HomeMy WebLinkAbout_City Council PacketCity Council / Successor Agency
City of Lake Elsinore
Regular Agenda
183 North Main Street
Lake Elsinore, CA 92530
Natasha Johnson, Mayor
Steve Manos, Mayor Pro-Tem
Daryl Hickman, Council Member
Robert E. "Bob" Magee, Council Member
Brian Tisdale, Council Member
Cultural Center7:00 PMTuesday, November 13, 2018
CLOSED SESSION at 5:00 PM
PUBLIC SESSION at 7:00 PM
The City of Lake Elsinore appreciates your attendance. Citizens’ interest provides the Council and
Agency with valuable information regarding issues of the community.
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CITY VISION STATEMENT
The City of Lake Elsinore will be the ultimate lake destination where all can live, work and play, build
futures and fulfill dreams.
Page 1 City of Lake Elsinore Printed on 11/8/2018
November 13, 2018City Council / Successor Agency Regular Agenda
CALL TO ORDER 5:00 P.M.
The Regular Meeting of the City Council will be called to order.
CITY COUNCIL ROLL CALL
PUBLIC COMMENTS
CITY COUNCIL CLOSED SESSION
1) CONFERENCE WITH LEGAL COUNSEL--ANTICIPATED LITIGATION
Initiation of litigation pursuant to paragraph (4) of subdivision (d) of Section 54956.9: 1 potential case
RECESS
The City Council will recess to Closed Session.
RECONVENE/CALL TO ORDER - 7:00 P.M.
The Regular Meeting of the City Council will reconvene and the Regular Meeting of the
Successor Agency will be called to order.
PLEDGE OF ALLEGIANCE
INVOCATION – MOMENT OF SILENCE
ROLL CALL
PRESENTATIONS / CEREMONIALS
1)Citizen of the Quarter
2)Business of the Quarter
CLOSED SESSION REPORT
PUBLIC COMMENTS – NON-AGENDIZED ITEMS – 1 MINUTE
(Please read & complete a Request to Address the City Council/Successor Agency form
prior to the start of the meeting and turn it in to the City Clerk/Clerk. The Mayor/Chair or
City Clerk/Clerk will call on you to speak.)
CITY COUNCIL CONSENT CALENDAR
(All matters on the Consent Calendar are approved in one motion, unless a Council
Member or any member of the public requests separate action on a specific item.)
1)CC Minutes of the Regular Meeting of October 23, 2018
Recommendation:Approve the Minutes.
10-23-18 CCAttachments:
2)CC Warrant List Dated October 25, 2018
Page 2 City of Lake Elsinore Printed on 11/8/2018
November 13, 2018City Council / Successor Agency Regular Agenda
Recommendation:Receive and file.
Warrant - SR
Warrant - Exhibit A Summary
Warrant - Exhibit B List
Attachments:
3)CC Investment Report for September 2018
Recommendation:Receive and file.
CC Investment Report - SR
CC Investment Report - Exhibit A
Attachments:
4)Appendix No. 4 to the Professional Services Agreement (PSA Appendix
No. 4) and Appendix No. 4 to the Equipment Purchase Agreement (EPA
Appendix No. 4) Regarding Streetlights Purchase Program
Recommendation:adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, APPROVING AND RATIFYING ALL PRIOR APPROVALS, EXECUTIONS
AND DELIVERIES OF: (1) AMENDED AND RESTATED WESTERN RIVERSIDE
COUNCIL OF GOVERNMENTS PROFESSIONAL SERVICES AGREEMENT DATED
MARCH 27, 2018, (PSA), BY AND BETWEEN THE WESTERN RIVERSIDE COUNCIL
OF GOVERNMENTS (WRCOG) AND SIEMENS INDUSTRY INC., INTELLIGENT
TRAFFIC SYSTEMS (CONSULTANT); (2) APPENDIX No. 4 TO THE PSA (PSA
APPENDIX No. 4) BY AND BETWEEN THE CITY OF LAKE ELSINORE (CITY), WRCOG
AND CONSULTANT; (3) WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS
EQUIPMENT PURCHASE AGREEMENT (EPA) DATED JUNE 28, 2018, BY AND
BETWEEN WRCOG AND CALIFORNIA ELECTRIC SUPPLY (CONTRACTOR); AND (4)
APPENDIX No. 4 TO THE EPA (EPA APPENDIX No. 4) BY AND BETWEEN CITY,
WRCOG AND CONTRACTOR; and,
Authorize and ratify the City Manager’s execution of PSA Appendix No. 4 and EPA
Appendix No. 4.
Streetlights Purchase Program - SR
Streetlights Purchase Program - Exhibit A Resolution
Streetlights Purchase Program - Exhibit B PSA Appendix No. 4
Streetlights Purchase Program - Exhibit C PSA with WRCOG and Consultant
Streetlights Purchase Program - Exhibit D EPA Appendix No. 4
Streetlights Purchase Program - Exhibit E EPA with WRCOG and Contractor
Attachments:
5)Professional Services Agreement (PSA) for Security Patrol Services at
Campground During Construction
Recommendation:Authorize the City Manager to execute the PSA in the amount of $68,000.00 with
Protection Rescue Security Services, in such final form as approved by the City Attorney.
Security Patrol - SR
Security Patrol - Exhibit A Agreement
Attachments:
6)Road Closures for 2018 Winterfest Event
Recommendation:Approve temporary road closures on Saturday, December 1, 2018.
Page 3 City of Lake Elsinore Printed on 11/8/2018
November 13, 2018City Council / Successor Agency Regular Agenda
Winterfest - SR
Winterfest - Road Closures
Attachments:
SUCCESSOR AGENCY CONSENT CALENDAR
(All matters on the Consent Calendar are approved in one motion, unless an Agency
Member lor any member of the public requests separate action on a specific item.)
1)SA Minutes of the Regular Meeting of October 23, 2018
Recommendation:Approve the minutes.
10-23-18 SAAttachments:
2)SA Warrant List Dated October 25, 2018
Recommendation:Receive and file.
Warrant - SR
Warrant - Exhibit A Summary
Warrant - Exhibit B List
Attachments:
4)SA Investment Report for September 2018
Recommendation:Receive and file.
SA Investment Report - SR
SA Investment Report - Exhibit A
Attachments:
CITY COUNCIL BUSINESS ITEM
7)Update from Castle & Cooke on Project Development
Recommendation:Receive and file.
Castle Cooke - SR
Castle Cooke - Exhibit A Holding Development Area
Castle Cooke - Exhibit B Land Use Plan
Attachments:
PUBLIC COMMENTS – NON-AGENDIZED ITEMS – 3 MINUTES
(Please read & complete a Request to Address the City Council/Successor Agency form
prior to the start of the meeting and turn it in to the City Clerk/Clerk. The Mayor/Chair or
City Clerk/Clerk will call on you to speak.)
CITY MANAGER COMMENTS
CITY ATTORNEY COMMENTS
CITY COUNCIL COMMENTS
Page 4 City of Lake Elsinore Printed on 11/8/2018
November 13, 2018City Council / Successor Agency Regular Agenda
ADJOURNMENT
The Lake Elsinore City Council will adjourn to the Regular Meeting of Tuesday, November 27, 2018, at
7:00 p.m. in the Cultural Center located at 183 N. Main Street, Lake Elsinore.
AFFIDAVIT OF POSTING
I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, do hereby affirm that a copy of the
foregoing agenda was posted at City Hall at _________ p.m. on November 8, 2018.
__________________________
Susan M. Domen, MMC
City Clerk
Page 5 City of Lake Elsinore Printed on 11/8/2018
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-867
Agenda Date: 11/13/2018 Status: Presentation/CeremonialVersion: 1
File Type: ReportIn Control: City Council / Successor Agency
Agenda Number: 1)
Page 1 City of Lake Elsinore Printed on 11/8/2018
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-868
Agenda Date: 11/13/2018 Status: Presentation/CeremonialVersion: 1
File Type: ReportIn Control: City Council / Successor Agency
Agenda Number: 2)
Page 1 City of Lake Elsinore Printed on 11/8/2018
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-869
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: MinutesIn Control: City Council / Successor Agency
Agenda Number: 1)
Page 1 City of Lake Elsinore Printed on 11/8/2018
Page 1 of 4
City of Lake Elsinore
Meeting Minutes
City Council
Tuesday, October 23, 2018
Call to Order
A Regular Meeting of the Council and Successor Agency of the City of Lake Elsinore was held in the
Cultural Center, 183 North Main Street, on the above date. The meeting was called to order at 6:00
p.m. by Mayor/Chair Johnson, noting the absence of Council Member/Member Tisdale (arrived at 6:08
p.m.).
Public Comment
There were no members of the public appearing to speak.
City Council/Successor Agency Closed Session
1) Conference with Legal Counsel-Existing Litigation (Paragraph (1) of subdivision (d) of Gov’t Code §
54956.9) City of Lake Elsinore et al. v. Michael Cohen, et al., Case No. 34-2017-80002762
(Sacramento County Superior Court)
Recess
The meeting recessed to Closed Session at 6:00 p.m.
Reconvene
The City Council and the Successor Agency meeting reconvened order at 7:00 p.m.
Pledge of Allegiance
The Pledge of Allegiance was led by Mayor Pro-Tem Manos.
Invocation – Moment of Silence
Mayor Johnson requested a moment of silence.
Roll Call
Present: Council Members Hickman, Magee and Tisdale; Mayor Pro-Tem Manos and Mayor Johnson
Absent: None
Presentations / Ceremonials
1) Recognition of Eagle Scouts
Mayor Johnson presented certificates of recognition to Grant Manley, Monty Donovan, Morgan
Donovan for achieving the rank of Eagle Scout in Troup 2011.
Page 2 of 4
2)Recognition of Lake Elsinore Teen Community Emergency Response Team Participants,
CalFire Personnel and the Lake Elsinore Citizen Corp
Mayor Johnson and Rick de Santiago, Public Works Supervisor, presented Certificates of
Completion to the Teen CERT participants.
3) Proclamation for the Gripsters Motorcycle Club
Mayor Johnson recognized CJ Stewart and members of the Gripsters.
Closed Session Report
City Attorney Leibold listed the Closed Session item and stated there is nothing to report out.
Public Comments – Non-Agendized Items
Appearing to speak were: Ace Vallejos and John Lynch.
Consent Calendar
It was moved by Mayor Pro-Tem Manos, seconded by Council Member Hickman, and unanimously
carried, to approve the Consent Calendar.
Item Nos. 11 and 12 were removed for discussion and are listed below.
1)CC Minutes of the Regular Meeting of October 9, 2018 – approved the minutes.
2)CC Warrant List Dated October 11, 2018 – received and filed.
3)Cooperative Funding Agreement for Construction of Regional Agricultural Pipeline Conversion
Project - Lake Elsinore Outlet Channel – authorized the City Manager to execute the agreement with
Elsinore Valley Municipal Water District, Riverside County Flood Control and Water Conservation
District, in such final form as approved by City Attorney.
4)Notice of Completion on Community Hall Framing and Fence Panels for Launch Pointe RV Resort
Rehabilitation Project – Accepted the improvements into the City Maintained system; and, authorized
the City Clerk to file the Notice of Completion with the County Recorder; and, authorized staff to
release all retention monies 35 days after the filing of the Notice of Completion.
5)Declare Intent to Annex Territory - Annexation No. 7 Into Community Facilities District No. 2015-2
(Maintenance Services) for Central Plaza – adopted the Resolution.
Resolution No. 2018-132
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA,
DECLARING ITS INTENTION TO ANNEX TERRITORY INTO COMMUNITY FACILITIES DISTRICT
NO. 2015-2 (MAINTENANCE SERVICES) OF THE CITY OF LAKE ELSINORE, ADOPTING A MAP
OF THE AREA TO BE PROPOSED (ANNEXATION NO. 7) AND AUTHORIZING THE LEVY OF A
SPECIAL TAXES THEREIN
6)Professional Services Agreement for GeoMat Testing laboratories, Inc. for the Camino Del Norte
Improvement Project CIP No. Z10030 – authorized the City Manager to execute the agreement for
construction geotechnical services in the amount of $86,900.00 with a 10 percent contingency of
$8,690.00 not to exceed $95,590.00, in such final form as approved by the City Attorney.
Page 3 of 4
7)Professional Services Agreement for LSA Associates, Inc. for the Camino Del Norte Improvement
Project CIP No. Z10030 – authorized the City Manager to execute the agreement for the
Environmental Consulting Services in the amount of $104,790.00 with a 10 percent contingency of
$10,479.00 not to exceed $115,269.00, in such final form as approved by the City Attorney.
8)Community Facilities District No. 2006-1 (Summerly) Special Tax Amendment – adopted the
Resolution.
Resolution No. 2018-133
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA,
ACTING AS THE LEGISLATIVE BODY OF CITY OF LAKE ELSINORE COMMUNITY FACILITIES
DISTRICT NO. 2006-1 (SUMMERLY), DECLARING ITS INTENTION TO CONSIDER AN
AMENDMENT TO THE RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAX FOR
IMPROVEMENT AREA II OF CITY OF LAKE ELSINORE COMMUNITY FACILITIES DISTRICT NO.
2006-1 (SUMMERLY)
9)Homeland Security Grant Program (HSGP-19) for the Fiscal Year 18-19 – approved the application
and authorized acceptance of the Emergency Services Grant.
10) Construction Agreement with Roadway Engineering and Contracting Inc. for the Riverside Drive at
Lincoln Realignment / Widening Project (CIP PROJECT #Z10060) – authorized the City Manager
to execute the agreement in the not to exceed amount of $692,400.00, in such final form as
approved by the City Attorney; and, authorized the City Manager to execute Change Orders not to
exceed a 10 percent contingency amount of $69,240.00 for underground uncertainties and
adjustments.
Items Removed from Consent Calendar
11) Declaring a Shelter Crisis
Assistant to the City Manager Dailey presented a Power Point presentation.
Appearing to speak was: Ace Vallejos.
It was moved by Mayor Pro-Tem Manos, seconded by Council Member Hickman, and
unanimously carried, to adopt the Resolution.
Resolution No. 2018 – 134
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA,
DECLARING A SHELTER CRISIS IN THE CITY PURSUANT TO SB 850 (CHAPTER 48,
STATUTES OF 2018 AND GOVERNMENT CODE § 8698.2)
12) Vacation of a Portion of Acacia Drive
Appearing to speak was: Mary Jean Pedneau.
It was moved Council Member Tisdale, seconded by Council Member Hickman and unanimously
carried, to adopt the Resolution.
Resolution No. 2018-135
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA,
VACATING A PORTION OF ACACIA DRIVE
PUBLIC COMMENTS – NON-AGENDIZED ITEMS
Page 4 of 4
There were no members of the public appearing to speak.
City Manager Comments
Senior Civil Engineer Habib and City Traffic Engineer Lowe presented a Power Point presentation on
road projects and roadway departure counter measures.
City Council Comments
Council Member Hickman provided an update on the High School football teams; announced there will
be a road closure on November 3rd on Lakeshore Drive for the sidewalk project, and the Christensen
Community Park project in Canyon Hills is now underway; and spoke about his knee replacement.
Council Member Magee reported he attended the Lake Elsinore Advanced Pump Storage project
presentation at the San Jacinto Watershed meeting; requested that the City be able to provide input for
the proposed Alberhill elementary school site plan; recognized the passing of Bob Wolfe and the
passing of Larry Walker; announced that Carp Quest III was on October 20
th, and the Lake Elsinore
Grand Prix 50th anniversary will be on November 9th, 10th and 11th.
Council Member Tisdale announced the City Clerk’s Department is now providing Civil Marriage
ceremonies, November 10th is the 2018 Veterans Day Observance Ceremony; and, noted efforts
towards flood mitigation.
Mayor Pro-Tem Manos announced the Howl-O-Ween event was on October 19th, the Go Human Active
LE and Dia de Los Muertos events are on October 27th; provided information on dates, ballots and
voting locations for the November 6th election; stated that consistency in leadership is key and hoped
that residents will keep the team together, and tonight is his 19th wedding anniversary.
Mayor Johnson announced the City, Cops and Conversation is on October 24th, the Holy Flood Ready
information meetings on October 24th and November 5th; the DEA National Takeback event is on
October 27th; the full recording of the State of the City is now available, and acknowledged the meeting
would be closed in memory of Kennedie June Von Ryan, a 17 year old student from Temescal Canyon
High School.
Adjournment
The Lake Elsinore City Council adjourned at 8:00 p.m. in memory of Kennedie June Von Ryan, to the
Regular meeting of Tuesday, November 13, 2018, at 7:00 p.m. in the Cultural Center located at 183 N.
Main Street, Lake Elsinore.
Natasha Johnson Susan M. Domen, MMC
Mayor City Clerk
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-870
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: WarrantsIn Control: City Council / Successor Agency
Agenda Number: 2)
Page 1 City of Lake Elsinore Printed on 11/8/2018
REPORT TO CITY COUNCIL
To:Honorable Mayor and Members of the City Council
From:Grant Yates, City Manager
Prepared by:Frances Ramirez, Account Specialist II
Approved by:Jason Simpson, Assistant City Manager
Date:November 13, 2018
Subject:Warrant List Dated October 25, 2018
Recommendation
Receive and file.
Background and Discussion
The Warrant List is a listing of all general checks issued since the prior Warrant List.
Exhibits:
A -Warrant Summary
B -Warrant List
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT
SUMMARY
FUND#FUND DESCRIPTION TOTAL
100 GENERAL 1,536,070.16$
110 GAS TAX 9,047.08
130 LIGHTING, LANDSCAPE, MAINTENANCE DIST - CITYWIDE 57,329.88
135 LIGHTING, LANDSCAPE, MAINTENANCE DIST - NO. 1 5,633.98
155 NATIONAL POLLUTANT DISCHARGE ELIMINATION 440.67
180 LAUNCH POINTE 15,990.00
300 INSURANCE SERVICE 1,792.09
305 INFORMATION SYSTEMS SERVICE 49,257.43
310 SUPPORT SERVICE 2,763.40
315 FLEET SERVICE 22,520.60
320 FACILITIES SERVICE 9,363.49
330 CFD 2015-2S MAINTENANCE SERVICES 528.80
331 CFD 2006-1 IA-CC SUMMERLY IMPROVEMENT 616.94
332 CFD 2006-1 IA-B SUMMERLY IMPROVEMENT 616.94
333 CFD 2015-4 TERRACINA IMPROVEMENT 616.94
334 CFD 2015-5 TRIESTE IMPROVEMENT 600.83
335 CFD 2003-2 IA-E CANYON HILLS IMPROVEMENT 600.83
336 CFD 2006-1 IA-FF SUMMERLY IMPROVEMENT 600.83
337 CFD 2016-2 CANYON HILLS IMPROVEMENT 583.33
338 CFD 2006-1 IA-JJ SUMMERLY IMPROVEMENT 600.83
340 CFD 2006-1 IA-EE SUMMERLY IMPROVEMENT 600.83
341 CFD 2017-1S PUBLIC SAFETY SERVICES 416.67
343 CFD 2006-2S VISCAYA SERVICES 440.67
344 CFD 2005-2S ALBERHILL RANCH SERVICES 440.67
345 CFD 2003-2 IA-D CANYON HILLS IMPROVEMENT 1,217.77
347 CFD 2006-1 IA-A SUMMERLY IMPROVEMENT 1,057.60
350 CFD 98-1 SUMMERHILL IMPROVEMENT 616.94
354 CFD 90-2 TUSCANY HILLS IMPROVEMENT 1,674.54
357 CFD 2003-2 IA-A CANYON HILLS IMPROVEMENT 793.20
366 CFD 2005-6 CITY CENTER TOWNHOMES IMPROVEMENT 971.92
367 CFD 2006-1S SUMMERLY SERVICES 440.67
368 CFD 2006-2 VISCAYA IMPROVEMENT 4,569.25
369 CFD 2004-3 IA-1 ROSETTA CANYON IMPROVEMENT 616.94
371 CFD 2005-1 SERENITY IMPROVEMENT 616.94
372 CFD 2005-2 IA-A ALBERHILL RANCH IMPROVEMENT 616.94
373 CFD 2005-5S WASSON CANYON SERVICES 440.67
374 CFD 2005-4 LAKEVIEW VILLAS IMPROVEMENT 220.33
375 CFD 2006-4 CLURMAN IMPROVEMENT 220.33
376 CFD 2006-3 LA STRADA IMPROVEMENT 440.67
377 CFD 2006-6 TESSARA IMPROVEMENT 264.40
378 CFD 2006-8 RUNNING DEER ESTATES IMPROVEMENT 264.40
384 CFD 2003-2 IA-B CANYON HILLS IMPROVEMENT 2,115.21
385 CFD 2004-3 IA-2 ROSETTA CANYON IMPROVEMENT 616.94
386 CFD 2007-4 MAKENNA COURT IMPROVEMENT 264.40
387 CFD 2007-5 RED KITE IMPROVEMENT 583.33
389 CFD 88-3 WEST LAKE VILLAGES IMPROVEMENT 1,674.54
Exhibit A 1 of 2
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT
SUMMARY
FUND#FUND DESCRIPTION TOTAL
390 CFD 2003-2 IA-C CANYON HILLS IMPROVEMENT 1,586.41
392 CFD 95-1 CIVIC CENTER IMPROVEMENT 616.94
393 AD 93-1 COTTONWOOD HILLS IMPROVEMENT 1,674.54
394 CFD 2005-5 WASSON CANYON IMPROVEMENT 440.67
395 CFD 2018-1 WASSON CANYON II IMPROVEMENT 416.67
500 CAPITAL IMPROVEMENT PLAN 934,604.16
620 COST RECOVERY TRUST DEPOSITS 47,776.59
631 DESTRATIFICATION EQUIPMENT REPLACEMENT 752.40
650 CFD 2003-1S LAW,FIRE, PARAMEDIC SERVICES 616.94
651 CFD 2006-5S PARK, OPEN SPACE, STORM DRAIN SE 440.67
652 CFD 2007-1S LAW,FIRE, PARAMEDIC SERVICES 440.67
653 CFD 2009-1S PARK,OPEN SPACE,STRET LIGHT SERVICES 440.67
655 CFD 2015-1S LAW, FIRE, PARAMEDIC SERVICES 528.80
GRAND TOTAL 2,728,107.95$
Exhibit A 2 of 2
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT LIST
WARRANT#VENDOR NAME TOTAL
1458 YARABITH BUENFIL 1,012.50$
1459 CA EARLY LEARNERS, LLC 2,362.50
1460-1463 DOWNS ENERGY 7,032.33
1464 GMS ELEVATOR SERVICES, INC.197.00
1465 HI-WAY SAFETY, INC.1,711.58
1466 MAPLES & ASSOCIATES, INC.22,168.00
1468 REC1 178.07
1469 SPICER CONSULTING GROUP 33,895.97
1472 AMERICAN MATERIAL COMPANY 911.48
1473 DENNIS JANDA, INC.14,340.00
1474-1476 DOWNS ENERGY 4,095.21
1477-1483 ENDRESEN DEVELOPMENT, LLC 25,044.00
1484 ENGINEERING RESOURCES OF SO CA 945.00
1485-1488 EXCEL LANDSCAPE, INC.96,951.81
1489-1498 INNOVATIVE DOCUMENT SOLUTIONS 2,020.39
1499-1503 MAPLES & ASSOCIATES, INC.186,249.30
1504-1506 MILLENNIUM ALARM SYSTEMS, INC.54,348.76
1507-1508 RIVERSIDE COUNTY SHERIFF'S, ACCOUNTING & FINANCE 878,755.40
1509-1511 SPICER CONSULTING GROUP 20,980.00
1512 VCS ENVIRONMENTAL 250.25
1513 VISION TECHNOLOGY SOLUTION, LLC.210.00
134785 VOID-E. V. M. W. D.(20,069.17)
135002 VOID-E. V. M. W. D.(159,554.83)
135140 VOID-OSCAR VASQUEZ (96.96)
135221 ALBERT WEBB & ASSOCIATES 6,689.00
135222 ALPINE WATER 157.05
135223 APPLE ONE 1,417.73
135224 ARAMARK UNIFORM SERVICES 133.09
135225 ARBORQUEST TREE SERVICE, INC.1,700.00
135226 BABCOCK LABORATORIES, INC.825.00
135227-135228 BANK OF AMERICA 1,976.52
135229 BANK OF AMERICA 1,712.44
135230 BOUND TREE MEDICAL, LLC 1,505.05
135231 C. R. & R., INC.2,327.83
135232 CDW GOVERNMENT, INC.919.01
135233 DIAMOND W EXCAVATING, INC.4,500.00
135234 DIRECTV 129.98
135235 DISCOUNT HAULING & CLEANUP SERVICE 3,811.00
135236 DUNBAR ARMORED, INC.379.88
135237 E. V. M. W. D.22,522.19
135238 EDMONDSON CONSTRUCTION, INC.62,381.00
135239 ENVICOM CORPORATION 15,426.36
135240 ENVIROMINE 4,864.00
135241 FEDERAL EXPRESS CORPORATION 42.42
135242 FERGUSON WATERWORKS 62.63
135243 FM THOMAS AIR CONDITIONING, INC.35,357.39
135244 GOVINVEST INC.7,500.00
135245 IMPACT PROMOTIONAL PRODUCTS 160.66
135246 INTERWEST CONSULTING GROUP, INC.12,629.02
135247 JON'S FLAGS & POLES, INC.595.86
Exhibit B 1 OF 4
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT LIST
WARRANT#VENDOR NAME TOTAL
135248 MAILFINANCE, INC.564.63
135249 MOBILE ID SYSTEMS, INC.899.36
135250 MORNINGSTAR PRODUCTIONS, LLC 1,750.00
135251 MORROW PLUMBING 3.77
135252 MATHEW NORKIN 660.00
135253 ONTHEGOVIDEO.BIZ 80.81
135254 PECHANGA BAND OF LUISENO MISSION INDIANS 1,058.04
135255 PETTY CASH - CITY OF LAKE ELSINORE 129.70
135256 PROTECTION RESCUE SECURITY SERVICES 7,926.25
135257 RIVERSIDE COUNTY INFORMATION TECH 984.95
135258 SCOTT FAZEKAS & ASSOCIATES, INC.6,224.52
135259 SHAWN NELSON CONSULTING 3,420.00
135260 SHRED-IT USA, LLC 85.60
135261 SO CAL SANDBAGS,INC.3,117.00
135262 SOUTHERN CALIFORNIA EDISON CO.250.90
135263 SOUTHERN CALIFORNIA GAS CO.149.81
135264 SPRINT 50.20
135265 ADAM STANTZ 64.39
135266 STAPLES BUSINESS ADVANTAGE 794.81
135267 SUN CITY GRANITE, INC.1,265.88
135268 SUN PAC CONTAINERS 115.00
135269 SWANK MOTION PICTURES, INC.375.00
135270 T & B PLANNING, INC.27,258.79
135271 TEAM AUTOAID, INC.1,304.59
135272 THOMSON REUTERS - WEST PUBLISHING CORP.362.56
135273 TIME WARNER CABLE 229.94
135274 TIME WARNER CABLE 269.99
135275 TIME WARNER CABLE 119.99
135276 UNITED PARCEL SERVICE 135.49
135277 URBAN FUTURES, INC.2,365.00
135278 OSCAR VASQUEZ 96.96
135279 VERIZON WIRELESS (#1)3,159.85
135280 VERIZON WIRELESS (#2)1,958.17
135281 VERIZON WIRELESS (#7)138.00
135282 VILLAGE EQUIPMENT RENTALS, INC.265.80
135283 WESTERN RIVERSIDE COUNCIL OF GOVT'S 4,928.97
135284 WILLIAMS BAIT & TACKLE, INC.7,995.00
135285 I.C.M.A. RETIREMENT TRUST 7,432.00
135286 LIUNA LOCAL 777 588.00
135287 UNITED WAY OF THE INLAND VALLEY 25.00
135288 E. V. M. W. D.212,401.20
135289 E. V. M. W. D.(300.00)
135289 E. V. M. W. D.300.00
135290 APPLE ONE 1,189.76
135291 BEST POOL SERVICE, LLC 66.27
135292 BILBRO CONSTRUCTION COMPANY, INC.5,382.32
135293 BIO-TOX LABORATORIES 1,481.00
135294 BURKE, WILLIAMS & SORENSEN, LLP 4,659.83
135295 CALIFORNIA, DEPARTMENT OF JUSTICE 627.00
135296 CDW GOVERNMENT, INC.2,250.99
Exhibit B 2 OF 4
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT LIST
WARRANT#VENDOR NAME TOTAL
135297 CHANDLER AGGREGATES, INC.91.68
135298 CHEN RYAN ASSOCIATES, INC.24,194.01
135299 CIRCLE OF SAFE-T, INC.1,200.00
135300 COLONIAL LIFE 378.81
135301 RAMIRO DELGADO 150.00
135302 DIAZIT COMPANY, INC.286.89
135303 DISCOUNT HAULING & CLEANUP SERVICE 11,510.00
135304 E. V. M. W. D.15,693.82
135305 E. V. M. W. D.22,920.63
135307 FEDERAL EXPRESS CORPORATION 81.48
135308 FRONTIER CALIFORNIA, INC.53.53
135309 G.R. LIGHTING SUPPLIES 13,678.32
135310 HAZZARD BACKFLOW CO.4,200.00
135311 DALE HEGLUND 209.00
135312 IMPACT PROMOTIONAL PRODUCTS 389.09
135313 INLAND URGENT CARE, MEDICAL CORP.100.00
135314 INTERNATIONAL CODE COUNCIL, INC.134.69
135315 LAKE CHEVROLET 1,227.13
135316 LAKE ELSINORE TIRE & AUTO, INC.536.08
135317 LEGAL SHIELD 139.50
135318 LIEBERT CASSIDY WHITMORE 148.00
135319 LOWE'S HOME CENTERS, INC.18,150.06
135320 MANPOWER TEMP SERVICES 1,766.07
135321 MICHAEL BAKER INTERNATIONAL, INC.4,146.00
135322 MATHEW NORKIN 120.00
135323 GENARO & MABEL PRATS 2,121.12
135324 THE PRESS ENTERPRISE 644.45
135325 QUINN COMPANY 715.00
135326 R.J. NOBLE COMPANY, INC.410,098.52
135327 RIGHTWAY SITE SERVICES, INC.485.68
135328 RIVERSIDE TRANSIT AGENCY 1,724.25
135329 ROBBINS PEST MANAGEMENT, INC.125.00
135330 SHADEMAKER 18,009.06
135331 SHRED-IT USA, LLC 84.00
135332 SMITH TRACTOR SERVICE, INC.29,249.00
135333-135336 SOUTHERN CALIFORNIA EDISON CO.12,880.19
135337 STANDARD INSURANCE COMPANY 1,113.66
135338 STAPLES BUSINESS ADVANTAGE 61.01
135339 STAPLES CREDIT PLAN 1,218.51
135340 STK ARCHITECTURE, INC.2,197.65
135341 SUSTAINABLE CIVIL ENG SOLUTIONS, INC.29,873.00
135342 TEAM AUTOAID, INC.145.92
135343 THE PRINT CONNECTION, INC.2,317.75
135344 TIME WARNER CABLE 84.84
135345 TIME WARNER CABLE 139.95
135346 TIME WARNER CABLE 104.11
135347 TRILOGY ATHLETICS 40.44
135348 TRI-STAR ELECTRIC 4,663.00
135349 UNITED PARCEL SERVICE 157.35
135350 VARSITY GYMNASTICS, LLC 882.00
Exhibit B 3 OF 4
OCTOBER 25, 2018 CITY OF LAKE ELSINORE WARRANT LIST
WARRANT#VENDOR NAME TOTAL
135351 VISION SERVICE PLAN 1,438.97
135352 WILLIAMS BAIT & TACKLE, INC.7,995.00
135353 WOWLIGHTS PRODUCTIONS 10,055.86
135355 JOE ZAHABI 1,532.11
DFT19000128 PAYCHEX OF NEW YORK, LLC 227.70
DFT19000130 PAYCHEX OF NEW YORK, LLC 984.37
DFT19000131 INTERNAL REVENUE SERVICE 2,587.81
DFT19000132 INTERNAL REVENUE SERVICE 190.00
DFT19000133 STATE DISBURSEMENT UNIT 201.69
DFT19000134 THE L.I.U. OF N.A.1,288.00
DFT19000135 FRANCHISE TAX BOARD 14,924.10
DFT19000136 INTERNAL REVENUE SERVICE 71,277.63
DFT19000137 CALPERS 82,627.49
DFT19000138 CALPERS 147,419.11
DFT19000139 TASC 2,704.65
DFT19000140 CALPERS 37,954.38
DFT19000141 GUARDIAN 11,838.13
DFT19000142 EMSER TILE 2,327.77
DFT19000143 EMSER TILE 9,566.14
GRAND TOTAL 2,728,107.95$
Exhibit B 4 OF 4
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-871
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: InvestmentsIn Control: City Council / Successor Agency
Agenda Number: 3)
Page 1 City of Lake Elsinore Printed on 11/8/2018
REPORT TO CITY COUNCIL
To:Honorable Mayor and Members of the City Council
From:Grant Yates, City Manager
Prepared by:Andrew Zavala, Accountant I
Approved by:Jason Simpson, Assistant City Manager
Date:November 13, 2018
Subject:Investment Report for September 2018
Recommendation
Receive and file the Investment Report for September 2018.
Background and Discussion
The Investment Report is a listing of all funds invested for the City as of the date shown on the
report.
Fiscal Impact
No fiscal impact.
Exhibits
A: Investment Report for September 2018
CITY OF LAKE ELSINORE
INVESTMENT REPORT
BANK DEPOSITS OUTSTANDING BOOK
CASH ACCOUNTS BALANCE IN TRANSIT CHECKS BALANCE
Bank Accounts:
General Checking Account 3,136,658$ 165,536$ (724,245)$ 2,577,950$
Cash On Hand:
Cashier Drawers #1 & #2 - - - 300
City of Lake Elsinore Petty Cash Fund - - - 1,000
Total Cash Accounts 3,136,658 165,536 (724,245) 2,579,250
INVESTMENTS
Local Agency Investment Fund 19,574,098 - - 19,574,098
CAMP Investments:
CAMP Pool Account 5,449 - - 5,449
U.S. Treasury Bond / Note 16,655,622 - - 16,655,622
Supra-National Agency Bond / Note 3,097,685 - - 3,097,685
Municipal Bond / Note 225,632 - - 225,632
Federal Agency Collateralized Mortgage Obligation 580,537 - - 580,537
Federal Agency Bond / Note 1,547,080 - - 1,547,080
Corporate Notes 10,125,584 - - 10,125,584
Negotiable Certificate of Deposit 6,109,095 - - 6,109,095
Asset-Backed Security / Collaterized Mortgage 924,847 - - 924,847
Sub-total Investments 58,845,628 - - 58,845,628
Market Value Adjustment:
Unrealized Gain/(Loss) at 06-30-17 (832,804) - - (832,804)
Total Investments 58,012,824 - - 58,012,824
Total Pooled Cash and Investments 61,149,482$ 165,536$ (724,245)$ 60,592,074$
TOTAL POOLED CASH AND INVESTMENTS 60,592,074$
I certify that this report accurately reflects all pooled investments and it is in conformity with the investment policy as
approved by the City Council on June 12, 2018. A copy of this policy is available in the office of the City Clerk. The
pooled investments shown above provide sufficient cash flow liquidity to meet the next six months estimated expenditures.
Jason P. Simpson October 30, 2018
Assistant City Manager Date
C I T Y O F L A K E E L S I N O R E
INVESTMENT REPORT OF POOLED CASH AND INVESTMENTS
AS OF SEPTEMBER 30, 2018
FUND NO FUND NAME AMOUNT
100 General 10,049,307$
106 Affordable Housing In Lieu 1,454,481
107 Developer Agreement Revenue 122,569
110 State Gas Tax 965,590
112 Measure A 1,740,993
114 SB1186 CASP Education Program 9,986
115 Traffic Safety 22,296
116 City Hall-Public Works DIF 571,884
117 Community Center DIF 6,540
118 Lake Side Facility DIF 9,348
119 Animal Shelter DIF 4,013
121 T.R.I.P.-2014A 138
135 Lighting & Landscape Maintenance - Dist. No. 1 985,724
140 Geothermal 20,063
203 E.L.S.P. - S.T.I.F.1,667,004
205 Traffic Impact Fee 4,229,835
211 Storm Drain C.I.P. 326,560
220 Street Lighting C.I.P.101,413
221 Quimby Park C.I.P.57,550
231 Library C.I.P. 1,805,669
232 City Fire Protection 12,876
254 Railroad Canyon Improvement Area 89-1 126,253
300 Insurance Service 607,627
305 Information Systems Service 338,009
310 Support Service 5,913
320 Facilities Service 558,302
331 CFD 2006-1CC Summerly Improvement Area CC 20,406
332 CFD 2006-1 Improvement Area B, Summerly 28,576
334 CFD 2015-5 Trieste - Far West Industries 34,996
335 CFD 2003-2E Canyon Hills Improvement Area E 8,607
336 CFD 2006-1FF Summerly Improvement Area FF 25,528
340 CFD 2006-1 IA-EE Summerly Improvement Area 9,439
345 CFD 2003-2 Improvement Area D, Canyon Hills 1,064,309
346 CFD 2014-1 Southshore 63,591
347 CFD 2006-1 Improvement Area A, Summerly 41,100
350 CFD 98-1 Summerhill 737,307
351 CFD 2006-1 IA-II Summerly Improvement 35,000
354 CFD 90-2 Tuscany Hills 1,384,914
357 CFD 2003-2 Canyon Hills Improvement Area 144,345
366 CFD 2005-6 City Center Townhomes 115,926
368 CFD 2006-2 Viscaya 336,177
C I T Y O F L A K E E L S I N O R E
POOLED CASH AND INVESTMENTS BY FUND
AS OF SEPTEMBER 30, 2018
FUND NO FUND NAME AMOUNT
C I T Y O F L A K E E L S I N O R E
POOLED CASH AND INVESTMENTS BY FUND
AS OF SEPTEMBER 30, 2018
369 CFD 2004-3 Area 1 Rosetta Canyon Improvement Area 230,893
371 CFD 2005-1 Serenity 115,631
372 CFD 2005-2 Alberhill Ranch Improvement Area 160,079
374 CFD 2005-4 Lakeview Villas 59,212
375 CFD 2006-4 Clurman 16,616
376 CFD 2006-3 La Strada 35
377 CFD 2006-6 Tessara 10,017
378 CFD 2006-8 Running Deer Estates 8,530
384 CFD 2003-2 Area B Canyon Hills Improvement Area 109,297
385 CFD 2004-3 Area 2 Rosetta Canyon Improvement Area 604,576
386 CFD 2007-4 Mekenna Court 17,017
387 CFD 2007-5 Red Kite 47,360
388 CFD 2007-6 Holiday Inn Express 9,385
390 CFD 2003-2 Area C Canyon Hills Improvement Area 107,134
392 CFD 95-1 City Center 54,912
393 AD 93-1 Cottonwood Hills 97,476
394 CFD 2005-5 (2012A) Wasson Canyon 175,575
395 CFD 2018-1 Wasson Canyon II Improvement Area 10,354
396 CFD 2018-2 Nichols Ranch Improvement Area 76,005
397 CFD 2018-3 Village at Lakeshore 76,000
500 Capital Improvement Plan 13,125,905
510 Successor To RDA Area I, II, & III 4,340,936
540 Successor To RDA Diamond Stadium 5,635
603 Endowment Trust - Carl Graves 1,020,556
604 Endowment Trust - Korn Memorial 31,436
605 Public Improvement Trust 49,089
606 Mobile Source Air Polution Reduction 236,089
608 Trust Deposit & Pre Paid Expense 2,645,009
617 Successor Agency Housing 5,791,999
620 Cost Recovery System 1,176,336
631 Lake Destratification Equipment Replacement 332,818
Total Pooled Cash & Investments 60,592,074$
DIVERSIFICATION MAXIMUM
TYPES OF SECURITIES PERCENTAGE PERCENTAGE
U.S. Treasury Bills 0.00%Unlimited
U.S. Treasury Bond / Note 28.30%Unlimited
Current Balance 16,655,622$
Supra-National Agency Bond / Note 5.26%30%
Current Balance 3,097,685$
Municipal Bond / Note 0.38%Unlimited
Current Balance 225,632$
Federal Agency Collaterized Mortgage Obligation 0.99%40.00%
Current Balance 580,537$
Federal Agency Bond / Note 2.63%*Unlimited
Current Balance 1,547,080$
Negotiable Certificates of Deposit 10.38%25.00%
Current Balance 6,109,095$
Corporate Note 17.21%30.00%
Current Balance 10,125,584$
Asset-Backed Security / Collaterized Mortgage 20%
Current Balance 2%924,847$
Repurchase Agreements 0.00%Unlimited
Reverse Repurchase Agreements 0.00%20.00%
LAIF (Local Agency Investment Fund)33.26%*$65 Million
Current Balance 19,574,098$
CAMP - Pooled Sweep Account 0.01%Unlimited
Current Balance 5,449$
TOTAL 100.00%58,845,628$
Note:
*No more than 40% in any one federal agency. See CAMP Portfolio Statement for listing of agencies.
*Investment in LAIF may not exceed $65 million in each agency.
FOR THE MONTH ENDING SEPTEMBER 30, 2018
SUMMARY OF POLICY LIMITATIONS
C I T Y O F L A K E E L S I N O R E
Local Agency Investment Fund
Yield Purchase Date Maturity Rate
2.063%Daily 24-Hour
Investment Beginning Balance Net Increase/(Decrease)Ending Balance
Total Investments Held with
Local Agency Investment Fund:25,374,098$ (5,800,000)$ 19,574,098$
Note:
Per California State Treasurer, LAIF Statute 16429.1: Separate accounts for each governmental unit
shall be maintained.
LAIF accounts are subject to a $65 million cap per agency.
C I T Y O F L A K E E L S I N O R E
LOCAL AGENCY INVESTMENT FUND
TRANSACTION SUMMARY
FOR THE MONTH ENDING SEPTEMBER 30, 2018
JOHN CHIANG
TREASURER
STATE OF CALIFORNIA
09/24/18 2.08 2.00 189
09/25/18 2.08 2.00 188
09/26/18 2.09 2.00 190
09/27/18 2.09 2.00 192
09/28/18 2.09 2.00 193
09/29/18 2.09 2.00 193
09/30/18 2.09 2.00 193
10/01/18 2.11 2.11 205
10/02/18 2.11 2.11 205
10/03/18 2.12 2.11 206
10/04/18 2.12 2.12 206
10/05/18 2.12 2.12 205
10/06/18 2.12 2.12 205 Sept 2018 2.063
10/07/18 2.12 2.12 205 Aug 2018 1.998
10/08/18 2.12 2.12 202 July 2018 1.944
10/09/18 2.12 2.12 202
10/10/18 2.13 2.12 202
10/11/18 2.14 2.12 203
10/12/18 2.14 2.12 202
10/13/18 2.14 2.12 202
10/14/18 2.14 2.13 202
10/15/18 2.14 2.13 200
10/16/18 2.15 2.13 198
10/17/18 2.15 2.13 198
10/18/18 2.16 2.13 197
10/19/18 2.16 2.13 197
10/20/18 2.16 2.13 197
10/21/18 2.16 2.13 197
10/22/18 2.16 2.14 199
10/23/18 2.16 2.14 200
10/24/18 2.16 2.14 202
10/24/2018
0.00005909460836489
0.997832404
Earnings Ratio:
Fair Value Factor:
Daily:2.09%
PMIA Performance Report LAIF Performance Report
Date Daily Yield*
Quarter to
Date Yield
Average
Maturity
(in days)Apportionment Rate:2.16%
Quarter Ending 09/30/18
Based on data available as of
Quarter to Date:
Average Life:
View Prior Month Daily Rates
PMIA Average Monthly
Effective Yields
2.00%
*Daily yield does not reflect capital gains or losses
193
Percentages may not total 100%, due to rounding.
Treasuries
49.98%
Agencies
17.11%
Certificates of
Deposit/Bank
Notes
19.05%
Time Deposits
5.69%
Commercial
Paper
7.24%
Loans
0.90%
Pooled Money Investment Account
Portfolio Composition
09/30/18
$88.3 billion
CAMP
Investment Portfolio
For the Month Ending September 30, 2018Account Statement - Transaction Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Opening Market Value
Purchases
Redemptions
Change in Value
Closing Market Value
179,933.93
1,068,011.29
(1,242,496.51)
0.00
$5,448.71
CAMP Pool
Unsettled Trades 0.00
170.80 Cash Dividends and Income
Opening Market Value
Purchases
Redemptions
Change in Value
Closing Market Value
38,408,911.81
1,233,011.85
(1,016,455.22)
(123,799.62)
$38,501,668.82
CAMP Managed Account
Unsettled Trades 0.00
39,574.91 Cash Dividends and Income
September 30, 2018 August 31, 2018
Asset Summary
CAMP Pool 5,448.71 179,933.93
CAMP Managed Account 38,501,668.82 38,408,911.81
$38,507,117.53 $38,588,845.74 Total
Asset Allocation
0.01%
CAMP Pool
99.99%
CAMP Managed
Account
Page 1
For the Month Ending September 30, 2018Managed Account Summary Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dividend
Closing Market Value
Redemptions
Purchases
Opening Market Value
Closing Market Value
Change in Current Value
Unsettled Trades
Principal Acquisitions
Principal Dispositions
Maturities/Calls
Opening Market Value
Closing Market Value
Opening Market Value
Account Total
Total Cash Basis Earnings
Plus Net Realized Gains/Losses
Less Purchased Interest Related to Interest/Coupons
Interest/Dividends/Coupons Received
Earnings Reconciliation (Cash Basis) - Managed Account
Dividends
Less Beginning Accrued Interest
Less Beginning Amortized Value of Securities
Less Cost of New Purchases
Plus Coupons/Dividends Received
Plus Proceeds of Maturities/Calls/Principal Payments
Plus Proceeds from Sales
Ending Accrued Interest
Ending Amortized Value of Securities
Earnings Reconciliation (Accrual Basis)
Reconciling Transactions
Net Cash Contribution
Security Purchases
Principal Payments
Coupon/Interest/Dividend Income
Sale Proceeds
Maturities/Calls
Cash Transactions Summary- Managed Account
$179,933.93
1,068,011.29
(1,242,496.51)
$5,448.71
170.80
$38,408,911.81
(23,182.13)
(993,273.09)
1,233,011.85
0.00
(123,799.62)
$38,501,668.82
$38,588,845.74
$38,507,117.53
47,290.83
(1,015.63)
(6,700.29)
$39,574.91
0.00
996,988.84
43,575.08
23,182.13
(1,234,027.48)
170,281.43
0.00
Managed Account Total
39,209,994.25 39,215,442.96
204,015.22
996,988.84
23,182.13
43,575.08
(1,234,027.48)
(38,998,718.40)
(181,504.77)
0.00
204,015.22
2,239,485.35
23,182.13
43,575.08
(2,302,038.77)
(39,178,652.33)
(181,504.77)
170.80
Total Accrual Basis Earnings $63,504.87 $63,675.67
Transaction Summary - Managed AccountTransaction Summary - Money Market
_______________________________________________ _______________________________________________ _____________________________________________________
Cash Balance
$0.00 Closing Cash Balance
Page 2
For the Month Ending September 30, 2018Portfolio Summary and Statistics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Account Summary
Percent Par Value Market ValueDescription
U.S. Treasury Bond / Note 16,800,000.00 16,242,006.20 42.18
Supra-National Agency Bond / Note 3,095,000.00 3,044,620.78 7.91
Municipal Bond / Note 225,000.00 223,812.00 0.58
Federal Agency Collateralized Mortgage
Obligation
572,537.09 573,973.64 1.49
Federal Agency Bond / Note 1,555,000.00 1,483,956.48 3.85
Corporate Note 10,055,000.00 9,930,432.83 25.79
Certificate of Deposit 6,110,000.00 6,078,621.35 15.79
Asset-Backed Security / Collateralized
Mortgage Obligation
925,000.00 924,245.54 2.40
Managed Account Sub-Total 39,337,537.09 38,501,668.82 99.99%
Accrued Interest 204,015.22
Total Portfolio 39,337,537.09 38,705,684.04
CAMP Pool 5,448.71 5,448.71 0.01
Total Investments 39,342,985.80 38,711,132.75 100.00%
Unsettled Trades 0.00 0.00
Sector Allocation
2.40%
ABS / CMO
15.79%
Cert of Deposit
25.79%
Corporate Note
1.49%
Fed Agency CMO
3.85%
Fed Agy Bond /
Note
0.01%
Mny Mkt Fund
0.58%
Muni Bond / Note
7.91%
Supra-National
Agency Bond / Note
42.18%
US TSY Bond / Note
Page 3
For the Month Ending September 30, 2018Portfolio Summary and Statistics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
0 - 6 Months 6 - 12 Months 1 - 2 Years 2 - 3 Years 3 - 4 Years 4 - 5 Years Over 5 Years
2.11%
5.67%
20.41%
44.91%
24.08%
2.82%
0.00%
Maturity Distribution Characteristics
Yield to Maturity at Cost
Yield to Maturity at Market
Duration to Worst
Weighted Average Days to Maturity
2.35
924
2.18%
2.95%
Page 4
For the Month Ending September 30, 2018Managed Account Issuer Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Credit Quality (S&P Ratings)
6.85%
A
9.15%
A+
5.99%
A-
4.58%
A-1
0.95%
AA
48.55%
AA+
9.11%
AA-
11.33%
AAA
0.01%
AAAm
3.48%
BBB+
Issuer Summary
Percentof HoldingsIssuer
Market Value
432,261.80 1.12 AMERICAN EXPRESS CO
373,262.63 0.97 AMERICAN HONDA FINANCE
392,881.20 1.02 APPLE INC
393,696.37 1.02 BANK OF AMERICA CO
669,140.39 1.74 BANK OF MONTREAL
775,441.46 2.01 BANK OF NOVA SCOTIA
315,745.55 0.82 BB&T CORPORATION
203,584.40 0.53 BURLINGTON NORTHERN SANTA FE
5,448.71 0.01 CAMP Pool
574,439.38 1.49 CANADIAN IMPERIAL BANK OF COMMERCE
349,995.59 0.91 CARMAX AUTO OWNER TRUST
297,604.97 0.77 CATERPILLAR INC
235,029.14 0.61 CHARLES SCHWAB
550,744.47 1.43 CITIGROUP INC
343,002.33 0.89 DEERE & COMPANY
1,018,175.18 2.65 FANNIE MAE
810,515.80 2.11 FEDERAL HOME LOAN BANKS
229,239.14 0.60 FREDDIE MAC
257,222.75 0.67 GENERAL ELECTRIC CO
274,823.73 0.71 GM FINANCIAL AUTO LEASING TRUST
299,426.22 0.78 GM FINANCIAL SECURITIZED TERM
398,487.60 1.03 GOLDMAN SACHS GROUP INC
174,933.34 0.45 HERSHEY COMPANY
196,803.01 0.51 HOME DEPOT INC
296,619.90 0.77 IBM CORP
1,252,630.05 3.26 INTER-AMERICAN DEVELOPMENT BANK
396,384.00 1.03 INTERNATIONAL FINANCE CORPORATION
1,395,606.73 3.63 INTL BANK OF RECONSTRUCTION AND DEV
669,934.13 1.74 JP MORGAN CHASE & CO
395,148.00 1.03 MICROSOFT CORP
390,822.40 1.01 MORGAN STANLEY
397,216.00 1.03 NATIONAL RURAL UTILITIES CO FINANCE CORP
Page 5
For the Month Ending September 30, 2018Managed Account Issuer Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Percentof HoldingsIssuer
Market Value
771,798.48 2.00 NORDEA BANK AB
334,652.54 0.87 PACCAR FINANCIAL CORP
272,523.44 0.71 PEPSICO INC
678,634.20 1.76 ROYAL BANK OF CANADA
794,816.00 2.07 SKANDINAVISKA ENSKILDA BANKEN AB
223,812.00 0.58 STATE OF CONNECTICUT
120,939.25 0.31 STATE STREET CORPORATION
784,255.20 2.04 SWEDBANK AB
392,752.40 1.02 THE BANK OF NEW YORK MELLON CORPORATION
393,232.12 1.02 THE WALT DISNEY CORPORATION
543,319.45 1.41 TOYOTA MOTOR CORP
300,718.20 0.78 UBS AG
297,109.20 0.77 UNILEVER PLC
16,242,006.20 42.19 UNITED STATES TREASURY
367,018.13 0.95 WAL-MART STORES INC
493,886.31 1.28 WELLS FARGO & COMPANY
729,378.04 1.89 WESTPAC BANKING CORP
$38,507,117.53 Total 100.00%
Page 6
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 10/31/2013 1.750% 10/31/2020
9,780.86 10,082.80 73.23 10,185.16 02/03/1602/01/16AaaAA+ 10,000.00 912828WC0 1.35
US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
24,557.63 25,331.67 168.03 25,713.86 03/04/1603/02/16AaaAA+ 25,000.00 912828A42 1.38
US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
98,230.50 101,326.68 672.13 102,855.47 03/04/1603/02/16AaaAA+ 100,000.00 912828A42 1.38
US TREASURY NOTES
DTD 12/31/2013 2.375% 12/31/2020
9,897.27 10,241.47 60.02 10,502.34 03/31/1603/30/16AaaAA+ 10,000.00 912828A83 1.28
US TREASURY NOTES
DTD 12/31/2015 1.750% 12/31/2020
14,643.75 15,133.96 66.34 15,268.94 05/31/1605/27/16AaaAA+ 15,000.00 912828N48 1.35
US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
24,499.03 25,641.81 42.82 26,222.66 07/08/1607/06/16AaaAA+ 25,000.00 912828B90 0.92
US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
146,994.15 153,850.88 256.91 157,335.94 07/08/1607/06/16AaaAA+ 150,000.00 912828B90 0.92
US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
52,879.48 55,372.05 1.89 55,700.39 06/29/1606/27/16AaaAA+ 55,000.00 912828Q37 0.98
US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
110,566.18 115,777.93 3.95 116,464.45 06/29/1606/27/16AaaAA+ 115,000.00 912828Q37 0.98
US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
67,418.75 69,156.62 402.79 68,610.94 01/05/1701/03/17AaaAA+ 70,000.00 912828Q78 1.86
US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
216,703.13 222,223.43 1,294.67 220,508.79 02/03/1702/01/17AaaAA+ 225,000.00 912828Q78 1.87
US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
76,937.52 78,664.16 369.67 77,921.87 03/17/1703/15/17AaaAA+ 80,000.00 912828R77 2.02
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
97,765.60 102,044.00 672.13 103,593.75 09/02/1609/01/16AaaAA+ 100,000.00 912828WN6 1.22
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
171,089.80 178,577.00 1,176.23 181,289.06 09/02/1609/01/16AaaAA+ 175,000.00 912828WN6 1.22
Page 7
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
415,503.80 433,687.01 2,856.56 440,273.44 09/02/1609/01/16AaaAA+ 425,000.00 912828WN6 1.22
US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
432,773.55 442,485.92 2,079.41 438,310.55 03/17/1703/15/17AaaAA+ 450,000.00 912828R77 2.02
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
97,554.70 100,431.75 171.27 100,605.47 07/11/1707/06/17AaaAA+ 100,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
121,943.38 127,822.51 214.09 129,692.38 10/05/1610/03/16AaaAA+ 125,000.00 912828D72 1.21
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
121,943.38 125,233.31 214.09 125,371.09 12/05/1612/01/16AaaAA+ 125,000.00 912828D72 1.93
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
146,332.05 150,647.62 256.91 150,908.20 07/11/1707/06/17AaaAA+ 150,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
219,498.08 226,168.46 385.36 226,740.23 04/05/1704/03/17AaaAA+ 225,000.00 912828D72 1.82
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
219,498.08 226,733.08 385.36 227,452.15 06/29/1706/27/17AaaAA+ 225,000.00 912828D72 1.73
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
243,886.75 251,925.65 428.18 252,724.61 06/29/1706/27/17AaaAA+ 250,000.00 912828D72 1.73
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
317,052.78 332,338.54 556.63 337,200.20 10/05/1610/03/16AaaAA+ 325,000.00 912828D72 1.21
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
780,437.60 804,154.52 1,370.17 806,187.50 04/05/1704/03/17AaaAA+ 800,000.00 912828D72 1.82
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
999,935.68 1,026,913.17 1,755.52 1,028,042.97 12/05/1612/01/16AaaAA+ 1,025,000.00 912828D72 1.93
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
1,121,879.05 1,154,965.11 1,969.61 1,156,962.89 07/11/1707/06/17AaaAA+ 1,150,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
1,365,765.80 1,410,783.63 2,397.79 1,415,257.81 06/29/1706/27/17AaaAA+ 1,400,000.00 912828D72 1.73
Page 8
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
57,110.16 59,293.71 313.86 59,053.13 08/31/1708/30/17AaaAA+ 60,000.00 912828T67 1.64
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
123,738.68 127,692.92 680.03 126,988.67 10/10/1710/05/17AaaAA+ 130,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
123,738.68 127,692.92 680.03 126,988.67 10/10/1710/05/17AaaAA+ 130,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
237,959.00 247,057.12 1,307.74 246,054.69 08/31/1708/30/17AaaAA+ 250,000.00 912828T67 1.64
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
690,081.10 712,133.61 3,792.46 708,206.05 10/10/1710/05/17AaaAA+ 725,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
1,047,019.60 1,087,051.32 5,754.08 1,082,640.63 08/31/1708/30/17AaaAA+ 1,100,000.00 912828T67 1.64
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
62,717.40 64,446.08 510.02 64,324.61 12/06/1712/04/17AaaAA+ 65,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
72,366.23 74,360.86 588.49 74,220.70 12/06/1712/04/17AaaAA+ 75,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
110,961.55 113,781.37 902.34 113,540.04 01/04/1801/03/18AaaAA+ 115,000.00 912828X47 2.18
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
110,961.55 113,781.37 902.34 113,540.04 01/04/1801/03/18AaaAA+ 115,000.00 912828X47 2.18
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
173,678.94 174,798.88 1,412.36 174,248.44 05/07/1805/03/18AaaAA+ 180,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
241,220.75 242,776.22 1,961.62 242,011.72 05/07/1805/03/18AaaAA+ 250,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
434,197.35 446,165.16 3,530.91 445,324.22 12/06/1712/04/17AaaAA+ 450,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
892,516.78 915,197.96 7,257.98 913,256.84 01/04/1801/03/18AaaAA+ 925,000.00 912828X47 2.18
Page 9
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
1,206,103.75 1,213,881.11 9,808.08 1,210,058.59 05/07/1805/03/18AaaAA+ 1,250,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
1,543,812.80 1,555,556.64 12,554.35 1,552,750.00 07/06/1807/03/18AaaAA+ 1,600,000.00 912828X47 2.69
US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
952,461.00 958,709.74 2,075.41 958,046.88 09/07/1809/05/18AaaAA+ 1,000,000.00 912828TJ9 2.76
US TREASURY NOTES
DTD 12/31/2015 2.125% 12/31/2022
435,392.55 436,931.57 2,416.61 436,464.84 08/03/1808/01/18AaaAA+ 450,000.00 912828N30 2.86
76,750.47 16,242,006.20 16,649,023.30 2.04 16,655,621.87 16,800,000.00 Security Type Sub-Total
Supra-National Agency Bond / Note
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
121,716.63 124,802.28 102.98 124,700.00 09/19/1709/12/17AaaAAA 125,000.00 45905UP32 1.64
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
146,059.95 149,762.73 123.58 149,640.00 09/19/1709/12/17AaaAAA 150,000.00 45905UP32 1.64
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
730,299.75 748,813.65 617.90 748,200.00 09/19/1709/12/17AaaAAA 750,000.00 45905UP32 1.64
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
98,362.50 100,639.44 838.19 100,926.91 10/10/1710/02/17AaaAAA 100,000.00 4581X0CD8 1.81
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
98,362.50 100,639.44 838.19 100,926.91 10/10/1710/02/17AaaAAA 100,000.00 4581X0CD8 1.81
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
590,175.00 603,836.62 5,029.17 605,561.46 10/10/1710/02/17AaaAAA 600,000.00 4581X0CD8 1.81
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
49,548.00 49,968.97 80.51 49,962.50 03/16/1803/09/18AaaAAA 50,000.00 45950VLQ7 2.66
Page 10
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Supra-National Agency Bond / Note
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
49,548.00 49,968.97 80.51 49,962.50 03/16/1803/09/18AaaAAA 50,000.00 45950VLQ7 2.66
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
297,288.00 299,813.81 483.08 299,775.00 03/16/1803/09/18AaaAAA 300,000.00 45950VLQ7 2.66
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
59,454.90 59,887.14 708.75 59,868.00 04/19/1804/12/18AaaAAA 60,000.00 4581X0DB1 2.70
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
59,454.90 59,887.14 708.75 59,868.00 04/19/1804/12/18AaaAAA 60,000.00 4581X0DB1 2.70
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
346,820.25 349,341.66 4,134.38 349,230.00 04/19/1804/12/18AaaAAA 350,000.00 4581X0DB1 2.70
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 07/25/2018 2.750% 07/23/2021
397,530.40 399,119.18 2,016.67 399,064.00 07/25/1807/18/18AaaAAA 400,000.00 459058GH0 2.83
15,762.66 3,044,620.78 3,096,481.03 2.14 3,097,685.28 3,095,000.00 Security Type Sub-Total
Municipal Bond / Note
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
29,841.60 30,009.98 26.32 30,084.30 03/25/1503/16/15A1A 30,000.00 20772JZK1 1.90
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
29,841.60 30,009.98 26.32 30,084.30 03/25/1503/16/15A1A 30,000.00 20772JZK1 1.90
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
164,128.80 165,054.89 144.76 165,463.65 03/25/1503/16/15A1A 165,000.00 20772JZK1 1.90
197.40 223,812.00 225,074.85 1.90 225,632.25 225,000.00 Security Type Sub-Total
Page 11
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Federal Agency Collateralized Mortgage Obligation
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
1,404.49 1,409.68 2.23 1,423.77 11/30/1511/06/15AaaAA+ 1,409.68 3136AQSW1 1.20
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
1,404.49 1,409.68 2.23 1,423.77 11/30/1511/06/15AaaAA+ 1,409.68 3136AQSW1 1.20
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
7,022.48 7,048.41 11.15 7,118.90 11/30/1511/06/15AaaAA+ 7,048.41 3136AQSW1 1.20
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
8,627.47 8,671.91 11.88 8,747.13 10/30/1510/07/15AaaAA+ 8,660.41 3136AQDQ0 1.08
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
8,627.47 8,671.91 11.88 8,747.13 10/30/1510/07/15AaaAA+ 8,660.41 3136AQDQ0 1.08
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
50,806.18 51,067.93 69.96 51,510.89 10/30/1510/07/15AaaAA+ 51,000.18 3136AQDQ0 1.08
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
38,120.28 38,432.86 112.03 38,515.22 04/30/1804/11/18AaaAA+ 37,764.05 3136B1XP4 2.27
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
38,120.28 38,432.86 112.03 38,515.22 04/30/1804/11/18AaaAA+ 37,764.05 3136B1XP4 2.27
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
190,601.36 192,164.29 560.17 192,576.04 04/30/1804/11/18AaaAA+ 188,820.22 3136B1XP4 2.27
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
34,884.22 35,261.17 90.13 35,298.05 04/09/1804/04/18AaaAA+ 35,000.00 3137BM6P6 2.61
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
34,884.22 35,261.17 90.13 35,298.05 04/09/1804/04/18AaaAA+ 35,000.00 3137BM6P6 2.61
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
159,470.70 161,193.92 412.00 161,362.50 04/09/1804/04/18AaaAA+ 160,000.00 3137BM6P6 2.61
1,485.82 573,973.64 579,025.79 2.25 580,536.67 572,537.09 Security Type Sub-Total
Federal Agency Bond / Note
FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
119,193.50 124,570.44 300.78 124,239.88 07/15/1607/14/16AaaAA+ 125,000.00 3130A8QS5 1.25
Page 12
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Federal Agency Bond / Note
FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
691,322.30 722,508.53 1,744.53 720,591.28 07/15/1607/14/16AaaAA+ 725,000.00 3130A8QS5 1.25
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
23,880.88 24,950.04 38.19 24,914.48 08/19/1608/17/16AaaAA+ 25,000.00 3135G0N82 1.32
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
76,418.80 79,810.70 122.22 79,676.00 08/19/1608/17/16AaaAA+ 80,000.00 3135G0N82 1.33
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
133,732.90 139,720.21 213.89 139,521.06 08/19/1608/17/16AaaAA+ 140,000.00 3135G0N82 1.32
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
439,408.10 458,911.52 702.78 458,137.00 08/19/1608/17/16AaaAA+ 460,000.00 3135G0N82 1.33
3,122.39 1,483,956.48 1,550,471.44 1.29 1,547,079.70 1,555,000.00 Security Type Sub-Total
Corporate Note
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,973.09 433.33 49,861.00 04/25/1604/20/16A3BBB+ 50,000.00 38141GVT8 2.10
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,993.81 433.33 49,968.00 04/26/1604/21/16A3BBB+ 50,000.00 38141GVT8 2.02
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,993.81 433.33 49,968.00 04/26/1604/21/16A3BBB+ 50,000.00 38141GVT8 2.02
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
249,054.75 249,969.04 2,166.67 249,840.00 04/26/1604/21/16A3BBB+ 250,000.00 38141GVT8 2.02
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
24,876.85 24,996.96 162.29 24,987.00 06/09/1606/02/16Baa1BBB+ 25,000.00 172967KS9 2.07
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
24,876.85 24,996.96 162.29 24,987.00 06/09/1606/02/16Baa1BBB+ 25,000.00 172967KS9 2.07
Page 13
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
104,482.77 104,987.24 681.63 104,945.40 06/09/1606/02/16Baa1BBB+ 105,000.00 172967KS9 2.07
AMERICAN HONDA FINANCE GLOBAL NOTES
DTD 09/09/2014 2.250% 08/15/2019
99,536.70 99,965.65 287.50 99,815.00 09/09/1409/04/14A2A+ 100,000.00 02665WAH4 2.29
AMERICAN HONDA FINANCE GLOBAL NOTES
DTD 09/09/2014 2.250% 08/15/2019
273,725.93 274,905.53 790.63 274,491.25 09/09/1409/04/14A2A+ 275,000.00 02665WAH4 2.29
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
25,448.05 25,797.35 587.50 27,597.50 06/08/1606/03/16A3A+ 25,000.00 12189TBC7 1.48
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
25,448.05 25,797.35 587.50 27,597.50 06/08/1606/03/16A3A+ 25,000.00 12189TBC7 1.48
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
152,688.30 154,784.09 3,525.00 165,585.00 06/08/1606/03/16A3A+ 150,000.00 12189TBC7 1.48
GENERAL ELECTRIC CAP CORP NOTES
DTD 01/08/2010 5.500% 01/08/2020
257,222.75 260,738.21 3,170.14 289,082.50 03/25/1503/20/15A2A 250,000.00 36962G4J0 2.05
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
49,563.50 49,991.33 275.63 49,980.00 01/10/1701/04/17Baa1BBB+ 50,000.00 172967LF6 2.46
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
49,563.50 49,991.33 275.63 49,980.00 01/10/1701/04/17Baa1BBB+ 50,000.00 172967LF6 2.46
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
297,381.00 299,947.95 1,653.75 299,880.00 01/10/1701/04/17Baa1BBB+ 300,000.00 172967LF6 2.46
WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
74,112.23 75,082.23 273.23 75,288.00 03/27/1503/24/15A2A- 75,000.00 94974BGF1 2.07
WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
370,561.13 375,724.88 1,366.15 377,621.25 02/05/1502/02/15A2A- 375,000.00 94974BGF1 2.00
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
49,393.50 49,984.73 141.32 49,966.50 02/06/1701/30/17AaaAAA 50,000.00 594918BV5 1.87
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
49,393.50 49,984.73 141.32 49,966.50 02/06/1701/30/17AaaAAA 50,000.00 594918BV5 1.87
Page 14
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
296,361.00 299,908.38 847.92 299,799.00 02/06/1701/30/17AaaAAA 300,000.00 594918BV5 1.87
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
29,664.00 29,984.95 51.33 29,968.80 03/03/1702/28/17A2A- 30,000.00 0258M0EE5 2.24
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
29,664.00 29,984.95 51.33 29,968.80 03/03/1702/28/17A2A- 30,000.00 0258M0EE5 2.24
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
177,984.00 179,909.72 308.00 179,812.80 03/03/1702/28/17A2A- 180,000.00 0258M0EE5 2.24
WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
24,659.98 24,996.85 36.56 24,993.50 03/06/1703/01/17A2A+ 25,000.00 25468PDP8 1.96
WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
123,299.88 124,984.27 182.81 124,967.50 03/06/1703/01/17A2A+ 125,000.00 25468PDP8 1.96
TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
198,079.20 200,536.41 226.94 201,776.00 03/27/1503/23/15Aa3AA- 200,000.00 89236TCF0 1.96
TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
73,867.35 74,981.99 666.25 74,965.50 04/17/1704/11/17Aa3AA- 75,000.00 89236TDU6 1.97
TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
221,602.05 224,945.97 1,998.75 224,896.50 04/17/1704/11/17Aa3AA- 225,000.00 89236TDU6 1.97
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
24,600.38 24,991.80 145.00 24,985.50 06/05/1705/24/17A2A 25,000.00 437076BQ4 1.82
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
24,600.38 24,991.80 145.00 24,985.50 06/05/1705/24/17A2A 25,000.00 437076BQ4 1.82
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
24,527.23 24,983.57 145.00 24,971.00 06/06/1706/01/17A2A+ 25,000.00 25468PDU7 1.84
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
49,054.45 49,967.15 290.00 49,942.00 06/06/1706/01/17A2A+ 50,000.00 25468PDU7 1.84
Page 15
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
147,602.25 149,950.78 870.00 149,913.00 06/05/1705/24/17A2A 150,000.00 437076BQ4 1.82
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
171,690.58 174,885.01 1,015.00 174,797.00 06/06/1706/01/17A2A+ 175,000.00 25468PDU7 1.84
JOHN DEERE CAPITAL CORP NOTES
DTD 06/22/2017 1.950% 06/22/2020
24,556.28 24,991.12 134.06 24,984.75 06/22/1706/19/17A2A 25,000.00 24422ETS8 1.97
JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
99,249.50 100,181.68 748.61 100,497.00 09/04/1509/01/15A3A- 100,000.00 46625HLW8 2.64
JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
570,684.63 576,044.68 4,304.51 577,857.75 09/04/1509/01/15A3A- 575,000.00 46625HLW8 2.64
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
39,030.16 39,978.15 55.50 39,966.40 09/07/1709/05/17A3A 40,000.00 14913Q2A6 1.88
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
39,030.16 39,978.15 55.50 39,966.40 09/07/1709/05/17A3A 40,000.00 14913Q2A6 1.88
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
219,544.65 224,877.09 312.19 224,811.00 09/07/1709/05/17A3A 225,000.00 14913Q2A6 1.88
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
24,411.00 24,998.40 196.46 24,997.75 11/13/1711/06/17A1A+ 25,000.00 69371RN85 2.05
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
24,411.00 24,998.40 196.46 24,997.75 11/13/1711/06/17A1A+ 25,000.00 69371RN85 2.05
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
49,110.15 49,970.11 383.33 49,958.00 11/13/1711/06/17Aa1AA+ 50,000.00 037833DJ6 2.03
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
49,110.15 49,970.11 383.33 49,958.00 11/13/1711/06/17Aa1AA+ 50,000.00 037833DJ6 2.03
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
146,466.00 149,990.39 1,178.75 149,986.50 11/13/1711/06/17A1A+ 150,000.00 69371RN85 2.05
Page 16
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
294,660.90 299,820.66 2,300.00 299,748.00 11/13/1711/06/17Aa1AA+ 300,000.00 037833DJ6 2.03
WELLS FARGO & COMPANY NOTES
DTD 12/07/2015 2.550% 12/07/2020
49,212.95 50,541.67 403.75 51,108.00 05/10/1605/06/16A2A- 50,000.00 94974BGR5 2.04
WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
73,403.63 74,922.73 419.58 74,891.25 10/20/1710/11/17Aa2AA 75,000.00 931142EA7 1.95
WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
293,614.50 299,690.93 1,678.33 299,565.00 10/20/1710/11/17Aa2AA 300,000.00 931142EA7 1.95
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
24,400.43 24,991.44 89.58 24,988.50 10/26/1710/23/17A2A- 25,000.00 05531FAZ6 2.17
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
24,400.43 24,991.44 89.58 24,988.50 10/26/1710/23/17A2A- 25,000.00 05531FAZ6 2.17
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
73,201.28 74,974.32 268.75 74,965.50 10/26/1710/23/17A2A- 75,000.00 05531FAZ6 2.17
IBM CORP CORP NOTES
DTD 02/06/2018 2.650% 02/05/2021
296,619.90 299,883.95 1,236.67 299,853.00 02/06/1802/01/18A1A+ 300,000.00 44932HAG8 2.67
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,977.74 32.22 24,972.25 02/26/1802/21/18A2A 25,000.00 63743HER9 2.94
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,977.74 32.22 24,972.25 02/26/1802/21/18A2A 25,000.00 63743HER9 2.94
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,910.79 32.22 24,894.25 04/19/1804/12/18A2A 25,000.00 63743HER9 3.05
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,910.79 32.22 24,894.25 04/19/1804/12/18A2A 25,000.00 63743HER9 3.05
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
124,130.00 124,888.68 161.11 124,861.25 02/26/1802/21/18A2A 125,000.00 63743HER9 2.94
Page 17
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
173,782.00 174,375.54 225.56 174,259.75 04/19/1804/12/18A2A 175,000.00 63743HER9 3.05
UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
297,109.20 298,725.80 206.25 298,467.00 03/22/1803/19/18A1A+ 300,000.00 904764AZ0 2.93
TOYOTA MOTOR CREDIT CORP NOTES
DTD 04/13/2018 2.950% 04/13/2021
49,770.85 49,983.00 688.33 49,980.00 04/13/1804/10/18Aa3AA- 50,000.00 89236TEU5 2.96
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
38,931.92 39,994.12 368.89 39,992.00 10/10/1710/05/17A1A+ 40,000.00 713448DX3 2.01
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
38,931.92 39,994.12 368.89 39,992.00 10/10/1710/05/17A1A+ 40,000.00 713448DX3 2.01
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
49,094.05 50,599.26 576.39 51,149.00 05/19/1605/16/16A1A 50,000.00 06406FAA1 2.00
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
49,094.05 50,599.26 576.39 51,149.00 05/19/1605/16/16A1A 50,000.00 06406FAA1 2.00
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
194,659.60 199,970.62 1,844.44 199,960.00 10/10/1710/05/17A1A+ 200,000.00 713448DX3 2.01
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
294,564.30 303,639.07 3,458.33 306,978.00 05/19/1605/16/16A1A 300,000.00 06406FAA1 2.00
BANK OF AMERICA CORP NOTE
DTD 04/19/2016 2.625% 04/19/2021
24,598.68 25,144.56 295.31 25,194.00 11/03/1711/01/17A3A- 25,000.00 06051GFW4 2.39
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
48,852.80 50,120.87 555.56 50,162.00 11/03/1711/01/17A3BBB+ 50,000.00 61746BEA0 2.40
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
48,852.80 50,120.87 555.56 50,162.00 11/03/1711/01/17A3BBB+ 50,000.00 61746BEA0 2.40
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
293,116.80 300,725.24 3,333.33 300,972.00 11/03/1711/01/17A3BBB+ 300,000.00 61746BEA0 2.40
Page 18
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTES
DTD 05/05/2016 2.250% 05/05/2021
194,949.80 199,750.10 1,825.00 199,536.00 05/31/1605/25/16A2A- 200,000.00 0258M0EB1 2.30
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
19,909.22 19,995.45 242.83 19,994.80 05/10/1805/07/18A1A+ 20,000.00 69371RP26 3.11
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
19,909.22 19,995.45 242.83 19,994.80 05/10/1805/07/18A1A+ 20,000.00 69371RP26 3.11
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
24,217.93 24,991.18 200.73 24,983.50 05/16/1605/10/16A2A- 25,000.00 05531FAV5 2.06
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
24,217.93 24,991.18 200.73 24,983.50 05/16/1605/10/16A2A- 25,000.00 05531FAV5 2.06
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
99,546.10 99,977.27 1,214.17 99,974.00 05/10/1805/07/18A1A+ 100,000.00 69371RP26 3.11
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
145,307.55 149,947.07 1,204.38 149,901.00 05/16/1605/10/16A2A- 150,000.00 05531FAV5 2.06
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
24,990.48 24,984.96 303.54 24,982.75 05/10/1805/03/18A1A 25,000.00 427866BA5 3.12
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
24,990.48 24,984.96 303.54 24,982.75 05/10/1805/03/18A1A 25,000.00 427866BA5 3.12
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
124,952.38 124,924.80 1,517.71 124,913.75 05/10/1805/03/18A1A 125,000.00 427866BA5 3.12
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
24,187.85 24,948.93 178.75 24,905.50 05/24/1605/19/16A1A 25,000.00 857477AV5 2.03
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
24,187.85 24,948.93 178.75 24,905.50 05/24/1605/19/16A1A 25,000.00 857477AV5 2.03
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
72,563.55 74,846.80 536.25 74,716.50 05/24/1605/19/16A1A 75,000.00 857477AV5 2.03
Page 19
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
35,004.34 34,999.06 407.60 34,998.95 05/22/1805/17/18A2A 35,000.00 808513AW5 3.25
CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
200,024.80 199,994.60 2,329.17 199,994.00 05/22/1805/17/18A2A 200,000.00 808513AW5 3.25
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
34,242.36 35,000.00 407.40 35,000.00 09/18/1709/13/17A3A- 35,000.00 06051GGS2 2.33
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
34,242.36 35,000.00 407.40 35,000.00 09/18/1709/13/17A3A- 35,000.00 06051GGS2 2.33
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
195,670.60 200,000.00 2,328.00 200,000.00 09/18/1709/13/17A3A- 200,000.00 06051GGS2 2.33
JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
48,991.70 49,847.97 312.85 49,779.50 03/15/1703/10/17A2A 50,000.00 24422ETL3 2.75
JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
269,454.35 274,163.86 1,720.66 273,787.25 03/15/1703/10/17A2A 275,000.00 24422ETL3 2.75
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
14,991.77 15,000.00 195.36 15,000.00 05/17/1805/14/18A3A- 15,000.00 06051GHH5 3.50
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
14,991.77 15,000.00 195.36 15,000.00 05/17/1805/14/18A3A- 15,000.00 06051GHH5 3.50
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
74,958.83 75,000.00 976.80 75,000.00 05/17/1805/14/18A3A- 75,000.00 06051GHH5 3.50
69,736.03 9,930,432.83 10,075,355.93 2.29 10,125,583.90 10,055,000.00 Security Type Sub-Total
Certificate of Deposit
CANADIAN IMPERIAL BANK NY CD
DTD 12/05/2016 1.760% 11/30/2018
574,439.38 574,962.88 3,401.44 574,551.50 12/05/1612/01/16P-1A-1 575,000.00 13606A5Z7 1.78
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
49,823.60 50,000.00 474.85 50,000.00 04/06/1704/05/17P-1A-1 50,000.00 06417GUE6 1.91
Page 20
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Certificate of Deposit
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
69,753.04 70,000.00 664.79 70,000.00 04/06/1704/05/17P-1A-1 70,000.00 06417GUE6 1.91
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
274,029.80 275,000.00 2,611.66 275,000.00 04/06/1704/05/17P-1A-1 275,000.00 06417GUE6 1.91
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
99,352.00 99,983.66 306.67 99,961.00 08/04/1708/03/17P-1A-1 100,000.00 83050FXT3 1.85
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
99,352.00 99,983.66 306.67 99,961.00 08/04/1708/03/17P-1A-1 100,000.00 83050FXT3 1.85
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
596,112.00 599,901.97 1,840.00 599,766.00 08/04/1708/03/17P-1A-1 600,000.00 83050FXT3 1.85
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
99,586.90 100,000.00 309.78 100,000.00 02/22/1802/20/18Aa3AA- 100,000.00 65590ASN7 2.72
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
99,586.90 100,000.00 309.78 100,000.00 02/22/1802/20/18Aa3AA- 100,000.00 65590ASN7 2.72
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
572,624.68 575,000.00 1,781.22 575,000.00 02/22/1802/20/18Aa3AA- 575,000.00 65590ASN7 2.72
UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
300,718.20 300,000.00 652.50 300,000.00 03/06/1803/02/18Aa2A+ 300,000.00 90275DHG8 2.93
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
30,144.87 29,990.35 292.60 29,988.60 06/07/1806/05/18Aa2A+ 30,000.00 06417GU22 3.10
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
50,241.45 49,983.92 487.67 49,981.00 06/07/1806/05/18Aa2A+ 50,000.00 06417GU22 3.10
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
301,448.70 299,903.50 2,926.00 299,886.00 06/07/1806/05/18Aa2A+ 300,000.00 06417GU22 3.10
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
98,564.60 100,000.00 307.50 100,000.00 08/07/1708/03/17Aa3AA- 100,000.00 96121T4A3 2.05
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
98,564.60 100,000.00 307.50 100,000.00 08/07/1708/03/17Aa3AA- 100,000.00 96121T4A3 2.05
Page 21
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Certificate of Deposit
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
532,248.84 540,000.00 1,660.50 540,000.00 08/07/1708/03/17Aa3AA- 540,000.00 96121T4A3 2.05
BANK OF MONTREAL CHICAGO CERT DEPOS
DTD 08/03/2018 3.190% 08/03/2020
669,140.39 670,000.00 3,502.80 670,000.00 08/03/1808/01/18Aa2A+ 670,000.00 06370REU9 3.23
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
98,031.90 100,000.00 870.17 100,000.00 11/17/1711/16/17Aa2AA- 100,000.00 87019U6D6 2.30
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
98,031.90 100,000.00 870.17 100,000.00 11/17/1711/16/17Aa2AA- 100,000.00 87019U6D6 2.30
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
588,191.40 600,000.00 5,221.00 600,000.00 11/17/1711/16/17Aa2AA- 600,000.00 87019U6D6 2.30
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
50,269.20 50,000.00 508.50 50,000.00 06/08/1806/07/18Aa2AA- 50,000.00 78012UEE1 3.24
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
100,538.40 100,000.00 1,017.00 100,000.00 06/08/1806/07/18Aa2AA- 100,000.00 78012UEE1 3.24
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
527,826.60 525,000.00 5,339.25 525,000.00 06/08/1806/07/18Aa2AA- 525,000.00 78012UEE1 3.24
35,970.02 6,078,621.35 6,109,709.94 2.48 6,109,095.10 6,110,000.00 Security Type Sub-Total
Asset-Backed Security / Collateralized Mortgage Obligation
GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
274,823.73 274,965.09 126.04 274,964.97 09/26/1809/18/18AaaAAA 275,000.00 36256GAE9 3.31
GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
299,426.22 299,932.85 377.50 299,930.04 07/18/1807/11/18NRAAA 300,000.00 36255JAD6 3.03
CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
349,995.59 349,954.03 486.89 349,952.30 07/25/1807/18/18NRAAA 350,000.00 14313FAD1 3.36
990.43 924,245.54 924,851.97 3.24 924,847.31 925,000.00 Security Type Sub-Total
39,337,537.09 39,266,082.08 2.18 204,015.22 39,209,994.25 38,501,668.82 Managed Account Sub-Total
Page 22
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Money Market Mutual Fund
CAMP Pool 5,448.71 5,448.71 0.00 5,448.71 NRAAAm 5,448.71
5,448.71 5,448.71 0.00 5,448.71 5,448.71 Money Market Sub-Total
$39,342,985.80 $39,271,530.79 $204,015.22 $39,215,442.96 $38,507,117.53 2.18%
$38,711,132.75
$204,015.22
Total Investments
Accrued Interest
Securities Sub-Total
Page 23
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
2.01 (301.94)(404.30) 9,780.86 97.81 MERRILL 10,000.00 912828WC0US TREASURY NOTES
DTD 10/31/2013 1.750% 10/31/2020
2.84 2.01
2.09 (774.04)(1,156.23) 24,557.63 98.23 MERRILL 25,000.00 912828A42US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
2.85 2.09
2.09 (3,096.18)(4,624.97) 98,230.50 98.23 MERRILL 100,000.00 912828A42US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
2.85 2.09
2.16 (344.20)(605.07) 9,897.27 98.97 MERRILL 10,000.00 912828A83US TREASURY NOTES
DTD 12/31/2013 2.375% 12/31/2020
2.85 2.16
2.18 (490.21)(625.19) 14,643.75 97.63 MORGANST 15,000.00 912828N48US TREASURY NOTES
DTD 12/31/2015 1.750% 12/31/2020
2.85 2.18
2.33 (1,142.78)(1,723.63) 24,499.03 98.00 MORGANST 25,000.00 912828B90US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
2.86 2.33
2.33 (6,856.73)(10,341.79) 146,994.15 98.00 MORGANST 150,000.00 912828B90US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
2.86 2.33
2.43 (2,492.57)(2,820.91) 52,879.48 96.14 CITIGRP 55,000.00 912828Q37US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
2.86 2.43
2.43 (5,211.75)(5,898.27) 110,566.18 96.14 CITIGRP 115,000.00 912828Q37US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
2.86 2.43
2.50 (1,737.87)(1,192.19) 67,418.75 96.31 MORGAN_S 70,000.00 912828Q78US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
2.87 2.50
2.50 (5,520.30)(3,805.66) 216,703.13 96.31 MERRILL 225,000.00 912828Q78US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
2.87 2.50
2.58 (1,726.64)(984.35) 76,937.52 96.17 MORGAN_S 80,000.00 912828R77US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
2.88 2.58
2.56 (4,278.40)(5,828.15) 97,765.60 97.77 HSBC 100,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.56 (7,487.20)(10,199.26) 171,089.80 97.77 HSBC 175,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.56 (18,183.21)(24,769.64) 415,503.80 97.77 HSBC 425,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.58 (9,712.37)(5,537.00) 432,773.55 96.17 MORGAN_S 450,000.00 912828R77US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
2.88 2.58
2.80 (2,877.05)(3,050.77) 97,554.70 97.55 MORGAN_S 100,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
Page 24
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
2.80 (5,879.13)(7,749.00) 121,943.38 97.55 HSBC 125,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (3,289.93)(3,427.71) 121,943.38 97.55 HSBC 125,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (4,315.57)(4,576.15) 146,332.05 97.55 MORGAN_S 150,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (6,670.38)(7,242.15) 219,498.08 97.55 MORGAN_S 225,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (7,235.00)(7,954.07) 219,498.08 97.55 MORGAN_S 225,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (8,038.90)(8,837.86) 243,886.75 97.55 MORGAN_S 250,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (15,285.76)(20,147.42) 317,052.78 97.55 HSBC 325,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (23,716.92)(25,749.90) 780,437.60 97.55 MORGAN_S 800,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (26,977.49)(28,107.29) 999,935.68 97.55 HSBC 1,025,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (33,086.06)(35,083.84) 1,121,879.05 97.55 MORGAN_S 1,150,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (45,017.83)(49,492.01) 1,365,765.80 97.55 MORGAN_S 1,400,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.97 (2,183.55)(1,942.97) 57,110.16 95.18 MERRILL 60,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (3,954.24)(3,249.99) 123,738.68 95.18 MERRILL 130,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (3,954.24)(3,249.99) 123,738.68 95.18 MERRILL 130,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (9,098.12)(8,095.69) 237,959.00 95.18 MERRILL 250,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (22,052.51)(18,124.95) 690,081.10 95.18 MERRILL 725,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (40,031.72)(35,621.03) 1,047,019.60 95.18 MERRILL 1,100,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
Page 25
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
3.40 (1,728.68)(1,607.21) 62,717.40 96.49 MERRILL 65,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,994.63)(1,854.47) 72,366.23 96.49 MERRILL 75,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (2,819.82)(2,578.49) 110,961.55 96.49 CITIGRP 115,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (2,819.82)(2,578.49) 110,961.55 96.49 CITIGRP 115,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,119.94)(569.50) 173,678.94 96.49 MERRILL 180,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,555.47)(790.97) 241,220.75 96.49 MERRILL 250,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (11,967.81)(11,126.87) 434,197.35 96.49 MERRILL 450,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (22,681.18)(20,740.06) 892,516.78 96.49 CITIGRP 925,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (7,777.36)(3,954.84) 1,206,103.75 96.49 MERRILL 1,250,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (11,743.84)(8,937.20) 1,543,812.80 96.49 MERRILL 1,600,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.71 (6,248.74)(5,585.88) 952,461.00 95.25 BMO 1,000,000.00 912828TJ9US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
2.93 3.71
4.00 (1,539.02)(1,072.29) 435,392.55 96.75 MERRILL 450,000.00 912828N30US TREASURY NOTES
DTD 12/31/2015 2.125% 12/31/2022
2.94 4.00
(413,615.67) 2.90 3.05 (407,017.10) 16,242,006.20 16,800,000.00 Security Type Sub-Total 3.05
Supra-National Agency Bond / Note
1.90 (3,085.65)(2,983.37) 121,716.63 97.37 HSBC 125,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
1.90 (3,702.78)(3,580.05) 146,059.95 97.37 HSBC 150,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
Page 26
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Supra-National Agency Bond / Note
1.90 (18,513.90)(17,900.25) 730,299.75 97.37 HSBC 750,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
2.03 (2,276.94)(2,564.41) 98,362.50 98.36 HSBC 100,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.03 (2,276.94)(2,564.41) 98,362.50 98.36 HSBC 100,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.03 (13,661.62)(15,386.46) 590,175.00 98.36 HSBC 600,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.34 (420.97)(414.50) 49,548.00 99.10 HSBC 50,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.34 (420.97)(414.50) 49,548.00 99.10 HSBC 50,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.34 (2,525.81)(2,487.00) 297,288.00 99.10 HSBC 300,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.42 (432.24)(413.10) 59,454.90 99.09 CITIGRP 60,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.42 (432.24)(413.10) 59,454.90 99.09 CITIGRP 60,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.42 (2,521.41)(2,409.75) 346,820.25 99.09 CITIGRP 350,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.67 (1,588.78)(1,533.60) 397,530.40 99.38 MORGAN_S 400,000.00 459058GH0INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 07/25/2018 2.750% 07/23/2021
2.98 2.67
(53,064.50) 2.97 2.17 (51,860.25) 3,044,620.78 3,095,000.00 Security Type Sub-Total 2.17
Municipal Bond / Note
Page 27
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Municipal Bond / Note
0.45 (168.38)(242.70) 29,841.60 99.47 VINING 30,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
0.45 (168.38)(242.70) 29,841.60 99.47 VINING 30,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
0.45 (926.09)(1,334.85) 164,128.80 99.47 VINING 165,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
(1,820.25) 3.14 0.45 (1,262.85) 223,812.00 225,000.00 Security Type Sub-Total 0.45
Federal Agency Collateralized Mortgage Obligation
0.22 (5.19)(19.28) 1,404.49 99.63 GOLDMAN 1,409.68 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.22 (5.19)(19.28) 1,404.49 99.63 GOLDMAN 1,409.68 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.22 (25.93)(96.42) 7,022.48 99.63 GOLDMAN 7,048.41 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.78 (44.44)(119.66) 8,627.47 99.62 MORGANST 8,660.41 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
0.78 (44.44)(119.66) 8,627.47 99.62 MORGANST 8,660.41 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
0.78 (261.75)(704.71) 50,806.18 99.62 MORGANST 51,000.18 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
1.50 (312.58)(394.94) 38,120.28 100.94 JPM_CHAS 37,764.05 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.50 (312.58)(394.94) 38,120.28 100.94 JPM_CHAS 37,764.05 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.50 (1,562.93)(1,974.68) 190,601.36 100.94 JPM_CHAS 188,820.22 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.94 (376.95)(413.83) 34,884.22 99.67 CITIGRP 35,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
1.94 (376.95)(413.83) 34,884.22 99.67 CITIGRP 35,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
Page 28
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Federal Agency Collateralized Mortgage Obligation
1.94 (1,723.22)(1,891.80) 159,470.70 99.67 CITIGRP 160,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
(6,563.03) 2.84 1.57 (5,052.15) 573,973.64 572,537.09 Security Type Sub-Total 2.50
Federal Agency Bond / Note
2.71 (5,376.94)(5,046.38) 119,193.50 95.35 TD SEC U 125,000.00 3130A8QS5FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
2.87 2.71
2.71 (31,186.23)(29,268.98) 691,322.30 95.35 TD SEC U 725,000.00 3130A8QS5FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
2.87 2.71
2.79 (1,069.16)(1,033.60) 23,880.88 95.52 TD SEC U 25,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (3,391.90)(3,257.20) 76,418.80 95.52 CITIGRP 80,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (5,987.31)(5,788.16) 133,732.90 95.52 TD SEC U 140,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (19,503.42)(18,728.90) 439,408.10 95.52 CITIGRP 460,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
(63,123.22) 2.87 2.75 (66,514.96) 1,483,956.48 1,555,000.00 Security Type Sub-Total 2.75
Corporate Note
0.56 (162.14)(50.05) 49,810.95 99.62 03/25/19GOLDMAN 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.56 (182.86)(157.05) 49,810.95 99.62 03/25/19MIZUHO 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.56 (182.86)(157.05) 49,810.95 99.62 03/25/19MIZUHO 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
Page 29
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
0.56 (914.29)(785.25) 249,054.75 99.62 03/25/19MIZUHO 250,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.67 (120.11)(110.15) 24,876.85 99.51 CITIGRP 25,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.67 (120.11)(110.15) 24,876.85 99.51 CITIGRP 25,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.67 (504.47)(462.63) 104,482.77 99.51 CITIGRP 105,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.86 (428.95)(278.30) 99,536.70 99.54 MERRILL 100,000.00 02665WAH4AMERICAN HONDA FINANCE GLOBAL
NOTES
DTD 09/09/2014 2.250% 08/15/2019
2.79 0.86
0.86 (1,179.60)(765.32) 273,725.93 99.54 MERRILL 275,000.00 02665WAH4AMERICAN HONDA FINANCE GLOBAL
NOTES
DTD 09/09/2014 2.250% 08/15/2019
2.79 0.86
0.96 (349.30)(2,149.45) 25,448.05 101.79 GOLDMAN 25,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
0.96 (349.30)(2,149.45) 25,448.05 101.79 GOLDMAN 25,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
0.96 (2,095.79)(12,896.70) 152,688.30 101.79 GOLDMAN 150,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
1.21 (3,515.46)(31,859.75) 257,222.75 102.89 GOLDMAN 250,000.00 36962G4J0GENERAL ELECTRIC CAP CORP NOTES
DTD 01/08/2010 5.500% 01/08/2020
3.16 1.21
1.24 (427.83)(416.50) 49,563.50 99.13 12/10/19CITIGRP 50,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.24 (427.83)(416.50) 49,563.50 99.13 12/10/19CITIGRP 50,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.24 (2,566.95)(2,499.00) 297,381.00 99.13 12/10/19CITIGRP 300,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.30 (970.00)(1,175.77) 74,112.23 98.82 1ST TENN 75,000.00 94974BGF1WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
3.06 1.30
1.30 (5,163.75)(7,060.12) 370,561.13 98.82 JEFFERIE 375,000.00 94974BGF1WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
3.06 1.30
Page 30
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
1.32 (591.23)(573.00) 49,393.50 98.79 HSBC 50,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.32 (591.23)(573.00) 49,393.50 98.79 HSBC 50,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.32 (3,547.38)(3,438.00) 296,361.00 98.79 HSBC 300,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.39 (320.95)(304.80) 29,664.00 98.88 02/01/20MERRILL 30,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (320.95)(304.80) 29,664.00 98.88 02/01/20MERRILL 30,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (1,925.72)(1,828.80) 177,984.00 98.88 02/01/20MERRILL 180,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (336.87)(333.52) 24,659.98 98.64 CITIGRP 25,000.00 25468PDP8WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
2.93 1.39
1.39 (1,684.39)(1,667.62) 123,299.88 98.64 CITIGRP 125,000.00 25468PDP8WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
2.93 1.39
1.41 (2,457.21)(3,696.80) 198,079.20 99.04 HSBC 200,000.00 89236TCF0TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
2.83 1.41
1.50 (1,114.64)(1,098.15) 73,867.35 98.49 MERRILL 75,000.00 89236TDU6TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
2.96 1.50
1.50 (3,343.92)(3,294.45) 221,602.05 98.49 MERRILL 225,000.00 89236TDU6TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
2.96 1.50
1.63 (391.42)(385.12) 24,600.38 98.40 JPM_CHAS 25,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (391.42)(385.12) 24,600.38 98.40 JPM_CHAS 25,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (456.34)(443.77) 24,527.23 98.11 DEUTSCHE 25,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
1.63 (912.70)(887.55) 49,054.45 98.11 DEUTSCHE 50,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
Page 31
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS - 6025-004 - (12515125)
Value On Cost Amort Cost to WorstCUSIPBrokerDatePriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L DurationNext Call MarketSecurity Type/Description YTMEffective
Duration
Corporate Note
1.63 (2,348.53)(2,310.75) 147,602.25 98.40 JPM_CHAS 150,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (3,194.43)(3,106.42) 171,690.58 98.11 DEUTSCHE 175,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
1.67 (434.84)(428.47) 24,556.28 98.23 DEUTSCHE 25,000.00 24422ETS8JOHN DEERE CAPITAL CORP NOTES
DTD 06/22/2017 1.950% 06/22/2020
3.01 1.67
1.66 (932.18)(1,247.50) 99,249.50 99.25 05/23/20JPMCHASE 100,000.00 46625HLW8JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
3.20 1.65
1.66 (5,360.05)(7,173.12) 570,684.63 99.25 05/23/20JPMCHASE 575,000.00 46625HLW8JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
3.20 1.65
1.87 (947.99)(936.24) 39,030.16 97.58 BARCLAYS 40,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
1.87 (947.99)(936.24) 39,030.16 97.58 BARCLAYS 40,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
1.87 (5,332.44)(5,266.35) 219,544.65 97.58 BARCLAYS 225,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
2.04 (587.40)(586.75) 24,411.00 97.64 CITIGRP 25,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (587.40)(586.75) 24,411.00 97.64 CITIGRP 25,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (859.96)(847.85) 49,110.15 98.22 JPM_CHAS 50,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.04 (859.96)(847.85) 49,110.15 98.22 JPM_CHAS 50,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.04 (3,524.39)(3,520.50) 146,466.00 97.64 CITIGRP 150,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (5,159.76)(5,087.10) 294,660.90 98.22 JPM_CHAS 300,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.09 (1,328.72)(1,895.05) 49,212.95 98.43 UBS AG 50,000.00 94974BGR5WELLS FARGO & COMPANY NOTES
DTD 12/07/2015 2.550% 12/07/2020
3.30 2.09
2.13 (1,519.10)(1,487.62) 73,403.63 97.87 MORGAN_S 75,000.00 931142EA7WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
2.90 2.13
Account 6025-004 Page 32
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.13 (6,076.43)(5,950.50) 293,614.50 97.87 MORGAN_S 300,000.00 931142EA7WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
2.90 2.13
2.25 (591.01)(588.07) 24,400.43 97.60 01/01/21MORGAN_S 25,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (591.01)(588.07) 24,400.43 97.60 01/01/21MORGAN_S 25,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (1,773.04)(1,764.22) 73,201.28 97.60 01/01/21MORGAN_S 75,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (3,264.05)(3,233.10) 296,619.90 98.87 BNP_PARI 300,000.00 44932HAG8IBM CORP CORP NOTES
DTD 02/06/2018 2.650% 02/05/2021
3.15 2.25
2.35 (151.74)(146.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (151.74)(146.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (84.79)(68.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (84.79)(68.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (758.68)(731.25) 124,130.00 99.30 RBC 125,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (593.54)(477.75) 173,782.00 99.30 RBC 175,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.37 (1,616.60)(1,357.80) 297,109.20 99.04 CITIGRP 300,000.00 904764AZ0UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
3.16 2.37
2.39 (212.15)(209.15) 49,770.85 99.54 JPM_CHAS 50,000.00 89236TEU5TOYOTA MOTOR CREDIT CORP NOTES
DTD 04/13/2018 2.950% 04/13/2021
3.14 2.39
2.43 (1,062.20)(1,060.08) 38,931.92 97.33 03/15/21MERRILL 40,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
2.43 (1,062.20)(1,060.08) 38,931.92 97.33 03/15/21MERRILL 40,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
Page 33
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.41 (1,505.21)(2,054.95) 49,094.05 98.19 03/15/21KEYBAN 50,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.41 (1,505.21)(2,054.95) 49,094.05 98.19 03/15/21KEYBAN 50,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.43 (5,311.02)(5,300.40) 194,659.60 97.33 03/15/21MERRILL 200,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
2.41 (9,074.77)(12,413.70) 294,564.30 98.19 03/15/21KEYBAN 300,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.42 (545.88)(595.32) 24,598.68 98.39 MERRILL 25,000.00 06051GFW4BANK OF AMERICA CORP NOTE
DTD 04/19/2016 2.625% 04/19/2021
3.29 2.42
2.42 (1,268.07)(1,309.20) 48,852.80 97.71 MORGAN_S 50,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.42 (1,268.07)(1,309.20) 48,852.80 97.71 MORGAN_S 50,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.42 (7,608.44)(7,855.20) 293,116.80 97.71 MORGAN_S 300,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.47 (4,800.30)(4,586.20) 194,949.80 97.47 04/04/21KEYBAN 200,000.00 0258M0EB1AMERICAN EXPRESS CREDIT (CALLABLE)
NOTES
DTD 05/05/2016 2.250% 05/05/2021
3.27 2.46
2.46 (86.23)(85.58) 19,909.22 99.55 MERRILL 20,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
2.46 (86.23)(85.58) 19,909.22 99.55 MERRILL 20,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
2.49 (773.25)(765.57) 24,217.93 96.87 04/09/21SCOTIA 25,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.49 (773.25)(765.57) 24,217.93 96.87 04/09/21SCOTIA 25,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.46 (431.17)(427.90) 99,546.10 99.55 MERRILL 100,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
Page 34
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.49 (4,639.52)(4,593.45) 145,307.55 96.87 04/09/21SCOTIA 150,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.47 5.52 7.73 24,990.48 99.96 MERRILL 25,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.47 5.52 7.73 24,990.48 99.96 MERRILL 25,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.47 27.58 38.63 124,952.38 99.96 MERRILL 125,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.52 (761.08)(717.65) 24,187.85 96.75 GOLDMAN 25,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.52 (761.08)(717.65) 24,187.85 96.75 GOLDMAN 25,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.52 (2,283.25)(2,152.95) 72,563.55 96.75 GOLDMAN 75,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.48 5.28 5.39 35,004.34 100.01 CSFB 35,000.00 808513AW5CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
3.24 2.48
2.48 30.20 30.80 200,024.80 100.01 CSFB 200,000.00 808513AW5CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
3.24 2.48
2.84 (757.64)(757.64) 34,242.36 97.84 10/01/20MERRILL 35,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
2.84 (757.64)(757.64) 34,242.36 97.84 10/01/20MERRILL 35,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
2.84 (4,329.40)(4,329.40) 195,670.60 97.84 10/01/20MERRILL 200,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
3.08 (856.27)(787.80) 48,991.70 97.98 MITSU 50,000.00 24422ETL3JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
3.31 3.08
3.08 (4,709.51)(4,332.90) 269,454.35 97.98 MITSU 275,000.00 24422ETL3JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
3.31 3.08
3.34 (8.23)(8.23) 14,991.77 99.95 MERRILL 15,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
3.34 (8.23)(8.23) 14,991.77 99.95 MERRILL 15,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
Page 35
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
3.34 (41.17)(41.17) 74,958.83 99.95 MERRILL 75,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
(195,151.07) 3.08 1.87 (144,923.10) 9,930,432.83 10,055,000.00 Security Type Sub-Total 1.85
Certificate of Deposit
0.16 (523.50)(112.12) 574,439.38 99.90 GOLDMAN 575,000.00 13606A5Z7CANADIAN IMPERIAL BANK NY CD
DTD 12/05/2016 1.760% 11/30/2018
2.27 0.16
0.51 (176.40)(176.40) 49,823.60 99.65 MERRILL 50,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.51 (246.96)(246.96) 69,753.04 99.65 MERRILL 70,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.51 (970.20)(970.20) 274,029.80 99.65 MERRILL 275,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.82 (631.66)(609.00) 99,352.00 99.35 BARCLAYS 100,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
0.82 (631.66)(609.00) 99,352.00 99.35 BARCLAYS 100,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
0.82 (3,789.97)(3,654.00) 596,112.00 99.35 BARCLAYS 600,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
1.35 (413.10)(413.10) 99,586.90 99.59 GOLDMAN 100,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.35 (413.10)(413.10) 99,586.90 99.59 GOLDMAN 100,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.35 (2,375.32)(2,375.32) 572,624.68 99.59 GOLDMAN 575,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.39 718.20 718.20 300,718.20 100.24 UBS 300,000.00 90275DHG8UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
2.75 1.39
1.61 154.52 156.27 30,144.87 100.48 GOLDMAN 30,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
1.61 257.53 260.45 50,241.45 100.48 GOLDMAN 50,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
1.61 1,545.20 1,562.70 301,448.70 100.48 GOLDMAN 300,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
Page 36
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Certificate of Deposit
1.82 (1,435.40)(1,435.40) 98,564.60 98.56 JPM_CHAS 100,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.82 (1,435.40)(1,435.40) 98,564.60 98.56 JPM_CHAS 100,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.82 (7,751.16)(7,751.16) 532,248.84 98.56 JPM_CHAS 540,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.78 (859.61)(859.61) 669,140.39 99.87 BMO 670,000.00 06370REU9BANK OF MONTREAL CHICAGO CERT
DEPOS
DTD 08/03/2018 3.190% 08/03/2020
3.28 1.78
2.04 (1,968.10)(1,968.10) 98,031.90 98.03 MERRILL 100,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.04 (1,968.10)(1,968.10) 98,031.90 98.03 MERRILL 100,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.04 (11,808.60)(11,808.60) 588,191.40 98.03 MERRILL 600,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.53 269.20 269.20 50,269.20 100.54 RBC 50,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
2.53 538.40 538.40 100,538.40 100.54 RBC 100,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
2.53 2,826.60 2,826.60 527,826.60 100.54 RBC 525,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
(30,473.75) 2.86 1.46 (31,088.59) 6,078,621.35 6,110,000.00 Security Type Sub-Total 1.46
Asset-Backed Security / Collateralized Mortgage Obligation
1.88 (141.36)(141.24) 274,823.73 99.94 RBC 275,000.00 36256GAE9GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
3.33 2.06
2.27 (506.63)(503.82) 299,426.22 99.81 JPM_CHAS 300,000.00 36255JAD6GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
3.10 2.06
2.31 41.56 43.29 349,995.59 100.00 BARCLAYS 350,000.00 14313FAD1CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
3.13 2.24
(601.77) 3.18 2.17 (606.43) 924,245.54 925,000.00 Security Type Sub-Total 2.13
Page 37
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
39,337,537.09 38,501,668.82 (764,413.26) (708,325.43) 2.35 2.95 Managed Account Sub-Total 2.36
Money Market Mutual Fund
0.00 0.00 0.00 5,448.71 1.00 5,448.71 CAMP Pool 0.00
5,448.71 5,448.71 0.00 0.00 0.00 Money Market Sub-Total 0.00
Total Investments $38,711,132.75
$204,015.22
$38,507,117.53
Accrued Interest
Securities Sub-Total $39,342,985.80 ($764,413.26) ($708,325.43) 2.35 2.95% 2.36
Page 38
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
BUY
09/07/18 US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
912828TJ9 (958,046.88)(1,015.63)(959,062.51) 1,000,000.00 09/05/18
09/26/18 GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
36256GAE9 (274,964.97) 0.00 (274,964.97) 275,000.00 09/18/18
(1,015.63) (1,234,027.48)(1,233,011.85) 1,275,000.00 Transaction Type Sub-Total
INTEREST
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 412.00 412.00 160,000.00 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 117.36 117.36 38,857.10 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 13.81 13.81 10,065.10 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 3.24 3.24 2,045.30 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 81.30 81.30 59,272.24 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 13.81 13.81 10,065.10 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 16.18 16.18 10,226.51 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 3.24 3.24 2,045.30 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 586.80 586.80 194,285.47 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 117.36 117.36 38,857.09 09/01/18
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 90.13 90.13 35,000.00 09/01/18
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 90.13 90.13 35,000.00 09/01/18
Page 39
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 330.00 330.00 30,000.00 09/03/18
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 330.00 330.00 30,000.00 09/03/18
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 1,980.00 1,980.00 180,000.00 09/03/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 2,081.25 2,081.25 225,000.00 09/04/18
09/04/18 WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
25468PDP8 0.00 243.75 243.75 25,000.00 09/04/18
09/04/18 UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
90275DHG8 0.00 4,398.33 4,398.33 300,000.00 09/04/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 370.00 370.00 40,000.00 09/04/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 370.00 370.00 40,000.00 09/04/18
09/04/18 WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
25468PDP8 0.00 1,218.75 1,218.75 125,000.00 09/04/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 3,798.00 3,798.00 300,000.00 09/09/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 633.00 633.00 50,000.00 09/09/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 633.00 633.00 50,000.00 09/09/18
09/12/18 TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
89236TCF0 0.00 2,150.00 2,150.00 200,000.00 09/12/18
Page 40
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 1,171.50 1,171.50 150,000.00 09/12/18
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 976.25 976.25 125,000.00 09/12/18
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 5,857.50 5,857.50 750,000.00 09/12/18
09/15/18 CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
14313FAD1 0.00 912.92 912.92 350,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 296.10 296.10 30,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 2,003.82 2,003.82 125,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 296.10 296.10 30,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 2,805.36 2,805.36 175,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 1,628.55 1,628.55 165,000.00 09/15/18
09/16/18 GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
36255JAD6 0.00 755.00 755.00 300,000.00 09/16/18
09/22/18 UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
904764AZ0 0.00 4,125.00 4,125.00 300,000.00 09/22/18
Page 41
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/30/18 US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
912828Q37 0.00 718.75 718.75 115,000.00 09/30/18
09/30/18 US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
912828Q37 0.00 343.75 343.75 55,000.00 09/30/18
43,575.08 43,575.08 0.00 4,960,719.21 Transaction Type Sub-Total
PAYDOWNS
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 1,404.69 0.00 1,404.69 (14.07) 0.00 1,404.69 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 1,404.69 0.00 1,404.69 (14.07) 0.00 1,404.69 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 8,272.06 0.00 8,272.06 (82.83) 0.00 8,272.06 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 635.62 0.00 635.62 (6.36) 0.00 635.62 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 635.62 0.00 635.62 (6.36) 0.00 635.62 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 3,178.10 0.00 3,178.10 (31.78) 0.00 3,178.10 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 1,093.05 0.00 1,093.05 (21.74) 0.00 1,093.05 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 5,465.25 0.00 5,465.25 (108.71) 0.00 5,465.25 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 1,093.05 0.00 1,093.05 (21.74) 0.00 1,093.05 09/01/18
0.00 0.00 (307.66) 23,182.13 23,182.13 23,182.13 Transaction Type Sub-Total
SELL
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 99,837.83 304.50 100,142.33 (162.17)(162.17)FIFO 100,000.00 09/05/18
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 599,026.97 1,827.00 600,853.97 (973.03)(973.03)FIFO 600,000.00 09/05/18
Page 42
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
SELL
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 99,837.83 304.50 100,142.33 (162.17)(162.17)FIFO 100,000.00 09/05/18
09/25/18 US TREASURY NOTES
DTD 09/03/2013 2.125% 08/31/2020
912828VV9 14,807.81 22.01 14,829.82 (451.76)(302.17)FIFO 15,000.00 09/18/18
09/26/18 FHLB NOTES
DTD 09/08/2017 1.375% 09/28/2020
3130ACE26 150,611.95 1,053.78 151,665.73 (3,890.50)(4,058.70)FIFO 155,000.00 09/18/18
09/26/18 FHLB NOTES
DTD 09/08/2017 1.375% 09/28/2020
3130ACE26 29,150.70 203.96 29,354.66 (753.00)(785.55)FIFO 30,000.00 09/18/18
3,715.75 (6,443.79)(6,392.63) 996,988.84 993,273.09 1,000,000.00 Transaction Type Sub-Total
(216,556.63) 46,275.20 (170,281.43) (6,700.29) (6,443.79)Managed Account Sub-Total
Total Security Transactions ($6,700.29)($170,281.43)$46,275.20 ($216,556.63)($6,443.79)
Page 43
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
179,933.93 Opening Balance
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 1,980.00 181,913.93
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 330.00 182,243.93
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 330.00 182,573.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 370.00 182,943.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 370.00 183,313.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 2,081.25 185,395.18
09/04/18 09/04/18 Purchase - Interest 25468PDP8 1.00 243.75 185,638.93
09/04/18 09/04/18 Purchase - Interest 25468PDP8 1.00 1,218.75 186,857.68
09/04/18 09/04/18 Purchase - Interest 90275DHG8 1.00 4,350.00 191,207.68
09/06/18 09/06/18 Purchase - Interest 86958JHB8 1.00 2,436.00 193,643.68
09/06/18 09/06/18 Purchase - Principal 86958JHB8 1.00 798,702.63 992,346.31
09/07/18 09/07/18 Redemption - Interest 912828TJ9 1.00 (1,015.63) 991,330.68
09/07/18 09/07/18 Redemption - Principal 912828TJ9 1.00 (958,046.88) 33,283.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 3,798.00 37,081.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 633.00 37,714.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 633.00 38,347.80
09/12/18 09/12/18 Purchase - Interest 89236TCF0 1.00 2,150.00 40,497.80
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 1,171.50 41,669.30
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 5,857.50 47,526.80
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 976.25 48,503.05
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 296.10 48,799.15
Page 44
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 296.10 49,095.25
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 1,628.55 50,723.80
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,124.56
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,525.32
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,926.08
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 52,326.84
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 2,003.82 54,330.66
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 2,805.36 57,136.02
09/17/18 09/17/18 Purchase - Interest 14313FAD1 1.00 912.92 58,048.94
09/17/18 09/17/18 Purchase - Interest 36255JAD6 1.00 755.00 58,803.94
09/19/18 09/19/18 Purchase - Correction to Interest 90275DHG8 from 9/4/18 1.00 4,398.33 63,202.27
09/19/18 09/19/18 Redemption - Reversal of Interest 90275DHG8 from 9/4/18 1.00 (4,350.00) 58,852.27
09/24/18 09/24/18 Purchase - Interest 904764AZ0 1.00 4,125.00 62,977.27
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 81.30 63,058.57
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 13.81 63,072.38
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 13.81 63,086.19
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 16.18 63,102.37
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 3.24 63,105.61
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 3.24 63,108.85
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 576.38 63,685.23
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 115.28 63,800.51
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 115.28 63,915.79
Page 45
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 412.00 64,327.79
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 90.13 64,417.92
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 90.13 64,508.05
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 586.80 65,094.85
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 117.36 65,212.21
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 117.36 65,329.57
09/25/18 09/25/18 Purchase - Principal 912828VV9 1.00 14,807.81 80,137.38
09/25/18 09/25/18 Purchase - Interest 912828VV9 1.00 22.01 80,159.39
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 8,272.06 88,431.45
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 1,404.69 89,836.14
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 1,404.69 91,240.83
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 3,178.10 94,418.93
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 635.62 95,054.55
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 635.62 95,690.17
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 5,465.25 101,155.42
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 1,093.05 102,248.47
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 1,093.05 103,341.52
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (576.38) 102,765.14
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (115.28) 102,649.86
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (115.28) 102,534.58
09/26/18 09/26/18 Purchase - Interest 3130ACE26 1.00 1,257.74 103,792.32
09/26/18 09/26/18 Purchase - Principal 3130ACE26 1.00 179,762.65 283,554.97
Page 46
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/26/18 09/26/18 Redemption - Principal 36256GAE9 1.00 (274,964.97) 8,590.00
09/26/18 09/26/18 IP Fees August 2018 1.00 (3,092.00) 5,498.00
09/26/18 09/26/18 U.S. Bank Fees July 2018 1.00 (220.09) 5,277.91
09/28/18 10/01/18 Accrual Income Div Reinvestment - Distributions 1.00 170.80 5,448.71
5,448.71
5,448.71
5,448.71
97,930.29
926.03
0.00
(11,231,991.07)
11,176,223.87
61,215.91
170.80
5,448.71
0.00
(1,242,496.51)
1,068,011.29
179,933.93
Monthly Distribution Yield
Average Monthly Balance
Closing Balance
Fiscal YTDMonth of
Cash Dividends and Income
Closing Balance
Check Disbursements
Redemptions (Excl. Checks)
Purchases
Opening Balance
Closing Balance
September January-September
2.14%
Page 47
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-872
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: ReportIn Control: City Council / Successor Agency
Agenda Number: 4)
Page 1 City of Lake Elsinore Printed on 11/8/2018
Page 1 of 2
REPORT TO CITY COUNCIL
To:Honorable Mayor and Members of the City Council
From:Grant Yates, City Manager
Prepared by: Barbara Leibold, City Attorney
Date:November 13, 2018
Subject:Appendix No. 4 to the Professional Services Agreement (PSA Appendix No.
4) and Appendix No. 4 to the Equipment Purchase Agreement (EPA
Appendix No. 4) Regarding Streetlights Purchase Program
Recommendation
adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, APPROVING AND RATIFYING ALL PRIOR APPROVALS, EXECUTIONS AND
DELIVERIES OF: (1) AMENDED AND RESTATED WESTERN RIVERSIDE COUNCIL OF
GOVERNMENTS PROFESSIONAL SERVICES AGREEMENT DATED MARCH 27, 2018,
(PSA), BY AND BETWEEN THE WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS
(WRCOG) AND SIEMENS INDUSTRY INC., INTELLIGENT TRAFFIC SYSTEMS
(CONSULTANT); (2) APPENDIX No. 4 TO THE PSA (PSA APPENDIX No. 4) BY AND
BETWEEN THE CITY OF LAKE ELSINORE (CITY), WRCOG AND CONSULTANT; (3)
WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS EQUIPMENT PURCHASE
AGREEMENT (EPA) DATED JUNE 28, 2018, BY AND BETWEEN WRCOG AND CALIFORNIA
ELECTRIC SUPPLY (CONTRACTOR); AND (4) APPENDIX No. 4 TO THE EPA (EPA
APPENDIX No. 4) BY AND BETWEEN CITY, WRCOG AND CONTRACTOR; and,
Authorize and ratify the City Manager’s execution of PSA Appendix No. 4 and EPA Appendix
No. 4.
Background
On July 24, 2018, the City Council adopted Resolution No. 2018-099, which authorized the
execution of various financing contracts as part of the City’s previously approved streetlight
purchase program in which the City will purchase streetlights from Southern California Edison.
Resolution No. 2018-099 specifically listed certain financing documents and included those
documents as exhibits. Section 2 of Resolution No. 2018-99 further authorized the City Manager
to execute two “appendices”; however, those appendices were not attached.
Resolution regarding Streetlight Purchase Program
November 13, 2018
Page 2 of 2
Discussion
After reviewing the lease financing documents and the final form of the appendices, the City
Attorney’s office requested that the City Council approve, and ratify any prior approvals, related
to the PSA Appendix No. 4 and EPA Appendix No. 4 (along with the underlying contracts
referenced below).
The first appendix relates to WRCOG’s Professional Services Agreement with Siemens
Industry, Inc., whereby Siemens was engaged to render professional services for the installation
of LED street lights and the ongoing operations and maintenance of the street light systems for
certain member agencies of WRCOG, including the City. The appendix, knowns as “PSA
Appendix No. 4,” recognizes the City as a member agency of WRCOG and incorporates by
reference the terms of the Professional Services Agreement.
The second appendix relates to WRCOG’s Equipment Purchase Agreement with California
Electric Supply Corporation for the purchase of LED street lights and related equipment for
members of agencies of WRCOG. The appendix, knowns as “EPA Appendix No. 4,” recognizes
the City as a member agency of WRCOG and incorporates by reference the terms of the
Equipment Purchase Agreement.
The underlying contracts and the appendices are attached.
Fiscal Impact
As noted in the July 24, 2018, staff report, the purchase and LED retrofit net savings are
approximately $309,415.00 in the first year and net savings over 20 years is approximately $5.4
million.
SCE Streetlights to be purchased – 3,186
City owned Streetlights to be LED retro-fitted – 300
Total LED retro-fitting – 3,486
Streetlight Ownership cost including Tax, Adjustments and Transition Cost -
$2,448,728.00
Retrofit cost including cost of issuance - $849,014
5% Contingency (of Acquisition and gross retro-fit cost) - $161,638.00
Total Ownership + Retrofit + 5% Contingency - $3,459,380.00
The above numbers were generated by the PFM Group on behalf of WRCOG to the City of
Lake Elsinore for the most updated cash flow analysis.
Exhibits
A. Resolution No. 2018-____
B. PSA Appendix No. 4
C. Professional Services Agreement
D. EPA Appendix No. 4
E. Equipment Purchase Agreement
RESOLUTION NO. 2018-___
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, APPROVING AND RATIFYING ALL PRIOR APPROVALS,
EXECUTIONS AND DELIVERIES OF: (1) AMENDED AND RESTATED WESTERN
RIVERSIDE COUNCIL OF GOVERNMENTS PROFESSIONAL SERVICES
AGREEMENT DATED MARCH 27, 2018, (PSA), BY AND BETWEEN THE
WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS (WRCOG) AND SIEMENS
INDUSTRY INC., INTELLIGENT TRAFFIC SYSTEMS (CONSULTANT); (2)
APPENDIX No. 4 TO THE PSA (PSA APPENDIX No. 4) BY AND BETWEEN THE
CITY OF LAKE ELSINORE (CITY), WRCOG AND CONSULTANT; (3) WESTERN
RIVERSIDE COUNCIL OF GOVERNMENTS EQUIPMENT PURCHASE
AGREEMENT (EPA) DATED JUNE 28, 2018, BY AND BETWEEN WRCOG AND
CALIFORNIA ELECTRIC SUPPLY (CONTRACTOR); AND (4) APPENDIX No. 4 TO
THE EPA (EPA APPENDIX No. 4) BY AND BETWEEN CITY, WRCOG AND
CONTRACTOR
Whereas,the City is a municipal corporation duly organized and existing under and
pursuant to the Constitution and laws of the State of California; and,
Whereas,the City has previously determined, pursuant to Resolution No. 2018-099
approved on July 24, 2018,to finance certain improvements (Improvements) consisting of
the acquisition of certain street lights and the installation of certain energy savings
equipment thereto as described in that certain Purchase and Sale Agreement dated May
30, 2017,(Purchase Agreement)by and between the City and Southern California Edison,
a California corporation; and,
Whereas,the City has previously determined, pursuant to Resolution No. 2018-099, to
provide for financing in the approximate amount of $3,500,000.00 for the acquisition and
installation of the Improvements; and,
Whereas,Banc of America Leasing & Capital LLC (Banc of America) has proposed a
cost-effective lease purchase financing arrangement for the acquisition and installation of
the Improvements, as set forth under that certain Equipment Lease/Purchase Agreement
(Agreement), dated November 1, 2018,by between Banc of America and the City, the
form of which was presented and approved by the City Council (Council) pursuant to
Resolution No. 2018-099, and is on file with the City Clerk; and,
Whereas,following approval of the Purchase Agreement and as further authorized
pursuant to Resolution No. 2018-099 related to the financing of the Improvements, the
City filed a Notice of Exemption pursuant to the California Environmental Quality Act
(Public Resources Code §§ 21000, et seq.; “CEQA”) with the Riverside County Clerk on
October 30, 2018, wherein the “Project” included the City’s acquisition and financing of the
Improvements; and,
Whereas,in connection with the execution and delivery of the Agreement, it is necessary
for the City to enter into PSA Appendix No. 4 by and among the City, WRCOG and
Consultant, which appendix incorporates by reference that certain PSA by and between
WRCOG and Consultant, both of which are attached hereto as Exhibit A and incorporated
herein; and,
CC Reso. NO. 2018-___
Page 2
Whereas,in connection with the execution and delivery of the Agreement, it is necessary
for the City to enter into EPA Appendix No. 4 by and between the City, WRCOG and
Contractor, which appendix incorporates by reference that certain Equipment Purchase
Agreement by and between WRCOG and Contractor, both of which are attached hereto
as Exhibit B and incorporated herein; and,
Whereas,the City has previously determined pursuant to its adoption of Resolution No.
2018-099 that the lease financing arrangement is the most economical means for
providing the Improvements to the City; and,
Whereas,WRCOG engaged in a competitive selection process with respect to selecting
the Consultant and the Contractor under which WRCOG’s member agencies, including
the City, participated in such competitive selection process; and,
Whereas,the City desires to approve, and ratify all prior approvals, executions and
deliveries of PSA Appendix No. 4, including the incorporation by reference therein of the
PSA by and between WRCOG and Consultant, and EPA Appendix No. 4, including the
incorporation by reference therein of the EPA by and between WRCOG and Contractor.
The foregoing appendices along with the agreements incorporated by reference therein
are hereinafter referred to collectively as the “WRCOG Agreements.”
NOW,THEREFORE, IT IS HEREBY RESOLVED BY THE CITY COUNCIL OF THE CITY
OF LAKE ELSINORE AS FOLLOWS:
Section 1. CEQA. The Council finds and determines that no new CEQA documentation is
necessary. The approvals, ratifications and approvals of the WRCOG Agreements as provided
in this Resolution constitutes implementation of the action previously approved in Resolution
No. 2018-099, following which a Notice of Exemption was authorized and filed on October 30,
2018. Therefore, no further environmental review is necessary.
Section 2. Authorization and Approval of WRCOG Agreements.The Council hereby
approves and ratifies all prior approvals, executions and deliveries of the WRCOG Agreements
together with any changes therein or additions thereto which are deemed advisable by the City
Manager. The City Manager has been and is authorized and directed to take all steps and
actions which are necessary to accomplish execution of the WRCOG Agreements pursuant to
the authorization given by and the conditions specified in this Resolution and Resolution No.
2018-099. The City Manager, or his designee, has been and is authorized to execute PSA
Appendix No. 4 and EPA Appendix No. 4 for and on behalf of the City.
Section 3. Attestations.The City Clerk or other appropriate City officer is hereby authorized
and directed to attest the signature of the City Manager or of such other person or persons as
may have been designated by the City Manager, and to affix and attest the seal of the City, as
may be required or appropriate in connection with the execution and delivery of the WRCOG
Agreements.
Section 4. Other Actions.The City Manager and his designees are each hereby authorized
and directed, jointly and severally, to take any and all actions and to execute and deliver any
and all agreements, documents and certificates which they may deem necessary or advisable in
order to carry out, give effect to and comply with the terms of this Resolution and the WRCOG
Agreements. Such actions are hereby ratified, confirmed and approved.
CC Reso. NO. 2018-___
Page 3
Section 5. General Liability. Nothing contained in this Resolution, the WRCOG Agreements
nor any other instrument shall be construed with respect to the City, as Lessee, as incurring a
pecuniary liability or charge upon the general credit of the City, as Lessee, or against its taxing
power, nor shall the breach of any agreement contained in this Resolution, the WRCOG
Agreements or any other instrument or document executed in connection therewith impose any
pecuniary liability upon the City, as Lessee, or any charge upon its general credit or against its
taxing power, except to the extent that the Rental Payments payable under the Agreement are
limited obligations of the City, as Lessee, subject to annual appropriation by its governing body,
as provided in the Agreement.
Section 6. Purchase Procedures.Pursuant to Lake Elsinore Municipal Code Section 3.08.070,
the purchasing procedures set forth in Chapter 3.08 for the purchases of supplies, services and
equipment do not apply to the WRCOG Agreements.
Section 7. Appointment of Authorized Lessee Representatives.The City Manager and her
or his designee (Authorized Representatives) are each hereby designated to act as authorized
representatives of the City, as Lessee, for purposes of the WRCOG Agreements and the
Escrow Agreement until such time as the governing body of the City, as Lessee shall designate
any other or different authorized representative for purposes of the WRCOG Agreements.
Section 8. Severability.If any section, paragraph, clause or provision of this Resolution shall
for any reason be held to be invalid or unenforceable, the invalidity or unenforceability of such
section, paragraph, clause or provision shall not affect any of the remaining provisions of this
Resolution.
Section 9. Repealer.All bylaws, orders and resolutions or parts thereof, inconsistent herewith,
are hereby repealed to the extent only of such inconsistency. This repealer shall not be
construed as reviving any bylaw, order, Resolution or Ordinance or part thereof.
Section 10. Location and Custodian of Records.The documents and materials associated
with the action that constitute the record of proceedings on which these findings are based are
located at the City of Lake Elsinore, City Clerk's Department, Lake Elsinore, California.
Section 11. Effect. This Resolution shall take effect immediately upon its passage.
Section 12.The City Clerk shall certify to the adoption of this Resolution and enter it into the
book of original Resolutions.
Passed and Adopted on this day of 2018.
Natasha Johnson
Mayor
Attest:
Susan M. Domen, MMC
City Clerk
CC Reso. NO. 2018-___
Page 4
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF LAKE ELSINORE )
I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify
that Resolution No. ______ was adopted by the City Council of the City of Lake Elsinore,
California, at the Regular meeting of , 2018, and that the same was adopted by the
following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
Susan M. Domen, MMC
City Clerk
EXHIBIT A
PSA APPENDIX #4/PROFESSIONAL SERVICES AGREEMENT
[To be attached]
CC Reso. NO. 2018-___
Page 2
EXHIBIT B
EPA APPENDIX #4/EQUIPMENT PURCHASE AGREEMENT
[To be attached]
1
AMENDED AND RESTATED
WESTERN RIVERSIDE COUNCIL OF GOVERNMENTS
PROFESSIONAL SERVICES AGREEMENT
1. PARTIES AND DATE.
This Amended and Restated Agreement is made and entered into this 27 day of March,
2018 (“Effective Date”), by and between the Western Riverside Council of Governments, a
California public agency (“WRCOG”) and SIEMENS INDUSTRY INC., INTELLIGENT
TRAFFIC SYSTEMS (“Consultant”). WRCOG and Consultant are sometimes individually
referred to as “Party” and collectively as “Parties.”
2. DEFINITIONS, INCORPORATED DOCUMENTS, AND RECITALS.
2.1 Original Agreement
On or about December 18, 2017, the Parties entered into that certain Professional
Services Agreement for professional services for the Project (as defined herein) (“Original
Agreement”). Parties now desire to amend and restate the Original Agreement to include
additional language requested by the lender to the Member Agencies (as defined herein)
consistent with that Equipment Lease/Purchase Agreement entered into between each Member
Agency and Banc of America Leasing & Capital, LLC (together with its successors and assigns,
“Lessor”) in order to finance the acquisition, installation and retrofitting of streetlights within the
Member Agency’s jurisdiction (as amended, the “Lease Agreement”). The Parties expressly
hereby agree that the Lease Agreement is not being incorporated into this Agreement and shall
not be deemed a part of this Agreement.
2.2 Member Agency.
“Member Agency” means any and all member agencies participating in WRCOG’s street
light program in accordance with an Implementation Agreement. The following local agencies
are Member Agencies for the purposes of this Agreement:
• City of Eastvale
• City of Hemet
• Jurupa Community
Services District
• City of Lake Elsinore
• City of Menifee
• City of Moreno Valley
• City of Murrieta
• City of Perris
• City of San Jacinto
• City of Temecula
• City of Wildomar
2.3 Incorporated Documents.
2.3.1 Request for Proposal. The Request for Proposal No. 17-04 (“RFP”) issued
by WRCOG on March 10, 2017 and the Consultant’s response to the RFP dated May 11, 2017
are incorporated herein by this reference.
2
2.3.2 Appendices and Exhibits. Each Member Agency shall execute its own
Appendix, which shall cover the following for that Member Agency: Scope of Services (Exhibit
A), Schedule of Services (Exhibit B), and Compensation (Exhibit C). The following
Appendices, including their Exhibits, are attached hereto and incorporated herein by this
reference:
• Appendix 1 – City of Eastvale
• Appendix 2 – City of Hemet
• Appendix 3 – Jurupa Community Services District
• Appendix 4 – City of Lake Elsinore
• Appendix 5 – City of Menifee
• Appendix 6 – City of Moreno Valley
• Appendix 7 – City of Murrieta
• Appendix 8 – City of Perris
• Appendix 9 – City of San Jacinto
• Appendix 10 – City of Temecula
• Appendix 11 – City of Wildomar
2.4 Consultant.
Consultant desires to perform and assume responsibility for the provision of certain
professional services required by WRCOG and its Member Agencies on the terms and conditions
set forth in this Agreement. Consultant represents that it is experienced in providing LED street
light installation and ongoing operations and maintenance of street light systems, is licensed in
the State of California, and is familiar with the plans of WRCOG and its Member Agencies.
2.5 Project.
WRCOG desires to engage Consultant to render such professional services for the
installation of LED street lights and the ongoing operations and maintenance of the street light
systems for Member Agencies. (“Project”) as set forth in this Agreement and the RFP.
3. TERMS.
3.1 Scope of Services and Term.
3
3.1.1 General Scope of Services. Consultant promises and agrees to furnish to
WRCOG and the applicable Member Agencies all labor, materials, tools, equipment, services,
and incidental and customary work necessary to fully and adequately perform LED street light
installation and ongoing operations and maintenance of street light systems necessary for the
Project (“Services”). The Services are more particularly described in the RFP and in Exhibit “A”
to each Appendix attached hereto and incorporated herein by reference, and which are stated in
the proposal to WRCOG and approved by WRCOG’s Executive Committee. All Services shall
be subject to, and performed in accordance with, this Agreement, the appendices and exhibits
attached hereto and incorporated herein by reference, and all applicable local, state and federal
laws, rules and regulations.
3.1.2 Term. The term of this Agreement shall be from the Effective Date to
December 1, 2022, unless earlier terminated as provided herein. Consultant shall complete the
Services within the term of this Agreement, and shall meet any other established schedules and
deadlines. WRCOG shall have the option to extend the term of this Agreement for two (2)
additional one (1) year periods (“Option Term”) by notifying Consultant in writing prior to the
end of the term of this Agreement, or any then-current Option Term, of its election to so
exercise its option. The Option Term may be exercised by WRCOG on behalf of all or any
number of Member Agencies, subject to prior written approval from the relevant Member
Agency with respect to the extension of its respective Appendix. Compensation for work during
any Option Term shall be at the rates set forth in Exhibit “C”, but otherwise all other terms and
obligations of this Agreement shall continue to apply during any Option Term.
3.1.3 Assignability of Agreement. WRCOG reserves the right to assign this
Agreement to other entities, subject to prior written approval from the relevant Member Agency
with respect to an assignment of its respective Appendix. Assignment(s) will be subject to the
same terms and conditions included in this Agreement. Other entities shall negotiate the pricing
for the Services and supplies with the Consultant and include necessary provisions for
management of their specific projects. WRCOG shall have no responsibility for the Consultant’s
performance under any assignments.
3.2 Responsibilities of Consultant.
3.2.1 Control and Payment of Subordinates; Independent Contractor. The
Services shall be performed by Consultant or under its supervision. Consultant will determine
the means, methods and details of performing the Services subject to the requirements of this
Agreement. WRCOG retains Consultant on an independent contractor basis and not as an
employee. Consultant retains the right to perform similar or different services for others during
the term of this Agreement. Any additional personnel performing the Services under this
Agreement on behalf of Consultant shall also not be employees of WRCOG or any Member
Agency and shall at all times be under Consultant’s exclusive direction and control. Consultant
shall pay all wages, salaries, and other amounts due such personnel in connection with their
performance of Services under this Agreement and as required by law. Consultant shall be
responsible for all reports and obligations respecting such additional personnel, including, but
not limited to: social security taxes, income tax withholding, unemployment insurance, disability
insurance, and workers’ compensation insurance.
4
3.2.2 Schedule of Services. Consultant shall perform the Services for WRCOG
and the applicable Member Agencies expeditiously, within the term of this Agreement, and in
accordance with the Schedule of Services set forth in Exhibit “B” to each Appendix attached
hereto and incorporated herein by reference. Consultant understands and agrees that in the event
that the schedule for delivery of Services to any Member Agency, as identified in Exhibit “B” to
any Appendix, is delayed, for any reason whatsoever including through the fault of WRCOG or
the Member Agency, the delay shall not be used as a reason for delay on the part of the
Contractor in meeting the schedule for delivery of Services to any other Member Agency.
Consultant represents that it has the professional and technical personnel required to perform the
Services in conformance with such conditions. In order to facilitate Consultant’s conformance
with the Schedule, WRCOG and the applicable Member Agency shall respond to Consultant’s
submittals in a timely manner. Upon request of WRCOG or any Member Agency, Consultant
shall provide a more detailed schedule of anticipated performance to meet the Schedule of
Services.
3.2.3 Conformance to Applicable Requirements. All work prepared by
Consultant shall be subject to the approval of WRCOG and the applicable Member Agency.
3.2.4 Substitution of Key Personnel. Consultant has represented to WRCOG
that certain key personnel will perform and coordinate the Services under this Agreement.
Should one or more of such personnel become unavailable, Consultant may substitute other
personnel of at least equal competence upon written approval of WRCOG. In the event that
WRCOG and Consultant cannot agree as to the substitution of key personnel, WRCOG shall be
entitled to terminate this Agreement for cause. As discussed below, any personnel who fail or
refuse to perform the Services in a manner acceptable to WRCOG, or who are determined by the
WRCOG to be uncooperative, incompetent, a threat to the adequate or timely completion of the
Project or a threat to the safety of persons or property, shall be promptly removed from the
Project by the Consultant at the request of the WRCOG. The key personnel for performance of
this Agreement are as follows: Alex Valenti, Bryan Berlin, Candace Gallaher, Michael Hutchens
and Steven Teal.
3.2.5 WRCOG’s Representative. WRCOG hereby designates Rick Bishop, or
his or her designee, to act as its representative for the performance of this Agreement
(“WRCOG’s Representative”). WRCOG’s Representative shall have the power to act on behalf
of WRCOG for all purposes under this Contract. Consultant shall not accept direction or orders
from any person other than WRCOG’s Representative or his or her designee.
3.2.6 Consultant’s Representative. Consultant hereby designates Steven Teal,
or his or her designee, to act as its representative for the performance of this Agreement
(“Consultant’s Representative”). Consultant’s Representative shall have full authority to
represent and act on behalf of the Consultant for all purposes under this Agreement. The
Consultant’s Representative shall supervise and direct the Services, using his best skill and
attention, and shall be responsible for all means, methods, techniques, sequences and procedures
and for the satisfactory coordination of all portions of the Services under this Agreement.
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3.2.7 Coordination of Services. Consultant agrees to work closely with
WRCOG staff in the performance of Services and shall be available to WRCOG’s staff,
consultants and other staff at all reasonable times.
3.2.8 Standard of Care; Performance of Employees. Consultant shall perform
all Services under this Agreement in a skillful and competent manner, consistent with the
standards generally recognized as being employed by professionals in the same discipline in the
State of California. Consultant represents and maintains that it is skilled in the professional
calling necessary to perform the Services. Consultant warrants that all employees and
subcontractors shall have sufficient skill and experience to perform the Services assigned to
them. Finally, Consultant represents that it, its employees and subcontractors have all licenses,
permits, qualifications and approvals of whatever nature that are legally required to perform the
Services, and that such licenses and approvals shall be maintained throughout the term of this
Agreement. As provided for in the indemnification provisions of this Agreement, Consultant
shall perform, at its own cost and expense and without reimbursement from WRCOG or any
Member Agency, any services necessary to correct errors or omissions which are caused by the
Consultant’s failure to comply with the standard of care provided for herein. Any employee of
the Consultant or its sub-consultants who is determined by WRCOG or the applicable Member
Agency to be uncooperative, incompetent, a threat to the adequate or timely completion of the
Project, a threat to the safety of persons or property, or any employee who fails or refuses to
perform the Services in a manner acceptable to WRCOG or the applicable Member Agency,
shall be promptly removed from the Project by the Consultant and shall not be re-employed to
perform any of the Services or to work on the Project.
3.2.9 Laws and Regulations. Consultant shall keep itself fully informed of and
in compliance with all local, state and federal laws, rules and regulations in any manner affecting
the performance of the Project or the Services, including all Cal/OSHA requirements, and shall
give all notices required by law. Consultant shall be liable for all violations of such laws and
regulations in connection with Services. If the Consultant performs any work knowing it to be
contrary to such laws, rules and regulations and without giving written notice to WRCOG,
Consultant shall be solely responsible for all costs arising therefrom. Consultant shall defend,
indemnify and hold WRCOG, its Member Agencies, and WRCOG’s and the Member Agencies’
officials, directors, officers, employees and agents free and harmless, pursuant to the
indemnification provisions of this Agreement, from any claim or liability arising out of any
failure or alleged failure to comply with such laws, rules or regulations.
3.2.10 Insurance.
3.2.10.1 Time for Compliance. Consultant shall not commence the
Services under this Agreement until it has provided evidence satisfactory to WRCOG that it has
secured all insurance required under this section, in a form and with insurance companies
acceptable to WRCOG. In addition, Consultant shall not allow any subcontractor to commence
work on any subcontract until it has provided evidence satisfactory to WRCOG that the
subcontractor has secured all insurance required under this section.
3.2.10.2 Minimum Requirements. Consultant shall, at its expense,
procure and maintain for the duration of the Agreement insurance against claims for injuries to
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persons or damages to property which may arise from or in connection with the performance of
the Agreement by the Consultant, its agents, representatives, employees or subcontractors.
Consultant shall also require all of its subcontractors to procure and maintain the same insurance
for the duration of the Agreement. Such insurance shall meet at least the following minimum
levels of coverage:
(A) Minimum Scope of Insurance. Coverage shall be at least as
broad as the latest version of the following: (1) General Liability: Insurance Services Office
Commercial General Liability coverage (occurrence form CG 0001 or exact equivalent); (2)
Automobile Liability: Insurance Services Office Business Auto Coverage (form CA 0001, code 1
(any auto) or exact equivalent); and (3) Workers’ Compensation and Employer’s Liability:
Workers’ Compensation insurance as required by the State of California and Employer’s
Liability Insurance.
(B) Minimum Limits of Insurance. Consultant shall maintain
limits no less than: (1) General Liability: $5,000,000 per occurrence for bodily injury, personal
injury and property damage. If Commercial General Liability Insurance or other form with
general aggregate limit is used, either the general aggregate limit shall apply separately to this
Agreement/location or the general aggregate limit shall be twice the required occurrence limit;
(2) Automobile Liability: $5,000,000 per accident for bodily injury and property damage; and (3)
Workers’ Compensation and Employer’s Liability: Workers’ Compensation limits as required by
the Labor Code of the State of California. Employer’s Liability limits of $5,000,000 per accident
for bodily injury or disease.
3.2.10.3 Professional Liability. Consultant shall procure and
maintain, and require its sub-consultants to procure and maintain, for a period of five (5) years
following completion of the Services, errors and omissions liability insurance appropriate to their
profession. Such insurance shall be in an amount not less than $2,000,000 per claim. This
insurance shall be endorsed to include contractual liability applicable to this Agreement and shall
be written on a policy form coverage specifically designed to protect against acts, errors or
omissions of the Consultant. “Covered Professional Services” as designated in the policy must
specifically include work performed under this Agreement. The policy must “pay on behalf of”
the insured and must include a provision establishing the insurer's duty to defend.
3.2.10.4 Insurance Endorsements. The insurance policies shall
contain the following provisions, or Consultant shall provide endorsements on forms supplied or
approved by WRCOG to add the following provisions to the insurance policies:
(A) General Liability.
(i) Commercial General Liability Insurance must
include coverage for (1) Bodily Injury and Property Damage; (2) Personal Injury/Advertising
Injury; (3) Premises/Operations Liability; (4) Products/Completed Operations Liability; (5)
Aggregate Limits that Apply per Project; (6) Explosion, Collapse and Underground (UCX)
exclusion deleted; (7) Contractual Liability with respect to this Agreement; (8) Broad Form
Property Damage; and (9) Independent Consultants Coverage.
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(ii) The policy shall contain no endorsements or
provisions limiting coverage for (1) contractual liability; (2) cross liability exclusion for claims
or suits by one insured against another; or (3) contain any other exclusion contrary to the
Agreement.
(iii) The policy shall give WRCOG, its directors,
officials, officers, employees, and agents insured status using ISO endorsement forms 20 10 10
01 and 20 37 10 01, or endorsements providing the exact same coverage.
(iv) The additional insured coverage under the policy
shall be “primary and non-contributory” and will not seek contribution from WRCOG’s or any
Member Agency’s insurance or self-insurance and shall be at least as broad as CG 20 01 04 13,
or endorsements providing the exact same coverage.
(B) Automobile Liability.
(i) The automobile liability policy shall be endorsed to
state that: (1) WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’
directors, officials, officers, employees, agents and volunteers shall be covered as additional
insureds with respect to the ownership, operation, maintenance, use, loading or unloading of any
auto owned, leased, hired or borrowed by the Consultant or for which the Consultant is
responsible; and (2) the insurance coverage shall be primary insurance as respects WRCOG, its
Member Agencies, and WRCOG’s and its Member Agencies’ directors, officials, officers,
employees, agents and volunteers, or if excess, shall stand in an unbroken chain of coverage
excess of the Consultant’s scheduled underlying coverage. Any insurance or self-insurance
maintained by WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’
directors, officials, officers, employees, agents and volunteers shall be excess of the Consultant’s
insurance and shall not be called upon to contribute with it in any way.
(C) Workers’ Compensation and Employers Liability
Coverage.
(i) Consultant certifies that he/she is aware of the
provisions of Section 3700 of the California Labor Code which requires every employer to be
insured against liability for workers’ compensation or to undertake self-insurance in accordance
with the provisions of that code, and he/she will comply with such provisions before
commencing work under this Agreement.
(ii) The insurer shall agree to waive all rights of
subrogation against WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’
directors, officials, officers, employees, agents and volunteers for losses paid under the terms of
the insurance policy which arise from work performed by the Consultant.
(D) All Coverages.
(i) Defense costs shall be payable in addition to the
limits set forth hereunder.
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(ii) Requirements of specific coverage or limits
contained in this section are not intended as a limitation on coverage, limits, or other
requirement, or a waiver of any coverage normally provided by any insurance.
(iii) The limits of insurance required in this Agreement
may be satisfied by a combination of primary and umbrella or excess insurance. Any umbrella or
excess insurance shall contain or be endorsed to contain a provision that such coverage shall also
apply on a primary and non-contributory basis for the benefit of WRCOG and each Member
Agency (if agreed to in a written contract or agreement) before WRCOG’s or any Member
Agency’s own insurance or self-insurance shall be called upon to protect it as a named insured.
The umbrella/excess policy shall be provided on a “following form” basis with coverage at least
as broad as provided on the underlying policy(ies).
(iv) Consultant shall provide WRCOG at least thirty
(30) days prior written notice of cancellation of any policy required by this Agreement, except
that the Consultant shall provide at least ten (10) days prior written notice of cancellation of any
such policy due to non-payment of premium. If any of the required coverage is cancelled or
expires during the term of this Agreement, the Consultant shall deliver renewal certificate(s)
including the General Liability Additional Insured Endorsement to WRCOG at least ten (10)
days prior to the effective date of cancellation or expiration.
(v) The retroactive date (if any) of each policy is to be
no later than the effective date of this Agreement. Consultant shall maintain such coverage
continuously for a period of at least three years after the completion of the work under this
Agreement. Consultant shall purchase a one (1) year extended reporting period A) if the
retroactive date is advanced past the effective date of this Agreement; B) if the policy is
cancelled or not renewed; or C) if the policy is replaced by another claims-made policy with a
retroactive date subsequent to the effective date of this Agreement.
(vi) The foregoing requirements as to the types and
limits of insurance coverage to be maintained by Consultant, and any approval of said insurance
by WRCOG, is not intended to and shall not in any manner limit or qualify the liabilities and
obligations otherwise assumed by the Consultant pursuant to this Agreement, including but not
limited to, the provisions concerning indemnification.
(vii) If at any time during the life of the Agreement, any
policy of insurance required under this Agreement does not comply with these specifications or
is canceled and not replaced, WRCOG and its Member Agencies have the right but not the duty
to obtain the insurance they deems necessary and any premium paid by WRCOG and its Member
Agencies will be promptly reimbursed by Consultant or WRCOG (and the applicable Member
Agency) will withhold amounts sufficient to pay premium from Consultant payments. In the
alternative, WRCOG may cancel this Agreement. WRCOG may require the Consultant to
provide complete copies of all insurance policies in effect for the duration of the Project.
(viii) Neither WRCOG, its Member Agencies, nor
WRCOG’s or its Member Agencies’ directors, officials, officers, employees or agents shall be
personally responsible for any liability arising under or by virtue of this Agreement.
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3.2.10.5 Separation of Insureds; No Special Limitations. All
insurance required by this Section shall contain standard separation of insureds provisions. In
addition, such insurance shall not contain any special limitations on the scope of protection
afforded to WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’ directors,
officials, officers, employees, agents and volunteers.
3.2.10.6 Deductibles and Self-Insurance Retentions. Any
deductibles or self-insured retentions must be declared to and approved by WRCOG. Consultant
shall guarantee that, at the option of WRCOG, either: (1) the insurer shall reduce or eliminate
such deductibles or self-insured retentions as respects WRCOG, its Member Agencies, and
WRCOG’s and its Member Agencies’ directors, officials, officers, employees, agents and
volunteers; or (2) the Consultant shall procure a bond guaranteeing payment of losses and related
investigation costs, claims and administrative and defense expenses.
3.2.10.7 Acceptability of Insurers. Insurance is to be placed with
insurers with a current A.M. Best’s rating no less than A:VII, licensed to do business in
California, and satisfactory to WRCOG and each Member Agency.
3.2.10.8 Verification of Coverage. Consultant shall furnish
WRCOG and each Member Agency with original certificates of insurance and endorsements
effecting coverage required by this Agreement on forms satisfactory to WRCOG. The
certificates and endorsements for each insurance policy shall be signed by a person authorized by
that insurer to bind coverage on its behalf, and shall be on forms provided by WRCOG if
requested. All certificates and endorsements must be received and approved by WRCOG before
work commences. WRCOG reserves the right to require complete, certified copies of all required
insurance policies, at any time.
3.2.10.9 Subconsultant Insurance Requirements. Consultant shall
not allow any subcontractors or subconsultants to commence work on any subcontract until they
have provided evidence satisfactory to WRCOG that they have secured all insurance required
under this section. Policies of commercial general liability insurance provided by such
subcontractors or subconsultants shall be endorsed to name WRCOG, its Member Agencies, and
WRCOG’s and its Member Agencies’ directors, officials, officers, employees, agents and
volunteers as an additional insured using ISO form CG 20 38 04 13 or an endorsement providing
the exact same coverage. If requested by Consultant, WRCOG may approve different scopes or
minimum limits of insurance for particular subcontractors or subconsultants.
3.2.11 Safety. Consultant shall execute and maintain its work so as to avoid
injury or damage to any person or property. In carrying out its Services, the Consultant shall at
all times be in compliance with all applicable local, state and federal laws, rules and regulations,
and shall exercise all necessary precautions for the safety of employees appropriate to the nature
of the work and the conditions under which the work is to be performed. Safety precautions as
applicable shall include, but shall not be limited to: (A) adequate life protection and life saving
equipment and procedures; (B) instructions in accident prevention for all employees and
subcontractors, such as safe walkways, scaffolds, fall protection ladders, bridges, gang planks,
confined space procedures, trenching and shoring, equipment and other safety devices,
equipment and wearing apparel as are necessary or lawfully required to prevent accidents or
10
injuries; and (C) adequate facilities for the proper inspection and maintenance of all safety
measures.
3.2.12 Surety Bonds. Consultant shall provide each Member Agency with a
payment and performance bond (“Surety Bond”) executed by a surety company authorized to do
business in the State, having a financial strength rating by A.M. Best Company of “A-” or better,
and otherwise satisfactory to the Member Agency and naming the Member Agency as a co-
obligee in a sum equal to the entire amount to become payable under the Appendix to this
Agreement applicable to the Member Agency. Each bond shall be conditioned on the
completion of the Services for that Member Agency and upon payment of all claims of
subconsultants and suppliers. Consultant shall cause the surety company to add WRCOG and
Banc of America Leasing & Capital LLC as a co-obligee on each Surety Bond, and shall deliver
a certified copy of each Surety Bond to WRCOG and Banc of America Leasing & Capital LLC
promptly upon receipt thereof by Consultant. Any proceeds from a Surety Bond shall be applied
in accordance with such Surety Bond to the payment and performance of the Consultant’s
obligations in accordance with this Agreement and all Appendices and, if for whatever reason
such proceeds are not so applied, then first to amounts due Lessor (as defined in the Lease
Agreement) pursuant to Section 4.05 and 7.04 of the Lease Agreement, and any remaining
amounts shall be payable to Lessee (as defined in the Lease Agreement).
3.3 Fees and Payments.
3.3.1 Compensation. Consultant shall receive compensation, including
authorized reimbursements, for all Services rendered under this Agreement at the rates set forth
in Exhibit “C” to each Appendix attached hereto and incorporated herein by reference. The total
compensation shall not exceed Five Million Nine Hundred Thirteen Thousand Seventy-Three
Dollars ($5,913,073) over a five year contract period without written approval of WRCOG’s
Executive Director and the applicable Member Agency. Extra Work may be authorized, as
described below; and if authorized, said Extra Work will be compensated at the rates and manner
set forth in this Agreement.
3.3.2 Payment of Compensation. Consultant shall submit to WRCOG a
monthly itemized statement which indicates work completed and hours of Services rendered by
Consultant. The statement shall describe the amount of Services and supplies provided since the
initial commencement date, or since the start of the subsequent billing periods, as appropriate,
through the date of the statement. At a minimum, Consultant shall provide a statement with
sufficient detail to enable WRCOG or the Member Agency to make payment to Consultant from
the appropriate account in accordance with the Paying Agent Agreement (as defined in the Lease
Agreement) and/or Escrow Agreement (as defined in the Lease Agreement), as applicable (i.e.,
retrofit specific costs to be identified separately from other Services under this Agreement).
WRCOG shall, within 45 days of receiving such statement, review the statement and pay all
approved charges thereon.
3.3.3 Reimbursement for Expenses. Consultant shall not be reimbursed for any
expenses unless authorized in writing by WRCOG.
3.3.4 Extra Work. At any time during the term of this Agreement, WRCOG
may request that Consultant perform Extra Work. As used herein, “Extra Work” means any
11
work which is determined by WRCOG to be necessary for the proper completion of the Project,
but which the Parties did not reasonably anticipate would be necessary at the execution of this
Agreement. Consultant shall not perform, nor be compensated for, Extra Work without written
authorization from WRCOG’s Representative.
3.3.5 Prevailing Wages. Consultant is aware of the requirements of California
Labor Code Sections 1720, et seq., and 1770, et seq., as well as California Code of Regulations,
Title 8, Section 16000, et seq., (“Prevailing Wage Laws”), which require the payment of
prevailing wage rates and the performance of other requirements on certain “public works” and
“maintenance” projects. Since the Services are being performed as part of an applicable “public
works” or “maintenance” project, as defined by the Prevailing Wage Laws, and since the total
compensation is $1,000 or more, Consultant agrees to fully comply with such Prevailing Wage
Laws. WRCOG shall provide Consultant with a copy of the prevailing rates of per diem wages
in effect at the commencement of this Agreement. Consultant shall make copies of the prevailing
rates of per diem wages for each craft, classification or type of worker needed to execute the
Services available to interested parties upon request, and shall post copies at the Consultant’s
principal place of business and at the project site. Consultant shall defend, indemnify and hold
the WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’ elected officials,
officers, employees and agents free and harmless from any claims, liabilities, costs, penalties or
interest arising out of any failure or alleged failure to comply with the Prevailing Wage Laws.
3.4 Accounting Records.
3.4.1 Maintenance and Inspection. Consultant shall maintain complete and
accurate records with respect to all costs and expenses incurred under this Agreement. All such
records shall be clearly identifiable. Consultant shall allow a representative of WRCOG or any
applicable Member Agency during normal business hours to examine, audit, and make
transcripts or copies of such records and any other documents created pursuant to this
Agreement. Consultant shall allow inspection of all work, data, documents, proceedings, and
activities related to the Agreement for a period of three (3) years from the date of final payment
under this Agreement.
3.5 General Provisions.
3.5.1 Termination of Agreement.
3.5.1.1 Grounds for Termination. WRCOG may, subject to prior written
approval from the relevant Member Agency and by written notice to Consultant, terminate the
whole or any part of this Agreement at any time and without cause by giving written notice to
Consultant of such termination, and specifying the effective date thereof, at least seven (7) days
before the effective date of such termination. In addition, each Member Agency may, by written
notice to WRCOG and Consultant, terminate its Appendix to this Agreement at any time and
without cause by giving written notice to Consultant of such termination, and specifying the
effective date thereof, at least seven (7) days before the effective date of such termination. Upon
termination, Consultant shall be compensated only for those services which have been
adequately rendered to WRCOG or the applicable Member Agency, and Consultant shall be
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entitled to no further compensation. Consultant may not terminate this Agreement except for
cause.
3.5.1.2 Effect of Termination. If this Agreement is terminated as provided
herein, WRCOG may require Consultant to provide all finished or unfinished Documents and
Data and other information of any kind prepared by Consultant in connection with the
performance of Services under this Agreement. Consultant shall be required to provide such
documents and other information within fifteen (15) days of the request.
3.5.1.3 Additional Services. In the event this Agreement is terminated in
whole or in part as provided herein, WRCOG and its Member Agencies may procure, upon such
terms and in such manner as it may determine appropriate, services similar to those terminated.
3.5.2 Delivery of Notices. All notices permitted or required under this
Agreement shall be given to the respective Parties at the following address, or at such other
address as the respective parties may provide in writing for this purpose:
Consultant: 9225 Bee Cave Road, Building B, Suite 101
Austin, TX 78733
Attn: Steven Teal
Facsimile: (512) 421-6617
WRCOG: Western Riverside Council of Governments
4080 Lemon Street, 3rd Floor, MS 1032
Riverside, CA 92501
Attn: Rick Bishop
Facsimile: (951) 787-7991
Such notice shall be deemed made when personally delivered or when mailed, forty-eight
(48) hours after deposit in the U.S. Mail, first class postage prepaid and addressed to the Party at
its applicable address. Actual notice shall be deemed adequate notice on the date actual notice
occurred, regardless of the method of service.
3.5.3 Inspection of Installation Data and Maintenance Records.
3.5.3.1 During the course of this Agreement, and upon reasonable advance
notice and during normal business hours, WRCOG and its Member Agencies may inspect and
examine the installation data and maintenance records specifically created or collected by
Consultant under this Agreement. Upon termination or expiration of this Agreement, Consultant
will provide to WRCOG and its Member Agencies the installation data and maintenance records
specifically created or collected by Consultant under this Agreement. The installation data and
maintenance records shall include all final installation data, customer service reports and inquiry
activity, and maintenance records, but shall not be deemed to include any proprietary,
confidential, or protected information, programs, platforms, and/or materials of Consultant.
3.5.3.2 Confidentiality. All ideas, memoranda, specifications, plans,
procedures, drawings, descriptions, computer program data, input record data, written
information, and other documents and data either created by or provided to Consultant in
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connection with the performance of this Agreement shall be held confidential by Consultant.
Such materials shall not, without the prior written consent of WRCOG and the relevant Member
Agency, be used by Consultant for any purposes other than the performance of the Services. Nor
shall such materials be disclosed to any person or entity not connected with the performance of
the Services or the Project. Nothing furnished to Consultant which is otherwise known to
Consultant or is generally known, or has become known, to the related industry shall be deemed
confidential. Consultant shall not use WRCOG’s or any Member Agency’s name or insignia,
photographs of the Project, or any publicity pertaining to the Services or the Project in any
magazine, trade paper, newspaper, television or radio production or other similar medium
without the prior written consent of WRCOG or the applicable Member Agency.
3.5.3.3 Infringement Indemnification. Consultant shall defend, indemnify
and hold WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’ directors,
officials, officers, employees, volunteers and agents free and harmless, pursuant to the
indemnification provisions of this Agreement, for any alleged infringement of any patent,
copyright, trade secret, trade name, trademark, or any other proprietary right of any person or
entity in consequence of the use on the Project by WRCOG or any Member Agency of the
Documents & Data, including any method, process, product, or concept specified or depicted.
3.5.4 Cooperation; Further Acts. The Parties shall fully cooperate with one
another, and shall take any additional acts or sign any additional documents as may be necessary,
appropriate or convenient to attain the purposes of this Agreement.
3.5.5 Attorney’s Fees. If either Party commences an action against the other
Party, either legal, administrative or otherwise, arising out of or in connection with this
Agreement, the prevailing party in such litigation shall be entitled to have and recover from the
losing party reasonable attorney’s fees and all other costs of such action.
3.5.6 Indemnification. Consultant shall defend, indemnify and hold the
WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’ officials, officers,
consultants, employees, volunteers and agents free and harmless from any and all claims,
demands, causes of action, costs, expenses, liability, loss, damage or injury, in law or equity, to
property or persons, including wrongful death, in any manner arising out of or incident to any
alleged acts, omissions or willful misconduct of Consultant, its officials, officers, employees,
agents, consultants and contractors arising out of or in connection with the performance of the
Services, the Project or this Agreement, including without limitation the payment of all
consequential damages and attorneys’ fees and other related costs and expenses. Consultant shall
defend, at Consultant’s own cost, expense and risk, any and all such aforesaid suits, actions or
other legal proceedings of every kind that may be brought or instituted against WRCOG, its
Member Agencies, and WRCOG’s and its Member Agencies’ directors, officials, officers,
consultants, employees, agents or volunteers. Consultant shall pay and satisfy any judgment,
award or decree that may be rendered against WRCOG, its Member Agencies, and WRCOG’s
and its Member Agencies’ directors, officials, officers, consultants, employees, agents or
volunteers, in any such suit, action or other legal proceeding. Consultant shall reimburse
WRCOG, its Member Agencies, and WRCOG’s and its Member Agencies’ directors, officials,
officers, consultants, employees, agents and/or volunteers, for any and all legal expenses and
costs, including reasonable attorneys fees, incurred by each of them in connection therewith or in
14
enforcing the indemnity herein provided. Consultant’s obligation to indemnify shall not be
restricted to insurance proceeds, if any, received by WRCOG, its Member Agencies, and
WRCOG’s and its Member Agencies’ directors, officials, officers, consultants, employees,
agents or volunteers. This section shall survive any expiration or termination of this Agreement.
Notwithstanding the foregoing, to the extent Consultant’s Services are subject to Civil Code
Section 2782.8, the above indemnity shall be limited, to the extent required by Civil Code
Section 2782.8, to claims that arise out of, pertain to, or relate to the negligence, recklessness, or
willful misconduct of the Consultant.
3.5.7 Entire Agreement. This Agreement contains the entire Agreement of the
Parties with respect to the subject matter hereof, and supersedes all prior negotiations,
understandings or agreements. This Agreement may only be modified by a writing signed by
both Parties.
3.5.8 Governing Law. This Agreement shall be governed by the laws of the
State of California. Venue shall be in Riverside County.
3.5.9 Time of Essence. Time is of the essence for each and every provision of
this Agreement.
3.5.10 Right to Employ Other Consultants. WRCOG reserves the right for itself
and its Member Agencies to employ other consultants in connection with this Project.
3.5.11 Successors and Assigns. This Agreement shall be binding on the
successors and assigns of the Parties.
3.5.12 Assignment or Transfer. Consultant shall not assign, hypothecate, or
transfer, either directly or by operation of law, this Agreement or any interest herein without the
prior written consent of WRCOG, subject to prior written approval from each applicable
Member Agency to the extent such assignment, hypothecation or transfer could impact such
Member Agency’s Appendix. Any attempt to do so shall be null and void, and any assignees,
hypothecates or transferees shall acquire no right or interest by reason of such attempted
assignment, hypothecation or transfer.
3.5.13 Construction; References; Captions. Since the Parties or their agents have
participated fully in the preparation of this Agreement, the language of this Agreement shall be
construed simply, according to its fair meaning, and not strictly for or against any Party. Any
term referencing time, days or period for performance shall be deemed calendar days and not
work days. All references to Consultant include all personnel, employees, agents, and
subcontractors of Consultant, except as otherwise specified in this Agreement. All references to
WRCOG include its elected officials, officers, employees, agents, and volunteers except as
otherwise specified in this Agreement. All references to Member Agencies include their elected
officials, officers, employees, agents, and volunteers except as otherwise specified in this
Agreement. The captions of the various articles and paragraphs are for convenience and ease of
reference only, and do not define, limit, augment, or describe the scope, content, or intent of this
Agreement.
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3.5.14 Amendment; Modification. No supplement, modification, or amendment
of this Agreement shall be binding unless executed in writing and signed by both Parties, subject
to prior written approval from each applicable Member Agency to the extent such supplement,
modification, or amendment impacts such Member Agency’s Appendix.
3.5.15 Waiver. No waiver of any default shall constitute a waiver of any other
default or breach, whether of the same or other covenant or condition. No waiver, benefit,
privilege, or service voluntarily given or performed by a Party shall give the other Party any
contractual rights by custom, estoppel, or otherwise.
3.5.16 No Third Party Beneficiaries. There are no intended third party
beneficiaries of any right or obligation assumed by the Parties with the exception of the Member
Agencies, which are expressly considered to be third party beneficiaries and are entitled to
enforce any and all rights and remedies held by the Member Agency itself or by WRCOG under
this Agreement.
3.5.17 Invalidity; Severability. If any portion of this Agreement is declared
invalid, illegal, or otherwise unenforceable by a court of competent jurisdiction, the remaining
provisions shall continue in full force and effect.
3.5.18 Prohibited Interests. Consultant maintains and warrants that it has not
employed nor retained any company or person, other than a bona fide employee working solely
for Consultant, to solicit or secure this Agreement. Further, Consultant warrants that it has not
paid nor has it agreed to pay any company or person, other than a bona fide employee working
solely for Consultant, any fee, commission, percentage, brokerage fee, gift or other consideration
contingent upon or resulting from the award or making of this Agreement. For breach or
violation of this warranty, WRCOG shall have the right to rescind this Agreement without
liability. For the term of this Agreement, no member, officer or employee of WRCOG, during
the term of his or her service with WRCOG, shall have any direct interest in this Agreement, or
obtain any present or anticipated material benefit arising therefrom.
3.5.19 Equal Opportunity Employment. Consultant represents that it is an equal
opportunity employer and it shall not discriminate against any subcontractor, employee or
applicant for employment because of race, religion, color, national origin, handicap, ancestry,
sex or age. Such non-discrimination shall include, but not be limited to, all activities related to
initial employment, upgrading, demotion, transfer, recruitment or recruitment advertising, layoff
or termination. Consultant shall also comply with all relevant provisions of any WRCOG’s
Minority Business Enterprise program, Affirmative Action Plan or other related programs or
guidelines currently in effect or hereinafter enacted.
3.5.20 Labor Certification. By its signature hereunder, Consultant certifies that it
is aware of the provisions of Section 3700 of the California Labor Code which require every
employer to be insured against liability for Workers’ Compensation or to undertake self-
insurance in accordance with the provisions of that Code, and agrees to comply with such
provisions before commencing the performance of the Services.
3.5.21 Authority to Enter Agreement. Consultant has all requisite power and
authority to conduct its business and to execute, deliver, and perform the Agreement. Each Party
16
warrants that the individuals who have signed this Agreement have the legal power, right, and
authority to make this Agreement and bind each respective Party.
3.5.22 Counterparts. This Agreement may be signed in counterparts, each of
which shall constitute an original.
3.6 Subcontracting.
3.6.1 Prior Approval Required. Consultant shall not subcontract any portion of
the work required by this Agreement, except as expressly stated herein, without prior written
approval of WRCOG, subject to prior written approval from the applicable Member Agency to
the extent such work relates to such Member Agency’s Appendix. Subcontracts, if any, shall
contain a provision making them subject to all provisions stipulated in this Agreement.
[SIGNATURES ON FOLLOWING PAGE]
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-873
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: AgreementIn Control: City Council / Successor Agency
Agenda Number: 5)
Page 1 City of Lake Elsinore Printed on 11/8/2018
REPORT TO CITY COUNCIL
To:Honorable Mayor and Members of the City Council
From:Grant Yates, City Manager
Prepared by: Jason Simpson, Assistant City Manager
Date:November 13, 2018
Subject:Security Patrol Services at Campground During Construction
Recommendations
Authorize the City Manager to execute an agreement for security patrol services in the amount of
$68,000 from Protection Rescue Security Services for the campground during construction until
opening.
Background
The Campground includes higher end finishes and amenities to attract visitors and events from
local areas. It is necessary to utilize security patrol services throughout the park overnight to
protect construction and related materials from theft and vandalism. Unfortunately, threats facing
this facility on a daily basis have the potential to severely impede intended operational uses and
directly escalate City costs. City Staff have worked to improve the overall security and surveillance
capabilities at critical City facilities and the implementation of electronic security and surveillance
capabilities have proven to be a highly effective deterrent but are not yet installed at the site.
These patrol services will be provided until the surveillance system is installed and actively
monitoring.
Discussion
As the City continues to build and open top notch facilities for the enjoyment of the entire
community, it is important to design and build into these facilities with highly capable security and
surveillance systems. Coupled with design and installation, it is also critical that the programing
and training on the system ensures optimum readiness and capability. The continuity of designed
solutions, engineering, installation, and support is critical to the overall success of any security
and surveillance system.
Protection Rescue Security Services provides security patrol services and capabilities that can
be tailored to the City’s precise needs to help prevent incidents from happening. The work is
overnight at $20.75 per hour and is running about $8,000 a month on an as needed basis.
Security Patrol Services
November 13, 2018
Page 2
Fiscal Impact
The funding for the security and surveillance system is included in the from the Campground CIP
budget as an administrative cost.
Exhibits
A: Agreement
SHORT FORM PURCHASE/INSTALLATION CONTRACT 1
City of Lake Elsinore
SHORT FORM PURCHASE/INSTALLATION CONTRACT
The parties to this Short Form Purchase of Goods
and/or Services Contract (Contract) do mutually
agree and promise as follows:
1. Parties: The parties to this Contract are the
CITY OF LAKE ELSINORE, a municipal
corporation (City) and the following named
Contractor:
(Name) PROTECTION RESCUE SECURITY
SERVICES
(Street Address) 36 VISTA PALERMO
(City/State/Zip) LAKE ELSINORE, CA 92532
(Telephone) 951-245-1974 OR 951-764-9187
(Taxpayer ID #) 95-4325737
(City Business License #) 012597
2.Term: The effective date of this contract is MAY
15, 2018 and it terminates JUNE 30, 2019
unless sooner terminated as provided herein.
3. Contractor’s Obligations:
(a) To the satisfaction of the City’s Project
Manager, Contractor shall provide the
following goods and/or services: (Attach
extra sheet/s if necessary)
__________________________________
SECURITY SERVICES AT CAMPGROUND
(b) Contractor shall perform the above-
referenced services or delivery the required
goods at or to the following specified
location/s: (Attach extra sheet/s if
necessary)
LAUNCH POINTE RV PARK
4. Supplemental Conditions: This Contract is
subject to the Supplemental Conditions attached
hereto, which are incorporated herein by reference.
5. Compensation:Contractor’s total
compensation for the goods and/or services
performed under this Contract is $68,000.00, to be
paid as (check one): (1) lump sum upon
completion of all Contractor’s Obligations; (2)
lump sum per-task in the amounts indicated below,
payable upon completion of each task; (3) l ump
sum per-task in the amounts indicated below,
payable in monthly installments not to exceed the
percentage completion of each task; (4)
X per attached written quote, up to a
guaranteed not-to-exceed amount of $68,000.00.
Task Amount
1.HOURLY PATROL
SERVICES @
$20.75 PER HOUR
2.
3.
4.
6. Signatures: These signatures attest the parties’
agreement hereto:
CONTRACTOR:
_______________________________________
Print Name/Title __________________________
CITY OF LAKE ELSINORE,
a municipal corporation:
By: ___________________________________
City Manager
By: ___________________________________
City Project Manager
Approved as to form:
By: ___________________________________
City Attorney
Approved as to content/Insurance:
By: ___________________________________
City Purchasing Agent/Risk Manager
SHORT FORM PURCHASE/INSTALLATION CONTRACT 2
City of Lake Elsinore
SUPPLEMENTAL CONDITIONS
1. Independent Contractor. It is expressly agreed that Contractor is to perform or
deliver the goods and/or services described herein as an independent contractor
pursuant to California Labor Code Section 3353, under the control of the City as
to the result of his work only but not as to the means by which such result is
accomplished. Nothing contained herein shall in any way be construed to make
Contractor or any of its agents or employees, an agent, employee or representative
of the City. Contractor shall be entirely responsible for the compensation of any
assistants, employees, and subcontractors used by Contractor in providing said
goods and/or services.
2. Cancellation. Either the City or Contractor may cancel this Contract at any time
upon giving the other party five (5) calendar days' written notice of such
cancellation. In the event of cancellation, the City shall be liable only to pay to the
Contractor compensation for services rendered up to the date of the Contract's
cancellation. Under no circumstances shall City be responsible for payment of lost
profits, or damages beyond the total amount of compensation set in this Contract.
3. Assignment. Contractor shall not assign this Contract, or any part thereof, or any
right of the Contractor hereunder without the prior written consent of the City.
4. Indemnity. Contractor shall indemnify, defend and hold the City harmless from and
against all claims, demands and causes of action for injury, death or damage to
any person or property that may arise or result from Contractor's performance of
this Contract or from acts or omissions of any person(s) employed by Contractor.
5. Anti-Discrimination. Contractor shall not discriminate against any employee or
applicant for employment because of race, color, religious creed, age, sex, actual
or perceived sexual orientation, national origin, disability as defined by the
American with Disabilities Act (42 U.S.C. § 12010, et seq.) or veteran’s status. To
the extent applicable, Contractor shall comply with all federal, state, and local laws
regarding non-discrimination, equal employment opportunity, affirmative action
and occupational-safety-health concerns, shall comply with all applicable rules and
regulations thereunder, and shall comply with same as each may be amended
from time to time.
6. Legal Responsibilities. The Contractor shall keep itself informed of State, and
Federal laws and regulations and the Lake Elsinore Municipal Code which in any
manner affect those employed by it or in any way affect the performance of its
service pursuant to this Agreement. The Contractor shall at all times observe and
comply with all such laws and regulations. The City, and its officers and
employees, shall not be liable at law or in equity occasioned by failure of the
Contractor to comply with this section.
7. Insurance. During the entire term of this Contract and any extension or modification
thereof, the Contractor shall keep in effect insurance policies meeting the following
insurance requirements:
SHORT FORM PURCHASE/INSTALLATION CONTRACT 3
City of Lake Elsinore
7.1 Commercial General and Automobile Liability Insurance.
Contractor, at its own cost and expense, shall maintain commercial general
insurance in an amount not less than ONE MILLION DOLLARS
($1,000,000.00) per occurrence, coverage and automobile liability
insurance in an amount not less than ONE MILLION DOLLARS
($1,000,000.00) per occurrence for the term of this Agreement in an amount
not less than ONE MILLION DOLLARS ($1,000,000.00) per occurrence,
combined single limit coverage for risks associated with the work
contemplated by this Agreement. If a Commercial General Liability
Insurance or an Automobile Liability form or other form with a general
aggregate limit is used, either the general aggregate limit shall apply
separately to the work to be performed under this Agreement or the general
aggregate limit shall be at least twice the required occurrence limit. Such
coverage shall include but shall not be limited to, protection against claims
arising from bodily and personal injury, including death resulting therefore,
and damage to property resulting from activities contemplated under this
Agreement, including the use of owned and non-owned automobiles. The
following endorsements shall be attached to the policy:
7.1.1 Policy shall cover on an "occurrence basis."
7.1.2 Policy must cover personal injuries as well as bodily injuries.
Exclusion of contractual liability must be eliminated from personal
injury endorsement.
7.1.3 Broad form property damage endorsement must be attached.
7.1.4 Policy must cover contractual liability by amending the definition of
"incidental contract" to include any written contract.
7.1.5 The City, its officers and employees shall be named by endorsement
as an additional insured, and the policy shall stipulate that this
insurance will operate as primary insurance and that no other
insurance effected by the City will be called upon to contribute to any
loss suffered by Contractor hereunder.
7.2 Worker's Compensation.
The Contractor, at its own cost and expense shall carry and maintain
statutory Worker's Compensation Insurance and Employer's Liability with
limits of not less than One Million Dollars ($1,000,000) with an insurance
carrier satisfactory to the City. In the event Contractor is self-insured, it shall
furnish the City with a Certificate of Permission to Self-Insure signed by the
Department of Industrial Relations Administration of Self-Insurance in
Sacramento, California. If any injury occurs to any employee of Contractor
for which the employee, or his dependents in the event of his death, is
entitled to compensation from the City, the City may retain out of sums due
the Contractor under this Contract an amount sufficient to cover such
compensation as fixed by said Act, until such compensation is paid or until
it is determined that no compensation is due and if the City is compelled to
SHORT FORM PURCHASE/INSTALLATION CONTRACT 4
City of Lake Elsinore
pay such compensation, it will deduct and retain from the sums due the
Contractor the amount so paid.
7.3 Additional Insurance Provisions.
Said policies shall constitute primary insurance as to the City, and its
officers, agents, and employees, so that other insurance policies held by or
for them or the City’s self-insurance program shall not be required to
contribute to any loss covered under the Contractor's insurance policy or
policies.
7.4 Coverage Verification.
8.4.1 Upon notification of receipt by the City of a notice of cancellation,
major change in coverage or expiration, Contractor shall file with the
City a certified copy of the required new or renewal policy.
8.4.1 If, at any time during the life of the Contract or any extension thereof,
Contractor fails to maintain the required insurance in full force and
effect, all work under the Contract shall be discontinued immediately
and all payments due or that become due to the Contractor will be
withheld until notice is received by the City that the required
insurance has been restored to full force and effect and that the
premiums therefore have been paid for a period satisfactory to the
City. Any failure to maintain the required insurance will be sufficient
cause for City to immediately terminate the Contract.
8. Payment of Prevailing Wages.
Contractor is aware of the requirements of California Labor Code Section 1720,
et seq., and 1770, et seq., as well as California Code of Regulations, Title 8,
Section 1600, et seq., (“Prevailing Wage Laws”), which require the payment of
prevailing wage rates and the performance of other requirements on “Public
Works” and “Maintenance” projects. If the services are being performed as part
of an applicable “Public Works” or “Maintenance” project, as defined by the
Prevailing Wage Laws, and if the total compensation is $1,000 or more, Contractor
agrees to fully comply with such Prevailing Wage Laws. Contractor shall
determine the applicable prevailing rates and make copies of the prevailing rates
of per diem wages for each craft, classification or type of worker needed to
execute the services available to interested parties upon request, and shall
post copies at the Contractor’s principal place of business and at the project site.
Contractor shall defend, indemnify and hold the City, its elected officials, officers,
employees and agents free and harmless from any claim or liability arising out
of any failure or alleged failure to comply with the Prevailing Wage Laws. The
provisions of this Section may be waived in if inapplicable to the services provided
hereunder.
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-874
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: ReportIn Control: City Council / Successor Agency
Agenda Number: 6)
Page 1 City of Lake Elsinore Printed on 11/8/2018
Page 1 of 2
REPORT TO CITY COUNCIL
To:Honorable Mayor and Members of the City Council
From:Grant Yates, City Manager
Through:Johnathan O. Skinner, Community Services Director
Prepared by: Beau Davis, Recreation Supervisor
Date:November 19, 2018
Subject:Winterfest Event - Road Closures
Recommendation
1. Approve Temporary Road Closures for the Winterfest Event on Saturday, December 1,
2018.
Background
The City of Lake Elsinore will be hosting our annual Winterfest and Tree Lighting Event on
Saturday, December 1, 2018. The event is held in Downtown Lake Elsinore with a variety of
holiday craft vendors, food booths, free activity booths, food vendors, snow sled area, Santa’s
Village, a holiday parade, entertainment, tree lighting ceremony, and visits with Santa. Local
downtown merchants often stay open late as we kick off the festive holiday season with the
lighting of the Holiday Tree and Santa’s arrival.
Discussion
This year, the event is planned to take place on Main Street in Downtown Lake Elsinore from 4
p.m. to 9 p.m. and include a parade at the beginning of the event. Staff anticipate approximately
10,000 attendees. As a result, staff are recommending road closures for event staging and
event festivities. The Sherriff’s Department, Fire Department, Public Works Department and
Community Services Department will coordinate resources to ensure the event is a safe and
memorable experience. In order to ensure the safety of the participants, staff is recommending
the following road closures, as detailed in Exhibit A:
Library St. - Spring St. to Main St.
Main St. – Lakeshore Dr. to Heald Ave.
Lakeshore Dr. - closed at Main St.
Main St. – Temp. from Heald to St.
Limited Ave. – Spring St. to Main St
Peck St. - Main St. to northern alley
(Winterfest Staff Report Continued)
Page 2 of 2
Sulphur St. – Spring St. to Main St.
Peck St. – Spring St. to northern alley.
Chestnut St. – Peck St. to Prospect Ave
Prospect St. – Main St. to Chestnut St.
Various Alley Ways (as indicated on Road Closure/Detour Plan)
It is recommended that these road closures remain in place from 11:00 a.m. to 11:00 p.m. and
be enforced by Law Enforcement personnel. The road closures and timing of the closures is
necessary to accommodate set up and tear down of stages, equipment and materials utilized for
the event. Parking for the event will be available at the vacant lot at the corner of Peck Street
and Main Street and along the surrounding public streets.
Fiscal Impact
The event expenditures would include equipment, materials, event preparations, and personnel.
The total cost for the event is approximately $25,000. Approximately $15,500 is accommodated
via the Community Services Department 2017-18 fiscal budget. In addition, the City receives
donations from a number of organizations to partially offset expenses. This year, we anticipate
approximately $1,000 in donations. In addition, vendor fee revenues are estimated to be
approximately $3,375.
Exhibits
A – Winterfest Road Closure/Detour Map
ELLIS ST MAIN STREET DETOUR ROUTE – Parade (12PM – 6PM)
N/B-Lakeshore to Country Club to Mill to Ave 6 to Franklin or Sumner to Main
S/B- Main to Franklin to Ave 6 to Lakeshore
Post Parade: Lakeshore to Spring to Franklin or Sumner to Main / Main to
Sumner or Franklin to Spring to Lakeshore / Franklin to Main to Spring to
Lakeshore / Franklin to Main to Interstate
ROAD CLOSURES: 11:00 AM to 11:00 PM
Library St. - closed at Spring & Line Sts. Main St. – Lakeshore St. to Heald Ave.
Lakeshore Dr. - closed at Main St. Graham Ave. – Spring St. to Chestnut St.
Limited Ave. – Spring St. to Main St Peck St. Main St. to Alley
Sulphur St. – Spring St. to Main St. Peck St. – Spring St. to Main St.
Chestnut St. – Peck St. to Prospect Ave Graham Ave. – Spring St. to Chestnut St.
LEGEND
TEMP ROAD CLOSURE ** see
note below
ROAD CLOSED
ROAD CLOSED TO THRU
TRAFFIC
CITY VEHICLE
DETOUR ROUTE
PUBLIC PARKING
ALLEY
DETOUR/ROAD CLOSED
AHEAD
“SPECIAL EVENT” NO PARKING –
BOTH SIDES Main St., Peck St., &
Graham Ave.
CMS - on Main and Lakeshore
advising of event/road closure/detour
REMOVE/MOVE ‘TEMP CLOSURES’
AFTER PARADE
CMS
P
CITY HALL ELLIS ST GRAHAM AVE
HEALD AVE
P MAIN STREET SULPHUR ST LINE GRAHAM AVE
HEALD AVE
LIMITED AVE
CULTURAL
CENTER LANGSTAFF ST. RILEY ST. SUMNER AVE CHESTNUT ST. PECK ST.
PROSPECT AVE.
LIBRARY ST.
SUMNER AVE
Sled Run
WINTERFEST 2018
SATURDAY, DECEMBER 1ST
4:00 p.m. to 9:00 p.m.
Road Closure/Detour Plan
130 South Main Street, Lake Elsinore, CA 92530
951-674-3124
Stage SPRING STREET . Parade Staging
on Lakeshore
Main Closed at
Heald
SHOPPING
CENTER
CITY PARK
SANTA/AMUSEMENTS
Parade Parking
in Dirt Lot
FRANKLIN ST.
P
P
CMS
CMS
Santa
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-875
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: MinutesIn Control: City Council / Successor Agency
Agenda Number: 1)
Page 1 City of Lake Elsinore Printed on 11/8/2018
City of Lake Elsinore
Successor Agency
Regular Meeting Minutes
Tuesday, October 23, 2018
Call to Order
A Regular meeting of the Council and Successor Agency of the City of Lake Elsinore was held in the
Cultural Center, 183 North Main Street on the above date. The meeting was called to order at 6:00 p.m.
by Chair/Mayor Johnson, noting the absence of Member/Council Member Tisdale (arrived at 6:08 p.m.).
Public Comment
There were no members of the public appearing to speak.
CITY COUNCIL/SUCCESSOR AGENCY CLOSED SESSION
1) Conference with Legal Counsel-Existing Litigation (Paragraph (1) of subdivision (d) of Gov’t Code §
54956.9) City of Lake Elsinore et al. v. Michael Cohen, et al., Case No. 34-2017-80002762
(Sacramento County Superior Court)
Recess
The meeting recessed to Closed Session at 6:00 p.m.
Reconvene
The City Council and Successor Agency meeting reconvened at 7:00 p.m.
Consent Calendar
It was moved by Vice-Chair Manos, seconded by Member Tisdale, and unanimously carried, to
approve the Consent Calendar.
1)SA Minutes of the Regular Meeting of October 9, 2018 – approved the minutes.
2)SA Warrant List Dated October 11, 2018 – received and filed.
Adjournment
The meeting adjourned at 8:00 p.m. in memory of Kennedie June Von Ryan, to the Regular meeting of
Tuesday, November 13, 2018, at 7:00 p.m. in the Cultural Center located at 183 N. Main Street, Lake
Elsinore.
Natasha Johnson Susan M. Domen, MMC
Chair Clerk
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-876
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: WarrantsIn Control: City Council / Successor Agency
Agenda Number: 2)
Page 1 City of Lake Elsinore Printed on 11/8/2018
REPORT TO SUCCESSOR AGENCY BOARD OF THE
REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE
To:Honorable Agency Chairman and Members of the Successor Agency
From:Grant Yates, Executive Director
Prepared by:Frances Ramirez, Account Specialist II
Approved by:Jason Simpson, Assistant Executive Director
Date:November 13, 2018
Subject:Warrant List Dated October 25, 2018
Recommendation
Receive and file.
Background and Discussion
The Warrant List is a listing of all general checks issued since the prior Warrant List.
Exhibits:
A -Warrant Summary
B -Warrant List
OCTOBER 25, 2018
SUCCESSOR AGENCY OF THE REDEVELOPMENT AGENCY OF THE
CITY OF LAKE ELSINORE
WARRANT
SUMMARY
FUND#FUND DESCRIPTION TOTAL
540 SUCCESSOR STADIUM CAPITAL 7,868.14$
GRAND TOTAL 7,868.14$
Exhibit A 1 of 1
OCTOBER 25, 2018
SUCCESSOR AGENCY OF THE REDEVELOPMENT AGENCY OF THE
CITY OF LAKE ELSINORE
WARRANT LIST
WARRANT#Vendor Name Amount
1467 PROSTAFF, LLC 3,825.00$
135333 SOUTHERN CALIFORNIA EDISON 13.14
135354 XTREME HEATING & AIR CONDITIONING 4,030.00
GRAND TOTAL 7,868.14$
Exhibit B 1 of 1
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-877
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: InvestmentsIn Control: City Council / Successor Agency
Agenda Number: 4)
Page 1 City of Lake Elsinore Printed on 11/8/2018
REPORT TO SUCCESSOR AGENCY BOARD OF THE
REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE
To:Honorable Agency Chairman and Members of the Successor Agency
From:Grant Yates, Executive Director
Prepared by:Andrew Zavala, Accountant I
Approved by:Jason Simpson, Assistant Executive Director
Date:November 13, 2018
Subject:Investment Report for September 2018
Recommendation
Receive and file the Investment Report for September 2018.
Background and Discussion
The Investment Report is a listing of all funds invested for the City of Lake Elsinore and includes
funds held for the Successor Agency of the Redevelopment Agency of the City of Lake Elsinore
as of the date shown on the report.
Fiscal Impact
No fiscal impact.
Exhibits
A: Investment Report for September 2018
CITY OF LAKE ELSINORE
INVESTMENT REPORT
BANK DEPOSITS OUTSTANDING BOOK
CASH ACCOUNTS BALANCE IN TRANSIT CHECKS BALANCE
Bank Accounts:
General Checking Account 3,136,658$ 165,536$ (724,245)$ 2,577,950$
Cash On Hand:
Cashier Drawers #1 & #2 - - - 300
City of Lake Elsinore Petty Cash Fund - - - 1,000
Total Cash Accounts 3,136,658 165,536 (724,245) 2,579,250
INVESTMENTS
Local Agency Investment Fund 19,574,098 - - 19,574,098
CAMP Investments:
CAMP Pool Account 5,449 - - 5,449
U.S. Treasury Bond / Note 16,655,622 - - 16,655,622
Supra-National Agency Bond / Note 3,097,685 - - 3,097,685
Municipal Bond / Note 225,632 - - 225,632
Federal Agency Collateralized Mortgage Obligation 580,537 - - 580,537
Federal Agency Bond / Note 1,547,080 - - 1,547,080
Corporate Notes 10,125,584 - - 10,125,584
Negotiable Certificate of Deposit 6,109,095 - - 6,109,095
Asset-Backed Security / Collaterized Mortgage 924,847 - - 924,847
Sub-total Investments 58,845,628 - - 58,845,628
Market Value Adjustment:
Unrealized Gain/(Loss) at 06-30-17 (832,804) - - (832,804)
Total Investments 58,012,824 - - 58,012,824
Total Pooled Cash and Investments 61,149,482$ 165,536$ (724,245)$ 60,592,074$
TOTAL POOLED CASH AND INVESTMENTS 60,592,074$
I certify that this report accurately reflects all pooled investments and it is in conformity with the investment policy as
approved by the City Council on June 12, 2018. A copy of this policy is available in the office of the City Clerk. The
pooled investments shown above provide sufficient cash flow liquidity to meet the next six months estimated expenditures.
Jason P. Simpson October 30, 2018
Assistant City Manager Date
C I T Y O F L A K E E L S I N O R E
INVESTMENT REPORT OF POOLED CASH AND INVESTMENTS
AS OF SEPTEMBER 30, 2018
FUND NO FUND NAME AMOUNT
100 General 10,049,307$
106 Affordable Housing In Lieu 1,454,481
107 Developer Agreement Revenue 122,569
110 State Gas Tax 965,590
112 Measure A 1,740,993
114 SB1186 CASP Education Program 9,986
115 Traffic Safety 22,296
116 City Hall-Public Works DIF 571,884
117 Community Center DIF 6,540
118 Lake Side Facility DIF 9,348
119 Animal Shelter DIF 4,013
121 T.R.I.P.-2014A 138
135 Lighting & Landscape Maintenance - Dist. No. 1 985,724
140 Geothermal 20,063
203 E.L.S.P. - S.T.I.F.1,667,004
205 Traffic Impact Fee 4,229,835
211 Storm Drain C.I.P. 326,560
220 Street Lighting C.I.P.101,413
221 Quimby Park C.I.P.57,550
231 Library C.I.P. 1,805,669
232 City Fire Protection 12,876
254 Railroad Canyon Improvement Area 89-1 126,253
300 Insurance Service 607,627
305 Information Systems Service 338,009
310 Support Service 5,913
320 Facilities Service 558,302
331 CFD 2006-1CC Summerly Improvement Area CC 20,406
332 CFD 2006-1 Improvement Area B, Summerly 28,576
334 CFD 2015-5 Trieste - Far West Industries 34,996
335 CFD 2003-2E Canyon Hills Improvement Area E 8,607
336 CFD 2006-1FF Summerly Improvement Area FF 25,528
340 CFD 2006-1 IA-EE Summerly Improvement Area 9,439
345 CFD 2003-2 Improvement Area D, Canyon Hills 1,064,309
346 CFD 2014-1 Southshore 63,591
347 CFD 2006-1 Improvement Area A, Summerly 41,100
350 CFD 98-1 Summerhill 737,307
351 CFD 2006-1 IA-II Summerly Improvement 35,000
354 CFD 90-2 Tuscany Hills 1,384,914
357 CFD 2003-2 Canyon Hills Improvement Area 144,345
366 CFD 2005-6 City Center Townhomes 115,926
368 CFD 2006-2 Viscaya 336,177
C I T Y O F L A K E E L S I N O R E
POOLED CASH AND INVESTMENTS BY FUND
AS OF SEPTEMBER 30, 2018
FUND NO FUND NAME AMOUNT
C I T Y O F L A K E E L S I N O R E
POOLED CASH AND INVESTMENTS BY FUND
AS OF SEPTEMBER 30, 2018
369 CFD 2004-3 Area 1 Rosetta Canyon Improvement Area 230,893
371 CFD 2005-1 Serenity 115,631
372 CFD 2005-2 Alberhill Ranch Improvement Area 160,079
374 CFD 2005-4 Lakeview Villas 59,212
375 CFD 2006-4 Clurman 16,616
376 CFD 2006-3 La Strada 35
377 CFD 2006-6 Tessara 10,017
378 CFD 2006-8 Running Deer Estates 8,530
384 CFD 2003-2 Area B Canyon Hills Improvement Area 109,297
385 CFD 2004-3 Area 2 Rosetta Canyon Improvement Area 604,576
386 CFD 2007-4 Mekenna Court 17,017
387 CFD 2007-5 Red Kite 47,360
388 CFD 2007-6 Holiday Inn Express 9,385
390 CFD 2003-2 Area C Canyon Hills Improvement Area 107,134
392 CFD 95-1 City Center 54,912
393 AD 93-1 Cottonwood Hills 97,476
394 CFD 2005-5 (2012A) Wasson Canyon 175,575
395 CFD 2018-1 Wasson Canyon II Improvement Area 10,354
396 CFD 2018-2 Nichols Ranch Improvement Area 76,005
397 CFD 2018-3 Village at Lakeshore 76,000
500 Capital Improvement Plan 13,125,905
510 Successor To RDA Area I, II, & III 4,340,936
540 Successor To RDA Diamond Stadium 5,635
603 Endowment Trust - Carl Graves 1,020,556
604 Endowment Trust - Korn Memorial 31,436
605 Public Improvement Trust 49,089
606 Mobile Source Air Polution Reduction 236,089
608 Trust Deposit & Pre Paid Expense 2,645,009
617 Successor Agency Housing 5,791,999
620 Cost Recovery System 1,176,336
631 Lake Destratification Equipment Replacement 332,818
Total Pooled Cash & Investments 60,592,074$
DIVERSIFICATION MAXIMUM
TYPES OF SECURITIES PERCENTAGE PERCENTAGE
U.S. Treasury Bills 0.00%Unlimited
U.S. Treasury Bond / Note 28.30%Unlimited
Current Balance 16,655,622$
Supra-National Agency Bond / Note 5.26%30%
Current Balance 3,097,685$
Municipal Bond / Note 0.38%Unlimited
Current Balance 225,632$
Federal Agency Collaterized Mortgage Obligation 0.99%40.00%
Current Balance 580,537$
Federal Agency Bond / Note 2.63%*Unlimited
Current Balance 1,547,080$
Negotiable Certificates of Deposit 10.38%25.00%
Current Balance 6,109,095$
Corporate Note 17.21%30.00%
Current Balance 10,125,584$
Asset-Backed Security / Collaterized Mortgage 20%
Current Balance 2%924,847$
Repurchase Agreements 0.00%Unlimited
Reverse Repurchase Agreements 0.00%20.00%
LAIF (Local Agency Investment Fund)33.26%*$65 Million
Current Balance 19,574,098$
CAMP - Pooled Sweep Account 0.01%Unlimited
Current Balance 5,449$
TOTAL 100.00%58,845,628$
Note:
*No more than 40% in any one federal agency. See CAMP Portfolio Statement for listing of agencies.
*Investment in LAIF may not exceed $65 million in each agency.
FOR THE MONTH ENDING SEPTEMBER 30, 2018
SUMMARY OF POLICY LIMITATIONS
C I T Y O F L A K E E L S I N O R E
Local Agency Investment Fund
Yield Purchase Date Maturity Rate
2.063%Daily 24-Hour
Investment Beginning Balance Net Increase/(Decrease)Ending Balance
Total Investments Held with
Local Agency Investment Fund:25,374,098$ (5,800,000)$ 19,574,098$
Note:
Per California State Treasurer, LAIF Statute 16429.1: Separate accounts for each governmental unit
shall be maintained.
LAIF accounts are subject to a $65 million cap per agency.
C I T Y O F L A K E E L S I N O R E
LOCAL AGENCY INVESTMENT FUND
TRANSACTION SUMMARY
FOR THE MONTH ENDING SEPTEMBER 30, 2018
JOHN CHIANG
TREASURER
STATE OF CALIFORNIA
09/24/18 2.08 2.00 189
09/25/18 2.08 2.00 188
09/26/18 2.09 2.00 190
09/27/18 2.09 2.00 192
09/28/18 2.09 2.00 193
09/29/18 2.09 2.00 193
09/30/18 2.09 2.00 193
10/01/18 2.11 2.11 205
10/02/18 2.11 2.11 205
10/03/18 2.12 2.11 206
10/04/18 2.12 2.12 206
10/05/18 2.12 2.12 205
10/06/18 2.12 2.12 205 Sept 2018 2.063
10/07/18 2.12 2.12 205 Aug 2018 1.998
10/08/18 2.12 2.12 202 July 2018 1.944
10/09/18 2.12 2.12 202
10/10/18 2.13 2.12 202
10/11/18 2.14 2.12 203
10/12/18 2.14 2.12 202
10/13/18 2.14 2.12 202
10/14/18 2.14 2.13 202
10/15/18 2.14 2.13 200
10/16/18 2.15 2.13 198
10/17/18 2.15 2.13 198
10/18/18 2.16 2.13 197
10/19/18 2.16 2.13 197
10/20/18 2.16 2.13 197
10/21/18 2.16 2.13 197
10/22/18 2.16 2.14 199
10/23/18 2.16 2.14 200
10/24/18 2.16 2.14 202
10/24/2018
0.00005909460836489
0.997832404
Earnings Ratio:
Fair Value Factor:
Daily:2.09%
PMIA Performance Report LAIF Performance Report
Date Daily Yield*
Quarter to
Date Yield
Average
Maturity
(in days)Apportionment Rate:2.16%
Quarter Ending 09/30/18
Based on data available as of
Quarter to Date:
Average Life:
View Prior Month Daily Rates
PMIA Average Monthly
Effective Yields
2.00%
*Daily yield does not reflect capital gains or losses
193
Percentages may not total 100%, due to rounding.
Treasuries
49.98%
Agencies
17.11%
Certificates of
Deposit/Bank
Notes
19.05%
Time Deposits
5.69%
Commercial
Paper
7.24%
Loans
0.90%
Pooled Money Investment Account
Portfolio Composition
09/30/18
$88.3 billion
CAMP
Investment Portfolio
For the Month Ending September 30, 2018Account Statement - Transaction Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Opening Market Value
Purchases
Redemptions
Change in Value
Closing Market Value
179,933.93
1,068,011.29
(1,242,496.51)
0.00
$5,448.71
CAMP Pool
Unsettled Trades 0.00
170.80 Cash Dividends and Income
Opening Market Value
Purchases
Redemptions
Change in Value
Closing Market Value
38,408,911.81
1,233,011.85
(1,016,455.22)
(123,799.62)
$38,501,668.82
CAMP Managed Account
Unsettled Trades 0.00
39,574.91 Cash Dividends and Income
September 30, 2018 August 31, 2018
Asset Summary
CAMP Pool 5,448.71 179,933.93
CAMP Managed Account 38,501,668.82 38,408,911.81
$38,507,117.53 $38,588,845.74 Total
Asset Allocation
0.01%
CAMP Pool
99.99%
CAMP Managed
Account
Page 1
For the Month Ending September 30, 2018Managed Account Summary Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dividend
Closing Market Value
Redemptions
Purchases
Opening Market Value
Closing Market Value
Change in Current Value
Unsettled Trades
Principal Acquisitions
Principal Dispositions
Maturities/Calls
Opening Market Value
Closing Market Value
Opening Market Value
Account Total
Total Cash Basis Earnings
Plus Net Realized Gains/Losses
Less Purchased Interest Related to Interest/Coupons
Interest/Dividends/Coupons Received
Earnings Reconciliation (Cash Basis) - Managed Account
Dividends
Less Beginning Accrued Interest
Less Beginning Amortized Value of Securities
Less Cost of New Purchases
Plus Coupons/Dividends Received
Plus Proceeds of Maturities/Calls/Principal Payments
Plus Proceeds from Sales
Ending Accrued Interest
Ending Amortized Value of Securities
Earnings Reconciliation (Accrual Basis)
Reconciling Transactions
Net Cash Contribution
Security Purchases
Principal Payments
Coupon/Interest/Dividend Income
Sale Proceeds
Maturities/Calls
Cash Transactions Summary- Managed Account
$179,933.93
1,068,011.29
(1,242,496.51)
$5,448.71
170.80
$38,408,911.81
(23,182.13)
(993,273.09)
1,233,011.85
0.00
(123,799.62)
$38,501,668.82
$38,588,845.74
$38,507,117.53
47,290.83
(1,015.63)
(6,700.29)
$39,574.91
0.00
996,988.84
43,575.08
23,182.13
(1,234,027.48)
170,281.43
0.00
Managed Account Total
39,209,994.25 39,215,442.96
204,015.22
996,988.84
23,182.13
43,575.08
(1,234,027.48)
(38,998,718.40)
(181,504.77)
0.00
204,015.22
2,239,485.35
23,182.13
43,575.08
(2,302,038.77)
(39,178,652.33)
(181,504.77)
170.80
Total Accrual Basis Earnings $63,504.87 $63,675.67
Transaction Summary - Managed AccountTransaction Summary - Money Market
_______________________________________________ _______________________________________________ _____________________________________________________
Cash Balance
$0.00 Closing Cash Balance
Page 2
For the Month Ending September 30, 2018Portfolio Summary and Statistics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Account Summary
Percent Par Value Market ValueDescription
U.S. Treasury Bond / Note 16,800,000.00 16,242,006.20 42.18
Supra-National Agency Bond / Note 3,095,000.00 3,044,620.78 7.91
Municipal Bond / Note 225,000.00 223,812.00 0.58
Federal Agency Collateralized Mortgage
Obligation
572,537.09 573,973.64 1.49
Federal Agency Bond / Note 1,555,000.00 1,483,956.48 3.85
Corporate Note 10,055,000.00 9,930,432.83 25.79
Certificate of Deposit 6,110,000.00 6,078,621.35 15.79
Asset-Backed Security / Collateralized
Mortgage Obligation
925,000.00 924,245.54 2.40
Managed Account Sub-Total 39,337,537.09 38,501,668.82 99.99%
Accrued Interest 204,015.22
Total Portfolio 39,337,537.09 38,705,684.04
CAMP Pool 5,448.71 5,448.71 0.01
Total Investments 39,342,985.80 38,711,132.75 100.00%
Unsettled Trades 0.00 0.00
Sector Allocation
2.40%
ABS / CMO
15.79%
Cert of Deposit
25.79%
Corporate Note
1.49%
Fed Agency CMO
3.85%
Fed Agy Bond /
Note
0.01%
Mny Mkt Fund
0.58%
Muni Bond / Note
7.91%
Supra-National
Agency Bond / Note
42.18%
US TSY Bond / Note
Page 3
For the Month Ending September 30, 2018Portfolio Summary and Statistics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
0 - 6 Months 6 - 12 Months 1 - 2 Years 2 - 3 Years 3 - 4 Years 4 - 5 Years Over 5 Years
2.11%
5.67%
20.41%
44.91%
24.08%
2.82%
0.00%
Maturity Distribution Characteristics
Yield to Maturity at Cost
Yield to Maturity at Market
Duration to Worst
Weighted Average Days to Maturity
2.35
924
2.18%
2.95%
Page 4
For the Month Ending September 30, 2018Managed Account Issuer Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Credit Quality (S&P Ratings)
6.85%
A
9.15%
A+
5.99%
A-
4.58%
A-1
0.95%
AA
48.55%
AA+
9.11%
AA-
11.33%
AAA
0.01%
AAAm
3.48%
BBB+
Issuer Summary
Percentof HoldingsIssuer
Market Value
432,261.80 1.12 AMERICAN EXPRESS CO
373,262.63 0.97 AMERICAN HONDA FINANCE
392,881.20 1.02 APPLE INC
393,696.37 1.02 BANK OF AMERICA CO
669,140.39 1.74 BANK OF MONTREAL
775,441.46 2.01 BANK OF NOVA SCOTIA
315,745.55 0.82 BB&T CORPORATION
203,584.40 0.53 BURLINGTON NORTHERN SANTA FE
5,448.71 0.01 CAMP Pool
574,439.38 1.49 CANADIAN IMPERIAL BANK OF COMMERCE
349,995.59 0.91 CARMAX AUTO OWNER TRUST
297,604.97 0.77 CATERPILLAR INC
235,029.14 0.61 CHARLES SCHWAB
550,744.47 1.43 CITIGROUP INC
343,002.33 0.89 DEERE & COMPANY
1,018,175.18 2.65 FANNIE MAE
810,515.80 2.11 FEDERAL HOME LOAN BANKS
229,239.14 0.60 FREDDIE MAC
257,222.75 0.67 GENERAL ELECTRIC CO
274,823.73 0.71 GM FINANCIAL AUTO LEASING TRUST
299,426.22 0.78 GM FINANCIAL SECURITIZED TERM
398,487.60 1.03 GOLDMAN SACHS GROUP INC
174,933.34 0.45 HERSHEY COMPANY
196,803.01 0.51 HOME DEPOT INC
296,619.90 0.77 IBM CORP
1,252,630.05 3.26 INTER-AMERICAN DEVELOPMENT BANK
396,384.00 1.03 INTERNATIONAL FINANCE CORPORATION
1,395,606.73 3.63 INTL BANK OF RECONSTRUCTION AND DEV
669,934.13 1.74 JP MORGAN CHASE & CO
395,148.00 1.03 MICROSOFT CORP
390,822.40 1.01 MORGAN STANLEY
397,216.00 1.03 NATIONAL RURAL UTILITIES CO FINANCE CORP
Page 5
For the Month Ending September 30, 2018Managed Account Issuer Summary
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Percentof HoldingsIssuer
Market Value
771,798.48 2.00 NORDEA BANK AB
334,652.54 0.87 PACCAR FINANCIAL CORP
272,523.44 0.71 PEPSICO INC
678,634.20 1.76 ROYAL BANK OF CANADA
794,816.00 2.07 SKANDINAVISKA ENSKILDA BANKEN AB
223,812.00 0.58 STATE OF CONNECTICUT
120,939.25 0.31 STATE STREET CORPORATION
784,255.20 2.04 SWEDBANK AB
392,752.40 1.02 THE BANK OF NEW YORK MELLON CORPORATION
393,232.12 1.02 THE WALT DISNEY CORPORATION
543,319.45 1.41 TOYOTA MOTOR CORP
300,718.20 0.78 UBS AG
297,109.20 0.77 UNILEVER PLC
16,242,006.20 42.19 UNITED STATES TREASURY
367,018.13 0.95 WAL-MART STORES INC
493,886.31 1.28 WELLS FARGO & COMPANY
729,378.04 1.89 WESTPAC BANKING CORP
$38,507,117.53 Total 100.00%
Page 6
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 10/31/2013 1.750% 10/31/2020
9,780.86 10,082.80 73.23 10,185.16 02/03/1602/01/16AaaAA+ 10,000.00 912828WC0 1.35
US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
24,557.63 25,331.67 168.03 25,713.86 03/04/1603/02/16AaaAA+ 25,000.00 912828A42 1.38
US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
98,230.50 101,326.68 672.13 102,855.47 03/04/1603/02/16AaaAA+ 100,000.00 912828A42 1.38
US TREASURY NOTES
DTD 12/31/2013 2.375% 12/31/2020
9,897.27 10,241.47 60.02 10,502.34 03/31/1603/30/16AaaAA+ 10,000.00 912828A83 1.28
US TREASURY NOTES
DTD 12/31/2015 1.750% 12/31/2020
14,643.75 15,133.96 66.34 15,268.94 05/31/1605/27/16AaaAA+ 15,000.00 912828N48 1.35
US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
24,499.03 25,641.81 42.82 26,222.66 07/08/1607/06/16AaaAA+ 25,000.00 912828B90 0.92
US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
146,994.15 153,850.88 256.91 157,335.94 07/08/1607/06/16AaaAA+ 150,000.00 912828B90 0.92
US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
52,879.48 55,372.05 1.89 55,700.39 06/29/1606/27/16AaaAA+ 55,000.00 912828Q37 0.98
US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
110,566.18 115,777.93 3.95 116,464.45 06/29/1606/27/16AaaAA+ 115,000.00 912828Q37 0.98
US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
67,418.75 69,156.62 402.79 68,610.94 01/05/1701/03/17AaaAA+ 70,000.00 912828Q78 1.86
US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
216,703.13 222,223.43 1,294.67 220,508.79 02/03/1702/01/17AaaAA+ 225,000.00 912828Q78 1.87
US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
76,937.52 78,664.16 369.67 77,921.87 03/17/1703/15/17AaaAA+ 80,000.00 912828R77 2.02
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
97,765.60 102,044.00 672.13 103,593.75 09/02/1609/01/16AaaAA+ 100,000.00 912828WN6 1.22
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
171,089.80 178,577.00 1,176.23 181,289.06 09/02/1609/01/16AaaAA+ 175,000.00 912828WN6 1.22
Page 7
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
415,503.80 433,687.01 2,856.56 440,273.44 09/02/1609/01/16AaaAA+ 425,000.00 912828WN6 1.22
US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
432,773.55 442,485.92 2,079.41 438,310.55 03/17/1703/15/17AaaAA+ 450,000.00 912828R77 2.02
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
97,554.70 100,431.75 171.27 100,605.47 07/11/1707/06/17AaaAA+ 100,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
121,943.38 127,822.51 214.09 129,692.38 10/05/1610/03/16AaaAA+ 125,000.00 912828D72 1.21
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
121,943.38 125,233.31 214.09 125,371.09 12/05/1612/01/16AaaAA+ 125,000.00 912828D72 1.93
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
146,332.05 150,647.62 256.91 150,908.20 07/11/1707/06/17AaaAA+ 150,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
219,498.08 226,168.46 385.36 226,740.23 04/05/1704/03/17AaaAA+ 225,000.00 912828D72 1.82
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
219,498.08 226,733.08 385.36 227,452.15 06/29/1706/27/17AaaAA+ 225,000.00 912828D72 1.73
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
243,886.75 251,925.65 428.18 252,724.61 06/29/1706/27/17AaaAA+ 250,000.00 912828D72 1.73
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
317,052.78 332,338.54 556.63 337,200.20 10/05/1610/03/16AaaAA+ 325,000.00 912828D72 1.21
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
780,437.60 804,154.52 1,370.17 806,187.50 04/05/1704/03/17AaaAA+ 800,000.00 912828D72 1.82
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
999,935.68 1,026,913.17 1,755.52 1,028,042.97 12/05/1612/01/16AaaAA+ 1,025,000.00 912828D72 1.93
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
1,121,879.05 1,154,965.11 1,969.61 1,156,962.89 07/11/1707/06/17AaaAA+ 1,150,000.00 912828D72 1.85
US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
1,365,765.80 1,410,783.63 2,397.79 1,415,257.81 06/29/1706/27/17AaaAA+ 1,400,000.00 912828D72 1.73
Page 8
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
57,110.16 59,293.71 313.86 59,053.13 08/31/1708/30/17AaaAA+ 60,000.00 912828T67 1.64
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
123,738.68 127,692.92 680.03 126,988.67 10/10/1710/05/17AaaAA+ 130,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
123,738.68 127,692.92 680.03 126,988.67 10/10/1710/05/17AaaAA+ 130,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
237,959.00 247,057.12 1,307.74 246,054.69 08/31/1708/30/17AaaAA+ 250,000.00 912828T67 1.64
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
690,081.10 712,133.61 3,792.46 708,206.05 10/10/1710/05/17AaaAA+ 725,000.00 912828T67 1.85
US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
1,047,019.60 1,087,051.32 5,754.08 1,082,640.63 08/31/1708/30/17AaaAA+ 1,100,000.00 912828T67 1.64
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
62,717.40 64,446.08 510.02 64,324.61 12/06/1712/04/17AaaAA+ 65,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
72,366.23 74,360.86 588.49 74,220.70 12/06/1712/04/17AaaAA+ 75,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
110,961.55 113,781.37 902.34 113,540.04 01/04/1801/03/18AaaAA+ 115,000.00 912828X47 2.18
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
110,961.55 113,781.37 902.34 113,540.04 01/04/1801/03/18AaaAA+ 115,000.00 912828X47 2.18
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
173,678.94 174,798.88 1,412.36 174,248.44 05/07/1805/03/18AaaAA+ 180,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
241,220.75 242,776.22 1,961.62 242,011.72 05/07/1805/03/18AaaAA+ 250,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
434,197.35 446,165.16 3,530.91 445,324.22 12/06/1712/04/17AaaAA+ 450,000.00 912828X47 2.12
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
892,516.78 915,197.96 7,257.98 913,256.84 01/04/1801/03/18AaaAA+ 925,000.00 912828X47 2.18
Page 9
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
U.S. Treasury Bond / Note
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
1,206,103.75 1,213,881.11 9,808.08 1,210,058.59 05/07/1805/03/18AaaAA+ 1,250,000.00 912828X47 2.73
US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
1,543,812.80 1,555,556.64 12,554.35 1,552,750.00 07/06/1807/03/18AaaAA+ 1,600,000.00 912828X47 2.69
US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
952,461.00 958,709.74 2,075.41 958,046.88 09/07/1809/05/18AaaAA+ 1,000,000.00 912828TJ9 2.76
US TREASURY NOTES
DTD 12/31/2015 2.125% 12/31/2022
435,392.55 436,931.57 2,416.61 436,464.84 08/03/1808/01/18AaaAA+ 450,000.00 912828N30 2.86
76,750.47 16,242,006.20 16,649,023.30 2.04 16,655,621.87 16,800,000.00 Security Type Sub-Total
Supra-National Agency Bond / Note
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
121,716.63 124,802.28 102.98 124,700.00 09/19/1709/12/17AaaAAA 125,000.00 45905UP32 1.64
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
146,059.95 149,762.73 123.58 149,640.00 09/19/1709/12/17AaaAAA 150,000.00 45905UP32 1.64
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 09/19/2017 1.561% 09/12/2020
730,299.75 748,813.65 617.90 748,200.00 09/19/1709/12/17AaaAAA 750,000.00 45905UP32 1.64
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
98,362.50 100,639.44 838.19 100,926.91 10/10/1710/02/17AaaAAA 100,000.00 4581X0CD8 1.81
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
98,362.50 100,639.44 838.19 100,926.91 10/10/1710/02/17AaaAAA 100,000.00 4581X0CD8 1.81
INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
590,175.00 603,836.62 5,029.17 605,561.46 10/10/1710/02/17AaaAAA 600,000.00 4581X0CD8 1.81
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
49,548.00 49,968.97 80.51 49,962.50 03/16/1803/09/18AaaAAA 50,000.00 45950VLQ7 2.66
Page 10
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Supra-National Agency Bond / Note
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
49,548.00 49,968.97 80.51 49,962.50 03/16/1803/09/18AaaAAA 50,000.00 45950VLQ7 2.66
INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
297,288.00 299,813.81 483.08 299,775.00 03/16/1803/09/18AaaAAA 300,000.00 45950VLQ7 2.66
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
59,454.90 59,887.14 708.75 59,868.00 04/19/1804/12/18AaaAAA 60,000.00 4581X0DB1 2.70
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
59,454.90 59,887.14 708.75 59,868.00 04/19/1804/12/18AaaAAA 60,000.00 4581X0DB1 2.70
INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
346,820.25 349,341.66 4,134.38 349,230.00 04/19/1804/12/18AaaAAA 350,000.00 4581X0DB1 2.70
INTL BANK OF RECONSTRUCTION AND DEV
NOTE
DTD 07/25/2018 2.750% 07/23/2021
397,530.40 399,119.18 2,016.67 399,064.00 07/25/1807/18/18AaaAAA 400,000.00 459058GH0 2.83
15,762.66 3,044,620.78 3,096,481.03 2.14 3,097,685.28 3,095,000.00 Security Type Sub-Total
Municipal Bond / Note
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
29,841.60 30,009.98 26.32 30,084.30 03/25/1503/16/15A1A 30,000.00 20772JZK1 1.90
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
29,841.60 30,009.98 26.32 30,084.30 03/25/1503/16/15A1A 30,000.00 20772JZK1 1.90
CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
164,128.80 165,054.89 144.76 165,463.65 03/25/1503/16/15A1A 165,000.00 20772JZK1 1.90
197.40 223,812.00 225,074.85 1.90 225,632.25 225,000.00 Security Type Sub-Total
Page 11
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Federal Agency Collateralized Mortgage Obligation
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
1,404.49 1,409.68 2.23 1,423.77 11/30/1511/06/15AaaAA+ 1,409.68 3136AQSW1 1.20
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
1,404.49 1,409.68 2.23 1,423.77 11/30/1511/06/15AaaAA+ 1,409.68 3136AQSW1 1.20
FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
7,022.48 7,048.41 11.15 7,118.90 11/30/1511/06/15AaaAA+ 7,048.41 3136AQSW1 1.20
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
8,627.47 8,671.91 11.88 8,747.13 10/30/1510/07/15AaaAA+ 8,660.41 3136AQDQ0 1.08
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
8,627.47 8,671.91 11.88 8,747.13 10/30/1510/07/15AaaAA+ 8,660.41 3136AQDQ0 1.08
FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
50,806.18 51,067.93 69.96 51,510.89 10/30/1510/07/15AaaAA+ 51,000.18 3136AQDQ0 1.08
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
38,120.28 38,432.86 112.03 38,515.22 04/30/1804/11/18AaaAA+ 37,764.05 3136B1XP4 2.27
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
38,120.28 38,432.86 112.03 38,515.22 04/30/1804/11/18AaaAA+ 37,764.05 3136B1XP4 2.27
FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
190,601.36 192,164.29 560.17 192,576.04 04/30/1804/11/18AaaAA+ 188,820.22 3136B1XP4 2.27
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
34,884.22 35,261.17 90.13 35,298.05 04/09/1804/04/18AaaAA+ 35,000.00 3137BM6P6 2.61
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
34,884.22 35,261.17 90.13 35,298.05 04/09/1804/04/18AaaAA+ 35,000.00 3137BM6P6 2.61
FHLMC MULTIFAMILY STRUCTURED P POOL
DTD 12/01/2015 3.090% 08/25/2022
159,470.70 161,193.92 412.00 161,362.50 04/09/1804/04/18AaaAA+ 160,000.00 3137BM6P6 2.61
1,485.82 573,973.64 579,025.79 2.25 580,536.67 572,537.09 Security Type Sub-Total
Federal Agency Bond / Note
FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
119,193.50 124,570.44 300.78 124,239.88 07/15/1607/14/16AaaAA+ 125,000.00 3130A8QS5 1.25
Page 12
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Federal Agency Bond / Note
FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
691,322.30 722,508.53 1,744.53 720,591.28 07/15/1607/14/16AaaAA+ 725,000.00 3130A8QS5 1.25
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
23,880.88 24,950.04 38.19 24,914.48 08/19/1608/17/16AaaAA+ 25,000.00 3135G0N82 1.32
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
76,418.80 79,810.70 122.22 79,676.00 08/19/1608/17/16AaaAA+ 80,000.00 3135G0N82 1.33
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
133,732.90 139,720.21 213.89 139,521.06 08/19/1608/17/16AaaAA+ 140,000.00 3135G0N82 1.32
FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
439,408.10 458,911.52 702.78 458,137.00 08/19/1608/17/16AaaAA+ 460,000.00 3135G0N82 1.33
3,122.39 1,483,956.48 1,550,471.44 1.29 1,547,079.70 1,555,000.00 Security Type Sub-Total
Corporate Note
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,973.09 433.33 49,861.00 04/25/1604/20/16A3BBB+ 50,000.00 38141GVT8 2.10
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,993.81 433.33 49,968.00 04/26/1604/21/16A3BBB+ 50,000.00 38141GVT8 2.02
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
49,810.95 49,993.81 433.33 49,968.00 04/26/1604/21/16A3BBB+ 50,000.00 38141GVT8 2.02
GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
249,054.75 249,969.04 2,166.67 249,840.00 04/26/1604/21/16A3BBB+ 250,000.00 38141GVT8 2.02
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
24,876.85 24,996.96 162.29 24,987.00 06/09/1606/02/16Baa1BBB+ 25,000.00 172967KS9 2.07
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
24,876.85 24,996.96 162.29 24,987.00 06/09/1606/02/16Baa1BBB+ 25,000.00 172967KS9 2.07
Page 13
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
104,482.77 104,987.24 681.63 104,945.40 06/09/1606/02/16Baa1BBB+ 105,000.00 172967KS9 2.07
AMERICAN HONDA FINANCE GLOBAL NOTES
DTD 09/09/2014 2.250% 08/15/2019
99,536.70 99,965.65 287.50 99,815.00 09/09/1409/04/14A2A+ 100,000.00 02665WAH4 2.29
AMERICAN HONDA FINANCE GLOBAL NOTES
DTD 09/09/2014 2.250% 08/15/2019
273,725.93 274,905.53 790.63 274,491.25 09/09/1409/04/14A2A+ 275,000.00 02665WAH4 2.29
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
25,448.05 25,797.35 587.50 27,597.50 06/08/1606/03/16A3A+ 25,000.00 12189TBC7 1.48
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
25,448.05 25,797.35 587.50 27,597.50 06/08/1606/03/16A3A+ 25,000.00 12189TBC7 1.48
BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
152,688.30 154,784.09 3,525.00 165,585.00 06/08/1606/03/16A3A+ 150,000.00 12189TBC7 1.48
GENERAL ELECTRIC CAP CORP NOTES
DTD 01/08/2010 5.500% 01/08/2020
257,222.75 260,738.21 3,170.14 289,082.50 03/25/1503/20/15A2A 250,000.00 36962G4J0 2.05
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
49,563.50 49,991.33 275.63 49,980.00 01/10/1701/04/17Baa1BBB+ 50,000.00 172967LF6 2.46
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
49,563.50 49,991.33 275.63 49,980.00 01/10/1701/04/17Baa1BBB+ 50,000.00 172967LF6 2.46
CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
297,381.00 299,947.95 1,653.75 299,880.00 01/10/1701/04/17Baa1BBB+ 300,000.00 172967LF6 2.46
WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
74,112.23 75,082.23 273.23 75,288.00 03/27/1503/24/15A2A- 75,000.00 94974BGF1 2.07
WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
370,561.13 375,724.88 1,366.15 377,621.25 02/05/1502/02/15A2A- 375,000.00 94974BGF1 2.00
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
49,393.50 49,984.73 141.32 49,966.50 02/06/1701/30/17AaaAAA 50,000.00 594918BV5 1.87
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
49,393.50 49,984.73 141.32 49,966.50 02/06/1701/30/17AaaAAA 50,000.00 594918BV5 1.87
Page 14
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
296,361.00 299,908.38 847.92 299,799.00 02/06/1701/30/17AaaAAA 300,000.00 594918BV5 1.87
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
29,664.00 29,984.95 51.33 29,968.80 03/03/1702/28/17A2A- 30,000.00 0258M0EE5 2.24
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
29,664.00 29,984.95 51.33 29,968.80 03/03/1702/28/17A2A- 30,000.00 0258M0EE5 2.24
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
177,984.00 179,909.72 308.00 179,812.80 03/03/1702/28/17A2A- 180,000.00 0258M0EE5 2.24
WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
24,659.98 24,996.85 36.56 24,993.50 03/06/1703/01/17A2A+ 25,000.00 25468PDP8 1.96
WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
123,299.88 124,984.27 182.81 124,967.50 03/06/1703/01/17A2A+ 125,000.00 25468PDP8 1.96
TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
198,079.20 200,536.41 226.94 201,776.00 03/27/1503/23/15Aa3AA- 200,000.00 89236TCF0 1.96
TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
73,867.35 74,981.99 666.25 74,965.50 04/17/1704/11/17Aa3AA- 75,000.00 89236TDU6 1.97
TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
221,602.05 224,945.97 1,998.75 224,896.50 04/17/1704/11/17Aa3AA- 225,000.00 89236TDU6 1.97
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
24,600.38 24,991.80 145.00 24,985.50 06/05/1705/24/17A2A 25,000.00 437076BQ4 1.82
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
24,600.38 24,991.80 145.00 24,985.50 06/05/1705/24/17A2A 25,000.00 437076BQ4 1.82
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
24,527.23 24,983.57 145.00 24,971.00 06/06/1706/01/17A2A+ 25,000.00 25468PDU7 1.84
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
49,054.45 49,967.15 290.00 49,942.00 06/06/1706/01/17A2A+ 50,000.00 25468PDU7 1.84
Page 15
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
147,602.25 149,950.78 870.00 149,913.00 06/05/1705/24/17A2A 150,000.00 437076BQ4 1.82
WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
171,690.58 174,885.01 1,015.00 174,797.00 06/06/1706/01/17A2A+ 175,000.00 25468PDU7 1.84
JOHN DEERE CAPITAL CORP NOTES
DTD 06/22/2017 1.950% 06/22/2020
24,556.28 24,991.12 134.06 24,984.75 06/22/1706/19/17A2A 25,000.00 24422ETS8 1.97
JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
99,249.50 100,181.68 748.61 100,497.00 09/04/1509/01/15A3A- 100,000.00 46625HLW8 2.64
JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
570,684.63 576,044.68 4,304.51 577,857.75 09/04/1509/01/15A3A- 575,000.00 46625HLW8 2.64
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
39,030.16 39,978.15 55.50 39,966.40 09/07/1709/05/17A3A 40,000.00 14913Q2A6 1.88
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
39,030.16 39,978.15 55.50 39,966.40 09/07/1709/05/17A3A 40,000.00 14913Q2A6 1.88
CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
219,544.65 224,877.09 312.19 224,811.00 09/07/1709/05/17A3A 225,000.00 14913Q2A6 1.88
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
24,411.00 24,998.40 196.46 24,997.75 11/13/1711/06/17A1A+ 25,000.00 69371RN85 2.05
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
24,411.00 24,998.40 196.46 24,997.75 11/13/1711/06/17A1A+ 25,000.00 69371RN85 2.05
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
49,110.15 49,970.11 383.33 49,958.00 11/13/1711/06/17Aa1AA+ 50,000.00 037833DJ6 2.03
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
49,110.15 49,970.11 383.33 49,958.00 11/13/1711/06/17Aa1AA+ 50,000.00 037833DJ6 2.03
PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
146,466.00 149,990.39 1,178.75 149,986.50 11/13/1711/06/17A1A+ 150,000.00 69371RN85 2.05
Page 16
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
294,660.90 299,820.66 2,300.00 299,748.00 11/13/1711/06/17Aa1AA+ 300,000.00 037833DJ6 2.03
WELLS FARGO & COMPANY NOTES
DTD 12/07/2015 2.550% 12/07/2020
49,212.95 50,541.67 403.75 51,108.00 05/10/1605/06/16A2A- 50,000.00 94974BGR5 2.04
WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
73,403.63 74,922.73 419.58 74,891.25 10/20/1710/11/17Aa2AA 75,000.00 931142EA7 1.95
WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
293,614.50 299,690.93 1,678.33 299,565.00 10/20/1710/11/17Aa2AA 300,000.00 931142EA7 1.95
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
24,400.43 24,991.44 89.58 24,988.50 10/26/1710/23/17A2A- 25,000.00 05531FAZ6 2.17
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
24,400.43 24,991.44 89.58 24,988.50 10/26/1710/23/17A2A- 25,000.00 05531FAZ6 2.17
BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
73,201.28 74,974.32 268.75 74,965.50 10/26/1710/23/17A2A- 75,000.00 05531FAZ6 2.17
IBM CORP CORP NOTES
DTD 02/06/2018 2.650% 02/05/2021
296,619.90 299,883.95 1,236.67 299,853.00 02/06/1802/01/18A1A+ 300,000.00 44932HAG8 2.67
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,977.74 32.22 24,972.25 02/26/1802/21/18A2A 25,000.00 63743HER9 2.94
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,977.74 32.22 24,972.25 02/26/1802/21/18A2A 25,000.00 63743HER9 2.94
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,910.79 32.22 24,894.25 04/19/1804/12/18A2A 25,000.00 63743HER9 3.05
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
24,826.00 24,910.79 32.22 24,894.25 04/19/1804/12/18A2A 25,000.00 63743HER9 3.05
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
124,130.00 124,888.68 161.11 124,861.25 02/26/1802/21/18A2A 125,000.00 63743HER9 2.94
Page 17
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
173,782.00 174,375.54 225.56 174,259.75 04/19/1804/12/18A2A 175,000.00 63743HER9 3.05
UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
297,109.20 298,725.80 206.25 298,467.00 03/22/1803/19/18A1A+ 300,000.00 904764AZ0 2.93
TOYOTA MOTOR CREDIT CORP NOTES
DTD 04/13/2018 2.950% 04/13/2021
49,770.85 49,983.00 688.33 49,980.00 04/13/1804/10/18Aa3AA- 50,000.00 89236TEU5 2.96
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
38,931.92 39,994.12 368.89 39,992.00 10/10/1710/05/17A1A+ 40,000.00 713448DX3 2.01
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
38,931.92 39,994.12 368.89 39,992.00 10/10/1710/05/17A1A+ 40,000.00 713448DX3 2.01
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
49,094.05 50,599.26 576.39 51,149.00 05/19/1605/16/16A1A 50,000.00 06406FAA1 2.00
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
49,094.05 50,599.26 576.39 51,149.00 05/19/1605/16/16A1A 50,000.00 06406FAA1 2.00
PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
194,659.60 199,970.62 1,844.44 199,960.00 10/10/1710/05/17A1A+ 200,000.00 713448DX3 2.01
BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
294,564.30 303,639.07 3,458.33 306,978.00 05/19/1605/16/16A1A 300,000.00 06406FAA1 2.00
BANK OF AMERICA CORP NOTE
DTD 04/19/2016 2.625% 04/19/2021
24,598.68 25,144.56 295.31 25,194.00 11/03/1711/01/17A3A- 25,000.00 06051GFW4 2.39
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
48,852.80 50,120.87 555.56 50,162.00 11/03/1711/01/17A3BBB+ 50,000.00 61746BEA0 2.40
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
48,852.80 50,120.87 555.56 50,162.00 11/03/1711/01/17A3BBB+ 50,000.00 61746BEA0 2.40
MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
293,116.80 300,725.24 3,333.33 300,972.00 11/03/1711/01/17A3BBB+ 300,000.00 61746BEA0 2.40
Page 18
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
AMERICAN EXPRESS CREDIT (CALLABLE)
NOTES
DTD 05/05/2016 2.250% 05/05/2021
194,949.80 199,750.10 1,825.00 199,536.00 05/31/1605/25/16A2A- 200,000.00 0258M0EB1 2.30
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
19,909.22 19,995.45 242.83 19,994.80 05/10/1805/07/18A1A+ 20,000.00 69371RP26 3.11
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
19,909.22 19,995.45 242.83 19,994.80 05/10/1805/07/18A1A+ 20,000.00 69371RP26 3.11
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
24,217.93 24,991.18 200.73 24,983.50 05/16/1605/10/16A2A- 25,000.00 05531FAV5 2.06
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
24,217.93 24,991.18 200.73 24,983.50 05/16/1605/10/16A2A- 25,000.00 05531FAV5 2.06
PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
99,546.10 99,977.27 1,214.17 99,974.00 05/10/1805/07/18A1A+ 100,000.00 69371RP26 3.11
BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
145,307.55 149,947.07 1,204.38 149,901.00 05/16/1605/10/16A2A- 150,000.00 05531FAV5 2.06
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
24,990.48 24,984.96 303.54 24,982.75 05/10/1805/03/18A1A 25,000.00 427866BA5 3.12
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
24,990.48 24,984.96 303.54 24,982.75 05/10/1805/03/18A1A 25,000.00 427866BA5 3.12
HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
124,952.38 124,924.80 1,517.71 124,913.75 05/10/1805/03/18A1A 125,000.00 427866BA5 3.12
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
24,187.85 24,948.93 178.75 24,905.50 05/24/1605/19/16A1A 25,000.00 857477AV5 2.03
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
24,187.85 24,948.93 178.75 24,905.50 05/24/1605/19/16A1A 25,000.00 857477AV5 2.03
STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
72,563.55 74,846.80 536.25 74,716.50 05/24/1605/19/16A1A 75,000.00 857477AV5 2.03
Page 19
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Corporate Note
CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
35,004.34 34,999.06 407.60 34,998.95 05/22/1805/17/18A2A 35,000.00 808513AW5 3.25
CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
200,024.80 199,994.60 2,329.17 199,994.00 05/22/1805/17/18A2A 200,000.00 808513AW5 3.25
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
34,242.36 35,000.00 407.40 35,000.00 09/18/1709/13/17A3A- 35,000.00 06051GGS2 2.33
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
34,242.36 35,000.00 407.40 35,000.00 09/18/1709/13/17A3A- 35,000.00 06051GGS2 2.33
BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
195,670.60 200,000.00 2,328.00 200,000.00 09/18/1709/13/17A3A- 200,000.00 06051GGS2 2.33
JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
48,991.70 49,847.97 312.85 49,779.50 03/15/1703/10/17A2A 50,000.00 24422ETL3 2.75
JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
269,454.35 274,163.86 1,720.66 273,787.25 03/15/1703/10/17A2A 275,000.00 24422ETL3 2.75
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
14,991.77 15,000.00 195.36 15,000.00 05/17/1805/14/18A3A- 15,000.00 06051GHH5 3.50
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
14,991.77 15,000.00 195.36 15,000.00 05/17/1805/14/18A3A- 15,000.00 06051GHH5 3.50
BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
74,958.83 75,000.00 976.80 75,000.00 05/17/1805/14/18A3A- 75,000.00 06051GHH5 3.50
69,736.03 9,930,432.83 10,075,355.93 2.29 10,125,583.90 10,055,000.00 Security Type Sub-Total
Certificate of Deposit
CANADIAN IMPERIAL BANK NY CD
DTD 12/05/2016 1.760% 11/30/2018
574,439.38 574,962.88 3,401.44 574,551.50 12/05/1612/01/16P-1A-1 575,000.00 13606A5Z7 1.78
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
49,823.60 50,000.00 474.85 50,000.00 04/06/1704/05/17P-1A-1 50,000.00 06417GUE6 1.91
Page 20
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Certificate of Deposit
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
69,753.04 70,000.00 664.79 70,000.00 04/06/1704/05/17P-1A-1 70,000.00 06417GUE6 1.91
BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
274,029.80 275,000.00 2,611.66 275,000.00 04/06/1704/05/17P-1A-1 275,000.00 06417GUE6 1.91
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
99,352.00 99,983.66 306.67 99,961.00 08/04/1708/03/17P-1A-1 100,000.00 83050FXT3 1.85
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
99,352.00 99,983.66 306.67 99,961.00 08/04/1708/03/17P-1A-1 100,000.00 83050FXT3 1.85
SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
596,112.00 599,901.97 1,840.00 599,766.00 08/04/1708/03/17P-1A-1 600,000.00 83050FXT3 1.85
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
99,586.90 100,000.00 309.78 100,000.00 02/22/1802/20/18Aa3AA- 100,000.00 65590ASN7 2.72
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
99,586.90 100,000.00 309.78 100,000.00 02/22/1802/20/18Aa3AA- 100,000.00 65590ASN7 2.72
NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
572,624.68 575,000.00 1,781.22 575,000.00 02/22/1802/20/18Aa3AA- 575,000.00 65590ASN7 2.72
UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
300,718.20 300,000.00 652.50 300,000.00 03/06/1803/02/18Aa2A+ 300,000.00 90275DHG8 2.93
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
30,144.87 29,990.35 292.60 29,988.60 06/07/1806/05/18Aa2A+ 30,000.00 06417GU22 3.10
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
50,241.45 49,983.92 487.67 49,981.00 06/07/1806/05/18Aa2A+ 50,000.00 06417GU22 3.10
BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
301,448.70 299,903.50 2,926.00 299,886.00 06/07/1806/05/18Aa2A+ 300,000.00 06417GU22 3.10
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
98,564.60 100,000.00 307.50 100,000.00 08/07/1708/03/17Aa3AA- 100,000.00 96121T4A3 2.05
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
98,564.60 100,000.00 307.50 100,000.00 08/07/1708/03/17Aa3AA- 100,000.00 96121T4A3 2.05
Page 21
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Certificate of Deposit
WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
532,248.84 540,000.00 1,660.50 540,000.00 08/07/1708/03/17Aa3AA- 540,000.00 96121T4A3 2.05
BANK OF MONTREAL CHICAGO CERT DEPOS
DTD 08/03/2018 3.190% 08/03/2020
669,140.39 670,000.00 3,502.80 670,000.00 08/03/1808/01/18Aa2A+ 670,000.00 06370REU9 3.23
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
98,031.90 100,000.00 870.17 100,000.00 11/17/1711/16/17Aa2AA- 100,000.00 87019U6D6 2.30
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
98,031.90 100,000.00 870.17 100,000.00 11/17/1711/16/17Aa2AA- 100,000.00 87019U6D6 2.30
SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
588,191.40 600,000.00 5,221.00 600,000.00 11/17/1711/16/17Aa2AA- 600,000.00 87019U6D6 2.30
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
50,269.20 50,000.00 508.50 50,000.00 06/08/1806/07/18Aa2AA- 50,000.00 78012UEE1 3.24
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
100,538.40 100,000.00 1,017.00 100,000.00 06/08/1806/07/18Aa2AA- 100,000.00 78012UEE1 3.24
ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
527,826.60 525,000.00 5,339.25 525,000.00 06/08/1806/07/18Aa2AA- 525,000.00 78012UEE1 3.24
35,970.02 6,078,621.35 6,109,709.94 2.48 6,109,095.10 6,110,000.00 Security Type Sub-Total
Asset-Backed Security / Collateralized Mortgage Obligation
GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
274,823.73 274,965.09 126.04 274,964.97 09/26/1809/18/18AaaAAA 275,000.00 36256GAE9 3.31
GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
299,426.22 299,932.85 377.50 299,930.04 07/18/1807/11/18NRAAA 300,000.00 36255JAD6 3.03
CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
349,995.59 349,954.03 486.89 349,952.30 07/25/1807/18/18NRAAA 350,000.00 14313FAD1 3.36
990.43 924,245.54 924,851.97 3.24 924,847.31 925,000.00 Security Type Sub-Total
39,337,537.09 39,266,082.08 2.18 204,015.22 39,209,994.25 38,501,668.82 Managed Account Sub-Total
Page 22
For the Month Ending September 30, 2018Managed Account Detail of Securities Held
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Dated Date/Coupon/Maturity CUSIP Rating Rating Date Date Cost at Cost Interest Cost Value
Security Type/Description S&P Moody's Original YTM Accrued Amortized MarketTrade Settle
Par
Money Market Mutual Fund
CAMP Pool 5,448.71 5,448.71 0.00 5,448.71 NRAAAm 5,448.71
5,448.71 5,448.71 0.00 5,448.71 5,448.71 Money Market Sub-Total
$39,342,985.80 $39,271,530.79 $204,015.22 $39,215,442.96 $38,507,117.53 2.18%
$38,711,132.75
$204,015.22
Total Investments
Accrued Interest
Securities Sub-Total
Page 23
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
2.01 (301.94)(404.30) 9,780.86 97.81 MERRILL 10,000.00 912828WC0US TREASURY NOTES
DTD 10/31/2013 1.750% 10/31/2020
2.84 2.01
2.09 (774.04)(1,156.23) 24,557.63 98.23 MERRILL 25,000.00 912828A42US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
2.85 2.09
2.09 (3,096.18)(4,624.97) 98,230.50 98.23 MERRILL 100,000.00 912828A42US TREASURY NOTES
DTD 12/02/2013 2.000% 11/30/2020
2.85 2.09
2.16 (344.20)(605.07) 9,897.27 98.97 MERRILL 10,000.00 912828A83US TREASURY NOTES
DTD 12/31/2013 2.375% 12/31/2020
2.85 2.16
2.18 (490.21)(625.19) 14,643.75 97.63 MORGANST 15,000.00 912828N48US TREASURY NOTES
DTD 12/31/2015 1.750% 12/31/2020
2.85 2.18
2.33 (1,142.78)(1,723.63) 24,499.03 98.00 MORGANST 25,000.00 912828B90US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
2.86 2.33
2.33 (6,856.73)(10,341.79) 146,994.15 98.00 MORGANST 150,000.00 912828B90US TREASURY NOTES
DTD 02/28/2014 2.000% 02/28/2021
2.86 2.33
2.43 (2,492.57)(2,820.91) 52,879.48 96.14 CITIGRP 55,000.00 912828Q37US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
2.86 2.43
2.43 (5,211.75)(5,898.27) 110,566.18 96.14 CITIGRP 115,000.00 912828Q37US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
2.86 2.43
2.50 (1,737.87)(1,192.19) 67,418.75 96.31 MORGAN_S 70,000.00 912828Q78US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
2.87 2.50
2.50 (5,520.30)(3,805.66) 216,703.13 96.31 MERRILL 225,000.00 912828Q78US TREASURY NOTES
DTD 05/02/2016 1.375% 04/30/2021
2.87 2.50
2.58 (1,726.64)(984.35) 76,937.52 96.17 MORGAN_S 80,000.00 912828R77US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
2.88 2.58
2.56 (4,278.40)(5,828.15) 97,765.60 97.77 HSBC 100,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.56 (7,487.20)(10,199.26) 171,089.80 97.77 HSBC 175,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.56 (18,183.21)(24,769.64) 415,503.80 97.77 HSBC 425,000.00 912828WN6US TREASURY NOTES
DTD 06/02/2014 2.000% 05/31/2021
2.88 2.56
2.58 (9,712.37)(5,537.00) 432,773.55 96.17 MORGAN_S 450,000.00 912828R77US TREASURY NOTES
DTD 05/31/2016 1.375% 05/31/2021
2.88 2.58
2.80 (2,877.05)(3,050.77) 97,554.70 97.55 MORGAN_S 100,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
Page 24
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
2.80 (5,879.13)(7,749.00) 121,943.38 97.55 HSBC 125,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (3,289.93)(3,427.71) 121,943.38 97.55 HSBC 125,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (4,315.57)(4,576.15) 146,332.05 97.55 MORGAN_S 150,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (6,670.38)(7,242.15) 219,498.08 97.55 MORGAN_S 225,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (7,235.00)(7,954.07) 219,498.08 97.55 MORGAN_S 225,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (8,038.90)(8,837.86) 243,886.75 97.55 MORGAN_S 250,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (15,285.76)(20,147.42) 317,052.78 97.55 HSBC 325,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (23,716.92)(25,749.90) 780,437.60 97.55 MORGAN_S 800,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (26,977.49)(28,107.29) 999,935.68 97.55 HSBC 1,025,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (33,086.06)(35,083.84) 1,121,879.05 97.55 MORGAN_S 1,150,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.80 (45,017.83)(49,492.01) 1,365,765.80 97.55 MORGAN_S 1,400,000.00 912828D72US TREASURY NOTES
DTD 09/02/2014 2.000% 08/31/2021
2.88 2.80
2.97 (2,183.55)(1,942.97) 57,110.16 95.18 MERRILL 60,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (3,954.24)(3,249.99) 123,738.68 95.18 MERRILL 130,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (3,954.24)(3,249.99) 123,738.68 95.18 MERRILL 130,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (9,098.12)(8,095.69) 237,959.00 95.18 MERRILL 250,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (22,052.51)(18,124.95) 690,081.10 95.18 MERRILL 725,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
2.97 (40,031.72)(35,621.03) 1,047,019.60 95.18 MERRILL 1,100,000.00 912828T67US TREASURY NOTES
DTD 10/31/2016 1.250% 10/31/2021
2.89 2.97
Page 25
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
U.S. Treasury Bond / Note
3.40 (1,728.68)(1,607.21) 62,717.40 96.49 MERRILL 65,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,994.63)(1,854.47) 72,366.23 96.49 MERRILL 75,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (2,819.82)(2,578.49) 110,961.55 96.49 CITIGRP 115,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (2,819.82)(2,578.49) 110,961.55 96.49 CITIGRP 115,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,119.94)(569.50) 173,678.94 96.49 MERRILL 180,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (1,555.47)(790.97) 241,220.75 96.49 MERRILL 250,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (11,967.81)(11,126.87) 434,197.35 96.49 MERRILL 450,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (22,681.18)(20,740.06) 892,516.78 96.49 CITIGRP 925,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (7,777.36)(3,954.84) 1,206,103.75 96.49 MERRILL 1,250,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.40 (11,743.84)(8,937.20) 1,543,812.80 96.49 MERRILL 1,600,000.00 912828X47US TREASURY NOTES
DTD 05/01/2017 1.875% 04/30/2022
2.91 3.40
3.71 (6,248.74)(5,585.88) 952,461.00 95.25 BMO 1,000,000.00 912828TJ9US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
2.93 3.71
4.00 (1,539.02)(1,072.29) 435,392.55 96.75 MERRILL 450,000.00 912828N30US TREASURY NOTES
DTD 12/31/2015 2.125% 12/31/2022
2.94 4.00
(413,615.67) 2.90 3.05 (407,017.10) 16,242,006.20 16,800,000.00 Security Type Sub-Total 3.05
Supra-National Agency Bond / Note
1.90 (3,085.65)(2,983.37) 121,716.63 97.37 HSBC 125,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
1.90 (3,702.78)(3,580.05) 146,059.95 97.37 HSBC 150,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
Page 26
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Supra-National Agency Bond / Note
1.90 (18,513.90)(17,900.25) 730,299.75 97.37 HSBC 750,000.00 45905UP32INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
2.96 1.90
2.03 (2,276.94)(2,564.41) 98,362.50 98.36 HSBC 100,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.03 (2,276.94)(2,564.41) 98,362.50 98.36 HSBC 100,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.03 (13,661.62)(15,386.46) 590,175.00 98.36 HSBC 600,000.00 4581X0CD8INTER-AMERICAN DEVELOPMENT BANK
DTD 11/08/2013 2.125% 11/09/2020
2.93 2.03
2.34 (420.97)(414.50) 49,548.00 99.10 HSBC 50,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.34 (420.97)(414.50) 49,548.00 99.10 HSBC 50,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.34 (2,525.81)(2,487.00) 297,288.00 99.10 HSBC 300,000.00 45950VLQ7INTERNATIONAL FINANCE CORPORATION
NOTE
DTD 03/16/2018 2.635% 03/09/2021
3.02 2.34
2.42 (432.24)(413.10) 59,454.90 99.09 CITIGRP 60,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.42 (432.24)(413.10) 59,454.90 99.09 CITIGRP 60,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.42 (2,521.41)(2,409.75) 346,820.25 99.09 CITIGRP 350,000.00 4581X0DB1INTER-AMERICAN DEVELOPMENT BANK
NOTE
DTD 04/19/2018 2.625% 04/19/2021
3.00 2.42
2.67 (1,588.78)(1,533.60) 397,530.40 99.38 MORGAN_S 400,000.00 459058GH0INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 07/25/2018 2.750% 07/23/2021
2.98 2.67
(53,064.50) 2.97 2.17 (51,860.25) 3,044,620.78 3,095,000.00 Security Type Sub-Total 2.17
Municipal Bond / Note
Page 27
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Municipal Bond / Note
0.45 (168.38)(242.70) 29,841.60 99.47 VINING 30,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
0.45 (168.38)(242.70) 29,841.60 99.47 VINING 30,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
0.45 (926.09)(1,334.85) 164,128.80 99.47 VINING 165,000.00 20772JZK1CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
3.14 0.45
(1,820.25) 3.14 0.45 (1,262.85) 223,812.00 225,000.00 Security Type Sub-Total 0.45
Federal Agency Collateralized Mortgage Obligation
0.22 (5.19)(19.28) 1,404.49 99.63 GOLDMAN 1,409.68 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.22 (5.19)(19.28) 1,404.49 99.63 GOLDMAN 1,409.68 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.22 (25.93)(96.42) 7,022.48 99.63 GOLDMAN 7,048.41 3136AQSW1FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
2.98 0.30
0.78 (44.44)(119.66) 8,627.47 99.62 MORGANST 8,660.41 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
0.78 (44.44)(119.66) 8,627.47 99.62 MORGANST 8,660.41 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
0.78 (261.75)(704.71) 50,806.18 99.62 MORGANST 51,000.18 3136AQDQ0FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
1.99 0.33
1.50 (312.58)(394.94) 38,120.28 100.94 JPM_CHAS 37,764.05 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.50 (312.58)(394.94) 38,120.28 100.94 JPM_CHAS 37,764.05 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.50 (1,562.93)(1,974.68) 190,601.36 100.94 JPM_CHAS 188,820.22 3136B1XP4FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
2.78 2.30
1.94 (376.95)(413.83) 34,884.22 99.67 CITIGRP 35,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
1.94 (376.95)(413.83) 34,884.22 99.67 CITIGRP 35,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
Page 28
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Federal Agency Collateralized Mortgage Obligation
1.94 (1,723.22)(1,891.80) 159,470.70 99.67 CITIGRP 160,000.00 3137BM6P6FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3.15 3.46
(6,563.03) 2.84 1.57 (5,052.15) 573,973.64 572,537.09 Security Type Sub-Total 2.50
Federal Agency Bond / Note
2.71 (5,376.94)(5,046.38) 119,193.50 95.35 TD SEC U 125,000.00 3130A8QS5FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
2.87 2.71
2.71 (31,186.23)(29,268.98) 691,322.30 95.35 TD SEC U 725,000.00 3130A8QS5FHLB GLOBAL NOTE
DTD 07/14/2016 1.125% 07/14/2021
2.87 2.71
2.79 (1,069.16)(1,033.60) 23,880.88 95.52 TD SEC U 25,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (3,391.90)(3,257.20) 76,418.80 95.52 CITIGRP 80,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (5,987.31)(5,788.16) 133,732.90 95.52 TD SEC U 140,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
2.79 (19,503.42)(18,728.90) 439,408.10 95.52 CITIGRP 460,000.00 3135G0N82FNMA NOTES
DTD 08/19/2016 1.250% 08/17/2021
2.88 2.79
(63,123.22) 2.87 2.75 (66,514.96) 1,483,956.48 1,555,000.00 Security Type Sub-Total 2.75
Corporate Note
0.56 (162.14)(50.05) 49,810.95 99.62 03/25/19GOLDMAN 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.56 (182.86)(157.05) 49,810.95 99.62 03/25/19MIZUHO 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.56 (182.86)(157.05) 49,810.95 99.62 03/25/19MIZUHO 50,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
Page 29
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
0.56 (914.29)(785.25) 249,054.75 99.62 03/25/19MIZUHO 250,000.00 38141GVT8GOLDMAN SACHS GRP INC CORP NT
(CALLABLE)
DTD 04/25/2016 2.000% 04/25/2019
2.67 0.55
0.67 (120.11)(110.15) 24,876.85 99.51 CITIGRP 25,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.67 (120.11)(110.15) 24,876.85 99.51 CITIGRP 25,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.67 (504.47)(462.63) 104,482.77 99.51 CITIGRP 105,000.00 172967KS9CITIGROUP INC CORP NOTES
DTD 06/09/2016 2.050% 06/07/2019
2.78 0.67
0.86 (428.95)(278.30) 99,536.70 99.54 MERRILL 100,000.00 02665WAH4AMERICAN HONDA FINANCE GLOBAL
NOTES
DTD 09/09/2014 2.250% 08/15/2019
2.79 0.86
0.86 (1,179.60)(765.32) 273,725.93 99.54 MERRILL 275,000.00 02665WAH4AMERICAN HONDA FINANCE GLOBAL
NOTES
DTD 09/09/2014 2.250% 08/15/2019
2.79 0.86
0.96 (349.30)(2,149.45) 25,448.05 101.79 GOLDMAN 25,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
0.96 (349.30)(2,149.45) 25,448.05 101.79 GOLDMAN 25,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
0.96 (2,095.79)(12,896.70) 152,688.30 101.79 GOLDMAN 150,000.00 12189TBC7BURLINGTON NRTH CORP
DTD 09/24/2009 4.700% 10/01/2019
2.87 0.96
1.21 (3,515.46)(31,859.75) 257,222.75 102.89 GOLDMAN 250,000.00 36962G4J0GENERAL ELECTRIC CAP CORP NOTES
DTD 01/08/2010 5.500% 01/08/2020
3.16 1.21
1.24 (427.83)(416.50) 49,563.50 99.13 12/10/19CITIGRP 50,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.24 (427.83)(416.50) 49,563.50 99.13 12/10/19CITIGRP 50,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.24 (2,566.95)(2,499.00) 297,381.00 99.13 12/10/19CITIGRP 300,000.00 172967LF6CITIGROUP INC (CALLABLE) CORP NOTE
DTD 01/10/2017 2.450% 01/10/2020
3.15 1.23
1.30 (970.00)(1,175.77) 74,112.23 98.82 1ST TENN 75,000.00 94974BGF1WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
3.06 1.30
1.30 (5,163.75)(7,060.12) 370,561.13 98.82 JEFFERIE 375,000.00 94974BGF1WELLS FARGO & CO CORP BONDS
DTD 02/02/2015 2.150% 01/30/2020
3.06 1.30
Page 30
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
1.32 (591.23)(573.00) 49,393.50 98.79 HSBC 50,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.32 (591.23)(573.00) 49,393.50 98.79 HSBC 50,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.32 (3,547.38)(3,438.00) 296,361.00 98.79 HSBC 300,000.00 594918BV5MICROSOFT CORP NOTES
DTD 02/06/2017 1.850% 02/06/2020
2.77 1.32
1.39 (320.95)(304.80) 29,664.00 98.88 02/01/20MERRILL 30,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (320.95)(304.80) 29,664.00 98.88 02/01/20MERRILL 30,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (1,925.72)(1,828.80) 177,984.00 98.88 02/01/20MERRILL 180,000.00 0258M0EE5AMERICAN EXPRESS CREDIT (CALLABLE)
NOTE
DTD 03/03/2017 2.200% 03/03/2020
3.01 1.38
1.39 (336.87)(333.52) 24,659.98 98.64 CITIGRP 25,000.00 25468PDP8WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
2.93 1.39
1.39 (1,684.39)(1,667.62) 123,299.88 98.64 CITIGRP 125,000.00 25468PDP8WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
2.93 1.39
1.41 (2,457.21)(3,696.80) 198,079.20 99.04 HSBC 200,000.00 89236TCF0TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
2.83 1.41
1.50 (1,114.64)(1,098.15) 73,867.35 98.49 MERRILL 75,000.00 89236TDU6TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
2.96 1.50
1.50 (3,343.92)(3,294.45) 221,602.05 98.49 MERRILL 225,000.00 89236TDU6TOYOTA MOTOR CREDIT CORP
DTD 04/17/2017 1.950% 04/17/2020
2.96 1.50
1.63 (391.42)(385.12) 24,600.38 98.40 JPM_CHAS 25,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (391.42)(385.12) 24,600.38 98.40 JPM_CHAS 25,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (456.34)(443.77) 24,527.23 98.11 DEUTSCHE 25,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
1.63 (912.70)(887.55) 49,054.45 98.11 DEUTSCHE 50,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
Page 31
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS - 6025-004 - (12515125)
Value On Cost Amort Cost to WorstCUSIPBrokerDatePriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L DurationNext Call MarketSecurity Type/Description YTMEffective
Duration
Corporate Note
1.63 (2,348.53)(2,310.75) 147,602.25 98.40 JPM_CHAS 150,000.00 437076BQ4HOME DEPOT INC CORP NOTES
DTD 06/05/2017 1.800% 06/05/2020
2.78 1.63
1.63 (3,194.43)(3,106.42) 171,690.58 98.11 DEUTSCHE 175,000.00 25468PDU7WALT DISNEY COMPANY CORP NOTES
DTD 06/06/2017 1.800% 06/05/2020
2.96 1.63
1.67 (434.84)(428.47) 24,556.28 98.23 DEUTSCHE 25,000.00 24422ETS8JOHN DEERE CAPITAL CORP NOTES
DTD 06/22/2017 1.950% 06/22/2020
3.01 1.67
1.66 (932.18)(1,247.50) 99,249.50 99.25 05/23/20JPMCHASE 100,000.00 46625HLW8JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
3.20 1.65
1.66 (5,360.05)(7,173.12) 570,684.63 99.25 05/23/20JPMCHASE 575,000.00 46625HLW8JP MORGAN CHASE & CO CORP NT
(CALLABLE)
DTD 06/23/2015 2.750% 06/23/2020
3.20 1.65
1.87 (947.99)(936.24) 39,030.16 97.58 BARCLAYS 40,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
1.87 (947.99)(936.24) 39,030.16 97.58 BARCLAYS 40,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
1.87 (5,332.44)(5,266.35) 219,544.65 97.58 BARCLAYS 225,000.00 14913Q2A6CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
3.16 1.87
2.04 (587.40)(586.75) 24,411.00 97.64 CITIGRP 25,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (587.40)(586.75) 24,411.00 97.64 CITIGRP 25,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (859.96)(847.85) 49,110.15 98.22 JPM_CHAS 50,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.04 (859.96)(847.85) 49,110.15 98.22 JPM_CHAS 50,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.04 (3,524.39)(3,520.50) 146,466.00 97.64 CITIGRP 150,000.00 69371RN85PACCAR FINANCIAL CORP NOTES
DTD 11/13/2017 2.050% 11/13/2020
3.21 2.04
2.04 (5,159.76)(5,087.10) 294,660.90 98.22 JPM_CHAS 300,000.00 037833DJ6APPLE INC
DTD 11/13/2017 2.000% 11/13/2020
2.87 2.04
2.09 (1,328.72)(1,895.05) 49,212.95 98.43 UBS AG 50,000.00 94974BGR5WELLS FARGO & COMPANY NOTES
DTD 12/07/2015 2.550% 12/07/2020
3.30 2.09
2.13 (1,519.10)(1,487.62) 73,403.63 97.87 MORGAN_S 75,000.00 931142EA7WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
2.90 2.13
Account 6025-004 Page 32
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.13 (6,076.43)(5,950.50) 293,614.50 97.87 MORGAN_S 300,000.00 931142EA7WAL-MART STORES INC CORP NOTE
DTD 10/20/2017 1.900% 12/15/2020
2.90 2.13
2.25 (591.01)(588.07) 24,400.43 97.60 01/01/21MORGAN_S 25,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (591.01)(588.07) 24,400.43 97.60 01/01/21MORGAN_S 25,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (1,773.04)(1,764.22) 73,201.28 97.60 01/01/21MORGAN_S 75,000.00 05531FAZ6BRANCH BANKING & TRUST (CALLABLE)
NOTES
DTD 10/26/2017 2.150% 02/01/2021
3.22 2.25
2.25 (3,264.05)(3,233.10) 296,619.90 98.87 BNP_PARI 300,000.00 44932HAG8IBM CORP CORP NOTES
DTD 02/06/2018 2.650% 02/05/2021
3.15 2.25
2.35 (151.74)(146.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (151.74)(146.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (84.79)(68.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (84.79)(68.25) 24,826.00 99.30 RBC 25,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (758.68)(731.25) 124,130.00 99.30 RBC 125,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.35 (593.54)(477.75) 173,782.00 99.30 RBC 175,000.00 63743HER9NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
3.20 2.35
2.37 (1,616.60)(1,357.80) 297,109.20 99.04 CITIGRP 300,000.00 904764AZ0UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
3.16 2.37
2.39 (212.15)(209.15) 49,770.85 99.54 JPM_CHAS 50,000.00 89236TEU5TOYOTA MOTOR CREDIT CORP NOTES
DTD 04/13/2018 2.950% 04/13/2021
3.14 2.39
2.43 (1,062.20)(1,060.08) 38,931.92 97.33 03/15/21MERRILL 40,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
2.43 (1,062.20)(1,060.08) 38,931.92 97.33 03/15/21MERRILL 40,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
Page 33
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.41 (1,505.21)(2,054.95) 49,094.05 98.19 03/15/21KEYBAN 50,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.41 (1,505.21)(2,054.95) 49,094.05 98.19 03/15/21KEYBAN 50,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.43 (5,311.02)(5,300.40) 194,659.60 97.33 03/15/21MERRILL 200,000.00 713448DX3PEPSICO INC CORP (CALLABLE) NOTE
DTD 10/10/2017 2.000% 04/15/2021
3.10 2.42
2.41 (9,074.77)(12,413.70) 294,564.30 98.19 03/15/21KEYBAN 300,000.00 06406FAA1BANK OF NEW YORK MELLON CORP
(CALLABLE)
DTD 02/19/2016 2.500% 04/15/2021
3.25 2.40
2.42 (545.88)(595.32) 24,598.68 98.39 MERRILL 25,000.00 06051GFW4BANK OF AMERICA CORP NOTE
DTD 04/19/2016 2.625% 04/19/2021
3.29 2.42
2.42 (1,268.07)(1,309.20) 48,852.80 97.71 MORGAN_S 50,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.42 (1,268.07)(1,309.20) 48,852.80 97.71 MORGAN_S 50,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.42 (7,608.44)(7,855.20) 293,116.80 97.71 MORGAN_S 300,000.00 61746BEA0MORGAN STANLEY CORP NOTES
DTD 04/21/2016 2.500% 04/21/2021
3.44 2.42
2.47 (4,800.30)(4,586.20) 194,949.80 97.47 04/04/21KEYBAN 200,000.00 0258M0EB1AMERICAN EXPRESS CREDIT (CALLABLE)
NOTES
DTD 05/05/2016 2.250% 05/05/2021
3.27 2.46
2.46 (86.23)(85.58) 19,909.22 99.55 MERRILL 20,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
2.46 (86.23)(85.58) 19,909.22 99.55 MERRILL 20,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
2.49 (773.25)(765.57) 24,217.93 96.87 04/09/21SCOTIA 25,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.49 (773.25)(765.57) 24,217.93 96.87 04/09/21SCOTIA 25,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.46 (431.17)(427.90) 99,546.10 99.55 MERRILL 100,000.00 69371RP26PACCAR FINANCIAL CORP
DTD 05/10/2018 3.100% 05/10/2021
3.28 2.46
Page 34
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
2.49 (4,639.52)(4,593.45) 145,307.55 96.87 04/09/21SCOTIA 150,000.00 05531FAV5BRANCH BANKING & TRUST (CALLABLE)
NOTE
DTD 05/10/2016 2.050% 05/10/2021
3.31 2.49
2.47 5.52 7.73 24,990.48 99.96 MERRILL 25,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.47 5.52 7.73 24,990.48 99.96 MERRILL 25,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.47 27.58 38.63 124,952.38 99.96 MERRILL 125,000.00 427866BA5HERSHEY COMPANY CORP NOTES
DTD 05/10/2018 3.100% 05/15/2021
3.11 2.47
2.52 (761.08)(717.65) 24,187.85 96.75 GOLDMAN 25,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.52 (761.08)(717.65) 24,187.85 96.75 GOLDMAN 25,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.52 (2,283.25)(2,152.95) 72,563.55 96.75 GOLDMAN 75,000.00 857477AV5STATE STREET CORP NOTES
DTD 05/19/2016 1.950% 05/19/2021
3.25 2.52
2.48 5.28 5.39 35,004.34 100.01 CSFB 35,000.00 808513AW5CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
3.24 2.48
2.48 30.20 30.80 200,024.80 100.01 CSFB 200,000.00 808513AW5CHARLES SCHWAB CORP NOTES
DTD 05/22/2018 3.250% 05/21/2021
3.24 2.48
2.84 (757.64)(757.64) 34,242.36 97.84 10/01/20MERRILL 35,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
2.84 (757.64)(757.64) 34,242.36 97.84 10/01/20MERRILL 35,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
2.84 (4,329.40)(4,329.40) 195,670.60 97.84 10/01/20MERRILL 200,000.00 06051GGS2BANK OF AMERICA CORP (CALLABLE)
DTD 09/18/2017 2.328% 10/01/2021
3.09 2.19
3.08 (856.27)(787.80) 48,991.70 97.98 MITSU 50,000.00 24422ETL3JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
3.31 3.08
3.08 (4,709.51)(4,332.90) 269,454.35 97.98 MITSU 275,000.00 24422ETL3JOHN DEERE CAPITAL CORP NOTES
DTD 01/06/2017 2.650% 01/06/2022
3.31 3.08
3.34 (8.23)(8.23) 14,991.77 99.95 MERRILL 15,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
3.34 (8.23)(8.23) 14,991.77 99.95 MERRILL 15,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
Page 35
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Corporate Note
3.34 (41.17)(41.17) 74,958.83 99.95 MERRILL 75,000.00 06051GHH5BANK OF AMERICA CORP NOTES
DTD 05/17/2018 3.499% 05/17/2022
3.51 3.34
(195,151.07) 3.08 1.87 (144,923.10) 9,930,432.83 10,055,000.00 Security Type Sub-Total 1.85
Certificate of Deposit
0.16 (523.50)(112.12) 574,439.38 99.90 GOLDMAN 575,000.00 13606A5Z7CANADIAN IMPERIAL BANK NY CD
DTD 12/05/2016 1.760% 11/30/2018
2.27 0.16
0.51 (176.40)(176.40) 49,823.60 99.65 MERRILL 50,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.51 (246.96)(246.96) 69,753.04 99.65 MERRILL 70,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.51 (970.20)(970.20) 274,029.80 99.65 MERRILL 275,000.00 06417GUE6BANK OF NOVA SCOTIA HOUSTON LT CD
DTD 04/06/2017 1.910% 04/05/2019
2.53 0.51
0.82 (631.66)(609.00) 99,352.00 99.35 BARCLAYS 100,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
0.82 (631.66)(609.00) 99,352.00 99.35 BARCLAYS 100,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
0.82 (3,789.97)(3,654.00) 596,112.00 99.35 BARCLAYS 600,000.00 83050FXT3SKANDINAV ENSKILDA BANKEN NY CD
DTD 08/04/2017 1.840% 08/02/2019
2.56 0.82
1.35 (413.10)(413.10) 99,586.90 99.59 GOLDMAN 100,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.35 (413.10)(413.10) 99,586.90 99.59 GOLDMAN 100,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.35 (2,375.32)(2,375.32) 572,624.68 99.59 GOLDMAN 575,000.00 65590ASN7NORDEA BANK AB NY CD
DTD 02/22/2018 2.720% 02/20/2020
3.02 1.35
1.39 718.20 718.20 300,718.20 100.24 UBS 300,000.00 90275DHG8UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
2.75 1.39
1.61 154.52 156.27 30,144.87 100.48 GOLDMAN 30,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
1.61 257.53 260.45 50,241.45 100.48 GOLDMAN 50,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
1.61 1,545.20 1,562.70 301,448.70 100.48 GOLDMAN 300,000.00 06417GU22BANK OF NOVA SCOTIA HOUSTON CD
DTD 06/07/2018 3.080% 06/05/2020
2.78 1.61
Page 36
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
Certificate of Deposit
1.82 (1,435.40)(1,435.40) 98,564.60 98.56 JPM_CHAS 100,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.82 (1,435.40)(1,435.40) 98,564.60 98.56 JPM_CHAS 100,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.82 (7,751.16)(7,751.16) 532,248.84 98.56 JPM_CHAS 540,000.00 96121T4A3WESTPAC BANKING CORP NY CD
DTD 08/07/2017 2.050% 08/03/2020
2.75 1.82
1.78 (859.61)(859.61) 669,140.39 99.87 BMO 670,000.00 06370REU9BANK OF MONTREAL CHICAGO CERT
DEPOS
DTD 08/03/2018 3.190% 08/03/2020
3.28 1.78
2.04 (1,968.10)(1,968.10) 98,031.90 98.03 MERRILL 100,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.04 (1,968.10)(1,968.10) 98,031.90 98.03 MERRILL 100,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.04 (11,808.60)(11,808.60) 588,191.40 98.03 MERRILL 600,000.00 87019U6D6SWEDBANK (NEW YORK) CERT DEPOS
DTD 11/17/2017 2.270% 11/16/2020
3.27 2.04
2.53 269.20 269.20 50,269.20 100.54 RBC 50,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
2.53 538.40 538.40 100,538.40 100.54 RBC 100,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
2.53 2,826.60 2,826.60 527,826.60 100.54 RBC 525,000.00 78012UEE1ROYAL BANK OF CANADA NY CD
DTD 06/08/2018 3.240% 06/07/2021
3.03 2.53
(30,473.75) 2.86 1.46 (31,088.59) 6,078,621.35 6,110,000.00 Security Type Sub-Total 1.46
Asset-Backed Security / Collateralized Mortgage Obligation
1.88 (141.36)(141.24) 274,823.73 99.94 RBC 275,000.00 36256GAE9GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
3.33 2.06
2.27 (506.63)(503.82) 299,426.22 99.81 JPM_CHAS 300,000.00 36255JAD6GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
3.10 2.06
2.31 41.56 43.29 349,995.59 100.00 BARCLAYS 350,000.00 14313FAD1CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
3.13 2.24
(601.77) 3.18 2.17 (606.43) 924,245.54 925,000.00 Security Type Sub-Total 2.13
Page 37
For the Month Ending September 30, 2018Managed Account Fair Market Value & Analytics
Value On Cost Amort Cost to WorstCUSIPBrokerDate PriceDated Date/Coupon/Maturity Par at Mkt
Market Unreal G/L Unreal G/L Duration
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Security Type/Description Next Call Market YTMEffective
Duration
39,337,537.09 38,501,668.82 (764,413.26) (708,325.43) 2.35 2.95 Managed Account Sub-Total 2.36
Money Market Mutual Fund
0.00 0.00 0.00 5,448.71 1.00 5,448.71 CAMP Pool 0.00
5,448.71 5,448.71 0.00 0.00 0.00 Money Market Sub-Total 0.00
Total Investments $38,711,132.75
$204,015.22
$38,507,117.53
Accrued Interest
Securities Sub-Total $39,342,985.80 ($764,413.26) ($708,325.43) 2.35 2.95% 2.36
Page 38
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
BUY
09/07/18 US TREASURY NOTES
DTD 08/15/2012 1.625% 08/15/2022
912828TJ9 (958,046.88)(1,015.63)(959,062.51) 1,000,000.00 09/05/18
09/26/18 GMALT 2018-3 A4
DTD 09/26/2018 3.300% 07/20/2022
36256GAE9 (274,964.97) 0.00 (274,964.97) 275,000.00 09/18/18
(1,015.63) (1,234,027.48)(1,233,011.85) 1,275,000.00 Transaction Type Sub-Total
INTEREST
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 412.00 412.00 160,000.00 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 117.36 117.36 38,857.10 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 13.81 13.81 10,065.10 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 3.24 3.24 2,045.30 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 81.30 81.30 59,272.24 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 0.00 13.81 13.81 10,065.10 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 16.18 16.18 10,226.51 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 0.00 3.24 3.24 2,045.30 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 586.80 586.80 194,285.47 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 0.00 117.36 117.36 38,857.09 09/01/18
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 90.13 90.13 35,000.00 09/01/18
09/25/18 FHLMC MULTIFAMILY STRUCTURED P
POOL
DTD 12/01/2015 3.090% 08/25/2022
3137BM6P6 0.00 90.13 90.13 35,000.00 09/01/18
Page 39
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 330.00 330.00 30,000.00 09/03/18
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 330.00 330.00 30,000.00 09/03/18
09/03/18 AMERICAN EXPRESS CREDIT
(CALLABLE) NOTE
DTD 03/03/2017 2.200% 03/03/2020
0258M0EE5 0.00 1,980.00 1,980.00 180,000.00 09/03/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 2,081.25 2,081.25 225,000.00 09/04/18
09/04/18 WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
25468PDP8 0.00 243.75 243.75 25,000.00 09/04/18
09/04/18 UBS AG STAMFORD CT LT CD
DTD 03/06/2018 2.900% 03/02/2020
90275DHG8 0.00 4,398.33 4,398.33 300,000.00 09/04/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 370.00 370.00 40,000.00 09/04/18
09/04/18 CATERPILLAR FINL SERVICE NOTE
DTD 09/07/2017 1.850% 09/04/2020
14913Q2A6 0.00 370.00 370.00 40,000.00 09/04/18
09/04/18 WALT DISNEY COMPANY CORP NOTES
DTD 03/06/2017 1.950% 03/04/2020
25468PDP8 0.00 1,218.75 1,218.75 125,000.00 09/04/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 3,798.00 3,798.00 300,000.00 09/09/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 633.00 633.00 50,000.00 09/09/18
09/09/18 INTERNATIONAL FINANCE
CORPORATION NOTE
DTD 03/16/2018 2.635% 03/09/2021
45950VLQ7 0.00 633.00 633.00 50,000.00 09/09/18
09/12/18 TOYOTA MOTOR CORP NOTES
DTD 03/12/2015 2.150% 03/12/2020
89236TCF0 0.00 2,150.00 2,150.00 200,000.00 09/12/18
Page 40
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 1,171.50 1,171.50 150,000.00 09/12/18
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 976.25 976.25 125,000.00 09/12/18
09/12/18 INTL BANK OF RECONSTRUCTION AND
DEV NOTE
DTD 09/19/2017 1.561% 09/12/2020
45905UP32 0.00 5,857.50 5,857.50 750,000.00 09/12/18
09/15/18 CARMAX AUTO OWNER TRUST
DTD 07/25/2018 3.130% 06/15/2023
14313FAD1 0.00 912.92 912.92 350,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 296.10 296.10 30,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 2,003.82 2,003.82 125,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 296.10 296.10 30,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 400.76 400.76 25,000.00 09/15/18
09/15/18 NATIONAL RURAL UTIL COOP
DTD 02/26/2018 2.900% 03/15/2021
63743HER9 0.00 2,805.36 2,805.36 175,000.00 09/15/18
09/15/18 CT ST TXBL GO BONDS
DTD 03/25/2015 1.974% 03/15/2019
20772JZK1 0.00 1,628.55 1,628.55 165,000.00 09/15/18
09/16/18 GMCAR 2018-3 A3
DTD 07/18/2018 3.020% 05/16/2023
36255JAD6 0.00 755.00 755.00 300,000.00 09/16/18
09/22/18 UNILEVER CAPITAL CORP NOTES
DTD 03/22/2018 2.750% 03/22/2021
904764AZ0 0.00 4,125.00 4,125.00 300,000.00 09/22/18
Page 41
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
INTEREST
09/30/18 US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
912828Q37 0.00 718.75 718.75 115,000.00 09/30/18
09/30/18 US TREASURY NOTES
DTD 03/31/2016 1.250% 03/31/2021
912828Q37 0.00 343.75 343.75 55,000.00 09/30/18
43,575.08 43,575.08 0.00 4,960,719.21 Transaction Type Sub-Total
PAYDOWNS
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 1,404.69 0.00 1,404.69 (14.07) 0.00 1,404.69 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 1,404.69 0.00 1,404.69 (14.07) 0.00 1,404.69 09/01/18
09/25/18 FANNIE MAE SERIES 2015-M13 ASQ2
DTD 10/01/2015 1.646% 09/01/2019
3136AQDQ0 8,272.06 0.00 8,272.06 (82.83) 0.00 8,272.06 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 635.62 0.00 635.62 (6.36) 0.00 635.62 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 635.62 0.00 635.62 (6.36) 0.00 635.62 09/01/18
09/25/18 FNMA SERIES 2015-M15 ASQ2
DTD 11/01/2015 1.898% 01/01/2019
3136AQSW1 3,178.10 0.00 3,178.10 (31.78) 0.00 3,178.10 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 1,093.05 0.00 1,093.05 (21.74) 0.00 1,093.05 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 5,465.25 0.00 5,465.25 (108.71) 0.00 5,465.25 09/01/18
09/25/18 FNA 2018-M5 A2
DTD 04/01/2018 3.560% 09/25/2021
3136B1XP4 1,093.05 0.00 1,093.05 (21.74) 0.00 1,093.05 09/01/18
0.00 0.00 (307.66) 23,182.13 23,182.13 23,182.13 Transaction Type Sub-Total
SELL
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 99,837.83 304.50 100,142.33 (162.17)(162.17)FIFO 100,000.00 09/05/18
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 599,026.97 1,827.00 600,853.97 (973.03)(973.03)FIFO 600,000.00 09/05/18
Page 42
For the Month Ending September 30, 2018Managed Account Security Transactions & Interest
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Transaction Type
Trade CUSIPSecurity DescriptionSettle Par Proceeds
Principal Accrued
Interest Total Cost
Realized G/L Realized G/L Sale
Amort Cost Method
SELL
09/06/18 SVENSKA HANDELSBANKEN NY CD
DTD 01/12/2017 1.890% 01/10/2019
86958JHB8 99,837.83 304.50 100,142.33 (162.17)(162.17)FIFO 100,000.00 09/05/18
09/25/18 US TREASURY NOTES
DTD 09/03/2013 2.125% 08/31/2020
912828VV9 14,807.81 22.01 14,829.82 (451.76)(302.17)FIFO 15,000.00 09/18/18
09/26/18 FHLB NOTES
DTD 09/08/2017 1.375% 09/28/2020
3130ACE26 150,611.95 1,053.78 151,665.73 (3,890.50)(4,058.70)FIFO 155,000.00 09/18/18
09/26/18 FHLB NOTES
DTD 09/08/2017 1.375% 09/28/2020
3130ACE26 29,150.70 203.96 29,354.66 (753.00)(785.55)FIFO 30,000.00 09/18/18
3,715.75 (6,443.79)(6,392.63) 996,988.84 993,273.09 1,000,000.00 Transaction Type Sub-Total
(216,556.63) 46,275.20 (170,281.43) (6,700.29) (6,443.79)Managed Account Sub-Total
Total Security Transactions ($6,700.29)($170,281.43)$46,275.20 ($216,556.63)($6,443.79)
Page 43
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
179,933.93 Opening Balance
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 1,980.00 181,913.93
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 330.00 182,243.93
09/04/18 09/04/18 Purchase - Interest 0258M0EE5 1.00 330.00 182,573.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 370.00 182,943.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 370.00 183,313.93
09/04/18 09/04/18 Purchase - Interest 14913Q2A6 1.00 2,081.25 185,395.18
09/04/18 09/04/18 Purchase - Interest 25468PDP8 1.00 243.75 185,638.93
09/04/18 09/04/18 Purchase - Interest 25468PDP8 1.00 1,218.75 186,857.68
09/04/18 09/04/18 Purchase - Interest 90275DHG8 1.00 4,350.00 191,207.68
09/06/18 09/06/18 Purchase - Interest 86958JHB8 1.00 2,436.00 193,643.68
09/06/18 09/06/18 Purchase - Principal 86958JHB8 1.00 798,702.63 992,346.31
09/07/18 09/07/18 Redemption - Interest 912828TJ9 1.00 (1,015.63) 991,330.68
09/07/18 09/07/18 Redemption - Principal 912828TJ9 1.00 (958,046.88) 33,283.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 3,798.00 37,081.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 633.00 37,714.80
09/10/18 09/10/18 Purchase - Interest 45950VLQ7 1.00 633.00 38,347.80
09/12/18 09/12/18 Purchase - Interest 89236TCF0 1.00 2,150.00 40,497.80
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 1,171.50 41,669.30
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 5,857.50 47,526.80
09/12/18 09/12/18 Purchase - Interest 45905UP32 1.00 976.25 48,503.05
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 296.10 48,799.15
Page 44
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 296.10 49,095.25
09/17/18 09/17/18 Purchase - Interest 20772JZK1 1.00 1,628.55 50,723.80
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,124.56
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,525.32
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 51,926.08
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 400.76 52,326.84
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 2,003.82 54,330.66
09/17/18 09/17/18 Purchase - Interest 63743HER9 1.00 2,805.36 57,136.02
09/17/18 09/17/18 Purchase - Interest 14313FAD1 1.00 912.92 58,048.94
09/17/18 09/17/18 Purchase - Interest 36255JAD6 1.00 755.00 58,803.94
09/19/18 09/19/18 Purchase - Correction to Interest 90275DHG8 from 9/4/18 1.00 4,398.33 63,202.27
09/19/18 09/19/18 Redemption - Reversal of Interest 90275DHG8 from 9/4/18 1.00 (4,350.00) 58,852.27
09/24/18 09/24/18 Purchase - Interest 904764AZ0 1.00 4,125.00 62,977.27
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 81.30 63,058.57
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 13.81 63,072.38
09/25/18 09/25/18 Purchase - Interest 3136AQDQ0 1.00 13.81 63,086.19
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 16.18 63,102.37
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 3.24 63,105.61
09/25/18 09/25/18 Purchase - Interest 3136AQSW1 1.00 3.24 63,108.85
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 576.38 63,685.23
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 115.28 63,800.51
09/25/18 09/25/18 Purchase - Interest 3136B1XP4 1.00 115.28 63,915.79
Page 45
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 412.00 64,327.79
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 90.13 64,417.92
09/25/18 09/25/18 Purchase - Interest 3137BM6P6 1.00 90.13 64,508.05
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 586.80 65,094.85
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 117.36 65,212.21
09/25/18 09/25/18 Purchase - Correction to Interest 3136B1XP4 1.00 117.36 65,329.57
09/25/18 09/25/18 Purchase - Principal 912828VV9 1.00 14,807.81 80,137.38
09/25/18 09/25/18 Purchase - Interest 912828VV9 1.00 22.01 80,159.39
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 8,272.06 88,431.45
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 1,404.69 89,836.14
09/25/18 09/25/18 Purchase - Principal 3136AQDQ0 1.00 1,404.69 91,240.83
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 3,178.10 94,418.93
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 635.62 95,054.55
09/25/18 09/25/18 Purchase - Principal 3136AQSW1 1.00 635.62 95,690.17
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 5,465.25 101,155.42
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 1,093.05 102,248.47
09/25/18 09/25/18 Purchase - Principal 3136B1XP4 1.00 1,093.05 103,341.52
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (576.38) 102,765.14
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (115.28) 102,649.86
09/25/18 09/25/18 Redemption - Reversal of 3136B1XP4 1.00 (115.28) 102,534.58
09/26/18 09/26/18 Purchase - Interest 3130ACE26 1.00 1,257.74 103,792.32
09/26/18 09/26/18 Purchase - Principal 3130ACE26 1.00 179,762.65 283,554.97
Page 46
For the Month Ending September 30, 2018Account Statement
CITY OF LAKE ELSINORE - LAKE ELSINORE - CITY FUNDS
Total Settlement Dollar AmountShare or Trade
Shares OwnedDate Transaction Description of TransactionUnit PriceDate
CAMP Pool
09/26/18 09/26/18 Redemption - Principal 36256GAE9 1.00 (274,964.97) 8,590.00
09/26/18 09/26/18 IP Fees August 2018 1.00 (3,092.00) 5,498.00
09/26/18 09/26/18 U.S. Bank Fees July 2018 1.00 (220.09) 5,277.91
09/28/18 10/01/18 Accrual Income Div Reinvestment - Distributions 1.00 170.80 5,448.71
5,448.71
5,448.71
5,448.71
97,930.29
926.03
0.00
(11,231,991.07)
11,176,223.87
61,215.91
170.80
5,448.71
0.00
(1,242,496.51)
1,068,011.29
179,933.93
Monthly Distribution Yield
Average Monthly Balance
Closing Balance
Fiscal YTDMonth of
Cash Dividends and Income
Closing Balance
Check Disbursements
Redemptions (Excl. Checks)
Purchases
Opening Balance
Closing Balance
September January-September
2.14%
Page 47
Text File
City of Lake Elsinore 130 South Main Street
Lake Elsinore, CA 92530
www.lake-elsinore.org
File Number: ID# 17-878
Agenda Date: 11/13/2018 Status: Consent AgendaVersion: 1
File Type: ReportIn Control: City Council / Successor Agency
Agenda Number: 7)
Page 1 City of Lake Elsinore Printed on 11/8/2018
1
REPORT TO CITY COUNCIL
To:Honorable Mayor and City Council Members
From:Grant Yates, City Manager
Prepared By: Grant Taylor, Community Development Director
Date:October 9, 2018
Subject:Castle & Cooke, Inc. Presentation
Recommendation
Accept a presentation from Castle & Cooke, Inc. representatives summarizing the status
update of project developments and infrastructure improvements on Castle & Cooke
owned properties in the City of Lake Elsinore.
Background
Castle & Cooke owns significant land holdings and development areas within the City
totaling roughly 2,200 acres in area. Various specific plans have been approved over
more than two decades including Alberhill Villages, Alberhill Ridge, and Alberhill Ranch.
The Alberhill Ranch Specific Plan is partially built-out. Development within the Alberhill
Ridge and Alberhill Villages Specific Plan areas has not yet commenced. The Amended
and Restated Alberhill Villages Specific Plan totaling 1,374 acres was adopted by the City
Council on February 28, 2017.
Discussion and Analysis
Councilman Magee requested that Castle & Cooke make a formal presentation to the City
Council providing an update on the status of infrastructure improvements and
development projects on Castle & Cooke owned properties. Castle & Cooke
representatives Mark Jones and Ken Crawford will be making a powerpoint presentation
providing the status update to the City Council and will be available to answer questions.
Fiscal Impact
No fiscal impacts are associated with this project development and infrastructure status
update report.
Exhibits:
A – Map – Castle & Cooke Holdings and Development Areas
2
B - Map – Alberhill Villages Specific Plan Land Use Plan
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