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HomeMy WebLinkAbout0018_0_Text FileText File City of Lake Elsinore 130 South Main Street Lake Elsinore, CA 92530 www.lake-elsinore.org File Number: ID# 16-480 Agenda Date: 12/13/2016 Status: Public HearingVersion: 2 File Type: ReportIn Control: City Council Agenda Number: 17) Page 1 City of Lake Elsinore Printed on 12/8/2016 REPORT TO CITY COUNCIL To:Honorable Mayor and Members of the City Council From:Grant Yates, City Manager Prepared by: Jason Simpson, Assistant City Manager Date:December 13, 2016 Subject:Formation of Community Facilities District 2016-2 of the City of Lake Elsinore (Canyon Hills) Recommendation adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE ESTABLISHING COMMUNITY FACILITIES DISTRICT 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS), AUTHORIZING THE LEVY OF A SPECIAL TAX THEREIN AND CALLING AN ELECTION (THE “RESOLUTION OF FORMATION”); and, adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE ACTING AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) DETERMINING THE NECESSITY TO INCUR BONDED INDEBTEDNESS IN AN AMOUNT NOT TO EXCEED $27,500,000 WITHIN COMMUNITY FACILITIES DISTRICT 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) AND CALLING AN ELECTION (THE “RESOLUTION TO INCUR DEBT”); and, adopt A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE ACTING AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) CERTIFYING THE ELECTION RESULTS (THE “RESOLUTION CERTIFYING THE ELECTION RESULTS”). IT IS ALSO RECOMMENDED THAT THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE ACTING AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) INTRODUCE THE ORDINANCE AUTHORIZING THE LEVY OF SPECIAL TAXES; AND, introduce AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA ACTING IN ITS CAPACITY AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) AUTHORIZING THE LEVY OF SPECIAL TAXES. Background The developer, Pardee Homes, a California Corporation (the “Developer”), the property owner within proposed Community Facilities District 2016-2 of the City of Lake Elsinore (Canyon Hills) (the “CFD”) which is expected to include 456 lots within the City has requested that the City assist them in forming the CFD to finance the costs of certain public improvements through the levy of a special tax and the issuance of bonds in an amount not to exceed $27,500,000. The landowner has requested the City that the area described in Exhibit A of the Resolution of Intention be the boundaries of the CFD and that a rate and method of apportionment of the special taxes to be levied as described in Exhibit B. The property within the proposed CFD is currently included within Improvement Area B of City of Lake Elsinore Community Facilities District No. 2003-2 (“CFD No. 2003-2”). As provided in the Resolution of Intention (as defined below) and the Resolution of Formation, the special tax of the CFD shall not be levied until the special tax lien of CFD No. 2003-2 is eliminated. It is the intent that the CFD will apply of the portion of the proceeds of bonds to eliminate the special tax lien of CFD No. 2003-2 within the CFD. Resolution No. 2016-120 (the “Resolution of Intention”) was approved by the City Council on October 25, 2016, which called for public hearing to be held on December 13, 2016, for the City Council to formally consider approval of the formation of the CFD and to hold an election on the approval of the special taxes and the need to incur bonded indebtedness within the CFD. Notice of the public hearing was published in the Press Enterprise and mailed to the Developer. In connection with the public hearing, Albert Webb & Associates has prepared a CFD Report which describes and analyzes the facilities to be financed by the CFD and the estimated costs of such facilities. Following the close of the public hearing, the City Council will be asked to adopt the Resolution of Formation and the Resolution to Incur Debt which approve the formation of the CFD, determine the necessity to issue bonds in an amount not to exceed $27,500,000, the necessity to levy special taxes annually to pay debt service on such bonds and for the costs of the facilities and calling an election to submit to the qualified voters in the CFD ballot measures on the approval of the special taxes, the issuance of the bonds and an appropriations limit for the CFD. On file with the City Clerk is a Certificate of the Registrar of Voters of Riverside County certifying that there are no registered voters residing within the boundaries of the CFD. Accordingly, under the Mello Roos Act only property owners owning land in the District are eligible to vote at the election with each owner having one vote for each acre (or portion thereof) that they own within the CFD. The Developer has executed a Consent and Waiver as to certain election procedures that allow the election to be held immediately following the adoption of the Resolution of Formation and the Resolution to Incur Debt. Accordingly, assuming the City Council decides to approve such resolutions, the City Clerk will conduct the election and the City Council will be presented with the Resolution Certifying the Election Results. Assuming the ballot measures pass by the requisite 2/3rds vote, the Council would be asked to introduce the Ordinance authorizing the levy of the Special Tax. A notice of special tax lien will be filed on all of the property within the CFD. Fiscal Impact The District will be required to annually levy special taxes on all of the taxable property within the CFD in order to pay for the costs of facilities, debt service on bonds, the services and administration of the CFD. Any bonds issued by the District are NOT obligations of the City and will be secured solely by the Special Taxes levied in the CFD. Pardee Homes, a California Corporation has made a deposit to pay for the costs of forming the CFD. The Resolution of Intention approved a form of a Reimbursement Agreement to reimburse the developer for these costs if and when bonds are issued for CFD. Exhibits: A.Resolution No. 2016-___ Resolution Establishing CFD 2016-2 B.Resolution No. 2016-___ Resolution Determining Necessity to Incur Bonded Debt C.Resolution No. 2016-___ Resolution Certifying the Election Results D.Ordinance No. ____ Authorizing the Levy of the Special Tax E.Certificate of the Registrar of Voters F.CFD Report G.Certificate of City Clerk Regarding Election RESOLUTION NO. __-___ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA, ESTABLISHING COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS), AUTHORIZING THE LEVY OF A SPECIAL TAX THEREIN, CALLING AN ELECTION AND APPROVING AND AUTHORIZING CERTAIN ACTIONS RELATED THERETO Whereas, the City Council (the “City Council”) of the City of Lake Elsinore (the “City”) has heretofore adopted Resolution No. 2016-120 (the “Resolution of Intention”) stating its intention to form Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (“Community Facilities District No. 2016-2” or the “District”) pursuant to the Mello-Roos Community Facilities Act of 1982, as amended, being Chapter 2.5 of Part 1 of Division 2 of Title 5 of the Government Code of the State of California (the “Act”); and, Whereas, a copy of Resolution No. 2016-120 setting forth a description of the proposed boundaries of Community Facilities District No. 2016-2, the facilities and incidental expenses to be financed by the District and the rate and method of apportionment of the special tax proposed to be levied within the District is on file with the City Clerk; and, Whereas, notice was published and mailed to all landowners of the land proposed to be included within the District as required by law relative to the intention of this City Council to form proposed Community Facilities District No. 2016-2 and to levy a special tax and to incur bonded indebtedness in the amount of up to $27,500,000 therein to finance the facilities and incidental expenses described in Resolution No. 2016-120; and, Whereas, on December 13, 2016, this City Council conducted a noticed public hearing as required by law relative to the proposed formation of Community Facilities District No. 2016-2, the levy of the special tax therein and the issuance of bonded indebtedness by the District; and, Whereas, at the December 13, 2016 public hearing there was filed with this City Council a report containing a description of the facilities necessary to meet the needs of the District and an estimate of the cost of such facilities as required by Section 53321.5 of the Act (the “Engineer’s Report”); and, Whereas, at the December 13, 2016 public hearing all persons desiring to be heard on all matters pertaining to the formation of Community Facilities District No. 2016-2, the levy of the special tax and the issuance of bonded indebtedness were heard and full and fair hearings were held; and, Whereas, following the public hearing, this City Council has determined to authorize the formation of the District to finance the types of facilities (the “Facilities”) and the incidental expenses (the “Incidental Expenses”) set forth in Attachment “B” hereto, which are described in more detail in the Engineer’s Report; and, Whereas, at the public hearing evidence was presented to this City Council on the matters before it, and the proposed special tax to be levied within the District was not precluded by a majority protest of the type described in Section 53324 of the Act, and this City Council at the conclusion of the hearing was fully advised as to all matters relating to the formation of the District, the levy of the special tax and the issuance of bonded indebtedness therein; and, 2 Whereas, this City Council has determined, based on a Certificate of Registrar of Voters of the County of Riverside on file in the office of the City Clerk, that no registered voters have been residing in the proposed boundaries of Community Facilities District No. 2016-2 for each of the 90 days prior to December 13, 2016 and that the qualified electors in Community Facilities District No. 2016-2 are the landowners within the District; and, Whereas, the property within proposed Community Facilities District No. 2016-2 is located within the boundaries of Improvement Area B (“Improvement Area B”) of City of Lake Elsinore Community Facilities District No. 2003-2 (Canyon Hills) and pursuant to the Rate and Method (as defined below), the special tax for Community Facilities District No. 2016-2 shall not be levied until such time as the special tax lien of Improvement Area B of Community Facilities District No. 2003-2 has been extinguished with respect to the property within Community Facilities District No. 2016-2 and a notice of cancellation has been recorded to that effect in accordance with Section 53344 of the Act; and, Whereas, on the basis of all of the foregoing, this City Council has determined to proceed with the establishment of Community Facilities District No. 2016-2 and to call an election therein to authorize (i) the levy of special taxes pursuant to the rate and method of apportionment of the special tax attached as Attachment “C” to the Resolution of Intention, as modified as set forth in Attachment “A” attached hereto (as modified, the “Rate and Method”), (ii) the issuance of bonds to finance the Facilities and Incidental Expenses, and (iii) the establishment of an appropriations limit for Community Facilities District No. 2016-2. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE HEREBY FINDS, DETERMINES, RESOLVES, AND ORDERS AS FOLLOWS: Section 1.Recitals. The foregoing recitals are true and correct. Section 2.A community facilities district to be designated “Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills)” is hereby established pursuant to the Act. The City Council hereby finds and determines that all prior proceedings taken with respect to the establishment of the District were valid and in conformity with the requirements of law, including the Act. This finding is made in accordance with the provisions of Section 53325.1(b) of the Act. Section 3.The boundaries of Community Facilities District No. 2016-2 are established as shown on the map designated “Map of Proposed Boundaries of Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills)”, which map is on file in the office of the City Clerk and was recorded pursuant to Sections 3111 and 3113 of the Streets and Highways Code in the City of County Book of Maps of Assessment and Community Facilities Districts in the Assessor-County Clerk-Recorder’s office of the County of Riverside in Book No. 80 Page No. 20, on November 4, 2016 as Instrument No. 2016-0490179. Section 4.The types of Facilities and Incidental Expenses authorized to be provided for Community Facilities District No. 2016-2 are those set forth in Attachment “B” attached hereto. The estimated cost of the Facilities and Incidental Expenses to be financed is set forth in the Engineer’s Report, which estimates may change as the Facilities are designed and bid for construction and acquisition, as applicable. The City is authorized by the Act to contribute revenue to, or to construct or acquire the Facilities, all in accordance with the Act. The City Council finds and determines that the 3 proposed Facilities are necessary to meet the increased demand that will be placed upon local agencies and public infrastructure as a result of new development within the District and that the Facilities to be financed, including those to be financed pursuant to a joint community facilities agreement to be entered into with the Elsinore Valley Municipal Water District (the “Water District”), benefit residents of the City and the future residents of the District. The District anticipates entering into a join community facilities agreement with the Water District prior to the approval of the issuance of bonds pursuant to the Act. Section 5.Except where funds are otherwise available, it is the intention of this City Council, subject to the approval of the eligible voters of the District, to levy annually a special tax at the rates set forth in Attachment “A” hereto on all non-exempt property within the District sufficient to pay for (i) the Facilities, (ii) the principal and interest and other periodic costs on the bonds proposed to be issued to finance the Facilities and Incidental Expenses, including the establishment and replenishment of reserve funds, any remarketing, credit enhancement and liquidity facility fees and other expenses of the type permitted by Section 53345.3 of the Act; and (iii) the Incidental Expenses. The District expects to incur, and in certain cases has already incurred, Incidental Expenses in connection with the creation of the District, the issuance of bonds, the levying and collecting of the special tax, the completion and inspection of the Facilities and the annual administration of the bonds and the District. The rate and method of apportionment of the special tax is described in detail in Attachment “A” hereto and incorporated herein by this reference, and the City Council hereby finds that Attachment “A” contains sufficient detail to allow each landowner within the District to estimate the maximum amount that may be levied against each parcel. As described in greater detail in the Engineer’s Report, which is incorporated by reference herein, the special tax is based on the expected demand that each parcel of real property within Community Facilities District No. 2016-2 will place on the Facilities and on the benefit that each parcel will derive from the right to access the Facilities and, accordingly, is hereby determined to be reasonable. The Special Tax (as defined in the rate and method of apportionment of the special tax) shall be levied on each assessor’s parcel in accordance with the rate and method of apportionment provided, however, that the Special Tax shall not be levied after Fiscal Year 2057-58. The special tax is apportioned to each parcel on the foregoing bases pursuant to Section 53325.3 of the Act and such special tax is not on or based upon the ownership of real property or the assessed value of real property. If special taxes of the District are levied against any parcel used for private residential purposes, (i) the maximum special tax rate shall be specified as a dollar amount which shall be calculated and established not later than the date on which the parcel is first subject to the special tax because of its use for private residential purposes and shall not be increased over time, except that it may be increased by an amount not to exceed two percent (2%) per year to the extent permitted in the rate and method of apportionment of the special tax set forth in Attachment “A,” (ii) the Special Tax shall not be levied after Fiscal Year 2057-58, and (iii) under no circumstances will the special tax levied against any such parcel used for private residential uses be increased as a consequence of delinquency or default by the owner or owners of any other parcel or parcels within the District by more than ten percent above the amount that would have been levied in that fiscal year had there never been any such delinquencies or defaults. The City Manager of the City of Lake Elsinore, 130 South Main Street, Lake Elsinore, California 92530, telephone number (951) 674-3124, will be responsible for preparing annually, or authorizing a designee to prepare, a current roll of special tax levy obligations by assessor’s parcel number and will be responsible for estimating future special tax levies pursuant to Section 53340.2 of the Act. 4 Section 6.In the event that a portion of the property within Community Facilities District No. 2016-2 shall become for any reason exempt, wholly or partially, from the levy of the special tax specified in Attachment “A” hereto, or in the event of delinquencies in the payment of special taxes levied, the City Council shall, on behalf of Community Facilities District No. 2016-2, increase the levy to the extent necessary and permitted by law and these proceedings upon the remaining property within Community Facilities District No. 2016-2 which is not exempt or delinquent in order to yield the required debt service payments on any outstanding bonds of the District, or to prevent the District from defaulting on any of its other obligations or liabilities; provided, however, under no circumstances will the special tax levied against any parcel used for private residential uses be increased as a consequence of delinquency or default by the owner or owners of any other parcel or parcels within the District by more than ten percent above the amount that would have been levied in that fiscal year had there never been any such delinquencies or defaults. The amount of the special tax will be set in accordance with the rate and method of apportionment of the special tax attached hereto as Attachment “A.” The obligation to pay special taxes may be prepaid only as set forth in Section G of Attachment “A” hereto. Section 7.Upon recordation of a notice of special tax lien pursuant to Section 3114.5 of the Streets and Highways Code, a continuing lien to secure each levy of the special tax shall attach to all non-exempt real property in the District and this lien shall continue in force and effect until the special tax obligation is prepaid and permanently satisfied and the lien canceled in accordance with law or until collection of the special tax by the District ceases. Section 8.Consistent with Section 53325.6 of the Act, the City Council finds and determines that the land within Community Facilities District No. 2016-2, if any, devoted primarily to agricultural, timber or livestock uses and being used for the commercial production of agricultural, timber or livestock products is contiguous to other land within Community Facilities District No. 2016-2 and will be benefited by the Facilities proposed to be provided within Community Facilities District No. 2016-2. Section 9.It is hereby further determined that there is no ad valorem property tax currently being levied on property within proposed Community Facilities District No. 2016-2 for the exclusive purpose of paying the principal of or interest on bonds or other indebtedness incurred to finance the construction of capital facilities which provide the same services to the territory of Community Facilities District No. 2016-2 as are proposed to be provided by the Facilities to be financed by Community Facilities District No. 2016-2. Section 10.Written protests against the establishment of the District have not been filed by one-half or more of the registered voters within the boundaries of the District or by the property owners of one-half (1/2) or more of the area of land within the District. The City Council hereby finds that the proposed special tax has not been precluded by a majority protest pursuant to Section 53324 of the Act. Section 11.An election is hereby called for Community Facilities District No. 2016-2 on the propositions of levying the special tax on the property within Community Facilities District No. 2016-2 and establishing an appropriations limit for the District pursuant to Section 53325.7 of the Act and shall be consolidated with the election on the proposition of incurring bonded indebtedness, pursuant to Sections 53351 and 53353.5 of the Act. The language of the propositions to be placed on the ballot is attached hereto as Attachment “C.” 5 Section 12.The date of the election for Community Facilities District No. 2016-2 on the propositions of incurring the bonded indebtedness, authorizing the levy of the special tax and establishing an appropriations limit for the District shall be December 13, 2016, or such later date as is consented to by the City Clerk of the City of Lake Elsinore; provided that, if the election is to take place sooner than 90 days after December 13, 2016, then the unanimous written consent of each qualified elector within the District to such election date must be obtained. The polls shall be open for said election immediately following the close of the public hearing on December 13, 2016. The election shall be conducted by the City Clerk. Except as otherwise provided by the Act, the election shall be conducted in accordance with the provisions of law regulating elections of the City of Lake Elsinore insofar as such provisions are determined by the City Clerk to be applicable. The City Clerk is authorized to conduct the election following the adoption of this resolution, and all ballots shall be received by, and the City Clerk shall close the election by, 11:00 p.m. on the election day; provided the election shall be closed at such earlier time as all qualified electors have voted as provided in Section 53326(d) of the Act. Pursuant to Section 53326 of the Act, the ballots for the special election shall be distributed in person, or by mail with return postage prepaid, to the qualified electors within Community Facilities District No. 2016-2. The City Clerk has secured a certificate from the Registrar of Voters of the County of Riverside certifying that there were no registered voters within the District as of October 29, 2016. Accordingly, since there were fewer than 12 registered voters within the District for each of the 90 days preceding December 13, 2016, the qualified electors shall be the landowners within the District and each landowner, or the authorized representative thereof, shall have one vote for each acre or portion thereof that such landowner owns within Community Facilities District No. 2016-2, as provided in Section 53326 of the Act. The sole landowner within the District has executed and delivered a waiver of certain election law requirements and consenting to the holding of the election on December 13, 2016, which waiver is on file with the City Clerk. Section 13.The preparation of the Engineer’s Report is hereby ratified. The Engineer’s Report, as submitted, is hereby approved and was made a part of the record of the public hearing regarding the formation of Community Facilities District No. 2016-2. The Engineer’s Report is ordered to be kept on file with the transcript of these proceedings and open for public inspection. Section 14.This Resolution shall be effective upon its adoption. 6 Passed and Adopted at a regular meeting of the City Council of the City of Lake Elsinore, California, this 13th day of December, 2016. _____________________________ Brian Tisdale Mayor Attest: __________________________ Susan M. Domen, MMC City Clerk STATE OF CALIFORNIA ) COUNTY OF RIVERSIDE ) ss. CITY OF LAKE ELSINORE ) I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify that Resolution No. ______ was adopted by the City Council of the City of Lake Elsinore, California, at the Regular meeting of December 13, 2016, and that the same was adopted by the following vote: AYES: NOES: ABSENT: ABSTAIN: _____________________________ Susan M. Domen, MMC City Clerk A-1 ATTACHMENT “A” RATE AND METHOD OF APPORTIONMENT FOR COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) B-1 ATTACHMENT “B” Types of Facilities to Be Types of Facilities to Be Financed by Community Facilities District No. 2016-2 of the City of Lake Elsinore The proposed types of public facilities and expenses to be financed by the District include: The construction, purchase, modification, expansion, rehabilitation and/or improvement of (i) drainage, library, park, roadway and other public facilities of the City, including the foregoing public facilities which are included in the City’s fee programs with respect to such facilities and authorized to be financed under the Mello-Roos Community Facilities Act of 1982, as amended (the “City Facilities”) (ii) water and sewer facilities including the acquisition of capacity in the sewer system and/or water system of the Elsinore Valley Municipal Water District which are included in Elsinore Valley Municipal Water District’s water and sewer capacity and connection fee programs (the “Water District Facilities” and together, with the City Facilities, the “Facilities”), and (iii) the payment of all amounts necessary to pay, repay or defease any obligation to pay or any indebtedness secured by any special tax levied for Improvement Area B of the City of Lake Elsinore Community Facilities District No. 2003-2 (Canyon Hills) within the area of the District, and all appurtenances and appurtenant work in connection with the foregoing Facilities, including the cost of engineering, planning, designing, materials testing, coordination, construction staking, construction management and supervision for such Facilities, and to finance the incidental expenses to be incurred, including: a.The cost of engineering, planning and designing the Facilities; b.All costs, including costs of the property owner petitioning to form the District, associated with the creation of the District, the issuance of the bonds, the determination of the amount of special taxes to be levied and costs otherwise incurred in order to carry out the authorized purposes of the District; and c.Any other expenses incidental to the construction, acquisition, modification, rehabilitation, completion and inspection of the Facilities. C-1 ATTACHMENT “C” BALLOT PROPOSITIONS COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) SPECIAL TAX AND SPECIAL BOND ELECTION December 13, 2016 PROPOSITION A: Shall Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (the “District”) incur an indebtedness and issue bonds in the maximum principal amount of $27,500,000, with interest at a rate or rates not to exceed the maximum interest rate permitted by law, to finance the Facilities and the Incidental Expenses described in the resolution establishing the District, adopted by the City Council of the City of Lake Elsinore on December 13, 2016 (the “Resolution of Formation”)? YES______ NO_______ PROPOSITION B: Shall a special tax with a rate and method of apportionment as provided in Attachment “A” to the Resolution of Formation be levied to pay for the Facilities, Incidental Expenses and other purposes described in the Resolution of Formation, including the payment of the principal of and interest on bonds issued to finance the Facilities and Incidental Expenses? YES______ NO_______ PROPOSITION C: For each year commencing with Fiscal Year 2016-2017, shall the appropriations limit, as defined by subdivision (h) of Section 8 of Article XIII B of the California Constitution, for Community Facilities District No. 2016-2 be an amount equal to $5,000,000? YES______ NO_______ RESOLUTION NO. _____ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA, ACTING AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) DETERMINING THE NECESSITY TO INCUR BONDED INDEBTEDNESS IN AN AMOUNT NOT TO EXCEED $27,500,000 WITHIN COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) AND CALLING AN ELECTION THEREIN Whereas, on October 25, 2016, the City Council of the City of Lake Elsinore (the “City Council”) adopted Resolution No. 2016-120 stating its intention to form Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (“Community Facilities District No. 2016-2” or the “District”) pursuant to the Mello-Roos Community Facilities Act of 1982, as amended (the “Act”); and, Whereas, on October 25, 2016, the City Council also adopted Resolution No. 2016-121 stating its intention to incur bonded indebtedness in the amount of up to $27,500,000 within proposed Community Facilities District No. 2016-2 to finance (1) the purchase, construction, modification, expansion, improvement or rehabilitation of public facilities identified in Attachment “B” to Resolution No. 2016-120, and (2) the incidental expenses to be incurred in financing such public facilities and forming and administering the District, as identified in Attachment “B” to Resolution No. 2016-120; and, Whereas, notice was published as required by law relative to the intention of the City Council to form proposed Community Facilities District No. 2016-2 and to incur bonded indebtedness in the amount of up to $27,500,000 within the boundaries of proposed Community Facilities District No. 2016-2; and, Whereas, on December 13, 2016, this City Council conducted a noticed public hearing to determine whether it should proceed with the formation of Community Facilities District No. 2016-2, issue bonds to pay for the facilities and incidental expenses described in Resolution No. 2016-120 and authorize the rate and method of apportionment of a special tax to be levied within Community Facilities District No. 2016-2 for the purposes described in Resolution No. 2016-120; and, Whereas, at said hearing all persons desiring to be heard on all matters pertaining to the formation of Community Facilities District No. 2016-2, the levy of a special tax and the issuance of bonds to pay for the cost of the proposed facilities were heard and a full and fair hearing was held; and, Whereas, the City Council subsequent to such hearing adopted Resolution No. 2016-___ establishing Community Facilities District No. 2016-2 (the “Resolution of Formation”) and authorizing the financing of the public facilities (the “Facilities”) and the incidental expenses (the “Incidental Expenses”) described in Attachment “B” thereto; and, Whereas, the City Council desires to make the necessary findings to incur bonded indebtedness within the District, to declare the purpose for said debt, and to authorize the submittal of a proposition to issue bonded indebtedness to the voters of the District, being the landowners within the proposed District, all as authorized and required by law. 2 NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE HEREBY FINDS, DETERMINES, RESOLVES, AND ORDERS AS FOLLOWS: Section 1.It is necessary to incur bonded indebtedness in a maximum aggregate principal amount not to exceed $27,500,000 within Community Facilities District No. 2016-2. Section 2.The indebtedness is to be incurred for the purpose of financing the costs of purchasing, constructing, modifying, expanding, improving, or rehabilitating the Facilities and financing the Incidental Expenses, as described in the Resolution of Formation, and carrying out the powers and purposes of Community Facilities District No. 2016-2, including, but not limited to, financing the costs of selling the bonds, establishing and replenishing bond reserve funds and paying remarketing, credit enhancement and liquidity facility fees and other expenses of the type authorized by Section 53345.3 of the Act. Section 3.The whole of the property within Community Facilities District No. 2016-2, other than property exempted from the special tax pursuant to the provisions of the rate and method of apportionment attached to the Resolution of Formation as Attachment “A,” shall pay for the bonded indebtedness pursuant to the levy of the special tax authorized by the Resolution of Formation. Section 4.The maximum term of the bonds to be issued shall in no event exceed forty (40) years. Section 5.The bonds shall bear interest at the rate or rates not to exceed the maximum interest rate permitted by law, payable annually or semiannually, or in part annually and in part semiannually, except the first interest payment may be for a period of less than six months, with the actual rate or rates and times of payment to be determined at the time or times of sale thereof. Section 6.The bonds may bear a variable or fixed interest rate, provided that such variable rate or fixed rate shall not exceed the maximum rate permitted by Section 53531 of the Act, or any other applicable provision of law limiting the maximum interest rate on the bonds. Section 7.Pursuant to Section 53351 of the Act, a special election is hereby called for Community Facilities District No. 2016-2 on the proposition of incurring the bonded indebtedness. The proposition relative to incurring bonded indebtedness in the maximum aggregate principal amount of $27,500,000 shall be in the form of Proposition A set forth in Attachment “A” hereto. In accordance with Sections 53351(h) and 53353.5 of the Act, the election shall be consolidated with the special election called on the proposition of levying a special tax within the District as described in the Resolution of Formation, which proposition shall be in the form of Proposition B set forth in Attachment “A,” and on the proposition of establishing an appropriations limit for the District, which proposition shall be in the form of Proposition C set forth in Attachment “A.” Section 8.The date of the special election for Community Facilities District No. 2016-2 on the propositions of incurring the bonded indebtedness, authorizing the levy of the special tax and setting an appropriations limit shall be December 13, 2016, or such later date as is consented to by the City Clerk of the City; provided that, if the election is to take place sooner than 90 days after December 13, 2016, then the unanimous written consent of each qualified elector within the District to such election date must be obtained. The polls shall be open for said election immediately following the public hearing on December 13, 2016. The election 3 shall be conducted by the City Clerk. Except as otherwise provided by the Act, the election shall be conducted in accordance with the provisions of law regulating elections of the City of Lake Elsinore insofar as such provisions are determined by the City Clerk to be applicable. The City Clerk is authorized to conduct the election following the adoption of the Resolution of Formation, and this resolution and all ballots shall be received by and the City Clerk shall close the election by 11:00 p.m. on the election day; provided the election shall be closed at such earlier time as all qualified electors have voted as provided in Section 53326(d) of the Act. Pursuant to Section 53326 of the Act, the ballots for the special election shall be distributed in person, or by mail with return postage prepaid, to the qualified electors within Community Facilities District No. 2016-2. The City Clerk has secured a certificate of the Registrar of Voters of the County of Riverside certifying that there were no registered voters within the District as of October 29, 2016. Accordingly, since there were fewer than 12 registered voters within the District for each of the 90 days preceding December 13, 2016, the qualified electors shall be the landowners within the District and each landowner, or the authorized representative thereof, shall have one vote for each acre or portion thereof that such landowner owns within Community Facilities District No. 2016-2, as provided in Section 53326 of the Act. The sole landowner within the District has executed and delivered a waiver of certain election law requirements and consenting to the holding of the election on December 13, 2016, which waiver is on file with the City Clerk. Section 9.This Resolution shall be effective upon its adoption. Passed, and Adopted at a regular meeting of the City Council of the City of Lake Elsinore, California, this 13th day of December, 2016. _____________________________ Brian Tisdale Mayor Attest: __________________________ Susan M. Domen, MMC City Clerk STATE OF CALIFORNIA ) COUNTY OF RIVERSIDE ) ss. CITY OF LAKE ELSINORE ) I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify that Resolution No. ______ was adopted by the City Council of the City of Lake Elsinore, California, at the Regular meeting of December 13, 2016, and that the same was adopted by the following vote: AYES: NOES: ABSENT: 4 ABSTAIN: Susan M. Domen, MMC City Clerk ATTACHMENT A BALLOT PROPOSITIONS COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) SPECIAL TAX AND SPECIAL BOND ELECTION December 13, 2016 PROPOSITION A: Shall Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (the “District”) incur an indebtedness and issue bonds in the maximum principal amount of $27,500,000, with interest at a rate or rates not to exceed the maximum interest rate permitted by law, to finance the Facilities and the Incidental Expenses described in the resolution establishing the District, adopted by the City Council of the City of Lake Elsinore on December 13, 2016 (the “Resolution of Formation”)? YES______ NO_______ PROPOSITION B: Shall a special tax with a rate and method of apportionment as provided in Attachment “A” to the Resolution of Formation be levied to pay for the Facilities, Incidental Expenses and other purposes described in the Resolution of Formation, including the payment of the principal of and interest on bonds issued to finance the Facilities and Incidental Expenses? YES______ NO_______ PROPOSITION C: For each year commencing with Fiscal Year 2016-2017, shall the appropriations limit, as defined by subdivision (h) of Section 8 of Article XIII B of the California Constitution, for Community Facilities District No. 2016-2 be an amount equal to $5,000,000? YES______ NO_______ RESOLUTION NO. __-___ RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA ACTING IN ITS CAPACITY AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) CERTIFYING ELECTION RESULTS Whereas, the City Council of the City of Lake Elsinore called and duly held an election on December 13, 2016 within the boundaries of Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (“Community Facilities District No. 2016-2” or the “District”) pursuant to Resolution Nos. ______ and _______ for the purpose of presenting to the qualified electors within the District Propositions A, B and C, attached hereto as Exhibit A; and, Whereas, there has been presented to this City Council a certificate of the City Clerk canvassing the results of the election, a copy of which is attached hereto as Exhibit B. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE HEREBY FINDS, DETERMINES, RESOLVES, AND ORDERS AS FOLLOWS: Section 1.Each of the above recitals is true and correct and is adopted by the legislative body of the District. Section 2.Propositions A, B and C presented to the qualified electors of the District on December 13, 2016 were approved by more than two-thirds of the votes cast at said election and Propositions A, B and C each has carried. The City Council, acting as the legislative body of the District, is hereby authorized to levy on the land within the District the special tax described in Proposition B for the purposes described therein and to take the necessary steps to levy the special tax authorized by Proposition B and to issue bonds in an amount not to exceed $27,500,000 specified in Proposition A. Section 3.The City Clerk is hereby directed to record in the Assessor-County Clerk- Recorder’s office of the County of Riverside within fifteen days of the date hereof a notice of special tax lien with respect to the District which Bond Counsel to the District shall prepare in the form required by Streets and Highways Code Section 3114.5. Section 4.This Resolution shall be effective upon its adoption. 2 Passed and Adopted at a regular meeting of the City Council of the City of Lake Elsinore, California, this 13th day of December, 2016. _____________________________ Brian Tisdale Mayor Attest: __________________________ Susan M. Domen, MMC City Clerk STATE OF CALIFORNIA ) COUNTY OF RIVERSIDE ) ss. CITY OF LAKE ELSINORE ) I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify that Resolution No. ______ was adopted by the City Council of the City of Lake Elsinore, California, at the Regular meeting of December 13, 2016, and that the same was adopted by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ Susan M. Domen, MMC City Clerk EXHIBIT A COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) SPECIAL TAX AND SPECIAL BOND ELECTION December 13, 2016 You are entitled to cast _____ votes. To vote, stamp a cross (+) in the voting square after the word “YES” or after the word “NO”. All marks otherwise made are forbidden. All distinguishing marks are forbidden and make the ballot void. If you wrongly mark, tear, or deface this ballot, return it to the City Clerk and obtain another. PROPOSITION A: Shall Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (the “District”) incur an indebtedness and issue bonds in the maximum principal amount of $27,500,000, with interest at a rate or rates not to exceed the maximum interest rate permitted by law, to finance the Facilities and the Incidental Expenses described in the resolution establishing the District, adopted by the City Council of the City of Lake Elsinore on December 13, 2016 (the “Resolution of Formation”)? YES______ NO_______ PROPOSITION B: Shall a special tax with a rate and method of apportionment as provided in Attachment “A” to the Resolution of Formation be levied to pay for the Facilities, Incidental Expenses and other purposes described in the Resolution of Formation, including the payment of the principal of and interest on bonds issued to finance the Facilities and Incidental Expenses? YES______ NO_______ PROPOSITION C: For each year commencing with Fiscal Year 2016-2017, shall the appropriations limit, as defined by subdivision (h) of Section 8 of Article XIII B of the California Constitution, for Community Facilities District No. 2016-2 be an amount equal to $5,000,000? YES______ NO_______ EXHIBIT B CERTIFICATE OF CITY CLERK AS TO THE RESULTS OF THE CANVASS OF THE ELECTION RETURNS I, Susan M. Domen, City Clerk of the City of Lake Elsinore, do hereby certify that I have examined the returns of the Special Tax and Bond Election for Community Facilities District No. 2016-2 (Canyon Hills) of the City of Lake Elsinore (the “City”). The election was held in the Lake Elsinore Cultural Center at 183 North Main Street, Lake Elsinore, California, on December 13, 2016. I caused to be delivered ballots to each qualified elector. ____ (__) ballots were returned. I further certify that the results of said election and the number of votes cast for and against Propositions A, B and C are as follows: PROPOSITION A PROPOSITION B PROPOSITION C YES:YES:YES: NO:NO:NO: TOTAL:TOTAL:TOTAL: Dated this 13th day of December, 2016. Susan M. Domen, MMC Susan M. Domen, MMC City Clerk City of Lake Elsinore ORDINANCE NO. ___-___ ORDINANCE OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE, CALIFORNIA ACTING IN ITS CAPACITY AS THE LEGISLATIVE BODY OF COMMUNITY FACILITIES DISTRICT NO. 2016-2 OF THE CITY OF LAKE ELSINORE (CANYON HILLS) AUTHORIZING THE LEVY OF SPECIAL TAXES WHEREAS, on October 25, 2016, the City Council (the “City Council”) of the City of Lake Elsinore (the “City”) adopted Resolution No. 2016-120 declaring its intention to form Community Facilities District No. 2016-2 of the City of Lake Elsinore (the “District”) pursuant to the Mello-Roos Community Facilities Act of 1982, as amended, comprising Chapter 2.5 of Part 1 of Division 2 of Title 5 of the Government Code of the State of California (the “Act”), and its Resolution No. 2016-121 declaring its intention to incur bonded indebtedness for the District; and WHEREAS, on December 13, 2016, after providing all notice required by the Act, the City Council conducted a noticed public hearing required by the Act relative to the proposed formation of the District, the proposed levy of a special tax therein to finance certain public facilities described in Resolution No. 2016-120 and to secure the payment of any bonded indebtedness of the District, and the proposed issuance of up to $27,500,000 of bonded indebtedness as described in Resolution No. 2016-121; and WHEREAS, at the December 13, 2016 public hearing, all persons desiring to be heard on all matters pertaining to the formation of the District and the proposed levy of the special tax to finance the facilities described in Resolution No. 2016-120 and to secure the payment of up to $27,500,000 of bonded indebtedness of the District as described in Resolution No. 2016-121 (the “Bonds”) were heard and a full and fair hearing was held; and WHEREAS, on December 13, 2016, the City Council adopted Resolution Nos. ______ and ______ which formed the District and called a special election within the District on December 13, 2016 on three propositions relating to the levy of a special tax within the District and the issuance of the Bonds and the establishment of an appropriations limit within the District; and WHEREAS, on December 13, 2016, a special election was held within the District at which the qualified electors approved by more than a two-thirds vote Propositions A, B and C authorizing the levy of a special tax within the District for the purposes described in Resolution No. _____, the issuance of the Bonds as described in Resolution No. ______ and establishing an appropriations limit for the District. NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE ACTING IN ITS CAPACITY AS THE LEGISLATIVE BODY OF THE DISTRICT OF THE CITY OF LAKE ELSINORE (CANYON HILLS) ORDAINS AS FOLLOWS: 2 Section 1.The above recitals are all true and correct. Section 2.By the passage of this Ordinance, the City Council authorizes and levies special taxes within the District pursuant to Sections 53328 and 53340 of the Act at the rates and in accordance with the rate and method of apportionment set forth in Attachment “A” to Resolution No. ______, which is incorporated by reference herein (the “Rate and Method”). Notwithstanding the foregoing, the special tax for the District shall not be levied until such time as the special tax lien of Improvement Area B of Community Facilities District No. 2003-2 has been extinguished with respect to the property within the District and a notice of cancellation has been recorded to that effect in accordance with Section 53344 of the Act. The special taxes are hereby levied commencing in the fiscal year specified in the Rate and Method and in each fiscal year thereafter until payment in full of the Bonds (including any bonds issued to refund the Bonds), payment of all costs of the public facilities authorized to be financed by the District, and payment of all costs of administering the District. Section 3.Each of the Mayor, the City Manager, the Assistant City Manager, or their written designees (each, an “Authorized Officer”), acting alone, is hereby authorized and directed each fiscal year to determine the specific special tax rates and amounts to be levied in such fiscal year on each parcel of real property within the District, in the manner and as provided in the Rate and Method. The special tax rate levied on a parcel pursuant to the Rate and Method shall not exceed the maximum rate set forth in the Rate and Method for such parcel, but the special tax may be levied at a lower rate. Each Authorized Officer is hereby authorized and directed to provide all necessary information to the Treasurer-Tax Collector of the County of Riverside and to otherwise take all actions necessary in order to effect proper billing and collection of the special tax, so that the special tax shall be levied and collected in sufficient amounts and at times necessary to satisfy the financial obligations of the District in each fiscal year until the Bonds are paid in full, the facilities have been paid for, and provision has been made for payment of all of the administrative costs of the District. Section 4.Properties or entities of the state, federal or other local governments shall be exempt from the special tax, except as otherwise provided in Sections 53317.3 and 53317.5 of the Act and Section F of the Rate and Method. No other properties or entities are exempt from the special tax unless the properties or entities are expressly exempted in Resolution No. ______, or in a resolution of consideration to levy a new special tax or special taxes or to alter the rate or method of apportionment or an existing special tax as provided in Section 53334 of the Act. Section 5.All of the collections of the special tax shall be used as provided for in the Act, the Rate and Method and Resolution No. _______. Section 6.The special tax shall be collected in the same manner as ordinary ad valorem property taxes are collected and shall be subject to the same penalties and the same procedure, sale and lien priority in case of delinquency as is provided for ad valorem taxes (which such procedures include the exercise of all rights and remedies permitted by law to make corrections, including, but not limited to, the issuance of amended or supplemental tax bills), as such procedure may be modified by law or by the City Council from time to time. 3 Section 7.As a cumulative remedy, if any amount levied as a special tax for payment of the interest or principal of the Bonds (including any bonds issued to refund the Bonds), together with any penalties and other charges accruing under this Ordinance, are not paid when due, the City Council may, not later than four years after the due date of the last installment of principal on the Bonds (including any bonds issued to refund the Bonds), order that the same be collected by an action brought in the superior court to foreclose the lien of such special tax, as authorized by the Act. Section 8.The Mayor of the City shall sign this Ordinance and the City Clerk shall attest to the Mayor’s signature and then cause the same to be published within fifteen (15) days after its passage at least once in The Press Enterprise, a newspaper of general circulation published and circulated in the City of Lake Elsinore. Section 9.The specific authorization for adoption of this Ordinance is pursuant to the provisions of Section 53340 of the Act. Section 10.The City Clerk is hereby authorized to transmit a certified copy of this ordinance to the Treasurer-Tax Collector of the County of Riverside, and to perform all other acts which are required by the Act, this Ordinance or by law in order to accomplish the purpose of this Ordinance. Section 11.A full reading of this Ordinance is dispensed with prior to its final passage, a written or printed copy having been available to the City Council and the public a day prior to its final passage. Section 12.This Ordinance shall take effect thirty days after its final passage. PASSED AND ADOPTED at a regular meeting of the City Council of the City of Lake Elsinore, California, this ____ day of December, 2016. _____________________________ BRIAN TISDALE MAYOR ATTEST: __________________________ SUSAN M. DOMEN, MMC CITY CLERK APPROVED AS TO FORM: __________________________ BARBARA ZEID LEIBOLD CITY ATTORNEY REBECCA SPENCER Registrar of Voters State of California REGISTRAR OF VOTERS COUNTY OF RIVERSIDE CERTIFICATE OF REGISTRAR OF VOTERS ) ss County of Riverside ) ART TINOCO Assistant Registrar of Voters I, Rebecca Spencer, Registrar of Voters of said County, hereby certify that: (A) I have been furnished a map describing the proposed boundary of Community Facilities District No. 2016-2, (Canyon Hills), of the City of Lake Elsinore, of the County of Riverside, State of California; (B) On October 29, 2016, 1 conducted, or caused to be conducted, a review of the voter registration records of the County of Riverside for the purpose of determining the number of voters registered to vote within the proposed boundary of Community Facilities District No. 2016- 2, (Canyon Hills), of the City of Lake Elsinore, of the County of Riverside. (C) There are 0 registered voters residing within the proposed boundary of Community Facilities District No. 2016-2, (Canyon Hills), of the City of Lake Elsinore, of the County of Riverside. IN WITNESS WHEREOF, I have executed this Certificate on this 291h day of October 2016. Rebecca Spencer Registrar of Voters Christopher Neubauer Chief Deputy Registrar of Voters 2724 Gateway Drive I Riverside, CA 92507.0918 (951) 486-7200 1 TTY (951) 697-8966 1 FAX (951) 486-7272 www.voteinfo.net City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report December 13, 2016 Table of Contents Sections Page _____________________________________________ 1 Introduction ________________________________________________ 1 2 Description of Services _____________________________________________ 2 3 Cost Estimate ________________________________________________ 3 4 Proposed Development _____________________________________________ 4 5 Rate and Method of Apportionment ____________________________________ 5 6 Certifications ________________________________________________ 6 Tables Page 3-1 Cost Estimate ________________________________________________ 3 Appendices Page _____________________________________________ A Rate and Method of Apportionment _____________________________________ B Boundary Map _________________________________________________ C Resolution of Intention _______________________________________________ 1 Introduction Page | 1 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report Background On October 25, 2016, the City Council of the City of Lake Elsinore (the “City”), did, pursuant to the provisions of the “Mello- Roos Community Facilities Act of 1982”, being Chapter 2.5, Part 1, Division 2, Title 5 of the Government Code of the State of California, (the “Act”) ordered the filing of a written Public Report (the “Public Hearing Report”) with the City for the proposed Community Facilities District. This Community Facilities District shall be referred to as Community Facilities District No. 2016-2 (Canyon Hills) of the City of Lake Elsinore (the “CFD No. 2016-2” or the “District”). Purpose of Public Hearing Report On October 25, 2016, the City Council adopted a Resolution of Intention to form CFD No. 2016-2, Resolution No. 2016-120 (the “Resolution of Intention”), and ordering said Public Hearing Report. This Public Hearing Report is submitted pursuant to Section 53321.5 of the Act, as well as the Resolution of Intention. The law and the Resolution of Intention directs that said Public Hearing Report generally contain a description of the public services to be provided, and an estimate of the costs of providing such public services. For particulars, reference is made to the Resolution of Intention as previously approved and adopted and is included in Appendix C. 2 Description of Services Page | 2 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report NOW, THEREFORE, the undersigned, authorized representative of Spicer Consulting Group, LLC, the appointed responsible officer, or person directed to prepare the Public Hearing Report, does hereby submit the following data: Improvements A Community Facilities District may pay for facilities which may include all amounts necessary to eliminate any fixed special assessment liens or to pay, repay, or defease any obligation to pay for any indebtedness secured by any tax, fee, charge, or assessment levied, provide for the purchase, construction, expansion, or rehabilitation for any real or other tangible property with an estimated useful life of five (5) years or longer, which is necessary to meet increased demands placed upon local agencies as a result of development and/or rehabilitation occurring within the District. The types of facilities that are proposed by CFD No. 2016-2 and financed with the proceeds of special taxes and bonds issued by CFD No. 2016-2 consist of the construction, purchase, modification, expansion, rehabilitation and/or improvement of (i) drainage, library, park, roadway and other public facilities of the City, including the foregoing public facilities which are included in the City’s fee programs with respect to such facilities and authorized to be financed under the Mello-Roos Community Facilities Act of 1982, as amended (the “City Facilities”) (ii) water and sewer facilities including the acquisition of capacity in the sewer system and/or water system of the Elsinore Valley Municipal Water District which are included in Elsinore Valley Municipal Water District’s water and sewer capacity and connection fee programs (the “Water District Facilities” and together, with the City Facilities, the “Facilities”), and (iii) the payment of all amounts necessary to pay, repay or defease any obligation to pay or any indebtedness secured by any special tax levied for Improvement Area B of the City of Lake Elsinore Community Facilities District No. 2003-2 (Canyon Hills) within the area of the District, and all appurtenances and appurtenant work in connection with the foregoing Facilities, including the cost of engineering, planning, designing, materials testing, coordination, construction staking, construction management and supervision for such Facilities, and to finance the incidental expenses to be incurred, including: a) The cost of engineering, planning and designing the Facilities; and b) All costs, including costs of the property owner petitioning to form the District, associated with the creation of the District, the issuance of the bonds, the determination of the amount of special taxes to be levied and costs otherwise incurred in order to carry out the authorized purposes of the District; and c) Any other expenses incidental to the construction, acquisition, modification, rehabilitation, completion and inspection of the Facilities. Capitalized terms used and not defined herein shall have the meaning set forth in the Rate and Method of Apportionment of Special Taxes for the District. Incidental Expenses The Incidental Expenses to be paid from bond proceeds and/or special taxes include: All costs associated with the creation of CFD No. 2016-2, the issuance of bonds, the determination of the amount of special taxes to be levied, costs incurred in order to carry out the authorized purposes of CFD No. 2016 -2, including legal fees, fees of consultants, engineering, planning, designing and the annual costs to administer CFD No. 2016-2 and any obligations. The description of the eligible public facilities, services and incidental expenses above are preliminary and general in nature. The final plans and specifications approved by the applicable public agency may show substitutes or modifications in order to accomplish the work or serve the new development and any such substitution or modification shall not constitute a change or modification in the proceedings relating to CFD No. 2016-2. 3 Cost Estimate Page | 3 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report Below is the estimated cost of services to be provided to the District. a) The cost estimate of facilities, including incidental expenses, to be financed through the issuance of CFD No. 2016- 2 Bonds is estimated to be $19,385,000 based upon current dollars (Fiscal Year 2017-18). b) For further particulars please reference Table 3-1 below and incorporated herein by reference. c) Pursuant to Section 53340 of the Act, the proceeds of any special tax levied and collected by CFD No. 2016-2 may be used only to pay for the cost of providing public facilities, services, and incidental expenses. As defined by the Act, incidental expenses include, but are not limited to, the annual costs associated with determination of the amount of special taxes, collection of special taxes, payment of special taxes, or costs otherwise incurred in order to carry out the authorized purposes of the Community Facilities District. The incidental expenses associated with the annual administration of CFD No. 2016-2 are estimated to be $30,000 in the initial Fiscal Year. However, it is anticipated that the incidental expenses will vary due to inflation and other factors that may not be foreseen today, and the actual incidental expenses may exceed these amounts accordingly. Table 3-1 Cost Estimate City of Lake Elsinore Facilities Total Bond Allocation(1) Storm Drain $3,200,000 $3,200,000 Sewer and Water $1,350,000 $1,350,000 Roads and Traffic Signals $950,000 $295,821 Soft Costs $1,000,000 $0 Other Facilities $2,700,000 $0 Total City Facilities $9,200,000 $4,845,821 City of Lake Elsinore Fees Total Bond Allocation(1) Library Fee $68,400 $0 Development Agreement Fee $456,000 $0 Total City Fees $524,400 $0 Elsinore Valley Municipal Water District Total Bond Allocation(1) Water Capacity Charge (3/4” Meter) $1,531,389 $0 Water Capacity Charge (1.5’ Irrigation Meter) $260,847 $0 Sewer Capacity Charge $3,105,024 $0 Total EVMWD $4,897,260 $0 CFD Prepayment Total Bond Allocation(1) CFD 2003-2 IA B Lien Prepayment $11,912,979 $11,912,979 Total Prepayment $11,912,979 $11,912,979 Total Eligible Fees/Improvements $26,534,639 $16,758,800 Incidental Financing Costs $2,626,200 Total Funded by Bond Proceeds $19,385,000 Total Fees/Improvements to be Funded by Developer $9,775,839 (1) Amounts are allocated based upon estimated bond sizing and may change abased upon market conditions at the time of bond issuance. 4 Proposed Development Page | 4 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report The CFD No. 2016-2 encompasses the eighth phase of the 1,969-acre master planned community known as Canyon Hills being developed by Pardee Homes. CFD No. 2016-2 will develop 456 single family residential units and an estimated 55,000 square foot commercial development within Phase 8 Planning Areas 1A – 1C and 2A – 2D of Tracts 36117 and 36118 located in the City of Lake Elsinore (the “City”) on approximately 166.08 gross acres. The District is located southwest of the intersection of Railroad Canyon Road and Canyon Hills Road. The southern boundary of the District is adjacent to Railroad Canyon Road and is approximately 2-1/2 miles east of the Interstate 15 Freeway. As of Fiscal Year 2016-17 the proposed CFD No. 2016-2 includes the following Assessor's Parcel Numbers: 363-210-014, 363-210-015, 363-210-016, 363-210-034, and 363-210-035. A map showing the boundaries of CFD No. 2016-2 is included in Appendix B. 5 Rate and Method of Apportionment Page | 5 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report The Rate and Method of Apportionment allows each property owner within CFD No. 2016-2 to estimate the annual Special Tax amount that would be required for payment. The Rate and Method of Apportionment of the Special Tax established pursuant to these proceedings, is attached hereto as Appendix A (the “Rate and Method”). The Special Tax will be collected in the same manner and at the same time as ordinary ad valorem property taxes and shall be subject to the same penalties, the same procedure, sale and lien priority in the case of delinquency; provided, however, that the CFD Administrator may directly bill the Special Taxes, may collect Special Taxes at a different time or in a different manner if necessary to meet the financial obligations, and provided further that CFD No. 2016-2 may covenant to foreclose and may actually foreclose on parcels having delinquent Special Taxes as permitted by the Act. All of the property located within CFD No. 2016-2, unless exempted by law or by the Rate and Method proposed for CFD No. 2016-2, shall be taxed for the purpose of providing necessary facilities to serve the District. On each July 1, commencing on July 1, 2018 the Maximum Special Tax shall increase by two percent (2.0%). The Boundary Map for CFD No. 2016-2 is attached hereto as Appendix B. Pursuant to Section 53325.3 of the Act, the tax imposed “is a Special Tax and not a special assessment, and there is no requirement that the tax be apportioned on the basis of benefit to any property.” The Special Tax may be based on the benefit received by property, the cost of making facilities or authorized services available or other reasonable basis as determined by the City, although the Special Tax may not be apportioned on an ad valorem basis pursuant to Article XIIIA of the California Constitution. A property owner within the District may choose to prepay in whole or in part the Special Tax. The available method for so doing is described in Section G of the Rate and Method (“Prepayment of Special Tax”). For each year that any Bonds are outstanding the Special Tax shall be levied on all parcels subject to the Special Tax. If any delinquent Special Taxes remain uncollected prior to or after all Bonds are retired, the Special Tax may be levied to the extent necessary to reimburse CFD No. 2016-2 for uncollected Special Taxes associated with the levy of such Special Taxes, but the Special Tax shall not be levied after 2057-2058 Fiscal Year. For particulars as to the Rate and Method for CFD No. 2016-2, see the attached and incorporated in Appendix A. 6 Certifications Page | 6 City of Lake Elsinore CFD No. 2016-2 (Canyon Hills) Public Hearing Report Based on the information provided herein, it is my opinion that the described services herein are those that are necessary to meet increased demands placed upon the City of Lake Elsinore as a result of development occurring within the CFD No. 2016-2 and benefits the lands within said CFD No. 2016-2. Further, it is my opinion that the special tax rates and method of apportionment, as set forth herein, are fair and equitable, uniformly applied and not discriminating or arbitrary. Date: December 13, 2016 SPICER CONSULTING GROUP, LLC __________________________ SHANE SPICER SPECIAL TAX CONSULTANT FOR CITY OF LAKE ELSINORE RIVERSIDE COUNTY STATE OF CALIFORNIA Appendix A ™Rate and Method of Apportionment City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 1    RATE AND METHOD OF APPORTIONMENT OF SPECIAL TAXES FOR  COMMUNITY FACILITIES DISTRICT NO. 2016‐2 (CANYON HILLS)  OF THE CITY OF LAKE ELSINORE    A Special Tax (all capitalized terms are defined in Section A, “Definitions”, below) shall be applicable to  each Assessor’s Parcel of Taxable Property located within the boundaries of the City of Lake Elsinore  Community Facilities District No. 2016‐2 (Canyon Hills) ("CFD No. 2016‐2").  The amount of Special Tax to  be levied in each Fiscal Year, on an Assessor’s Parcel, shall be determined by the City Council of the City  of Lake Elsinore, acting in its capacity as the legislative body of  CFD No. 2016‐2 by applying the appropriate  Special  Tax  for  Developed  Property,  Approved  Property,  Undeveloped  Property,  and  Provisional  Undeveloped Property that is not Exempt Property as set forth below.  All of the real property, unless  exempted by law or by the provisions hereof in Section F, shall be taxed for the purposes, to the extent  and in the manner herein provided.    A. DEFINITIONS    The terms hereinafter set forth have the following meanings:    "Acre or Acreage" means the land area of an Assessor's Parcel as shown on an Assessor's Parcel Map, or  if the land area is not shown on an Assessor’s Parcel Map, the land area shown on the applicable final  map, parcel map, condominium plan, or other recorded County parcel map or instrument.  The square  footage of an Assessor’s Parcel is equal to the Acreage multiplied by 43,560.     "Act" means  the  Mello‐Roos  Communities  Facilities  Act  of  1982,  as  amended,  being  Chapter  2.5  (commencing with Section 53311) of Part 1 of Division 2 of Title 5 of the Government Code of the State of  California.    "Administrative Expenses" means the following actual or reasonably estimated costs directly related to  the administration of CFD No. 2016‐2:  the costs of computing the Special Taxes and preparing the Special  Tax collection schedules (whether by the City or designee thereof or both); the costs of collecting the  Special Taxes (whether by the City or otherwise); the costs of remitting Special Taxes A to the Trustee; the  costs of the Trustee (including legal counsel) in the discharge of the duties required of it under the  Indenture; the costs to the City, CFD No. 2016‐2 or any designee thereof of complying with arbitrage  rebate requirements; the costs to the City, CFD No. 2016‐2 or any designee thereof of complying with  disclosure requirements of the City, CFD No. 2016‐2 or obligated persons associated with applicable  federal and state securities laws and the Act; the costs associated with preparing Special Tax disclosure  statements and responding to public inquiries regarding the Special Taxes; the costs of the City, CFD No.  2016‐2 or any designee thereof related to an appeal of the Special Tax; the costs associated with the  release of funds from an escrow account; and the City’s annual administration fees and third party  expenses.  Administration Expenses shall also include amounts estimated by the CFD Administrator or  advanced by the City or CFD No. 2016‐2 for any other administrative purposes of CFD No. 2016‐2, including  attorney’s fees and other costs related to commencing and pursuing to completion any foreclosure of  delinquent Special Taxes.    "Approved Property" means all Assessor’s Parcels of Taxable Property: (i) that are included in a Final Map  that was recorded prior to the January 1st preceding the Fiscal Year in which the Special Tax is being levied,  and (ii) that have not been issued a building permit on or before March 1st preceding the Fiscal Year in  which the Special Tax is being levied.    "Assessor’s Parcel" means a lot or parcel of land designated on an Assessor’s Parcel Map with an assigned  Assessor’s Parcel Number.    "Assessor’s Parcel Map" means an official map of the Assessor of the County designating parcels by  Assessor’s Parcel Number.  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 2      "Assessor’s Parcel Number" means that number assigned to an Assessor’s Parcel by the County for  purposes of identification.    "Assigned Special Tax" means the Special Tax of that name described in Section D below.    "Backup Special Tax" means the Special Tax of that name described in Section D below.    "Boundary Map" means a recorded map of the CFD which indicates the boundaries of the CFD.    "Bonds" means any obligation to repay a sum of money, including obligations in the form of bonds, notes,  certificates of participation, long‐term leases, loans from gov ernment agencies, or loans from banks, other  financial institutions, private businesses, or individuals, or long‐term contracts, or any refunding thereof,  to which Special Tax within CFD No. 2016‐2 have been pledged.    "Building Permit" means the first legal document issued by a local agency giving official permission for  new  construction.  For  purposes  of  this  definition,  “Building  Permit” may or may not include any  subsequent building permit document(s) authorizing new construction on an Assessor’s Parcel that are  issued or changed by the City after the first original issuance, as determined by the CFD Administrator as  necessary  to  fairly  allocate  Special  Tax  to  the  Assessor’s  Parcel,  provided  that  following  such  determination the Maximum Special Tax that may be levied on all Assessor’s Parcels of Taxable Property  will be at least 1.1 times maximum annual debt service on all outstanding Bonds plus the estimated annual  Administrative Expenses.    "Building  Square  Footage" or  "BSF" means  the  square  footage  of  assessable  internal  living  space,  exclusive of garages or other structures not used as living space, as determined by reference to the  Building Permit for such Assessor’s Parcel.    "Calendar Year" means the period commencing January 1 of any year and ending t he following December  31.    “CFD Administrator" means an official of the City, or designee thereof, responsible for determining the  Special Tax  Requirement, and providing for the levy and collection of the Special Taxes.    "CFD” or “CFD No. 2016‐2" means Community Facilities District No. 2016‐2 (Canyon Hills) established by  the City under the Act.    "CFD No. 2003‐2 IA B" means City of Lake Elsinore Community Facilities District No. 2003‐2 IA B (Canyon  Hills).    “CFD No. 2003‐2 IA B Annual Special Tax” means the Annual Special Tax actually levied for CFD No. 2003‐ 2 IA B.    “City” means the City of Lake Elsinore.    "City Council" means the City Council of the City of Lake Elsinore, acting as the Legislative Body of CFD  No. 2016‐2, or its designee.    “Condominium Plan" means a condominium plan as set forth in the California Civil Code, Section 1352.    "County" means the County of Riverside.    "Developed Property" means all Assessor’s Parcels of Taxable Property that: (i) are included in a Final  Map that was recorded prior to the January 1st preceding the Fiscal Year in which the Special Tax is being  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 3    levied, and (ii) a Building Permit for new construction was issued on or before March 1st preceding the  Fiscal Year in which the Special Tax is being levied.     "Exempt  Property" means all Assessor’s Parcels designated as being exempt from Special Taxes as  provided for in Section F.    "Final Map" means a subdivision of property by recordation of a final map, parcel map, or lot line  adjustment, pursuant to the Subdivision Map Act (California Government Code Section 66410 et seq.) or  recordation of a Condominium Plan pursuant to California Civil Code Section 1352 that creates individual  lots for which Building Permits may be issued without further subdivision.    "Fiscal Year" means the period commencing on July 1st of any year and ending the following June 30th.    “Indenture” means the indenture, fiscal agent agreement, resolution or other instrument pursuant to  which  Bonds  are  issued,  as  modified,  amended  and/or  supplemented  from  time  to  time,  and  any  instrument replacing or supplementing the same.    “Land Use Category” means any of the categories listed in Table 1 of Section D.    "Maximum Special Tax" means the maximum Special Tax, determined in accordance with Section D  below, that can be levied by CFD No. 2016‐2 in any Fiscal Year on any Assessor’s Parcel.    “Multifamily Property” means all Assessor’s Parcels of Developed Property for which a Building Permit  has been issued for the purpose of constructing a building or buildings comprised of attached Residential  Units  available  for  rental  by  the  general  public,  not  for  sale to  an  end  user,  and  under  common  management, as determined by the CFD Administrator.     "Non‐Residential Property" or “NR” means all Assessor's Parcels of Taxable Property for which a building  permit(s) was issued for a non‐residential use.  The CFD Administrator shall make the determination if an  Assessor’s Parcel is Non‐Residential Property.    "Partial  Prepayment  Amount"  means  the  amount  required  to  prepay  a  portion  of  the  Special  Tax  obligation for an Assessor’s Parcel, as described in Section G.2.    "Prepayment Amount" means the amount required to prepay the Special Tax obligation in full for an  Assessor’s Parcel, as described in Section G.1.    “Proportionately” means for Taxable Property for Special Tax that is (i) Develope d Property, that the ratio  of the actual Special Tax levy to the Assigned Special Tax is the same for all Assessor’s Parcels of Developed  Property, (ii) Approved Property, that the ratio of the actual Special Tax levy to the Maximum Special Tax  is the same for all Assessor’s Parcels of Approved Property, and (iii) Undeveloped Property, Provisional  Undeveloped Property, that the ratio of the actual Special Tax levy per Acre to the Maximum Special Tax  per  Acre  is  the  same  for  all  Assessor’s  Parcels  of  Undeveloped Property,  Provisional  Undeveloped  Property.    "Provisional  Undeveloped  Property" means  all  Assessor’s  Parcels  of  Taxable  Property  that  would  otherwise be classified as Exempt Property pursuant to the provisions of Section F, but cannot be  classified as Exempt Property because to do so would be reduce the Acreage of all Taxable Property  below the required minimum Acreage set forth in Sections F.    "Residential Property" means all Assessor’s Parcels of Developed Property for which a building permit  has been issued for purposes of constructing one or more Residential Units.  “Residential Unit” or "RU" means a residential unit that is used or intended to be used as a domicile by  one or more persons, as determined by the CFD Administrator.   City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 4      “Single Family Residential Property” means all Assessor’s Parcels of Residential Property other than  Multifamily Property on an Assessor’s Parcel.    "Special Tax" means any of the special taxes authorized to be levied within CFD No. 2016‐2 pursuant to  the Act to fund the Special Tax Requirement.    "Special Tax Requirement " means the amount required in any Fiscal Year to pay: (i) the debt service or  the periodic costs on all outstanding Bonds due in the Calendar Year that commences in such Fiscal Year,  (ii) Administrative Expenses, (iii) the costs associated with the release of funds from an escrow account,  (iv) any amount required to establish or replenish any reserve funds established in association with the  Bonds, (v) an amount equal to any anticipated shortfall due to Special Tax delinquencies, and (vi) the  collection or accumulation of funds for the acquisition or construction of facilities authorized by CFD No.  2016‐2 provided that the inclusion of such amount does not cause an increase in the levy of Special Tax  on Undeveloped Property as set forth in Step Three of Section E., less (vii) any amounts available to pay  debt service or other periodic costs on the Bonds pursuant to the Indenture.    "Taxable Property" means all Assessor’s Parcels within CFD No. 2016‐2, which are not Exempt Property.    “Taxable Unit” means either a Residential Unit or an Acre.    "Tract(s)" means an area of land within a subdivision identified by a particular tract number on a Final  Map approved for the subdivision.    “Trustee” means the trustee, fiscal agent, or paying agent under the Indenture.    "Undeveloped Property" means all Assessor’s Parcels of Taxable Property which are not Developed  Property, Approved Property, Provisional Undeveloped Property.    B. SPECIAL TAX     Commencing Fiscal Year 2017‐2018 and for each subsequent Fiscal Year, upon determination by the CFD  Administrator that the Assessor’s Parcels within CFD No. 2016‐2 are no longer required to pay the CFD  No. 2003‐2 IA B Annual Special Tax, the City Council shall levy Special Taxes on all Taxable Property, up to  the applicable Maximum Special Tax to fund the Special Tax Requirement; provided that in no event shall  the City Council levy the Special Tax on the Taxable Property in the District so long as such Taxable  Property is subject to the levy of Special Taxes by CFD 2003‐2 IA B.       C.  ASSIGNMENT TO LAND USE CATEGORY FOR SPECIAL TAX    Each Fiscal Year, beginning with Fiscal Year 2017‐2018, each Assessor’s Parcel within CFD No. 2016‐2 shall  be classified as Taxable Property or Exempt Property.  In addition, each Assessor’s Parcel of Taxable  Property shall be further classified as Developed Property, Approved Property, Undeveloped Property or  Provisional Undeveloped Property.      Assessor’s Parcels of Developed Property shall further be classified as Residential Property or Non‐ Residential Property.  Each Assessor’s Parcel of Residential Property shall further be classified as a Single  Family Residential Property, or Multifamily Property.  Each Assessor’s Parcel of Single Family Residential  Property shall be further categorized into Land Use Categories based on its Building Square Footage and  assigned to its appropriate Assigned Special Tax rate.  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 5    D.  MAXIMUM SPECIAL TAX    1. Developed Property    The Maximum Special Tax for each Assessor’s Parcel of Single Family Residential Property in any Fiscal  Year shall be the greater of (i) the Assigned Special Tax or (ii) the Backup Special Tax.      The  Maximum  Special  Tax  for  each  Assessor’s  Parcel  of  Non‐Residential  Property  or  Multifamily  Residential Property shall be the applicable Assigned Special Tax described in Table 1 of Section D.    a.     Assigned Special Tax    Each Fiscal Year, each Assessor’s Parcel of Single Family Residential Property, Multifamily Property, or  Non‐Residential  Property  shall  be  subject  to  an  Assigned  Special  Tax.    The  Assigned  Special  Tax  applicable to an Assessor's Parcel of Developed Property for Fiscal Year 2017‐2018 shall be determined  pursuant to Table 1 below.    TABLE 1  ASSIGNED SPECIAL TAX FOR DEVELOPED PROPERTY    Land Use Category  Taxable  Unit  Building Square Footage  Assigned  Special Tax Per  Taxable Unit  1.  Single Family Residential Property  RU  Less than 1,175 sq. ft  $1,352.47  2. Single Family Residential Property  RU  1,175 sq. ft to 1,324 sq. ft  $1,472.54  3. Single Family Residential Property  RU  1,325 sq. ft to 1,549 sq. ft  $1,667.82  4. Single Family Residential Property  RU  1,550 sq. ft to 1,649 sq. ft  $1,787.89  5. Single Family Residential Property  RU  1,650 sq. ft to 1,749 sq. ft  $1,906.65  6. Single Family Residential Property  RU  1,750 sq. ft to 1,949 sq. ft  $1,975.26  7. Single Family Residential Property  RU  1,950 sq. ft to 2,199 sq. ft  $2,042.55  8. Single Family Residential Property  RU  2,200 sq. ft to 2,449 sq. ft  $2,282.70  9. Single Family Residential Property  RU  2,450 sq. ft to 2,699 sq. ft  $2,402.77  10. Single Family Residential Property  RU  2,700 sq. ft to 2,949 sq. ft  $2,524.16  11. Single Family Residential Property RU  Greater than 2,949 sq. ft  $2,762.99  12. Multifamily Property  RU  N/A  $791.69  13. Non‐Residential Property  Acre  N/A  $6,597.39    On each July 1, commencing July 1, 2018, the Assigned Special Tax rate for Developed Property shall  be increased by two percent (2.00%) of the amount in effect in the prior Fiscal Year.    b.    Multiple Land Use Categories    In some instances an Assessor’s Parcel of Developed Property may contain more than one Land Use  Type. The Maximum Special Tax levied on an Assessor’s Parcel shall be the sum of the Maximum Special  Tax for all Land Use Categories located on the Assessor’s Parcel.  The CFD Administrator’s allocation to  each type of property shall be final.    c.    Backup Special Tax    The Backup Special Tax for an Assessor’s Parcel within a Final Map classified or to be classified as Single  Family Property shall be $2,483 per unit. This Backup Special Tax has been established based on the  land use configurations shown on the Final Map.  In the event any portion of the Final Map is changed  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 6    or modified, the Backup Special Tax for all Assessor’s Parcels within such changed or modified area  shall be $17,307 per Acre.    In the event any superseding Final Map is recorded as a Final Map within the Boundaries of the CFD,  the Backup Special Tax for all Assessor’s Parcels within such Final Map shall be $17,307 per Acre.    The  Backup  Special  Tax  shall  not  apply  to  Multifamily  Residential  Property,  or  Non‐Residential  Property.    On each July 1, commencing July 1, 2018, the Backup Special Tax  rate shall be increased by two percent  (2.00%) of the amount in effect in the prior Fiscal Year.    2. Approved Property    The Maximum Special Tax for each Assessor’s Parcel of Approved Property expected to be classified as  Single Family Property shall be the Backup Special Tax computed pursuant to Section D.1.c above.    The Maximum Special Tax for each Assessor’s Parcel of Approved Property expected to be classified as  Multifamily Residential Property or Non‐Residential Property shall be $17,307 per Acre.    On each July 1, commencing July 1, 2018, the Maximum Special Tax rate for Approved Property shall  be increased by two percent (2.00%) of the amount in effect in the prior Fiscal Year.      3. Undeveloped  Property  and  Provisional  Undeveloped  Property  that is not Exempt Property  pursuant to the provisions of Section F    The  Maximum  Special  Tax  for  each  Assessor’s  Parcel  of  Undeveloped  Property  and  Provisional  Undeveloped Property that is not Exempt Property shall be equal to the product of $17,307  multiplied  by the Acreage of such Assessor’s Parcel.    On  each  July  1,  commencing  July 1,  2018,  the  Maximum  Special  Tax  rate  for  Undeveloped  and  Provisional Undeveloped Property shall be increased by two percent (2.00%) of the amount in effect  in the prior Fiscal Year.    E.   METHOD OF APPORTIONMENT OF THE SPECIAL TAX    Commencing Fiscal Year 2017‐2018  and for each subsequent Fiscal Year, the City Council shall levy Special  Taxes on all Taxable Property in accordance with the following steps:    Step One:  The Special Tax shall be levied Proportionately on each Assessor’s Parcel of Developed  Property at up to 100% of the applicable Assigned Special Tax rates in Table 1 to satisfy  the Special Tax Requirement.    Step Two:  If additional moneys are needed to satisfy the Special Tax Requirement after the first step  has been completed, the Special Tax shall be levied Proportionately on each Assessor’s  Parcel of Approved Property at up to 100% of the Maximum Special Tax applicable to each  such Assessor’s Parcel as needed to satisfy the Special Tax Requirement.    Step Three:  If additional moneys are needed to satisfy the Special Tax Requirement after the first two  steps have been completed, the Annual Special Tax shall be levied Proportionately on  each Assessor’s Parcel of Undeveloped Property up to 100% of the Maximum Special Tax  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 7    applicable  to  each  such  Assessor’s  Parcel  as  needed  to  satisfy the  Special  Tax  Requirement.    Step Four:  If additional moneys are needed to satisfy the Special Tax Requirement after the first  three steps have been completed, then the Special Tax on each Assessor's Parcel of  Developed Property whose Maximum Special Tax is the Backup Special Tax shall be  increased Proportionately from the Assigned Special Tax up to 1 00% of the Backup Special  Tax as needed to satisfy the Special Tax Requirement.    Step Five:  If additional moneys are needed to satisfy the Special Tax Requirement after the first four  steps have been completed, the Special Tax shall be levied Proportionately on each  Assessor’s Parcel of Provisional Undeveloped Property up to 100% of the Maximum  Special Tax applicable to each such Assessor’s Parcel as needed to satisfy the Special Tax  Requirement.    Notwithstanding the above, under no circumstances will the Special Taxes levied in any Fiscal Year against  any Assessor’s Parcel of Residential Property as a result of a delinquency in the payment of the Special  Tax applicable to any other Assessor’s Parcel be increased by more than ten percent (10%) above the  amount that would have been levied in that Fiscal Year had there never been any such delinquency or  default.    F.  EXEMPTIONS    The City shall classify as Exempt Property, in the following order of priority, (i) Assessor’s Parcels which  are owned by, irrevocably offered for dedication, encumbered by or restricted in use by the State of  California, Federal or other local governments, including school districts, (ii) Assessor’s Parcels which are  used as places of worship and are exempt from ad valorem property taxes because they are owned by a  religious organization, (iii) Assessor’s Parcels which are owned by, irrevocably offered for dedication,  encumbered by or restricted in use by a homeowners' association, (iv) Assessor’s Parcels with public or  utility  easements  making  impractical  their  utilization  for  other  than  the  purposes  set  forth  in  the  easement, (v) Assessor’s Parcels which are privately owned and are encumbered by or restricted solely  for public uses, or (vi) Assessor’s Parcels restricted to other types of public uses determined by the City  Council, provided that no such classification would reduce the sum of all Taxable Property to less than  102.01 Acres.    Notwithstanding the above, the City Council shall not classify an Assessor’s Parcel as Exempt Property if  such classification would reduce the sum of all Taxable Property to less than 102.01 Acres.  Assessor's  Parcels which cannot be classified as Exempt Property because such classification would reduce the  Acreage of all Taxable Property to less than 102.01 Acres will be classified as Provisional Undeveloped  Property, and will be subject to Special Tax pursuant to Step Five in Section E.    G.  PREPAYMENT OF SPECIAL TAX    The following additional definitions apply to this Section G:    “CFD  Public  Facilities” means  $19,195,434  expressed  in  2017  dollars,  which  shall  increase  by  the  Construction Inflation Index on July 1, 2018, and on each July 1 thereafter, or such lower amount (i)  determined by the City Council as sufficient to provide the public facilities under the authorized bonding  program for CFD No. 2016‐2, or (ii) determined by the City Council concurrently with a covenant that it  will not issue any more Bonds to be supported by Special Tax levied under this Rate and Method of  Apportionment.    City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 8    “Construction Fund” means an account specifically identified in the Indenture or functionally equivalent  to hold funds, which are currently available for expenditure to acquire or construct public facilities eligible  under CFD No. 2016‐2.    “Construction Inflation Index” means the annual percentage change in the Engineering News‐Record  Building Cost Index for the city of Los Angeles, measured as of the Calendar Year which ends in the  previous Fiscal Year.  In the event this index ceases to be published, the Construction Inflation Index shall  be another index as determined by the City that is reasonably comparable to the Engineering News‐ Record Building Cost Index for the city of Los Angeles.    “Future Facilities Costs” means the CFD Public Facilities minus public facility costs available to be funded  through existing construction or escrow accounts or funded by the Outstanding Bonds, and minus public  facility costs funded by interest earnings on the Construction Fund actually earned prior to the date of  prepayment.    “Outstanding Bonds” means all previously issued Bonds issued and secured by the levy of Special Tax  which will remain outstanding after the first interest and/or principal payment date following the current  Fiscal Year, excluding Bonds to be redeemed at a later date with the proceeds of prior prepayments of  Special Tax.    1.  Prepayment in Full    The Maximum Special Tax obligation may be prepaid and permanently satisfied for (i) Assessor’s Parcels  of Developed Property, (ii) Assessor’s Parcels of Approved Property or Undeveloped Property for which a  Building Permit has been issued, (iii) Approved or Undeveloped Property for which a Building Permit has  not been issued, and (iv) Assessor’s Parcels of Public Property or Property Owner’s Association Property  that are not Exempt Property pursuant to Section F.  The Maximum Special Tax obligation applicable to  an Assessor’s Parcel may be fully prepaid and the obligation to pay the Special Tax for such Assessor’s  Parcel permanently satisfied as described herein; provided that a prepayment may be made only if there  are no delinquent Special Taxes with respect to such Assessor’s Parcel at the time of prepayment.  An  owner of an Assessor’s Parcel intending to prepay the Maximum Special Tax obligation for such Assessor’s  Parcel shall provide the CFD Administrator with written notice of intent to prepay, and within 5 business  days of receipt of such notice, the CFD Administrator shall notify such owner of the amount of the non‐ refundable deposit determined to cover the cost to be incurred by the CFD in calculating the Prepayment  Amount (as defined below) for the Assessor’s Parcel.  Within 15 days of receipt of such non‐refundable  deposit, the CFD Administrator shall notify such owner of the Prepayment Amount for the Assessor’s  Parcel.  Prepayment must be made not less than 60 days prior to the redemption date for any Bonds to  be redeemed with the proceeds of such prepaid Special Taxes.    The Prepayment Amount (defined below) shall be calculated as follows (capitalized terms are defined  below):    Bond Redemption Amount  plus  Redemption Premium  plus  Future Facilities Amount  plus  Defeasance Amount  plus  Administrative Fees and Expenses  less  Reserve Fund Credit  Equals:  Prepayment Amount    The Prepayment Amount shall be determined as of the proposed prepayment date as follows:    City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 9    1.  Confirm that no Special Tax delinquencies apply to such Assessor’s Parcel.    2.  For an Assessor’s Parcel of Developed Property, compute the Maximum Special Tax for the  Assessor’s Parcel. For an Assessor’s Parcel of Approved Property or Undeveloped Property for which  a Building Permit has been issued, compute the Maximum Special Tax for the Assessor’s Parcel as  though it was already designated as Developed Property, based upon the Building Permit which has  been issued for the Assessor’s Parcel.  For an Assessor’s Parcel of Approved Property or Undeveloped  Property for which a Building Permit has not been issued, Public Property or Property Owner’s  Association Property to be prepaid, compute the Maximum Special Tax for the Assessor’s Parcel.    3.  Divide the Maximum Special Tax derived pursuant to paragraph 2 by the total amount of Special  Taxes that could be levied at the Maximum Special Tax at build out of all Assessor’s Parcels of Taxable  Property based on the applicable Maximum Special Tax for Assessor’s Parcels of Developed Property  not including any Assessor’s Parcels for which the Special Tax obligation has been previously prepaid.    4.  Multiply  the  quotient  derived  pursuant  to  paragraph  3  by  the principal amount of the  Outstanding  Bonds  to  determine  the  amount  of  Outstanding  Bonds to  be  redeemed  with  the  Prepayment Amount (the “Bond Redemption Amount”).    5.  Multiply the Bond Redemption Amount by the applicable redemption premium, if any, on the  Outstanding Bonds to be redeemed (the “Redemption Premium”).    6.  Determine the Future Facilities Costs.    7.  Multiply the quotient derived pursuant to paragraph 3 by the amount determined pursuant to  paragraph 6 to determine the amount of Future Facilities Costs for the Assessor’s Parcel (the “Future  Facilities Amount”).    8.  Determine the amount needed to pay interest on the Bond Redemption Amount from the first  bond interest and/or principal payment date following the  current  Fiscal  Year  until  the  earliest  redemption date for the Outstanding Bonds on which Bonds can be redeemed from Special Tax  prepayments.    9.  Determine the Special Taxes levied on the Assessor’s Parcel in the current Fiscal Year which  have not yet been paid.    10.  Determine the amount the CFD Administrator reasonably expects to derive from the investment  of the Bond Redemption Amount and the Redemption Premium from the date of prepayment until  the redemption date for the Outstanding Bonds to be redeemed with the Prepayment Amount.    11.  Add the amounts derived pursuant to paragraphs 8 and 9 and subtract the amount derived  pursuant to paragraph 10 (the “Defeasance Amount”).    12.  Verify the administrative fees and expenses of the CFD, inc luding the cost of computation of the  Prepayment  Amount,  the  cost  to  invest  the  Prepayment  Amount,  the  cost  of  redeeming  the  Outstanding Bonds, and the cost of recording notices to evidence the prepayment of the Maximum  Special  Tax  obligation  for  the  Assessor’s  Parcel  and  the  redemption  of  Outstanding  Bonds  (the  “Administrative Fees and Expenses”).    13.  The reserve fund credit (the “Reserve Fund Credit”) shall equal the lesser of: (a) the expected  reduction  in  the  reserve  requirement  (as  defined  in  the  Indenture),  if  any,  associated  with  the  redemption of Outstanding Bonds as a result of the prepayment, or (b) the amount derived by  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 10    subtracting the new reserve requirement (as defined in the Indenture) in effect after the redemption  of Outstanding Bonds as a result of the prepayment from the balance in the reserve fund on the  prepayment date, but in no event shall such amount be less than zero.    14.  The Prepayment Amount is equal to the sum of the Bond Redemption Amount, the Redemption  Premium, the Future Facilities Amount, the Defeasance Amount and the Administrative Fees and  Expenses, less the Reserve Fund Credit.    15.  From the Prepayment Amount, the Bond Redemption Amount, the Redemption Premium, and  Defeasance Amount shall be deposited into the appropriate fund as established under the Indenture  and be used to redeem Outstanding Bonds or make debt service payments.  The Future Facilities  Amount shall be deposited into the Construction Fund.  The Administrative Fees and Expenses shall  be retained by the CFD.    The Prepayment Amount may be sufficient to redeem other than a $5,000 increment of Bonds.  In such  event, the increment above $5,000 or an integral multiple thereof will be retained in the appropriate fund  established under the Indenture to be used with the next redemption from other Special Tax prepayments  of Outstanding Bonds or to make debt service payments.    As a result of the payment of the current Fiscal Year’s Special Tax levy as determined pursuant to  paragraph 9 above, the CFD Administrator shall remove the current Fiscal Year’s Special Tax levy for the  Assessor’s Parcel from the County tax roll. With respect to any Assessor’s Parcel for which the Maximum  Special Tax obligation is prepaid, the City Council shall cause a suitable notice to be recorded in compliance  with the Act, to indicate the prepayment of Maximum Special Tax  obligation and the release of the Special  Tax lien for the Assessor’s Parcel, and the obligation to pay the Special Tax for such Assessor’s Parcel shall  cease.  Notwithstanding  the  foregoing,  no  Special  Tax  prepayment  shall be  allowed  unless  the  amount  of  Maximum Special Tax that may be levied on all Assessor’s Parcels of Taxable Property after the proposed  prepayment will be at least 1.1 times maximum annual debt service on the Bonds that will remain  outstanding after the prepayment plus the estimated annual Administrative Expenses.    Tenders of Bonds in prepayment of the Maximum Special Tax obligation may be accepted upon the terms  and conditions established by the City Council pursuant to the Act.  However, the use of Bond tenders  shall only be allowed on a case‐by‐case basis as specifically approved by the City Council.    2.  Prepayment in Part    The Maximum Special Tax obligation for an Assessor’s Parcel of Developed Property, Approved Property  or Undeveloped Property may be partially prepaid. For purposes of determining the partial prepayment  amount, the provisions of Section G.1 shall be modified as provided by the following formula:    PP = ((PE –A) x F) +A  These terms have the following meaning:  PP = Partial Prepayment Amount  PE = the Prepayment Amount calculated according to Section G.1  F = the percent by which the owner of the Assessor’s Parcel(s) is partially prepaying the  Maximum Special Tax obligation  A = the Administrative Fees and Expenses determined pursuant to Section G.1  The owner of an Assessor’s Parcel who desires to partially prepay the Maximum Special Tax obligation for  the Assessor’s Parcel shall notify the CFD Administrator of (i) such owner’s intent to partially prepay the  City of Lake Elsinore   Community Facilities District No. 2016‐2 (Canyon Hills)   Page 11    Maximum Special Tax obligation, (ii) the percentage of the Maximum Special Tax obligation such owner  wishes to prepay, and (iii) the company or agency that will be acting as the escrow agent, if any.  Within  5 days of receipt of such notice, the CFD Administrator shall notify such property owner of the amount of  the non‐refundable deposit determined to cover the cost to be incurred by the CFD in calculating the  amount of a partial prepayment.  Within 15 business days of receipt of such non‐refundable deposit, the  CFD Administrator shall notify such owner of the amount of the Partial Prepayment Amount for the  Assessor’s Parcel.  A Partial Prepayment Amount must be made not less than 60 days prior to the  redemption date for the Outstanding Bonds to be redeemed with the proceeds of the Partial Prepayment  Amount.    With respect to any Assessor’s Parcel for which the Maximum Special Tax obligation is partially prepaid,  the CFD Administrator shall (i) distribute the Partial Prepayment Amount as provided in Paragraph 15 of  Section G.1, and (ii) indicate in the records of the CFD that there has been a Partial Prepayment Amount  for the Assessor’s Parcel and that a portion of the Special Tax obligation equal to the remaining percentage  (1.00 ‐ F) of Special Tax obligation will continue on the Assessor’s Parcel pursuant to Section E.   H.  TERMINATION OF SPECIAL TAX    For each Fiscal Year that any Bonds are outstanding the Special Tax shall be levied on all Assessor’s Parcels  subject to the Special Tax.  The Special Tax shall cease not later than the  2057‐2058 Fiscal Year, however,  Special Tax will cease to be levied in an earlier Fiscal Year if the CFD Administrator has determined (i) that  all the required interest and principal payments on the CFD No. 2016‐2 Bonds have been paid; (ii) all  authorized facilities of CFD No. 2016‐2 have been acquired and all reimbursements to the developer have  been paid, (iii) no delinquent Special Tax remain uncollected and (iv) all other obligations of CFD No. 2016‐ 2 have been satisfied.     I.  MANNER OF COLLECTION    The Special Tax shall be collected in the same manner and at the same time as ordinary ad valorem  property taxes, provided, however, that CFD No. 2016‐2 may collect Special Tax at a different time or in a  different manner if necessary to meet its financial obligations, and may covenant to foreclose and may  actually foreclose on delinquent Assessor’s Parcels as permitted by the Act.    J.   APPEALS OF SPECIAL TAXES    Any taxpayer may file a written appeal of the Special Taxes on his/her Assessor’s Parcel(s) with the CFD  Administrator, provided that the appellant is current in his/her payments of Special Taxes.  During  pendency of an appeal, all Special Taxes previously levied must be paid on or before the payment date  established when the levy was made.  The appeal must specify the reasons why the appellant claims the  Special Tax is in error.  The CFD Administrator shall review the appeal, meet with the appellant if the CFD  Administrator deems necessary, and advise the appellant of its determination.  If the CFD Administrator  agrees with the appellant, the CFD Administrator shall grant a credit to eliminate or reduce future Special  Taxes on the appellant’s Assessor’s Parcel(s).  No refunds of previously paid Special Taxes shall be made.    The CFD Administrator shall interpret this Rate and Method of Apportionment and make determinations  relative to the annual levy and administration of the Special Taxes and any taxpayer who appeals, as  herein specified.             Appendix B ™Boundary Map Appendix C ™Resolution of Intention CERTIFICATE OF CITY CLERK RE ELECTION DATE I, Susan M. Domen, MMC, City Clerk for the City of Lake Elsinore, hereby certify that in connection with the formation of Community Facilities District No. 2016-2 of the City of Lake Elsinore (Canyon Hills) (the “District”), I have reviewed the map of the District boundaries recorded on November 4, 2016, in Book 80, Page No. 20 of the maps of assessment and community facilities districts in the Officer of the Assessor-County Clerk-Recorder of the County of Riverside and a list of the Assessor’s Parcel Numbers comprising the land within the District, as required by Government Code Section 53326. On the basis of such information and information provided to me by the Special Tax Consultant retained by the District as set forth in Exhibit A attached hereto, it has been determined that the landowners of record at the close of the December 13, 2016 protest hearing for the District, other than public agencies, are those landowners listed on Exhibit A who are entitled to the number of votes set forth in Exhibit A. The unanimous consent of such landowners waiving all applicable time limits and other requirements pertaining to the conduct of an election within the District and consenting to the holding of the election on or after December 13, 2016 has been received and, accordingly, in accordance with Government Code Section 53326(a), I hereby concur in the holding of the election on December 13, 2016. Dated: December 13, 2016 City Clerk of the City of Lake Elsinore EXHIBIT A LANDOWNERS OF RECORD AS OF DECEMBER 13, 2016 Property Owner: Pardee Homes Property Description: Real property in the City of Lake Elsinore, County of Riverside, State of California, described as follows: All lots included in Tract Map No. 36117 in the County of Riverside, State of California as per Map Recorded in Book 450, Page(s) 20 through 28, inclusive, of Maps, in the Office of the County Recorder of Riverside County and all lots included in Tract Map No. 36118 in the County of Riverside, State of California as per Map recorded in Book 450, Pages 10 through 19, inclusive, of Maps, in the Office of the County Recorder of Riverside County. APNs: 363-210-014-4; 363-210-015-5; 363-210-016-6; 363-210-034-2; 363-210-035-3