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REPORT TO OVERSIGHT BOARD TO THE
SUCCESSOR AGENCYOF THE REDEVELOPMENT
AGENCYOF THE CITY OF LAKE ELSINORE
To:Chairperson Kelley and Oversight Board Members
From:Barbara Leibold, Successor Agency Counsel
Date:May 16, 2018
Subject:Restated Fifth Amendment to Stadium Interim Management
Agreement
Recommendation
Adopt A RESOLUTION OF THE OVERSIGHT BOARD TO THE SUCCESSOR
AGENCY OF THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE,
CALIFORNIA,APPROVING A RESTATED FIFTH AMENDMENT TO THE STADIUM
INTERIM MANAGEMENT AGREEMENT BETWEEN THE SUCCESSOR AGENCY OF
THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE AND THE
LAKE ELSINORE STORM LP
Background
The former Redevelopment Agency of the City of Lake Elsinore constructed the Lake
Elsinore Diamond Stadium (“Stadium”) as a redevelopment project to stimulate
redevelopment activities in the “Back Basin” area of the City consistent with the
Redevelopment Plan for the Rancho Laguna Redevelopment Project No. III. The
Stadium site was donated to the former Redevelopment Agency in 1993 for purposes of
constructing a public minor league professional baseball stadium. The terms of the land
donation agreement provide that if the public Stadium use is discontinued or if the
Stadium is transferred to a private ornon-governmental entity within 50 years of the
donation(i.e. 2043), then the former Agency (now Successor Agency) must pay the
donor the current fair market value of the “Stadium Site” and “Stadium Access Parcel.”
The Stadium was completed in 1994 and has been home to the Storm minor league
baseball team for 24 seasons pursuant to various license and maintenance agreements.
In April 1998, the former Redevelopment Agency entered into a “Final and Fully
Executed Stadium Property and Facility Lease”. TheLessee/Operator under the 1998
Agreementreported significant financial losses andabandoned the Stadium in October
2000. In the wake of that Lessee/Operator default, the Redevelopment Agency initiated
litigation against the Lessee/Operator and commencednegotiations with the Storm to
mitigate damages and ensure the Storm’s continued use of the Stadium. As a result of
these negotiations, the Redevelopment Agency entered into certain agreements
involving theoperation and maintenance of the LakeElsinore DiamondStadium,
including a LicenseAgreement, a Stadium Field And Maintenance Agreement, and a
ConcessionLicense Agreement (collectively, the “Stadium Operations Contracts”).
Pursuantto the Stadium Operations Contracts, the Stormlicensedandmaintained the
Stadium for baseball games and other Storm events. An affiliateof the Storm, Golden
State Concessions and Catering, Inc. (“Golden State”),operatedthe concessionsat the
Stadium.Under the Stadium Operations Contracts, the Agency’s management,
operation and maintenance costs were significant and the Stadium operated at a loss
requiring a significant allocation of the Agency’s tax increment annually.
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In an effort to mitigate the financial strain on the Agency and seek a more cost-effective
means of Stadium operations, the Agency published a “Request For Proposals for the
Operation, Lease or Purchase of Lake Elsinore Diamond Stadium” (“RFP”) in May 2005.
The RFP was widely distributed, including publication in institutional baseball
publications such as International Association of Assembly Managers, Stadia, and
Streets & Smiths Sports Business Journal. The Agency received only one response -
the Diamond Stadium Group (DSG).
In 2005,the Agency commenced negotiations with DSGto undertake all of the Stadium
operations, maintenance and management responsibilities. Storm LP,Golden State and
DSG share common controlling ownership. Negotiationsbetween the Agency and DSG
resulted in July2007 amendments to theStadium Operations Contracts and a new
Stadium License, Lease and Management Agreement (the “2007 Management
Agreement”).
The amendments to the Stadium Operations Contracts extended the term of each of the
Agreements through December 31, 2016 with extension terms through December 31,
2026. The Amendments provided that so long as the 2007 Management Agreement
was in effect, the Stadium Operations Contracts were suspended, but that if the 2007
Management Agreement was terminated, then the Agency and the Storm would again
be responsible for performance under the Stadium Operations Contracts.
DSG fulfilled all aspects of the 2007 Management Agreementwhich reduced the
Agency’sStadium-related costs. However, DSG reported annual losses under the 2007
Management Agreement. In June 2011,DSG exercisedits right to terminate the 2007
Management Agreement effective December 31, 2012. Upon termination of the 2007
Management Agreement, the rights and responsibilities for Stadium management,
operations and maintenance were again divided in accordance with the Stadium
Operations Contracts.
Thetransition back to the Stadium Operations Contracts occurred soon after the
dissolution of the former Redevelopment Agency under Assembly Bill x1 26 and
Assembly Bill1484(together,the “Dissolution Law”)which dissolved all California
redevelopment agencies effectiveFebruary 1, 2012. TheSuccessor Agency did not
have the personnel, expertise or resources to satisfactorily perform its obligationsunder
the Stadium Operations Contracts nor to enter into and administer individual contracts
with individual contractors and vendors to perform selected maintenance, management
and operations services.
In order to avoid a default under the Stadium Operations Contracts and provide for the
efficient and cost effective management, maintenance and operation of the Stadium, the
Successor Agency entered into the Stadium Interim Management Agreement on
December 11, 2012for the 2013 calendar year(“Interim Agreement”). The Successor
Agency and the Oversight Board found that the Interim Stadium Management
Agreement was in the best interestsof the taxing entities because the Storm could
provide the most efficient and cost effective management, maintenance and operation of
the Stadium since it (i) was already on-site, (ii) had the institutional knowledge,
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familiarity, expertise, personnel and resources to perform, (iii) had performed the
maintenance (including field maintenance) and operations services for years, and (iv)
had existing relationships with vendors and contractorsto service all stadium elements.
The State Department of Finance (DOF) agreed.
A First Amendment to the Interim Agreement was approved in September 2013. A
Second Amendment to the Interim Agreement was approved in September 2014, a Third
Amendment was approved in September 2015, and a Fourth Amendment was approved
in September 2016. The State Department of Finance has approved the allocation of
Real Property Tax Trust Funds (RPTTF) for Stadium obligations in accordance with the
Successor Agency Recognized Obligations Payment Schedules (ROPS). The Interim
Agreement and the First,Second,Third and Fourth Amendments have been
successfully implemented to provide for efficient and cost effective management,
maintenance and operation of the Diamond Stadium.
The history of the Diamond Stadium Agreements is summarized in the Attachment to
this Report.
Discussion
In January 2018, the Successor Agency and the Oversight Board approved a Fifth
Amendment to the Stadium Interim Management Agreement which provided for an initial
two-year term commencing July 1, 2018 and, unless terminated early by either party,
would renew automatically for up to three two-year Renewal Terms and one six-month
Extension Term. The outside expiration of the Fifth Amendment ran concurrent with the
expiration of the Stadium Operations Contracts on December 31, 2026. Upon review,
the Department of Finance objected to the renewal terms and rejected the Fifth
Amendment. Consequently,the Executive Director terminated the Fifth Amendment in
accordance with the early termination provisions.
The Fourth Amendment expires on June 30, 2018 and in order to provide for the
continued maintenance, operation and management of the Diamond Stadium, the
Successor Agency approved a Restated Fifth Amendment at is May 8, 2018 meeting.
The term of the proposed Fifth Amendment commences upon expiration of the Fourth
Amendment on July 1, 2018 and expires June 30, 2019. Except for the term, the
provisions of the Restated Fifth Amendment mirror those of the amendment approved by
the Successor Agency and the Oversight Board in January.
During the Successor Agency’s Meet & Confer consultation with DOF regarding the
allocation of RPTTF to the Successor Agency for Stadium obligations, DOF suggested
that disposition of the Stadium to another governmental entity would not violate the
Stadium Operations Contracts or the donation agreement and would be in the best
interests of the taxing entities.
While conveyance to another governmental entityis permissible,the Successor Agency
believes that such conveyance is impractical since any disposition must be subject to the
obligations of the Stadium Operations Contracts and the use restrictions of the land
donation agreement. Like most public facilities, the Stadium costs more to operate than
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the revenues it generates and no governmental agency will take on those financial
obligations without a guaranteed revenue source to cover the costs.
Similarly, any proposed disposition to a private entity must be subject to the Stadium
Operations Contracts and the financial obligations thereunder. In addition, conveyance
to a private entity would trigger financial penalties under the land donation agreement.
Even if a conveyance of the Stadium is possible, it is not possible to complete such
conveyance prior to the June 30, 2018 expiration of the Fourth Amendment.
Consequently, the Successor Agency determined that the Restated Fifth Amendment
extending the existing payment and performance obligations of the Successor Agency
and the Storm is in the best interests of the taxing entities.
DOF also referenced the provisions of the Dissolution Law that allow the Oversight
Board to direct the Successor Agency to terminate or renegotiate contracts if doing so is
in the best interests of the taxing entities. The Successor Agency determined that
termination of the Stadium Operations Contracts is not in the best interests of the taxing
entities because it would constitute an Agency default and trigger significant damages,
financial penalties and other liabilities that exceed the costs of retaining the Stadium and
performing the enforceable obligations under the Stadium Operations Contracts.
Contract renegotiation is infeasible since the payment schedule under the Interim
Stadium Management Agreement and each of the Amendments have been based on
the formula required under the Stadium Operations Contracts and negotiated each year
based on prior year’s actual costs and costs budgeted for the agreement term. The
Storm’s actual costs have exceeded the compensation paid by the Successor Agency
every year.
The proposed Restated Fifth Amendment is in the best interests of the affected taxing
entities because it provides a high level of certainty relating to the costs of Stadium
operationsand maintenance compared to the uncertainty presented by the daunting
possibility of defaulting under the Stadium Operations Contractsand land donation
agreement. TheStorm’sskills, knowledge and resources will provide continued, efficient
and cost effective management, maintenance and operation of the Diamond Stadium
which will protect the public’s investment in the Stadium, minimize costs and mitigate
against potential breach of contractand relateddamages. In light of the impending June
30, 2018 expiration of the Fourth Amendment to the Stadium Interim Management
Agreement, the Restated Fifth Amendmentis the only way to ensure that thecontractual
rights of the “Lake Elsinore Storm” to play its home baseball games at theDiamond
Stadiumin accordance with the Stadium Operations Contractsare protected.The Storm
possessesthe experience, capabilitiesand qualifications tobestcarry out these
obligations.
The Restated Fifth Amendment to Interim Stadium Management Agreement
incorporates the obligations under the Stadium Operations Contracts and provides for a
Capital Improvement Schedule.
During the 2018-2019termof the Restated FifthAmendment, compensation to the
Storm for the performance of the maintenance, management and operations services
shall be as follows:
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(a)Assignment of GRCS Concession Fee. Successor Agency
assigns Successor Agency’s right to payment of the GRCS Concession Fee under the
Concession Agreement to the Stormduring the 2018-2019term, estimated at$34,000
annually; and
(b)Waiver of License Fee. Successor Agency waives Successor
Agency’s right to payment of the License Fee in the amount of $522,473for the period
July 1, 2018 through June 30, 2019under the License Agreement as an offset against
the payments due by the Successor Agency to the Storm; and
(c)Payment of Maintenance Fee. Successor Agency shallpay the
Annual Maintenance Feein the amount of $243,912for the period July 1, 2018 through
June 30, 2019; and.
(d)Payment of Additional Interim Management Fee. Successor
Agency shall pay to Storm $468,147 for the periodJuly1, 2018through June 30, 2019,
payable in equal monthly installments (“Additional Interim Management Fee”).
The Maintenance Fee along with the Additional Interim Management Fee will result total
cash payment from the Successor Agency to the Storm of $712,059for the period July
1, 2018 through June 30, 2019as consideration for services provided under the Stadium
Operations Contracts and theInterim Agreement, which aggregate amount shall be
payable in equal monthly installments of $59,338.25for the period July 1, 2018 through
June 30, 2019.
The Successor Agency continues to be responsible for all Capital Repairs and
alterations consistent with the Stadium Operations Contracts. Capital repairs for 2018-
2019, as included in the Restated FifthAmendment, reflect that the Stadium is twenty-
four(24) years old and include, without limitation, capital repairs necessary to comply
with ADA and energy and water efficiency requirements, roof repair/replacement,
plumbing and drain repair and equipment replacement.
Following approval by the Oversight Board, the Restated FifthAmendmentwill be
submitted to the DOF.
Attachments:
History of Diamond Stadium Agreements
Resolution No. OB 2018-0
Exhibit A -Restated FifthAmendmentto Stadium Interim Management
Agreement