HomeMy WebLinkAbout0008_2_Email - Exhibit A ResoRESOLUTION NO. 2016-__
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
CALIFORNIA, ADOPTING AND ESTABLISHING THE CITYWIDE E-MAIL
RETENTION POLICY
WHEREAS by Resolution No. 2016-__, the City Council of the City of Lake Elsinore adopted
the City of Lake Elsinore Retention Schedule and Policy; and,
WHEREAS, E-mail may consist of correspondence, communication and other
documentation,which can be considered City records subject to the requirements of the
California Public Records Act, as well as the City's Records Retention Schedule and Policy;
and,
WHEREAS,the City seeks to comply with applicable State record retention laws by
adopting a policy of E-mail management and retention, as well as, a corresponding schedule
for destruction of same;and,
WHEREAS, the adoption of a formal policy regarding the retention of E-Mails insures
compliance with the City's Records Retention Schedule and Policy and promotes
economical and effective preservation of records of permanent value, as well as the
economical and effective responses to California Public Records Act requests, in
accordance with the requirements of the Act.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE DOES
HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
SECTION 1: The City Council of the City of Lake Elsinore hereby adopts the E-Mail
Retention Policy, attached hereto as Exhibit "A" and incorporated herein by this
reference.
SECTION 2:The City Clerk shall certify adoption of the resolution.
SECTION 3. This Resolution shall take effect immediately upon its adoption.
PASSED AND ADOPTED this day of , 20___.
Brian Tisdale, Mayor
ATTEST:APPROVED AS TO FORM:
Susan M. Domen, MMC Barbara Leibold
City Clerk City Attorney
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF LAKE ELSINORE )
I, Susan M. Domen, MMC, City Clerk of the City of Lake Elsinore, California, do hereby certify
that Resolution No. ______ was adopted by the City Council of the City of Lake Elsinore,
California, at the regular meeting of _________, and that the same was adopted by the
following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
Susan M. Domen, MMC
City Clerk
Exhibit A
City of Lake Elsinore E-Mail RetentionPolicy
This policy governs retention of e-mail, or electronic communication, that is created, sent,
received, forwarded, edited, stored, or otherwise used by means of City electronic
information resources of any kind, including, but not limited to, computers, computer
networks, software, telephones, voicemail, personal data assistants, and any other
electronic data systems or equipment (“City E- mail”). This policy applies to City E-mail of
City officials, officers, employees, volunteers and contractors. City E-mail may consist of
correspondence and other documentation which may constitute City records subject to the
requirements of the California Public Records Act (“CPRA”), the City’s Records Retention
Schedule and the laws and regulations governing it, and other laws and regulations that
apply to public agencyinformation.
City E-mail and City E-mail systems are intended to be a medium of communication. City
E-mail and City E-mail systems are not intended to be and may not be used for the
electronic storage or maintenance of permanent City records. Back-up tapes are for
disaster recovery purpose only. Retention is the responsibility of the sender of the
message, not the back-up process. Back-up copies performed by Information Technology
staff are not records retention. Back-up tapes of email systems should be retained no
more than 60days.
Persons subject to this policy are responsible for determining whether City E-mails created,
received, or used by them should be retained as permanent City records. The definition
of public records is “any writing or recording of an event or information, which is kept in the
custody of public officer, either because a law requires it to be kept or because it is
necessary or convenient to the discharge of the public officer’s duties, and was made or
retained for the purpose of preserving its information content for future reference.” (See
64 Cal.Op.Att’y.Gen 317). Typically, City E-mails that contain substantive information
concerning City policies, decision-making, proceedings, projects, or contractors, or that
may later be important or useful for carrying out City business should be retained as
permanent City records in accordance with this policy. Such records must be retained in
accordance with this policy and the City’s Records Retention Schedule. Regardless of
retention requirements, e-mail and other electronic or paper documents pertaining to
threatened or actual legal proceedings must be retained until the litigation is finally
concluded. Examples of e- mails that are not public records include e-mails from friends
or family, and emails from one coworker to another inviting him or her to lunch orcoffee.
Persons subject to this policy are responsible for determining whether City E-mails that
should be retained as permanent City records should be stored in hard copy or electronic
form. Permanent City electronic records are subject to disclosure in electronic form in
accordance with the CPRA. Typically, only City E-mails intended for later editing,
incorporationinotherdocumentsorelectronictransmission should be stored electronically.
Such City E-Mails are automatically stored on the server until deleted by the user or after
60 days automatically by the system. All other City E-mails that should be retained as
permanent City records should be printed and filed in the appropriate City file and deleted.
The City Clerk and City Attorney are available to assist persons subject to this policy in
determining which City E-mails should be retained as permanent City records and how,
and to address other questions concerning the application of this policy.
Persons subject to this policy should generally determine whether City E-mails created, received
or used by them should be retained as permanent City records within ten (10) working days of
creation, receipt or use of the City E-mail. Because City E-mails and e-mail systems may not
be used for permanent storage of City records, City E-mails are generally deemed pursuant
to this policy to constitute preliminary drafts, notes, or interagency or intra-agency memoranda
that are not retained by the City in the ordinary course of business and that are therefore
exempt from disclosure pursuant to the CPRA. However, City department heads and the City
Clerk are responsible for determinations concerning disclosure of City records, including City
E-mails, in response to requests pursuant to the CPRA, subpoena or court order.
When the City receives a request for disclosure of City records that applies to City E-mail,
the person responsible for the covered records must, using his/her best efforts and by any
lawful means available, preserve any City E-mail covered by the request until it is determined
whether the City E-mail is subject to retention and/or disclosure. The City Clerk and/or City
Attorney must be contacted concerning any request for disclosure of City records that applies
to City E-mail in the possession of persons subject to this policy.
Persons subject to this policy are responsible for managing City E-mail and City E-mail
systems used by them in accordance with this policy. Persons subject to this policy should
regularly review their mailboxes or folders that contain City E-mails and delete City E-mails that
are not required to be kept by law or this policy, or that are unnecessary or inconvenient for
the discharge of official City duties or the conduct of City business, or that are otherwise no
longer needed in accordance with this policy.
Persons subject to this policy should bear in mind the following design features of the City
electronic information systems that relate to City E-mails:
1.The IT Department performs an electronic back up of the City E-mail system regularly.
The back-up is a “snap shot” of the data contained on the City E-mail server at the that
time — the back-up is not a copy of all City E-mail activity that has occurred since
the previous backup (e.g., an Email received and deleted from the “Deleted Items”
folder between backups would not be copied).
2.Back-ups are not permanent City records. The sole purpose of back-ups is to provide
a means of complete server recovery in case of a system failure. The IT Department
maintains backup data for no longer than two weeks before they areoverwritten.
3.The IT Manager has established a City E-mail management policy that will
automatically remove E-mails from the server that are more than 60 days old.