HomeMy WebLinkAboutItem No. 06 Revision CC Policy No. 300-3 Credit Cards, Meal, MeetingsCity of Lake Elsinore 130 South Main Street
__ Lake Elsinore, CA 92530
II www.lake - elsinore.org
VV °— IKikr- ' City Council Agenda Report
File Number: ID# 19 -620
Agenda Date: 6/23/2020 Version: 1 Status: Approval Final
In Control: City Council / Successor Aqency File Type: Council Consent
Calendar
Agenda Number: 6)
Revision to Citv Council Policv No. 300 -3. Citv Credit Cards. Meals. Meetinas. and Travel
Expenses
Adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA,
ADOPTING REVISION TO COUNCIL POLICY NO. 300 -3, CITY CREDIT CARDS, MEALS, MEETINGS,
AND TRAVEL EXPENSES.
City of Lake Elsinore Page 1 Printed on 611812020
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LAKE LS I I`�OI�E
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To:
From:
Prepared by:
Date:
Subject:
Recommendation
REPORT TO CITY COUNCIL
Honorable Mayor and Members of the City Council
Grant Yates, City Manager
Jason Simpson, Assistant City Manager
June 23, 2020
Revision to City Council Policy No. 300 -3, City Credit Cards, Meals,
Meetings, and Travel Expenses
Adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, ADOPTING REVISION TO COUNCIL POLICY NO. 300 -3, CITY CREDIT CARDS,
MEALS, MEETINGS, AND TRAVEL EXPENSES.
Background and Discussion
For best practices, the Government Finance Officers Association (GFOA) recommends that
governments formally adopt financial policies that provide guidelines with strategic intent for
financial stewardship. Financial policies should define boundaries, manage risk, clarify intent,
promote governance accountability, and define shared understanding. Additionally, Assembly Bill
No. 1234 (AB 1234) requires the legislative body to adopt a written policy concerning
reimbursement of expenses for travel, meals, and lodging.
As a means to develop guidelines that assist in the management of the City's resources, the City
established the City Council Policy No. 300 -3 in 2006. This policy guides the use of City- issued
credit cards, as well as costs for meals, meetings, and travel.
The policy incorporates AB 1234, which requires officials to submit expense reports immediately
after the expense incurred; that the expense should incur at the lowest reasonable cost to the
City; and that the official is required to provide a brief report at the next regular Council meeting.
In line with GFOAs best practices, as new issues may arise and new experiences gained, policies
should be reviewed and revised as needed. The Finance Department researched California's
Government Code and the Government Finance Officers Association (GFOA) best practice policy
recommendations.
In 2012, California's Assembly Bill No. 23 (AB 23) went into effect. AB 23 amended the state's
open meeting law by adding Section §54952.3 to the California Government Code. This provision
City Council Policy No. 300 -3
June 23, 2020
Page 2
is related to the legislative body's compensation and stipend, which stipulates that actual costs
for travel, meals, or lodging are not considered compensation or stipend while payments based
on per diem rates are.
Thus, the presented revision incorporates the addition to AB 23 by removing payments based on
per diem rates and providing reimbursements or payments based on actual costs related to travel
and meetings while conducting official City business. Additionally, the policy incorporates revision
related to procedures that promote improved internal controls and fiscal responsibility.
Fiscal Impact
Fiscal impact resulting from the adoption of the revised Policy No. 300 -3 is possible savings in
the use of general fund monies because reimbursement is based on actual costs rather than per
diem rates.
Exhibits
A - Resolution
B — Policy
C — Expense Report Form
RESOLUTION NO. 2020-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, ADOPTING REVISION TO COUNCIL POLICY NO. 300 -3, CITY
CREDIT CARDS, MEALS, MEETINGS, AND TRAVEL EXPENSES
Whereas, Government Finance Officers Association recommends governments formally adopt
financial policies that define boundaries, manage risk, clarify intent, promote governance
accountability, and define shared understanding; and,
Whereas, the City Council adopted the City Council Policy No. 300 -3 in 2006 that provides
guidance in use of City issued credit cards, costs of meals, meetings, and travels; and,
Whereas, Assembly Bill 1234 requires the legislative body to adopt a written policy concerning
the official's costs for travel, meals, and lodging; and,
Whereas, Assembly Bill 1234 requires officials to submit expense reports immediately after
expense incurred; and,
Whereas, Assembly Bill 1234 requires officials incur travel expenses at the lowest reasonable
cost to the City; and,
Whereas, Assembly Bill 1234 requires officials to provide a brief report at the next regular
Council meeting; and,
Whereas, California Government Code §54952.3 establishes that the legislative body's
compensation and stipend does not include actual costs for travel, meals, or lodging; and,
Whereas, Revision of Council Policy 300 -3 incorporates new understanding from California
Government Code §54952.3 and removes allowance of reimbursement based on per diem rates.
Whereas, the City Council has determined revision of the City of Lake Elsinore City Council Policy
No. 300 -3 allows reimbursement or payments for travel expenses based on actual costs and is in
the best interest of the City and the community; and,
Whereas, the City Council desires to adopt the revision of the City of Lake Elsinore's Council
Policy 300 -3 "City Credit Cards, Meals, Meetings, and Travel Expenses."
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, DOES HEREBY RESOLVE AS FOLLOWS:
Section 1. The attached Exhibit B, City of Lake Elsinore Revised City Council Policy 300 -3, is
hereby adopted and made a part of this resolution.
Section 2. This Resolution shall take effect from and after the date of its passage and adoption
Passed and Adopted on this 23rd day of June, 2020.
Brian Tisdale, Mayor
City Council Resolution No. 2020 -
Page 2 of 2
Attest:
Candice Alvarez
City Clerk
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF LAKE ELSINORE )
I, Candice Alvarez, City Clerk of the City of Lake Elsinore, California, do hereby certify that
Resolution No. 2020- was adopted by the City Council of the City of Lake Elsinore,
California, at the Regular meeting of June 23rd, 2020, and that the same was adopted by the
following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
Candice Alvarez
City Clerk
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 1 of 7
PURPOSE
To set forth the policy for official City travel and use of City credit cards and to establish
procedures for reimbursement of expenses incurred by City Council members, appointed
officials, members of special boards, commissions, and committees ( "Officials ").
POLICY
General
The City of Lake Elsinore appreciates the value of having City Officials participate in and
educate themselves at professional conferences, seminars, meetings, and other training events as
they relate to City business. To foster and encourage participation in such events under state
law, particularly Government Code, Sections §53232 et seq., the City has promulgated the this
policy for reimbursement of various travel and related expenses incurred while attending
approved events or training.
AB 1234 Requirement
• The legislative body must adopt a written policy concerning reimbursement of expenses
for travel, meals, lodging and other actual and necessary expenses incurred in the
performance of the Official's duties. The policy establishes guidelines, which shall be
complied when an Official is arranging and participating in travel, lodging, and other
approved expenses.
• Reimbursement is available for actual costs that are reasonable and necessary out -of-
pocket expenses incurred in the performance of an Officials duties as provided herein.
• When seeking reimbursement, an Official is required to submit an expense report
immediately after incurring the expense. All detailed receipts documenting each expense
shall accompany the report.
• An Official is required to provide a brief report on meetings or training attended at the
expense of the City at the next regular Council Meeting.
• When travel and related expenses are necessary, it is the responsibility of each Official to
incur these expenses at the lowest reasonable cost to the City commensurate with
schedules, work, and time constraints.
• Review of all credit charges and expense reimbursements shall be part of the annual audit
process, and the auditors may report any improper charges to the City Manager /City
Council.
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 2 of 7
AB 23 Requirement
Government Code, Section §54952.3 (b), (AB 23), provides that compensation and stipend shall
not include amounts reimbursed for actual and necessary expenses incurred by an Official in the
performance of City business. To prevent receiving additional unapproved compensation, an
Official's allowable related travel expenses or reimbursements are on actual cost.
Expenses Not to Exceed Federal Per Diem Rates
An Official may claim reimbursement for actual costs of, but not limited to, personal meals,
incidentals, transportation, and lodging, provided that such reimbursements shall not exceed the
U.S. Government's Domestic Per Diem Rates in effect for their travel destination.
The Domestic Per Diem Rates found on the U.S. General Services Administration's website at
www.gsa.gov is by the Administrative Services Department to verify and monitor all travel
expenses.
Credit Cards
Before an Official is assigned a City credit card, he or she must agree to the terms and conditions
contained in the City's credit card agreement and the debt limit on such credit cards shall not
exceed $2,500. The City Council reserves the right to request that an Official immediately
surrender a credit card assigned by the City for any reason.
Assigned credit cards will be held with the Administrative Services Department, Finance
Division, and can be checked out as needed for training or travel purposes related to City
business. The credit card is for actual and necessary expenses incurred in the performance of an
Official's duties. An Official may not use a City- issued credit card for personal charges.
Any improper use of a credit card assigned to an Official, including but not limited to improperly
making personal charges, and charges for meals and incidental expenses (including stand -alone
beverage charges), or failure to timely submit receipts, is subject to action by the City Council.
Such action includes but is not limited to public reproval and/or cancellation of the City assigned
credit card.
Travel
A. Ground Transportation
Shuttle service shall be used between an airport or train station and a hotel whenever
available. Taxis may be used only when the scheduled shuttle service or other methods
of public transportation is not cost - effective, unavailable, or incompatible with the City
business mission.
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 3 of 7
B. Travel by Vehicle — Rental Car
When several Officials are attending the same event, every effort shall be made to
coordinate plans and, if possible, share any needed rental car.
In selecting and accepting rental cars, an Official shall be sensitive to both cost and
appearance and, therefore, should avoid requesting or accepting luxury vehicles.
If a rental car is used on a trip combining business and more than minimal personal
travel, only that portion of the expense attributable to City business is reimbursed by the
City; the Official is responsible for the portion of expense attributable to personal use.
Rental car collision insurance (collision damage waiver or CDW for damage to the rental
car) should be purchased on the rental contract, but do not purchase the liability (PD/PI,
for damage to other cars) insurance. An Official must carry the name of the City insurer
and its insurance policy number when renting automobiles. Information concerning the
City's insurer and insurance policy number can be obtained by the Administrative Service
Department, Risk Management Division.
C. Mileage Reimbursement
When using a private vehicle for City business activities, an Official may seek
reimbursement based on the mileage driven (less the commute to and from the Official's
home and City Hall) to attend the event at the reimbursement rate designated by the U.S.
Government's Domestic Travel Rates. The City's Administrative Services Department
can provide these rates. If an Official receives an auto allowance, mileage reimbursement
is not reimbursable.
D. Parking
Parking fees on City travel are reimbursable. Less expensive, yet safe parking should be
used whenever possible. Receipts are required in order for reimbursement.
F. Traffic Tickets
Officials are responsible for any parking tickets, moving violations, and fines received
while using a personal or rental vehicle while on City business.
G. Airline Travel
Except for reasons of time and/or monetary allocation, transportation for trips of 200
miles or more may be by airline travel. An Official must travel using the lowest available
fare arriving or departing within one hour of the desired time provided that such
reimbursements shall not exceed the U.S. Government's Domestic Travel Rates.
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 4 of 7
Any unauthorized airline travel will be invoiced to the Official and will be subject to
action by the City Council.
H. City Pool Vehicle
The use of a City Pool Vehicle is not available for any Official.
Meals and Incidentals
A. Meal Expenses for Local Meetings
The City will reimburse actual costs of meals for City business meetings within the
greater Southern California area as listed below if such reimbursement shall not exceed
the U.S. Government's Domestic Travel Rates. Additionally, this applies to the use of
the Official's City- issued credit card.
• Meals with other officials or representatives of the City, other public or private
agencies, associations, businesses or individuals so long as the meal is part of or
in furtherance of the performance of the Official's duties, including promotion of
good working relationships
• Meals that are part of a business program or officially sponsored by business or
professional associations related to City business and the performance of the
Official's duties
• Meals that an Official has while traveling on City business
B. Incidental Expenses
Incidental expenses are defined as fees and tips given to porters, baggage carriers, and
bellhops.
C. Tips or Gratuities
Reasonable tips in relation to services rendered will be reimbursed. In the case of meals,
tipping is not to exceed 15 percent of the total cost of the meal; in the case of taxis, 10
percent of the total fare is deemed acceptable. If necessary, porters and bellhops may be
used and tipped from $1 to $2 per bag or box.
D. Alcohol
The City's Alcohol and Drug Abuse Policy remains in effect while the Official is on City
business; therefore, the purchase of alcoholic beverages on a City credit card is
prohibited.
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 5 of 7
Lodging
Lodging costs shall not exceed the maximum group rate published by the conference or activity
sponsor if lodging at the group rate is available to an Official at the time of booking. If the group
rate is not available, the Official shall use comparable lodging rates for reimbursements but shall
not exceed the U.S. Government's Domestic Lodging Rates.
Miscellaneous Costs
A. Personal Expenses
The City will not pay for purely personal expenses, even if incurred while on City
business. This includes:
• The cost of personal entertainment (books, theater tickets, movies, sporting
events, etc.)
• The cost of personal care items (toiletries, hair styling, manicures, etc.)
• Valet and laundry service is not reimbursable for business trips of fewer than five
consecutive days, unless necessary to clean clothing soiled while working
• The cost of additional travel insurance accidental injury or death while traveling
on City business in excess of such insurance already provided by the City
B. Spouse and Significant Other Accompaniment
Spouses and significant others may accompany an Official when traveling on business,
provided, however, that the cost associated with such accompaniment shall not be
reimbursable nor charged on a City- issued credit card.
C. Personal Travel
Personal travel (e.g., vacations, extended weekends, and so on) combined with business
travel is permitted. Any costs (e.g., extra hotel nights, additional stopovers, long- distance
calls, and so forth) associated with personal travel shall not be reimbursable nor charged
on a City- issued credit card.
Procedure for Seeking Reimbursement
For the City to reimburse an Official for expenditures incurred for City business, an Official
must submit an expense reimbursement form along with detailed documentation to the
Administrative Services Department immediately upon return from the travel. It is the Official's
responsibility to submit the expense report promptly.
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 6 of 7
In addition to providing written documentation of expenses incurred, an Official is to provide a
brief report on meetings or conferences that were attended, at the expense of the City, at the next
regular meeting of the City Council.
All documents related to reimbursable agency expenditures are public records subject to
disclosure under the California Public Records Act (Cal. Gov. Code Section §6250 et seq.).
Documentation
Expense reports must include all original itemized receipts for City credit card expenditures,
lodging, cash expenditures, meals, shuttle and taxi services, and parking fees. A minimal
exception applies in those rare instances where a receipt cannot be obtained. In such cases where
a receipt is not obtainable, a written memo must be supplied.
Officials must be as specific as possible in describing each expense. Each expense item should
detail the following:
• Reason for the expense (for example, League of California Cities' conference)
• Type of expense (for example, meal, travel, and hotel)
• Persons involved (for example, names of people for whom a meal was purchased,
their title, and place of business)
• Credit card or cash meal receipts with a detailed listing of purchase
Penalties for Violations of Policy
As per AB 1234, penalties for misuse of public resources or falsifying expense reports in
violation of expense reporting policies may include, but are not limited to, the following:
• The loss of reimbursement privileges
• The loss of credit card privileges
• Restitution to the City
• Civil penalties for misuse of public resources under California Government Code
Section 8314
• Prosecution for misuse of public resources under California Penal Code Section
424
HISTORY
Adopted by Resolution No. 2006 -152 09/12/06
Revised by Resolution No. 2008 -79 07/22/08
CITY OF LAKE ELSINORE, CALIFORNIA
COUNCIL POLICY MANUAL
SUBJECT: City Credit Cards, Meals, Meetings Policy No. 300 -3
And Travel Expenses Effective Date: 09/12/06
Revised: 06/22/08
Revised
Page No. 7 of 7
Revised by Resolution No. 2020-
CITY 11
LAEZE LSIh0P�E
T "
DREAM
NAME:
CITY OF LAKE ELSINORE
Meeting and /or Travel Expense Report
City Council Policy No. 300 -3
June 23, 2020
2020
DEPARTMENT:
PURPOSE: LOCATION:
DURATION: EXPENSE ACCOUNT:
Mondav Tuesdav Wednesdav Thursdav Fridav Saturdav Sundav
DATE
ADJs
LINE TOTAL
PER DIEM
$
REGISTRATION FEES
$
GAS & OIL*
$
CAR RENTAL*
$
TAXI OR BUS FARES*
$
PARKING*
$
AIRFARE
$
HOTEL /ADDITIONAL DAY
$
INTERNET ACCESS
$
TELEPHONE (Official)
$
BREAKFAST*
$
LUNCH*
$
DINNER*
$
TIPS /MISC.
$
OTHER (Explain Below):
$
$
TOTAL EXPENSES
$
$
$
$
$
$
$
$
$
MILEAGE REIMBURSEMENT **
DATE
TRAVEL TO / FROM
NO. MILES
REMARKS
TOTAL MILEAGE
$ 0.580
/mi
$
* Attach original receipts on page two. Copies will not be accepted.
** Miles less daily commute miles = Reimbursable Amount. Attach basis for miles determined.
* ** City prepaid expenses = Charges paid by City credit card or check
I certify that the foregoing statements are correct:
SIGNED:
DATE: APPROVED:
DEPARTMENT HEAD
DATE: APPROVED:
DIRECTOR OF ADMINISTRATIVE SERVICES
AUDITED BY:
$0.545 Standard Mileage Rate for 2018
TOTAL EXPENSES & MILEAGE $
EMPLOYEE TRAVEL ADVANCE
* ** CITY PREPAID EXPENSES
EMPLOYEE REIMBURSABLE EXPENSES
RETURN TO CITY
DUE TO EMPLOYEE
DATE:
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