through the proceeds of the 2018
Bonds at the time of issuance.
Prepared by: Jason Simpson
Assistant Executive Director
Approved by: Grant Yates
Executive Director
Attachments:
A. OB Resolution No. 2018-
B. Debt Service Savings Analysis
1 Interest rates will depend on market conditions at the time of pricing
RESOLUTION NO. 2018-
A RESOLUTION OF THE OVERSIGHT BOARD TO THE SUCCESSOR AGENCY OF
THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, APPROVING THE ISSUANCE AND SALE OF TAX ALLOCATION
REFUNDING BONDS BY THE SUCCESSOR AGENCY OF THE REDEVELOPMENT
AGENCY OF THE CITY OF LAKE ELSINORE TO REFUND CERTAIN
OBLIGATIONS OF THE FORMER AGENCY AND AUTHORIZING CERTAIN OTHER
ACTIONS IN CONNECTION THEREWITH
Whereas, the Redevelopment Agency of the City of Lake Elsinore (the "Former Agency") was a
public body, corporate and politic, duly created, established and authorized to transact business
and exercise its powers under and pursuant to the provisions of the Community Redevelopment
Law (Part 1 of Division 24 of the Health and Safety Code of the State of California) (the "Law"),
and the powers of the Former Agency included the power to issue bonds and incur loans for any
of its corporate purposes; and,
Whereas, a Redevelopment Plan for the Rancho Laguna Redevelopment Project Area No. I
(the "Project Area I") of the Former Agency was adopted on September 30, 1980, pursuant to
Ordinance No. 607, as subsequently amended in compliance with all requirements of the Law,
and all requirements of law for and precedent to the adoption and approval of the
Redevelopment Plan for Project Area I, as amended, have been duly complied with; and,
Whereas, a Redevelopment Plan for the Rancho Laguna Redevelopment Project Area No. II
(the "Project Area II") of the Former Agency was adopted on July 11, 1983, pursuant to
Ordinance No. 671, as subsequently amended in compliance with all requirements of the Law,
and all requirements of law for and precedent to the adoption and approval of the
Redevelopment Plan for Project Area II, as amended, have been duly complied with; and,
Whereas, a Redevelopment Plan for the Rancho Laguna Redevelopment Project Area No. III
(the "Project Area III") of the Former Agency was adopted on September 8, 1987, pursuant to
Ordinance No. 815, as subsequently amended in compliance with all requirements of the Law,
and all requirements of law for and precedent to the adoption and approval of the
Redevelopment Plan for Project Area III, as amended, have been duly complied with; and,
Whereas, the Former Agency has previously incurred the obligations listed on Exhibit A hereto
(collectively, the "Refunded Obligations"); and,
Whereas, on June 28, 2011, the California Legislature adopted ABx1 26 (the "Dissolution Act")
and ABx1 27 (the "Opt-in Bill"); and,
Whereas, the California Supreme Court subsequently upheld the provisions of the Dissolution
Act and invalidated the Opt-in Bill resulting in the dissolution of the Former Agency as of
February 1, 2012; and,
Whereas, the Former Agency, including its redevelopment powers, assets and obligations, was
transferred on February 1, 2012 to the Successor Agency of the Redevelopment Agency of the
City of.Lake Elsinore(the "Successor Agency'); and,
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Whereas, on or about June 27, 2012, AB1484 was adopted as a trailer bill in connection with
the 2012-13 California Budget; and,
Whereas, California Health and Safety Code Section 34177.5(a)(1) authorizes successor
agencies to refund outstanding bonds or other indebtedness provided that: (i)the total interest
cost to maturity on the refunding bonds or other indebtedness, plus the principal amount of the
refunding bonds or other indebtedness, does not exceed the total remaining interest cost to
maturity on the bonds or other indebtedness to be refunded, plus the remaining principal of the
bonds or other indebtedness to be refunded; and (ii)the principal amount of the refunding bonds
or other indebtedness does not exceed the amount required to defease the bonds or other
indebtedness to be refunded, to establish customary debt service reserves and to pay related
costs of issuance; and,
Whereas, the Successor Agency has previously refinanced certain bonded indebtedness
obligations of the Former Agency pursuant to its Resolution No. SA-2015-002 and that certain
Indenture of Trust dated as of September 1, 2015 (the "2015 Indenture"), by and between the
Successor Agency and Wilmington Trust, National Association, providing for the issuance of the
Successor Agency's Successor Agency of the Redevelopment Agency of the City of Lake
Elsinore Subordinated Tax Allocation Refunding Bonds, Series 2015 in the aggregate principal
amount of$8,065,000; and,
Whereas, the Successor Agency desires to authorize and approve the issuance of tax
allocation refunding bonds (the "2018C Bonds") in an aggregate principal amount sufficient to
refund all or a portion of the Refunded Obligations, and to irrevocably set aside a portion of the
proceeds of such 2018C Bonds in a separate segregated trust fund which will be used to refund
the outstanding Refunded Obligations being refunded, to pay costs in connection with the
issuance of the 2018C Bonds and to make certain other deposits as required by the Indenture
(as defined below); and,
Whereas, the 2018C Bonds shall be secured by a pledge of property tax revenues authorized
by California Health and Safety Code Section 34177.5(a) and (g), pursuant to the provisions of
Article 11 of Chapter 3 of Part 1 of Division 2 of Title 5 of the California Government Code (the
"Bond Law"); and,
Whereas, the 2018C Bonds shall be issued as Parity Debt under the 2015 Indenture pursuant
to a First Supplemental Indenture of Trust described in the Successor Agency Resolution; and,
Whereas, this Oversight Board of the Successor Agency of the Redevelopment Agency of the
City of Lake Elsinore (the "Oversight Board") desires to approve all matters relating to the
issuance and sale of the 2018C Bonds as required by Sections 34177.5 (f) and 34180 of the
Health and Safety Code of the State of California.
NOW THEREFORE, THE OVERSIGHT BOARD TO THE SUCCESSOR AGENCY OF THE
REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE, DOES HEREBY
RESOLVE AS FOLLOWS:
Section 1. Each of the foregoing recitals is true and correct.
Section 2. The issuance by the Successor Agency of the Redevelopment Agency of the City
of Lake Elsinore of the 2018C Bonds in an aggregate principal amount sufficient to refund all or
a portion of the Refunded Obligations listed on Exhibit A for the purpose of achieving debt
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service savings in accordance with Health & Safety Code Section 34177.5(a)(1) and the pledge
of property tax revenues to the 2018C Bonds pursuant to the Indenture approved by Section 2
of the Successor Agency Resolution (as authorized by California Health and Safety Code
Section 34177.5(a) and (g)) is hereby approved. The 2018C Bonds may be issued as a single
issue, or from time to time in separate series, as the Successor Agency shall determine. The
approval of the issuance of the 2018C Bonds by the Successor Agency and the Oversight
Board shall constitute the approval of each and every separate series of 2018C Bonds and the
sale of the 2018C Bonds at a public or private sale.
Section 3. The Successor Agency is authorized and directed to prepare, approve and
execute such other documents, including, as necessary, a Bond Purchase Agreement, an
Official Statement, a Continuing Disclosure Certificate, Escrow Agreements and/or irrevocable
refunding instructions for the Refunded Obligations and any additional agreements as may be
required to carry out the purposes hereof without the need for any further approval from the
Oversight Board.
Section 4. The Chairperson of the Oversight Board and the other officers and members of
staff having responsibility for the affairs of the Oversight Board are hereby authorized and
directed to execute such documents and certificates as they determine are necessary or
appropriate to assist the Successor Agency in the issuance of the 2018C Bonds.
Section S. Pursuant to the provisions of California Health and Safety Code
Section 34177.5(f), the Successor Agency is expressly authorized to recover its related costs in
connection with the transaction approved hereby, irrespective of whether the 2018C Bonds are
issued.
Section 6. This Resolution shall take effect in accordance with Health and Safety Code
Sections 34177.5(f) and 34179(h).
Passed and Adopted on this 28t' day of June, 2018.
Genie Kelley, Chair
Attest:
Susan M. Domen, MMC
Oversight Board Secretary
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STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF LAKE ELSINORE )
I, Susan M. Domen, MMC, Secretary of the Oversight Board to the Successor Agency of
the Redevelopment Agency of the City of Lake Elsinore, California, hereby certify that
Resolution No. 2018- was adopted by the Oversight Board to
the Successor Agency of the Redevelopment Agency of the City of Lake Elsinore,
California, at a Regular meeting held on the 26th day of June 2018, by the following vote:
AYES:
NOES:
ABSET:
ABSTAI:
Susan M. Domen, MMC
Oversight Board Secretary
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EXHIBIT A
REFUNDED OBLIGATIONS
1. That certain Project Area No. I Loan Agreement by and between the Former Agency and the
Lake Elsinore Public Financing Authority (the "Authority"), dated as of February 1, 2010,
pursuant to which the Authority made a loan to the Former Agency in the original principal
amount of$3,055,000, secured by tax increment revenues from Project Area I.
2. That certain Project Area No. II Loan Agreement by and between the Former Agency and the
Authority, dated as of February 1, 2010, pursuant to which the Authority made a loan to the
Former Agency in the original principal amount of $5,505,000, secured by tax increment
revenues from Project Area II.
3. That certain Project Area No. III Loan Agreement by and between the Former Agency and
the Authority, dated as of February 1, 2010, pursuant to which the Authority made a loan to
the Former Agency in the original principal amount of$2,075,000, secured by tax increment
revenues from Project Area IIII.
4. That certain Housing Fund Loan Agreement by and between the Former Agency and the
Authority, dated as of February 1, 2010, pursuant to which the Authority made a loan to the
Former Agency in the original principal amount of $4,800,000, secured by tax increment
revenues required to be deposited into the Former Agency's Low and Moderate Income
Housing Fund.
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ATTACHMENT B
MEMORANDUM
TO: City of Lake Elsinore Successor Agency Board
FROM: Urban Futures, Inc.
Michael Busch, CEO
Doug Anderson,Director
DATE: June 26, 2018
RE: Independent Municipal Advisor's Report: Debt Service Savings Analysis for
City of Lake Elsinore Board,Taxable Tax Allocation Refunding Bonds, Series
2018
Background
The City of Lake Elsinore Successor Agency(the "Agency") is authorized under Section 34177.5
of the State Health and Safety Code to issue refunding tax allocation bonds("TABs")for economic
savings within the parameters set forth in Section 34177.5(a)(1) of the State Health and Safety
Code(the"Savings Parameters").In addition, Section 34177.5 of the State Health and Safety Code
provides, in relevant part, that the Agency "...shall make use of an independent financial advisor
in developing financing proposals and shall make the work products of the financial advisor
available to the Department of Finance at its request" (State Health & Safety Code Section
34177.5(h), effective 6/27/12). Urban Futures, Inc., has been retained by the Agency to serve as
its independent municipal advisor to determine compliance with the,Savings Parameters for
purposes of the issuance by the Agency of its Taxable Tax Allocation Refunding Bonds, Series
2018 ("2018 Bonds").
This report in draft form may be used in presentations to the Agency Board and Oversight Board
but will be final only after the pricing of the 2018 TABS (the "2018" Bonds) and verification of
final debt service savings. The 2018 Bonds will be issued to refund, on a taxable basis, the Series
2010A Subordinated Tax Allocation Refunding Bonds (the "2010A Bonds").
Plan of Refunding
The Agency has selected Stifel (the"Underwriter")to structure and negotiate the refunding of the
2010A Bonds. The financing goal is to maximize economic savings by reducing total debt service.
The City of Lake Elsinore's Debt Issuance and Management Policy, states that "the City will
generally seek to achieve debt-service savings which, on a net present value basis, are at least 3%
of the debt being refinanced...Notwithstanding the foregoing, a refunding by the City of Lake
Elsinore Successor Agency shall be determined based on the requirements of Health and Safety
Code Section 34177.5." Based on market conditions as of 6/12/18, the Underwriter projects the
refunding of the Prior Bonds with proceeds of the 2018 Bonds will achieve a Net PV savings of
approximately $374,347, or 3.0% of refunded par, as shown in Table 3. The Underwriter's
estimates include the following key assumptions: (i) 2018 Bonds will refund all of the Successor
Agency's currently outstanding 2010A Bonds on a taxable basis; (ii) an underlying rating of"A-"
is assigned by S&P to the 2018 Bonds, and (iii) use of bond insurance and a surety. The savings
generated from this refunding are anticipated to result in higher property tax distributions to the
City of Cudahy and other taxing entities in the future.
Refunding Results
Table 1 below shows the estimated sources and uses for the 2018 TABs.
Table 1:(Est.) Sources and Uses of Funds
Sources:
Par Amount of Bonds $11,410,000
RPTTF On-Hand 677,628
$12,087,628
Reserve Account Release $1,471,914
Total Sources of Funds $13,559,542
Uses:
Refunding Escrow Deposit $13,101,774
Costs of Issuance 228,151
Underwriter's Discount 91,280
Bond Insurance 108,671
Surety Policy 29,666
Total Uses of Funds $13,559,542
Tables 2 and 3 below show estimated nominal debt service savings and Net PV savings based on
market conditions as of 6/12/2018.
Table 2: Estimated Debt Service Savings
Bond Existing Est. New Present Value
Year Payments Payments Savings Savings
2019 992,481. 471.,353 521,128 500,557
2020 993,231 451,295 541,936 499,904
2021 987,432 451,295 536,137 ; 474,627
2022 990,725 591,295 399,430 . 339,595
2023 987,662 986,857 805 i 1,502
2024 993,413 988,929 4,484 4,304
2025 994,000 989,721 . 4,279 3,939
- f-
2026 988,2751 984,247 4,028 3,56.1
2027 991,500 987,649 3,851 3,259
2028 988,150 984,522 3,628 2,945
2029 983,488 - 980,011 3,477 2,697
2030 987,512 984,072 3,440 2,535
2031 3,239,700 3,236,266 3,434 ' 2,399
2032 1,846,925 . 1,843,604 3,321 2,065
2033 1,789,250 1,787,544 1,706 1,016
Totals 18,753,7441 16,718,660 2,035,084 1,844,905
Table 3: Net PV Savings Summary
PV of savings from cash flow $ 1,844,905
Less: Prior funds on hand $ - 1,471,914
Plus: Refunding funds on hand $ 1,356
Net PV Savings $ 374,347
Net PV Savings as%of Refunded Par 3.00%
Proposed Refunding Complies With State Law
Based on the 2018 Bonds proposed structure and the projected debt service savings according to
numbers prepared by the Underwriter, Urban Futures,Inc. concludes that the 2018 Bonds comply
with the Savings Parameters as described below.
A. Total debt service(principal and interest)on the refunding bonds is less than total debt service
on the refunded bonds (sec. 34177.5(a)(1)(A)): Section 34177.5(a)(1)(A) requires that the total
interest cost to maturity on the refunding bonds or other indebtedness plus the principal amount of
the refunding bonds or other indebtedness shall not exceed the total remaining interest cost to
maturity on the bonds or other indebtedness to be refunded plus the remaining principal of the
bonds or other indebtedness to be refunded. Table 2 shows projected total nominal debt service
savings from the refunding of the Prior Bonds of$2 million, calculated as (i)total debt service on
the Prior Bonds, net of receipts from the investment of the Reserve Funds, minus (ii) total debt
service on the 2018 Bonds.Net PV savings is projected to be $435,000 or 3.5% of total refunded
par,which is well above the minimum City guideline of 3%of refunded par.
B. Refunding bonds principal shall be used only for refunding purposes, not for new-money
(sec. 34177.5(a) (1)(B)): Section 34177.5(a)(1)(B) requires that the principal amount of the
refunding bonds or other indebtedness shall not exceed the amount required to defease the
refunded bonds or other indebtedness, to establish customary debt service reserves, and to pay
related costs of issuance. Table 1 is the projected sources and uses of funds for the 2018 Bonds,
showing that all proceeds are used only for purposes associated with refunding the Prior Bonds
and to pay related costs of issuance. No proceeds of the 2018 Bonds will be used for any other
purposes, including new-money purposes.
C.Agency shall make diligent efforts to ensure lowest long-term cost financing is obtained, to
structure refunding that does not provide for any bullets or spikes or variable rates, and shall
hire an independentfinancial advisor(sea 34177.5(h)):Section 34177.5(h)requires the Agency
to make diligent efforts to ensure that the lowest long-term cost financing is obtained and that the
financing not provide for any bullets or spikes or use variable rates. The Agency has retained
Urban Futures, Inc., an independent financial advisor registered with the SEC and MSRB, to
monitor the pricing of the 2018 Bonds. In order to achieve the lowest long-term cost of financing,
the financing team is pursuing a surety to satisfy the Reserve Requirement and releasing funds
from the Prior Reserve Funds to lower the issuance amount of the 2018 Bonds.
In accordance with Section 34177.5(h),the proposed refunding structure does not provide for any
bullet principal maturities, debt service spikes or variable rate debt.
ATTACHMENT B
GOOD FAITH ESTIMATES
The good faith estimates set forth herein are provided with respect to the 2018 Bonds in
accordance with California Government Code Section 5852.1. Such good faith estimates
have been provided to the Successor Agency by Urban Futures, Inc., the Successor
Agency's Municipal Advisor (the "Municipal Advisor") in consultation with Stifel (the
"Original Purchaser").
Principal Amount. The Municipal Advisor has informed the Successor Agency that, based
on the Successor Agency's financing plan and current market conditions, its good faith
estimate of the aggregate principal amount of the 2018 Bonds to be sold is $11.41 million
(the "Estimated Principal Amounts").
True Interest Cost of the Refunding Bonds. The Municipal Advisor has informed the
Successor Agency that, assuming that the respective Estimated Principal Amounts of the
Refunding Bonds is sold and based on market interest rates prevailing at the time of
preparation of such estimate, its good faith estimate of the true interest cost of the 2018
Bonds, which means the rate necessary to discount the amounts payable on the
respective principal and interest payment dates to the purchase price received for the
2018 Bonds, is 4.02%.
Finance Charge of the Refunding Bonds. The Municipal Advisor has informed the
Successor Agency that, assuming that the Estimated Principal Amounts of the Refunding
Bonds is sold and based on market interest rates prevailing at the time of preparation of
such estimate, its good faith estimate of the finance charge for the 2018 Bonds, which
means the sum of all fees and charges paid to third parties (or costs associated with the
2018 Bonds), is $318,075. Additionally, there will be an annual Trustee fee of $1,800 for
as long as the 2018 Bonds are outstanding.
Amount of Proceeds to be Received. The Municipal Advisor has informed the Successor
Agency that, assuming the Estimated Principal Amounts of the Refunding Bonds is sold,
and based on market interest rates prevailing at the time of preparation of such estimate,
its good faith estimate of the amount of proceeds expected to be received by the
Successor Agency for sale of the 2018 Bonds, less the finance charge of the 2018 Bonds,
as estimated above, and any reserves or capitalized interest paid or funded with proceeds
of the 2018 Bonds, is $11.41 million.
Total Payment Amount. The Municipal Advisor has informed the Successor Agency that,
assuming that the Estimated Principal Amounts of the 2018 Bonds is sold, and based on
market interest rates prevailing at the time of preparation of such estimate, its good faith
estimate of the total payment amount, which means the sum total of all payments the
Successor Agency will make to pay debt service on the 2018 Bonds, plus the finance
charge for the 2018 Bonds, as described above, not paid with the respective proceeds of
the 2018 Bonds, calculated to the final maturity of the 2018 Bonds, is $16.7 million.
Additionally, there will be an annual Trustee fee of$1,800 for as long as the 2018 Bonds
are outstanding.
The foregoing estimates constitute good faith estimates only and are based on market
conditions prevailing at the time of preparation of such estimates. The actual principal
amount of the 2018 Bonds issued and sold, the true interest cost thereof, the finance
charges thereof, the amount of proceeds received therefrom and total payment amount
with respect thereto may differ from such good faith estimates due to (a) the actual date
of the sale of the 2018 Bonds being different than the date assumed for purposes of such
estimates, (b) the actual principal amount of 2018 Bonds sold being different from the
respective Estimated Principal Amounts, (c) the actual amortization of the 2018 Bonds
being different than the amortization assumed for purposes of such estimates, (d) the
actual market interest rates at the time of sale of the 2018 Bonds being different than
those estimated for purposes of such estimates, (e) other market conditions, or (f)
alterations in the Successor Agency's financing plan, or a combination of such factors.
The actual date of sale of the 2018 Bonds and the actual principal amount of 2018 Bonds
sold will be determined by the Successor Agency based on various factors. The actual
interest rates borne by the 2018 Bonds will depend on market interest rates at the time of
sale thereof. The actual amortization of the 2018 Bonds will also depend, in part, on
market interest rates at the time of sale thereof. Market interest rates are affected by
economic and other factors beyond the control of the Successor Agency.