HomeMy WebLinkAbout0015_1_AB1600 SRREPORT TO CITY COUNCIL
TO:HONORABLE MAYOR
AND MEMBERS OF THE CITY COUNCIL
FROM:GRANT YATES
CITY MANAGER
DATE:April 26, 2016
SUBJECT: AB1600 ANNUAL REPORT FOR FISCAL YEAR 2014-15
Recommendations
Receive and file the AB1600 Annual Report for Fiscal Year 2014-15 and adopt the
Findings set forth within the report which was made public in January 2016.
Background
The City of Lake Elsinore collects development impact fees for Traffic Infrastructure, City
Hall and Public Works Facilities, Community Center Facilities, Lake Side Facilities,
Animal Shelter Facilities, Fire Facilities and Library Facilities.
The Mitigation Fee Act (AB 1600; Government Code Section 66000 et seq.) sets forth
the requirements the City must follow in connection with such development impact fees
which are imposed to defray the cost of construction of public facilities related to
development projects. In addition, AB 1600 imposes certain accounting and
comprehensive annual reporting requirements with respect to the fees collected.
For accounting purposes, the development impact fees must be segregated from the
general funds of the City and from other funds or accounts containing fees collected for
other improvements. Interest on each development fee fund or account must be credited
to that special revenue fund or account and used for the purposes for which the fees
were collected.
Government Code Section 66006 contains comprehensive annual reporting
requirements for development impact fees. This statute requires the City to make the
following information available to the public annually for each development impact fee:
A brief description of the type of fee in the account.
The amount of the fee.
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April 26, 2016
Page 2
The beginning and ending balance of the account for the fiscal year.
The amount of fees collected.
The interest earned.
Identification of each public improvement on which fees from the account were
expended, the amount of expenditures on each improvement and an identification
of the percentage of the cost of the improvement that is being funded with impact
fees.
Identification of an approximate date by which construction of the public
improvement will commence if the local agency determines that sufficient funds
have been collected to complete financing on an incomplete public improvement
and the public improvement remains incomplete.
Description of each inter-fund transfer or loan made from the account, including
the public improvement for which the transferred or loaned fees will be expended.
Findings, pursuant to Government Code section 66001(d) with respect to portions
of the fee account that are unexpended in the fifth fiscal year following the initial
deposit in the account and every five years thereafter.
The amount of any refunds made pursuant to statute.
Staff has compiled the attached AB 1600 Report for Fiscal Year 2014-15 in accordance
with the Fee Mitigation Act. The Report provides an annual accounting of the activity in
each of development impact fee special revenue fund for the fiscal year ended June 30,
2015 and a five-year history. The Report also provides a plan for future uses of the
unexpended special revenue fund balances. The Report is available on the City’s
website and copies were also sent to the Building Industry Association (‘BIA”), The Gas
Company, and others for review as requested by them. No comments or questions were
received.
In addition to the development impact fees reported in the attached AB 1600 Report, the
City imposes the Western Riverside County Transportation Uniform Mitigation Fee
(TUMF) and the local development fee for the Multiple Species Habitat Conservation
Plan (MSHCP). These fees are a “pass through” to WRCOG and RCA, respectively,
through the City’s participation in these specific regional programs. Evaluation and
accounting of these regionally-based fees are outside the scope of the City’s AB 1600
Report.
Discussion
On June 11, 2002, City Council adopted Ordinance Number 1081, establishing its first
AB 1600 development fee for Traffic Infrastructure. Subsequently, the City Council
adopted and updated various other development impact fees applicable to new
development within the City. The purpose of development impact fees is to finance the
design, construction and acquisition of facilities and equipment necessary to
accommodate future development within the City. Through the General Plan and fee
studies, the City of Lake Elsinore has established the nexus between development, the
capital improvements necessary to mitigate the effects of development, and approved
fees to fund the mitigation measures. Impact fees are generally reviewed every five
years. City Council has approved an agreement with Wildan Financial Services to
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April 26, 2016
Page 3
prepare an update to the impact fee study and analysis for the City with anticipated
completion by April 2016.
Development impact fees that are collected are segregated and placed in special
revenue funds, which earn interest. Those funds are held for the facilities for which the
fees are collected, in accordance with Government Code Section 66006. As of June 30,
2015, the City had 7 separate and distinct fees that are collected pursuant to AB 1600.
Following is a summary listing of the fees, along with the balance for each fee account at
June 30, 2015:
Traffic Infrastructure Fee $3,169,559
City Hall and Public Works Facilities Fee 950,262
Community Center Fee 391,469
Lake Side Facilities Fee 683,102
Animal Shelter Facilities Fee (87,195)
Fire Facilities Fee 8,507
Library Facilities Fee 1,621,514
The AB 1600 Report includes a detailed expenditure and revenue report for each
development impact fee special revenue fund. The nature of the development impact
fee special revenue funds is such that timing of receipt of revenues and construction of
the related capital projects rarely coincide. As a practical matter, revenues are collected
over time and accumulated until a development related project is needed; in years of
construction, accumulated reserves will be used up. In certain instances, the City has
constructed projects in advance of collecting sufficient funds through borrowing from
other City funds, or by issuing long term external debt. This practice has resulted in
certain categories of the AB1600 funds to operate with a deficit balance.
In using the expenditure and revenue reports to determine whether the fees have been
spent within five years of collection, the total expenditures and transfers-out over the
five-year period must be added together, and then that total must be subtracted from the
earliest fund balance. In a number of instances, this calculation shows that not only
have fees collected five years ago been spent, but depending on the fund, fees collected
in ensuing years have also been spent.
Although AB1600 requires fees collected from developers be expended or committed
within five years, the law, allows exceptions in recognition that some project costs can be
of a magnitude that is takes more than five years to accrue adequate funds; or matching
funds may not be available within the five-year period. AB 1600 requires the City to
make the certain findings as to any unexpended development impact fee funds, whether
committed or uncommitted, remaining after the fifth fiscal year following the first deposit
and every five years thereafter.
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April 26, 2016
Page 4
All development impact fee categories with the exception of Traffic Infrastructure satisfy
the provision of AB1600 that funds be expended within five years. Moreover, the City’s
Five Year (2014/15-2018/19) Capital Improvement Program (CIP), adopted on June 11,
2014, provides detail regarding the sources, amounts, and approximate dates of funding
anticipated over a five-year period that will be used to complete the financing of future
capital projects such that all fund equity balances have been programmed to fund
projects.
The required findings as to the unexpended portion of the Traffic Infrastructure Fee
special revenue fund are set forth below:
1. Identify the purpose to which the fee is to be put (Section 66001(d)(1) (A).
The City Council finds that the purpose of the Traffic Infrastructure Fee is to
mitigate traffic burdens created by new development to the City’s arterial and
collector street system and is imposed to finance the cost of new traffic
infrastructure.
2. Demonstrate a nexus between the fee and the purpose for which it was originally
charged (Section 66001(d)(1)(B).
The City Council finds that the findings and facts as set forth in the City’s Traffic
Infrastructure Fee Nexus Studies and City Ordinance No. 1081 which findings and
facts are incorporated herein by reference, amply demonstrate that there is a
reasonable relationship and nexus between the fees imposed and the purpose for
which said fees are charged.
3. Identify all sources and amounts of funding anticipated to complete financing of
incomplete improvements (Section 66001(d)(1)(C).
The City Council finds that that all of the sources and amounts of funding
anticipated to complete financing for any incomplete improvements are identified
and described in the attached AB 1600 Report.
4. Designate the approximate dates on which the anticipated funding is expected to
be deposited into the fund (Section 66001(d)(1)(D).
The City Council finds that that the approximate date on which the funding
referred to in Finding No. 3, above, is expected to be deposited into the
appropriate fund is designated and described in the City’s Five Year (2014/15-
2018/19) Capital Improvement Program (CIP) which is incorporated herein by
reference and in the attached AB 1600 Report.
AB1600 Annual Report
April 26, 2016
Page 5
Fiscal Impact
Tracking of the fund activities, summarizing the activity for the AB 1600 Report, and
preparation of the Report requires accounting and administrative resources. No funds
were expended on outside sources to comply with this unfunded State mandate. This is
a required reporting and compliance report per the California Government Code 66006.
Prepared by:Andrew Zavala
Account Specialist II
Approved by:Jason Simpson
Director of Administrative Services
Approved by:Grant Yates
City Manager
Attachments
•AB1600 Annual Report