HomeMy WebLinkAboutSA Reso 2019-04 Project Area No. 1 and 2 Loan Agreement SA FFA & Escrow AgreementRESOLUTION NO. 2019 -004
RESOLUTION OF THE SUCCESSOR AGENCY OF THE
REDEVELOPMENT AGENCY OF THE CITY OF LAKE
ELSINORE, CALIFORNIA, AUTHORIZING THE EXECUTION AND
DELIVERY OF A PROJECT AREA NO. I LOAN AGREEMENT
AND A PROJECT AREA NO. 11 LOAN AGREEMENT BETWEEN
THE SUCCESSOR AGENCY AND THE LAKE ELSINORE
FACILITIES FINANCING AUTHORITY, AUTHORIZING THE
EXECUTION AND DELIVERY OF AN ESCROW AGREEMENT
AND AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH
WHEREAS, the Redevelopment Agency of the City of Lake Elsinore (the "Former
Agency ") was a public body, corporate and politic, duly created, established and authorized to
transact business and exercise its powers under and pursuant to the provisions of the Community
Redevelopment Law (Part 1 of Division 24 of the Health and Safety Code of the State of
California) (the "Law "), and the powers of the Former Agency included the power to issue bonds
and incur loans for any of its corporate purposes; and
WHEREAS, a Redevelopment Plan for the Rancho Laguna Redevelopment Project Area
No. I ( "Project Area I ") of the Former Agency was adopted on September 30, 1980, pursuant to
Ordinance No. 607, as subsequently amended in compliance with all requirements of the Law,
and all requirements of law for and precedent to the adoption and approval of the Redevelopment
Plan for Project Area I, as amended, have been duly complied with; and
WHEREAS, a Redevelopment Plan for the Rancho Laguna Redevelopment Project Area
No. II ( "Project Area 11" and together with Project Area I, the "Project Areas ") of the Former Agency
was adopted on July 11, 1983, pursuant to Ordinance No. 671, as subsequently amended in
compliance with all requirements of the Law, and all requirements of law for and precedent to the
adoption and approval of the Redevelopment Plan for Project Area 11, as amended, have been
duly complied with; and
WHEREAS, the Former Agency previously entered into (i) that certain Project Area No. I
Loan Agreement (the "2010 Project Area I Loan Agreement ") with the Lake Elsinore Public
Financing Authority (the "Public Financing Authority ") dated as of November 1, 2010, pursuant to
which the Public Financing Authority loaned a portion of the proceeds of its 2010C Bonds (as
defined below) to the Former Agency (the "2010 Project Area I Loan ") and the Former Agency
pledged to the payment of the 2010 Project Area I Loan its certain tax increment revenues
generated from Project Area I and (ii) that certain Project Area No. II Loan Agreement (the "2010
Project Area II Loan Agreement" and together with the Project Area I Loan Agreement, the "2010
Loan Agreements ") with the Public Financing Authority dated as of November 1, 2010, pursuant
to which the Public Financing Authority loaned a portion of the proceeds of its 2010C Bonds to
the Former Agency (the "2010 Project Area II Loan" and together with the 2010 Project Area
Loan, the "2010 Loans ") and the Former Agency pledged to the payment of the 2010 Project Area
II Loan certain tax increment revenues generated from Project Area 11; and
WHEREAS, the Public Financing Authority previously issued its $29,435,00 initial
aggregate principal amount Lake Elsinore Public Financing Authority Tax Allocation Revenue
Bonds (1999 Series A Refunding), 2010 Series C (the "2010C Bonds "); and
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WHEREAS, debt service on the 2010C Bonds is secured by payments from the Successor
Agency of the Redevelopment Agency of the City of Lake Elsinore (the "Successor Agency "), as
successor to the Former Agency, under the 2010 Loan Agreements; and
WHEREAS, on June 28, 2011, the California Legislature adopted ABx1 26 (as amended
from time to time, the "Dissolution Act") and ABx1 27 (the "Opt -in Bill "); and
WHEREAS, the California Supreme Court subsequently upheld the provisions of the
Dissolution Act and invalidated the Opt -in Bill resulting in the dissolution of the Former Agency as
of February 1, 2012; and
WHEREAS, the Former Agency, including its redevelopment powers, assets and
obligations, was transferred on February 1, 2012 to the Successor Agency; and
WHEREAS, California Health and Safety Code Section 34177.5(a)(1) authorizes
successor agencies to refund outstanding bonds or other indebtedness provided that: (i) the total
interest cost to maturity on the refunding bonds or other indebtedness, plus the principal amount
of the refunding bonds or other indebtedness, does not exceed the total remaining interest cost
to maturity on the bonds or other indebtedness to be refunded, plus the remaining principal of the
bonds or other indebtedness to be refunded; and (ii) the principal amount of the refunding bonds
or other indebtedness does not exceed the amount required to defease the bonds or other
indebtedness to be refunded, to establish customary debt service reserves and to pay related
costs of issuance; and
WHEREAS, California Health and Safety Code Section 34177.5(a)(1) further provides
that a successor agency may pledge to the refunding bonds the revenues pledged to the bonds
or other indebtedness being refunded, and that pledge, when made in connection with the
issuance of such refunding bonds, shall have the same lien priority as the pledge of the bonds or
other obligations to be refunded, and shall be valid, binding, and enforceable in accordance with
its terms; and
WHEREAS, the Successor Agency desires to provide for the prepayment in full of the
2010 Loans pursuant to Health and Safety Code Section 34177.5(a)(1) in order to refinance the
2010 Loans for savings; and
WHEREAS, the prepayment of the 2010 Loans by the Successor Agency shall cause the
defeasance and redemption of the 2010C Bonds by the Public Financing Authority; and
WHEREAS, the Lake Elsinore Facilities Financing Authority (the "Authority ") has
determined to issue its Lake Elsinore Facilities Financing Authority (Rancho Laguna
Redevelopment Project Areas No. I and No. II) Tax Allocation Revenue Refunding Bonds, Series
2020A (the "Bonds ") in an aggregate principal amount sufficient to prepay the 2010 Loans, and
to irrevocably set aside a portion of the proceeds of such Bonds in a separate segregated trust
fund which will be used to prepay the 2010 Loans, to established customary debt service reserves,
to pay costs in connection with the issuance of the Bonds and to make certain other deposits as
required by the Indenture (as defined below); and
WHEREAS, the Bonds will be issued pursuant to the Marks -Roos Local Bond Pooling Act
of 1985, commencing with Section 6584 of the California Government Code (the "Act "); and
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WHEREAS, for the corporate purposes of the Successor Agency, the Successor Agency
desires to incur at this time (i) a loan ( "the Project Area I Loan ") in an aggregate principal amount
sufficient to prepay all or a portion of the 2010 Project Area I Loan, and to irrevocably set aside a
portion of the proceeds of such Project Area I Loan in a separate segregated trust fund which will
be used to prepay the outstanding 2010 Project Area I Loan, to pay costs in connection with the
incurrence of the Project Area I Loan and to make certain other deposits as required by a loan
agreement (the "Project Area I Loan Agreement ") between the Successor Agency and the
Authority, providing for the Project Area I Loan; and (ii) a loan ( "the Project Area II Loan" and
together with the Project Area I Loan, the "Loans ") in an aggregate principal amount sufficient to
prepay all or a portion of the 2010 Project Area II Loan, and to irrevocably set aside a portion of
the proceeds of such Project Area II Loan in a separate segregated trust fund which will be used
to prepay the outstanding 2010 Project Area II Loan, to pay costs in connection with the incurrence
of the Project Area II Loan and to make certain other deposits as required by a loan agreement
(the "Project Area II Loan Agreement "; and, together with the Project Area I Loan Agreement, the
"Loan Agreements "), between the Successor Agency and the Authority, providing for the Project
Area II Loan; and
WHEREAS, the Successor Agency's obligations under the Project Area I Loan and the
Project Area II Loan shall be secured by a pledge of property tax revenues authorized by
California Health and Safety Code Section 34177.5(a)(1) pursuant to the provisions of the
Dissolution Act, the Law and the Bond Law, from Project Area I and Project Area II, respectively;
and
WHEREAS, the projects being financed or refinanced by the Bonds (collectively, the
"Project ") are located within the boundaries of the Authority; and
WHEREAS, the Successor Agency has prior to the consideration of this resolution held a
public hearing on the financing of the Project with the proceeds of the issuance of the Bonds in
accordance with Section 6586.5 of the Act, which hearing was held at 130 South Main Street,
Lake Elsinore, California, on June 25, 2019; and
WHEREAS, in accordance with Section 6586.5 of the Act, notice of such hearing was
published once at least five days prior to the hearing in The Press - Enterprise, a newspaper of
general circulation within the territorial jurisdiction of the Successor Agency; and
WHEREAS, in compliance with Senate Bill 450 (Chapter 625 of the 2017 -2018 Session
of the California Legislature), which added Section 5852.1 to the California Government Code,
the Successor Agency has obtained from the Municipal Advisor required good faith estimates
relating to the Loans and such estimates are disclosed and set forth in the staff report submitted
to the Successor Agency Board herewith; and
WHEREAS, the Successor Agency wishes at this time to approve matters relating to the
execution and delivery of the Loan Agreements and the incurrence of the Loans.
NOW THEREFORE, THE BOARD OF DIRECTORS OF THE SUCCESSOR AGENCY
OF THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE, DOES HEREBY
RESOLVE AS FOLLOWS:
Section 1. Each of the above recitals is true and correct. Following a duly noticed and
conducted public hearing, the Successor Agency hereby further finds and determines that there
are significant public benefits to the citizens of the City through the use of the Act to assist the
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Successor Agency with respect to the subject matter hereof through the approval of the issuance
of the Bonds and otherwise hereunder within the meaning of Section 6586(a) -(d), inclusive, of the
Act.
Section 2. Subject to the provisions of the Loan Agreements referred to in Section 3
hereof, the Loans, in an aggregate principal amount of not to exceed $9,000,000 with respect to
the Project Area I Loan and $7,000,000 with respect to the Project Area II Loan, or such lesser
amounts as is sufficient to refund all or a portion of the 2010 Loans for the purpose of achieving
debt service savings in accordance with Health & Safety Code Section 34177.5(a)(1) and the
pledge of property tax revenues to the Loans pursuant to the Loan Agreements approved by
Section 3 of this Resolution (as authorized by California Health and Safety Code Section
34177.5(a)(1)) are hereby approved on the terms and conditions set forth in, and subject to the
limitations specified in, the Loan Agreements. The Loans will bear interest at the rates, will mature
on the date, will be incurred in the form, will be subject to redemption, and will be as otherwise
provided in the Loan Agreements, as the same will be completed as provided in this Resolution.
The proceeds of the Loans shall be applied as provided in the Loan Agreements. The Loans may
be issued as single loans, or from time to time, in separate loans or tranches, as the Successor
Agency shall determine.
Section 3. The forms of the Loan Agreements (the "Loan Agreements ") presented
herewith are hereby approved. The Chair, the Executive Director, the Assistant Executive
Director, the Treasurer, and the Secretary of the Successor Agency, any other member of the
governing board of the Successor Agency, or their respective written designee (each an
"Authorized Officer" and collectively, the "Authorized Officers ") are, and each of them is, hereby
authorized and directed, for and in the name of the Successor Agency, to execute and deliver the
Loan Agreements, in substantially said forms, with such changes therein as the Authorized Officer
executing the same may require or approve, such approval to be conclusively evidenced by the
execution and delivery thereof, provided the true interest cost on the Loans shall not exceed 4.0 %.
If the Loans are incurred in separate loans or tranches at different times, each of the Authorized
Officers is hereby authorized and directed in the name of the Successor Agency to execute
supplements to the Loan Agreements or separate loan agreements in substantially the form of
the Loan Agreements submitted herewith, to provide for the issuance of such loans or tranches
consistent with the terms of the Resolution.
Section 4. The Prior Bonds Escrow Agreement (2010 Series C Bonds) (the "Escrow
Agreement ") presented herewith is hereby approved. The Authorized Officers are, and each of
them is, hereby authorized and directed, for and in the name of the Successor Agency, to execute
and deliver an Escrow Agreement in substantially said form, with such changes therein as the
Authorized Officer executing the same may require or approve, including without limitation the
addition or removal of parties to such agreements, such approval to be conclusively evidenced
by the execution and delivery thereof.
Section 5. The form of the Continuing Disclosure Certificate presented herewith is
hereby approved. The Authorized Officers are, and each of them is, hereby authorized and
directed, for and in the name of the Successor Agency, to execute and deliver the Continuing
Disclosure Certificate in substantially said form, with such changes therein as the Authorized
Officer executing the same may require or approve, such approval to be conclusively evidenced
by the execution and delivery thereof.
Section 6. Each of the Authorized Officers and other appropriate officers of the
Successor Agency, acting alone, is authorized and directed, jointly and severally, to do any and
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all things and to execute and deliver any and all documents and contracts that they may deem
necessary or advisable in order to consummate the sale, execution and delivery of the Loans and
otherwise to carry out, give effect to and comply with the terms and intent of this Resolution, the
Loans, the Loan Agreements, the Continuing Disclosure Certificate, and the Escrow Agreement,
each in order to facilitate the incurrence of the Loans and otherwise to carry out, give effect to
and comply with the terms and intent of this Resolution, including, without limitation, to amend
any of the legal documents entered into in connection with the 2010C Bonds or the 2010 Loan
Agreements in order to effectuate the defeasance and prepayment of the 2010 Loans, to execute
irrevocable refunding instructions with respect to the 2010 Loans and the 2010C Bonds, as the
Authorized Officer may require or approve, in consultation with Bond Counsel and the Successor
Agency's Municipal Advisor, and any such actions heretofore taken by such officers in connection
therewith are hereby ratified, confirmed and approved.
Section 7. Stradling Yocca Carlson & Rauth, a Professional Corporation, is hereby
approved and appointed as Bond Counsel and Disclosure Counsel, Urban Futures, Inc., is hereby
appointed as Municipal Advisor, HdL Coren & Cone is hereby appointed as Fiscal Consultant and
Wilmington Trust, National Association is hereby appointed as Escrow Bank, each to provide such
services to the Successor Agency and any other related services as may be required to prepay
the 2010 Loans.
Section 8. If any provision of this Resolution or the application of any such provision
to any person or circumstance is held invalid, such invalidity shall not affect other provisions or
applications of this Resolution that can be given effect without the invalid provision or application,
and to this end the provisions of this Resolution are severable. The Successor Agency declares
that the Successor Agency would have adopted this Resolution irrespective of the invalidity of
any particular portion of this Resolution.
Section 9. This Resolution shall take effect immediately upon its adoption by the
governing board of the Successor Agency, and the Secretary shall certify the vote adopting this
resolution.
PASSED AND ADOPTED by the Successor Agency of the Redevelopment Agency of the
City of Lake Elsinore, this 25th day of June, 2019.
4- - a, (I
Brian Tis ,
Vice -Chair
ATTESTED:
Mark Mahan,
Deputy Secretary
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STATE OF CALIFORNIA }
COUNTY OF RIVERSIDE j ss.
CITY OF LAKE ELSINORE j
I, Mark Mahan, Deputy Secretary of the Successor Agency of the Redevelopment Agency
of the City of Lake Elsinore, California, hereby certify that Resolution No. 2019 -004 was
adopted by the Successor Agency of the Redevelopment Agency of the City of Lake
Elsinore at a Regular meeting held on the 25th day of June 2019 by the following vote:
AYES: Agency Members Sheridan and Magee; Vice -Chair Tisdale
NOES: None
ABSTAIN: None
ABSENT: Agency Member Johnson and Chair Manos
Mark Mahan,
Deputy Secretary