HomeMy WebLinkAbout0001_3_Lease Revenue Bonds, Series 2016A - Exhibit B Ground LeaseStradling Yocca Carlson & Rauth
Draft of 10/3/16
RECORDING REQUESTED BY:
Lake Elsinore Facilities Financing Authority
AND WHEN RECORDED RETURN TO:
Stradling Yocca Carlson & Rauth
660 Newport Center Drive, Suite 1600
Newport Beach, California 92660
Attention: Brian Forbath, Esq.
[Space above for Recorder’s use.]
This Transaction is Exempt from California
Documentary Transfer Tax Pursuant to Section 11921
of the California Revenue and Taxation Code. This
Document is Exempt from Recording Fees Pursuant to
Section 27383 of the California Government Code.
Lease term is less than 35 years.
GROUND LEASE
by and between
CITY OF LAKE ELSINORE
and
LAKE ELSINORE FACILITIES FINANCING AUTHORITY
Dated as of November 1, 2016
Relating to
$___________
LAKE ELSINORE FACILITIES FINANCING AUTHORITY
LEASE REVENUE BONDS, SERIES 2016A
GROUND LEASE
THIS GROUND LEASE (this “Ground Lease”), executed and entered into as of November
1, 2016, is by and between the CITY OF LAKE ELSINORE (the “City”), a municipal corporation and
general law city duly organized and existing under and by virtue of the Constitution and laws of the
State of California, as lessor, and the LAKE ELSINORE FACILITIES FINANCING AUTHORITY
(the “Authority”), a joint exercise of powers entity duly organized and existing under the laws of the
State of California, as lessee.
WITNESSETH:
WHEREAS, the City and the Authority desire to finance a portion of the costs of the
acquisition, construction and installation of various public improvements (the “Project”);
WHEREAS, in order to finance the Project the City will lease certain real property and the
improvements located thereon (the “Property”) to the Authoritypursuant to this Ground Lease, and the
City will sublease the Property back from the Authority pursuant to a Lease Agreement, dated the date
hereof;
WHEREAS, the Property is more particularly described in Exhibit A hereto;
WHEREAS, the City and the Authority have determined that it would be in the best interests
of the City and the Authorityto provide the funds necessary to finance the Project through the issuance
by the Authority of bonds payable from the base rental payments (the “Base Rental Payments”) to be
made by the City under the Lease Agreement;
WHEREAS, the City and the Authority have determined that it would be in the best interests
of the City and the Authority to provide for the issuance of such bonds payable from the Base Rental
Payments pursuant to an Indenture, dated as of the date hereof, by and among the Authority, the City
and Wilmington Trust, National Association, as trustee (the “Trustee”);
WHEREAS, all rights to receive the Base Rental Payments have been assigned without
recourse by the Authority to the Trustee pursuant to an Assignment Agreement, dated as of the date
hereof (the “Assignment Agreement”);
WHEREAS, all acts, conditions and things required by law to exist, to have happened and to
have been performed precedent to and in connection with the execution and entering into of this
Ground Lease do exist, have happened and have been performed in regular and due time, form and
manner as required by law, and the parties hereto are now duly authorized to execute and enter into
this Ground Lease;
NOW, THEREFORE, in consideration of the mutual covenants hereinafter contained, the
parties hereto agree as follows:
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ARTICLE I
DEFINITIONS
Except as otherwise defined herein, or unless the context clearly otherwise requires, words and
phrases defined in Article I of the Lease Agreement shall have the same meaning in this Ground Lease.
ARTICLE II
LEASE OF THE PROPERTY; RENTAL
Section 2.01 Lease of Property. The City hereby leases to the Authority, and the Authority
hereby leases from the City, for the benefit of the Owners of the Bonds, the Property, subject only to
Permitted Encumbrances, to have and to hold for the term of this Ground Lease.
Section 2.02 Rental. The Authority shall pay to the City as and for rental of the Property
hereunder, the sum of $1.00, the receipt of which is hereby acknowledged.
ARTICLE III
QUIET ENJOYMENT
The parties intend that the Property will be leased back to the City pursuant to the Lease
Agreement for the term thereof. It is further intended that, to the extent provided herein and in the
Lease Agreement, if an event of default occurs under the Lease Agreement, the Authority, or its
assignee, will have the right, for the then remaining term of this Ground Lease to (a) take possession
of the Property, (b) if it deems it appropriate, cause an appraisal of the Property and a study of the then
reasonable use thereof to be undertaken, and (c) relet the Property. Subject to any rights the City may
have under the Lease Agreement (in the absence of an event of default) to possession and enjoyment
of the Property, the City hereby covenants and agrees that it will not take any action to prevent the
Authority from having quiet and peaceable possession and enjoyment of the Property during the term
hereof and will, at the request of the Authority and at the City’s cost, to the extent that it may lawfully
do so, join in any legal action in which the Authorityasserts its right to such possession and enjoyment.
ARTICLE IV
SPECIAL COVENANTS AND PROVISIONS
Section 4.01 Waste. The Authority agrees that at all times that it is in possession of the
Property, it will not commit, suffer or permit any waste on the Property, and that it will not willfully
or knowingly use or permit the use of the Property for any illegal purpose or act.
Section 4.02 Further Assurances and Corrective Instruments. The City and the
Authority agree that they will, from time to time, execute, acknowledge and deliver, or cause to be
executed, acknowledged and delivered, such supplements hereto and such further instruments as may
reasonably he required for correcting any inadequate or incorrect description of the Property hereby
leased or intended so to be or for carrying out the expressed intention of this Ground Lease, the
Indenture and the Lease Agreement.
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Section 4.03 Waiver of Personal Liability. All liabilities under this Ground Lease on the
part of the Authority shall be solely liabilities of the Authority as a joint exercise of powers entity, and
the City hereby releases each and every director, officer and employee of the Authority of and from
any personal or individual liability under this Ground Lease. No director, officer or employee of the
Authority shall at any time or under any circumstances be individually or personally liable under this
Ground Lease to the City or to any other party whomsoever for anything done or omitted to be done
by the Authority hereunder.
All liabilities under this Ground Lease on the part of the City shall be solely liabilities of the
City as a public corporation, and the Authority hereby releases each and every member, officer and
employee of the City of and from any personal or individual liability under this Ground Lease. No
member, officer or employee of the City shall at any time or under any circumstances be individually
or personally liable under this Ground Lease to the Authority or to any other party whomsoever for
anything done or omitted to be done by the City hereunder.
Section 4.04 Taxes. The City covenants and agrees to pay any and all assessments of any
kind or character and also all taxes, including possessory interest taxes, levied or assessed upon the
Property.
Section 4.05 Right of Entry. The City reserves the right for any of its duly authorized
representatives to enter upon the Property at any reasonable time to inspect the same.
Section 4.06 Representations of the City. The City represents and warrants to the
Authority and the Trustee as follows:
(a)the City has the full power and authority to enter into, to execute and to deliver
this Ground Lease, and to perform all of its duties and obligations hereunder, and has duly authorized
the execution of this Ground Lease;
(b)except for Permitted Encumbrances, the Property is not subject to any
dedication, easement, right of way, reservation in patent, covenant, condition, restriction, lien or
encumbrance which would prohibit or materially interfere with the use of the Property for
governmental purposes as contemplated by the City;
(c)all taxes, assessments or impositions of any kind with respect to the Property,
except current taxes, have been paid in full; and
(d)the Property is necessary to the City in order for the City to perform its
governmental functions.
Section 4.07 Representations of the Authority. The Authority represents and warrants to
the City and the Trustee that the Authority has the full power and authority to enter into, to execute
and to deliver this Ground Lease, and to perform all of its duties and obligations hereunder, and has
duly authorized the execution and delivery of this Ground Lease.
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ARTICLE V
ASSIGNMENT, SUBLEASING, MORTGAGING AND SELLING
Section 5.01 Assignment and Subleasing. This Ground Lease may be sold or assigned and
the Property subleased, as a whole or in part, by the Authority without the necessity of obtaining the
consent of the City, if an event of default occurs under the Lease Agreement. The Authority shall,
within 30 days after such an assignment, sale or sublease, furnish or cause to be furnished to the City
a true and correct copy of such assignment, sale or sublease, as the case may be.
Section 5.02 Restrictions on City. The City agrees that, except with respect to Permitted
Encumbrances, it will not mortgage, sell, encumber, assign, transfer or convey the Property or any
portion thereof during the term of this Ground Lease.
ARTICLE VI
TERM; TERMINATION
Section 6.01 Term. The term of this Ground Lease shall commence as of the date of
commencement of the term of the Lease Agreement and shall remain in full force and effect from such
date to and including April 1, 2047, unless such term is extended or sooner terminated as hereinafter
provided.
Section 6.02 Extension; Early Termination. If, on April 1, 2047, the Bonds shall not be
fully paid, or provision therefor made in accordance with Article X of the Indenture, or the Indenture
shall not be discharged by its terms, or if the Rental Payments payable under the Lease Agreement
shall have been abated at any time, then the term of this Ground Lease shall be automatically extended
until the date upon which all Bonds shall be fully paid, or provision therefor made in accordance with
Article X of the Indenture, and the Indenture shall be discharged by its terms, except that the term of
this Ground Lease shall in no event be extended more than ten years. If, prior to April 1, 2047, all
Bonds shall be fully paid, or provisions therefor made in accordance with Article X of the Indenture,
and the Indenture shall be discharged by its terms, the term of this Ground Lease shall end
simultaneously therewith.
ARTICLE VII
MISCELLANEOUS
Section 7.01 Binding Effect. This Ground Lease shall inure to the benefit of and shall be
binding upon the City, the Authority and their respective successors and assigns.
Section 7.02 Severability. In the event any provision of this Ground Lease shall be held
invalid or unenforceable by any court of competent jurisdiction, such holding shall not invalidate or
render unenforceable any other provision hereof.
Section 7.03 Amendments, Changes and Modifications. This Ground Lease may be
amended, changed, modified, altered or terminated only in accordance with the provisions of the Lease
Agreement.
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Section 7.04 Assignment to Trustee. The Authority and City acknowledge that the
Authorityhas assigned its right, title and interest inand to this Ground Lease (but none of its obligations
and none of its rights to provide consents or approvals hereunder) to the Trustee pursuant to certain
provisions of the Assignment Agreement. The City consents to such assignment.
Section 7.05 Execution In Counterparts. This Ground Lease may be simultaneously
executed in several counterparts, each of which shall be an original and all of which shall constitute
but one and the same instrument.
Section 7.06 Applicable Law. This Ground Lease shall be governed by and construed in
accordance with the laws of the State of California.
Section 7.07 Captions. The captions or headings in this Ground Lease are for convenience
only and in no way define, limit or describe the scope or intent of any provisions or sections of this
Ground Lease.
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S-1
IN WITNESS WHEREOF, the Authority and the City have caused this Ground Lease to be
executed by their respective officers hereunto duly authorized, all as of the day and year first above
written.
CITY OF LAKE ELSINORE
By:
Grant Yates
City Manager
ATTEST:
Susan M. Domen, MMC
City Clerk
LAKE ELSINORE FACILITIES FINANCING
AUTHORITY
By:
Grant Yates
Executive Director
ATTEST:
Susan M. Domen, MMC
Secretary
APPROVED AS TO FORM:
Stradling Yocca Carlson & Rauth,
Special Counsel
CERTIFICATE OF ACCEPTANCE
This is to certify that the interest in real property conveyed under the foregoing to the Lake
Elsinore Facilities Financing Authority (the “Authority”), a body corporate and politic, is hereby
accepted by the undersigned officer or agent on behalf of the Board of Directors of the Authority (the
“Board”), pursuant to authority conferred by resolutions of said Board adopted on October 11, 2016,
and the grantee consents to recordation thereof by its duly authorized officer.
Dated: ____________, 2016 LAKE ELSINORE FACILITIES FINANCING
AUTHORITY
By:
Grant Yates
Executive Director
A notary public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
STATE OF CALIFORNIA )
)ss.
COUNTY OF RIVERSIDE )
On ___________________ before me, ____________________________________, Notary Public,
personally appeared _____________________________________________________, who
proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal
SIGNATURE OF NOTARY PUBLIC
A notary public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
STATE OF CALIFORNIA )
)ss.
COUNTY OF RIVERSIDE )
On ___________________ before me, ____________________________________, Notary Public,
personally appeared _____________________________________________________, who
proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal
SIGNATURE OF NOTARY PUBLIC
A notary public or other officer completing this certificate verifies only the identity of the
individual who signed the document to which this certificate is attached, and not the truthfulness,
accuracy, or validity of that document.
STATE OF CALIFORNIA )
)ss.
COUNTY OF RIVERSIDE )
On ___________________ before me, ____________________________________, Notary Public,
personally appeared _____________________________________________________, who
proved to me on the basis of satisfactory evidence to be the person(s) whose names(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal
SIGNATURE OF NOTARY PUBLIC
A-1
EXHIBIT A
DESCRIPTION OF THE PROPERTY
All that real property situated in the County of Riverside, State of California, described as
follows: