HomeMy WebLinkAboutOrd. No. 2007-1230
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ORDINANCE NO. 1230
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
LAKE ELSINORE, CALIFORNIA, ADDING CHAPTER 5.46
TO THE LAKE ELSINORE MUNICIPAL CODE
REGARDING THE LICENSURE OF TOBACCO
RETAILERS
WHEREAS, Minors obtain cigarettes and other tobacco products at
alarming rates. Each year, an estimated 924 million packs of cigarettes are consumed
by minors 12 to 17 years of age, yielding the tobacco industry $480 million in profits
from underage smokers nationwide. In Riverside County, 10,000 teens light up for the
first time and purchase 5 million packs of cigarettes a year; and
WHEREAS, In a 2004 California youth-buying survey, 12% of retailers
surveyed unlawfully sold tobacco product to minors; and
WHEREAS, The rate of tobacco sales to minors in Riverside County is
one of the highest in the State at 44%; and
WHEREAS, 88% of adults who have ever smoked tried their first cigarette
by the age of 18, and the average age at which smokers try their first cigarette is 14%;
and
WHEREAS, A requirement for a tobacco retailer license will not unduly
burden legitimate business activities of retailers who sell or distribute cigarettes or other
tobacco products to adults. It will, however, allow the City to regulate the operation of
lawful businesses to discourage violations of federal, state, and local tobacco-related
laws; and
WHEREAS, 65% of California's key opinion leaders surveyed support
implementation of tobacco-licensing requirements; and
WHEREAS, the City of Lake Elsinore has a substantial interest in
promoting compliance with federal, state, and local laws intended to regulate tobacco
sales and use; in discouraging the illegal purchase of tobacco products by minors; in
promoting compliance with laws prohibiting sales of cigarettes and tobacco products to
minors; and finally, and most importantly, in protecting children from being lured into
illegal activity through the misconduct of adults; and
WHEREAS, It is the intent of this Ordinance to encourage responsible
tobacco retailing and to discourage violations of tobacco-related laws, especially those
that prohibit or discourage the sale or distribution of tobacco products to minors, but not
to expand or reduce the degree to which the acts regulated by federal or state law are
criminally proscribed or to alter the penalty provided therefor.
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NOW THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE
ELSINORE, CALIFORNIA, ORDAINS AS FOLLOWS:
SECTION 1. That Chapter 5.46 of the Lake Elsinore Municipal Code be added
as follows:
Chapter 5.46
TOBACCO RETAILERS
5.46.010 . Definitions. For the purposes of this Ordinance, the following words and
terms shall have the following meanings:
"Arm's Length Transaction" means a sale in good faith and for valuable consideration
that reflects the fair market value in the open market between two informed and willing
parties, neither under any compulsion to participate in the transaction. A sale between
relatives, related companies or partners, or a sale for the primary purpose of avoiding
the effect of the violations of this Ordinance is presumed not to be an Arm's Length
Transaction.
"Department" means any City department designated to administer and/or enforce the
provisions of this Chapter or, if so designated by the City Manager, the Riverside
County Department of Health and Human Services or other County department.
"Person" means any natural person, partnership, cooperative association, corporation,
personal representative, receiver, trustee, assignee, or any other legal entity.
"Proprietor" means a Person with an ownership or managerial interest in a business. An
ownership interest shall be deemed to exist when a Person has a ten percent (10%) or
greater interest in the stock, assets, or income of a business other than the sole interest
of security for debt. A managerial interest shall be deemed to exist when a Person can
or does have, or can or does share, ultimate control over the day-to-day operations of a
business.
"Self-Service Display" means the open display of Tobacco Products or Tobacco
Paraphernalia in a manner that is accessible to the general public without the
assistance of the retailer or employee of the retailer. A Vending Machine is a form of
Self-Service Display.
"Smoking" means possessing a lighted Tobacco Product, Tobacco Paraphernalia, or
any other weed or plant (including a lighted pipe, lighted cigar, or lighted cigarette of any
kind), the lighting of a Tobacco Product, Tobacco Paraphernalia, or any other weed or
plant (including a pipe, cigar, or cigarette of any kind).
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"Tobacco Paraphernalia" means cigarette papers or wrappers, pipes, holders of
smoking materials of all types, cigarette rolling machines, and any other item designed
for the smoking, preparation, storing, or consumption of Tobacco Products.
"Tobacco Product" means (1) any substance containing tobacco leaf, including but not
limited to cigarettes, cigars, pipe tobacco, snuff, chewing tobacco, dipping tobacco,
bid is, or any other preparation of tobacco; and (2) any product or formulation of matter
containing biologically active amounts of nicotine that is manufactured, sold, offered for
sale, or otherwise distributed with the expectation that the product or matter will be
introduced into the human body but does not include any product specifically approved
by the Federal Food and Drug Administration for use in treating nicotine or tobacco
product dependence.
"Tobacco Retailer" means any Person who sells, offers for sale, or does or offers to
exchange for any form of consideration, tobacco, Tobacco Products, or Tobacco
Paraphernalia; "Tobacco Retailing" shall mean the doing of any of these things. This
definition is without regard to the quantity of tobacco, Tobacco Products, or Tobacco
Paraphernalia sold, offered for sale, exchanged, or offered for exchange.
5.46.020
Tobacco License Prerequisite; Application Process.
A. It shall be unlawful for any Person to act as a Tobacco Retailer without
first obtaining and maintaining a valid Tobacco Retailer's license pursuant to this
Ordinance for each location at which that activity is to occur. Tobacco Retailing without
a valid Tobacco Retailer's license shall constitute a public nuisance.
B. A Tobacco Retailer or Proprietor without a valid Tobacco Retailer license:
1. Shall keep all Tobacco Products and Tobacco Paraphernalia from
public view.
2. Shall not display any advertisement relating to Tobacco Products or
Tobacco Paraphernalia that promotes the sale or distribution of such products from the
Tobacco Retailer's location or that would lead a reasonable consumer to believe that
such products can be obtained at the Tobacco Retailer's location.
C. Nothing in this Ordinance shall be construed to grant any Person obtaining
and maintaining a Tobacco Retailer's license any status or right other than the right to
act as a Tobacco Retailer at the location in the City identified on the face of the license.
For example, nothing in this Ordinance shall be construed to render inapplicable,
supercede, or apply in lieu of any other provision of applicable law, including, without
limitation, any condition or limitation on smoking in enclosed places of employment
made applicable to business establishments by California Labor Code section 6404.5.
D. Application for a Tobacco Retailer's license shall be submitted in the name
of each Proprietor proposing to conduct retail tobacco sales and shall be signed by
each Proprietor or an authorized agent thereof. It is the responsibility of each Proprietor
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to be informed of the laws affecting the issuance of a Tobacco Retailer's license. A
license that is issued in error or on the basis of false or misleading information supplied
by a Proprietor shall be revoked pursuant to Section 5.46.080.0. of this Ordinance.
E. In addition to any other penalty under this Ordinance, a Person found to
have engaged in Tobacco Retailing without a valid Tobacco Retailer's license shall be
ineligible to apply for or be issued a Tobacco Retailing license according to the
following:
1. After a first violation for a Person within any sixty-month (60)
period, no new license may issue for the Person as a Proprietor until thirty (30) days
have passed from the date of last violation.
2. After a second violation for a Person within any sixty-month (60)
period, no new license may issue for the Person as a Proprietor until ninety (90) days
have passed from the date of last violation.
3. After three or more violations for a Person within any sixty-month
(60) period, no new license may issue for the Person as a Proprietor until five (5) years
have passed from the date of last violation.
4. Each day that a Person engages in Tobacco Retailing without a
valid Tobacco Retailer's license shall constitute a separate violation.
F. Tobacco Products and Tobacco Paraphernalia offered for sale or
exchange in violation of this Ordinance are subject to seizure and forfeiture. Forfeited
Tobacco Products and Tobacco Paraphernalia shall be destroyed.
G. All applications shall be submitted on a form supplied by the Department
and shall contain the following information:
1. The name, address, and telephone number of each Proprietor.
2. The business name, address, and telephone number of the single
fixed location for which a Tobacco Retailer's license is sought.
3. The name and mailing address authorized by each Proprietor to
receive all license-related communications and notices (the "Authorized Address"). If an
Authorized Address is not supplied, each Proprietor shall be understood to consent to
the provision of notice at the business address specified in subparagraph 2. above.
4. Proof that the location for which a Tobacco Retailer's license is
sought has been issued a valid state tobacco retailer's license by the California Board of
Equalization.
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5. Whether or not any Proprietor is a Person who has been
determined to have violated this Ordinance or has been a Proprietor at a location that
has been determined to have violated this Ordinance and, if so, the dates and locations
of all such violations.
6. Such other information as the Department deems necessary for the
administration or enforcement of this Ordinance.
5.46.030
License Issuance; Standards.
A. No license may issue to authorize Tobacco Retailing at other than a fixed
location. Tobacco Retailing by Persons on foot and Tobacco Retailing from vehicles are
prohibited.
B. Upon the receipt of an application for a Tobacco Retailer's license and the
license fee, the Department shall issue a license unless substantial record evidence
demonstrates that one of the following bases for denial exists:
1. The application is incomplete or inaccurate.
2. The application seeks authorization for Tobacco Retailing at a
location for which a prohibition on issuing licenses is in effect pursuant to Section
5.46.080.B. of this Ordinance. However, this subparagraph shall not constitute a basis
for denial of a license if the applicant provides the City with documentation
demonstrating by clear and convincing evidence that the applicant has acquired or is
acquiring the location or business in an Arm's Length Transaction.
3. The application seeks authorization for Tobacco Retailing for a
Proprietor for which a prohibition on issuing licenses is in effect pursuant to Section
5.46.080.E. of this Ordinance.
4. The application seeks authorization for Tobacco Retailing that is
prohibited pursuant to Section 5.46.030.A. of this Ordinance, that is unlawful pursuant to
any other City Ordinance, or that is unlawful pursuant to any other local, state, or federal
law.
5.46.040
Licenses Nontransferable.
A. Tobacco Retailer's license is nontransferable. If the information required
in the license application pursuant to Section 5.46.020.G. 1, 2, or 3 changes, a new
Tobacco Retailer's license is required before the business may continue to act as a
Tobacco Retailer. For example, if a Proprietor to whom a license has been issued
changes business location, that Proprietor must apply for a new license prior to acting
as a Tobacco Retailer at the new location. Or if the business is sold, the new owner
must apply for a license for that location before acting as a Tobacco Retailer.
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B. Notwithstanding any other provision of this Ordinance, violations
accumulated against a location or business shall continue to be counted against the
location or business unless the location or business has been transferred to a new
Proprietor and the new Proprietor provides the City with documentation demonstrating
by clear and convincing evidence that the new Proprietor has acquired or is acquiring
the location or business in an Arm's Length Transaction.
5.46.050
Fees For License.
A. Tobacco Retailer's license is invalid unless the appropriate fee has been
paid in full and the term of the license has not expired. The term of a Tobacco
Retailer's license is one (1) year. Each Tobacco Retailer shall apply for the renewal of
his or her Tobacco Retailer's license no later than thirty (30) days prior to expiration of
the term. The Tobacco Retailer license shall be issued, administered and renewed as
determined by the Department
B. The City Council, may, but shall not be required to, set a license fee for a
tobacco retailer license. If the City Council elects to enact a tobacco retailer license fee,
the fee shall be set by City Council resolution based upon the costs to the city of
administering and enforcing this Chapter. Tobacco Retailer's license shall not be issued
until such time as the appropriate license fee has been paid in full.
5.46.060
Other Requirements And Prohibitions.
A. DISPLAY OF LICENSE. Each license shall be prominently displayed in a
publicly and readily visible location at the licensed location.
B. POSITIVE IDENTIFICATION REQUIRED. No Person shall engage in
Tobacco Retailing without first examining the identification of the purchaser and, if the
purchaser reasonably appears under the age of twenty-seven (27) years old, confirming
that the proposed sale is to a purchaser who is at least the minimum age under
applicable state law for being sold the Tobacco Product or Tobacco Paraphernalia.
C. MINIMUM AGE FOR PERSONS SELLING TOBACCO. No Person shall
engage in Tobacco Retailing if the Person is younger than the minimum age under
applicable state law for being sold or for possessing any Tobacco Product.
D. SELF-SERVICE DISPLAYS PROHIBITED. No Person shall display
Tobacco Products or Tobacco Paraphernalia by means of a Self-Service Display or to
engage in Tobacco Retailing by means of a Self-Service Display. A Tobacco Retailer
who chooses to display Tobacco Products or Tobacco Paraphernalia in a locked
cabinet, case or similar structure must post a clear and conspicuous sign on or within
five feet of the display stating that the cabinet, case or structure is locked at all times.
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5.46.070
License Violation.
A. VIOLATION OF TOBACCO-RELATED LAWS. It shall be a violation of a
Tobacco Retailer's license for a licensee, including his or her agent or employee, to
violate any of the following laws:
1. Any local, state, or federal tobacco-related law.
2. Local, state, or federal sign laws.
3. Local, state, or federal laws restricting the age of purchase for any
product.
B. LICENSE COMPLIANCE MONITORING.
1. Compliance with this Ordinance shall be monitored by the
Department. Any peace officer may enforce the penal provisions of this Ordinance.
2. The Department may check the compliance of each Tobacco
Retailer at any time during normal business hours and on such a regular basis as may
be determined by the Department. The Department shall endeavor to check compliance
of each tobacco retailers at least three (3) times per twelve (12) month period.
3. Compliance checks shall determine, at a minimum, if the Tobacco
Retailer is conducting business in a manner that complies with tobacco laws regulating
youth access to tobacco. When appropriate, the compliance checks shall determine
compliance with other tobacco-related laws.
4. The City shall not enforce any tobacco-related minimum-age law
against a Person who otherwise might be in violation of such law because of the
Person's age (hereinafter "Youth Decoy") if the potential violation occurs when:
a. the Youth Decoy is participating in a compliance check
supervised by a peace officer or a code enforcement official; or
b. the Youth Decoy is participating in a compliance check
funded in part, either directly or indirectly through sub-contracting, by the County
Department of Health and Human Services or funded in part, either directly or indirectly
through sub-contracting, by the California Department of Health Services.
C. NO CONTEST PLEA. A plea of "no contest" or its equivalent by a
Tobacco Retailer for a violation of any law designated in subsection A. above shall
operate as an admission that this Ordinance has been violated for the purposes of
license revocation.
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5.46.080
A.
Revocation Of License.
REVOCATION OF LICENSE FOR VIOLATION.
1. In addition to any other penalty authorized by law, a Tobacco
Retailer's license shall be revoked if the hearing officer, as designated by the City
Manager, finds, after notice to the licensee and opportunity to be heard, that the
licensee, including his or her agents or employees, has violated any of the
requirements, conditions, or prohibitions of this Ordinance (hereinafter "License
Violation").
2. 3. For a first or second alleged License Violation within any
sixty-month (60) period, the Department may engage in settlement negotiations and
may enter into a settlement agreement with a Tobacco Retailer alleged to have violated
this Ordinance without approval from the City Council. Settlements shall not be
confidential.
B. NEW LICENSE AFTER REVOCATION FOR VIOLATION.
1. After a first License Violation at a location within any sixty-month
(60) period, no new license may issue for the location until ten (10) days have passed
from the date of the last revocation or violation, whichever is later.
2. After a second License Violation at a location within any sixty-
month (60) period, no new license may issue for the location until thirty (30) days have
passed from the date of the last revocation or violation, whichever is later.
3. After of a third License Violation at a location within any sixty-month
(60) period, no new license may issue for the location until ninety (90) days have
passed from the date of the last revocation or violation, whichever is later.
4. After four or more License Violations at a location within any sixty-
month (60) period, no new license may issue for the location until five (5) years have
passed from the date of the last revocation or violation, whichever is later.
C. EXPIRATION OF LICENSE. A Tobacco Retailer's license that is not
timely renewed pursuant to Section 5.46.050 shall expire at the end of its term. To
reinstate a license that has expired due to the failure to timely pay the renewal fee, the
Proprietor must:
1. Submit the renewal fee plus a reinstatement fee of ten percent
(10%) of the renewal fee.
2. Submit a signed affidavit affirming that the Proprietor has not sold
any Tobacco Product or Tobacco Paraphernalia during any period that the license was
expired.
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D. REVOCATION OF LICENSE ISSUED IN ERROR. A Tobacco Retailer's
license shall be revoked if the Department finds, after notice and opportunity to be
heard, that one or more of the bases for denial of a license under Section 5.46.030.B.
existed at the time application was made or at anytime before the license issued. The
revocation shall be without prejudice to the filing of a new application for a license.
5.46.090 Enforcement. The remedies provided by this Ordinance are cumulative
and in addition to any other remedies available at law or in equity.
A. Whenever evidence of a violation of this Ordinance is obtained in part
through the participation of a Person under the age of eighteen (18) years old, such a
Person shall not be required to appear or give testimony in any civil or administrative
process brought to enforce this Ordinance and the alleged violation shall be adjudicated
based upon the sufficiency and persuasiveness of the evidence presented.
B. Violations of this Ordinance are subject to a civil action brought by the
District Attorney or City Attorney, punishable by:
1. A fine not less than two hundred fifty dollars ($250) and not
exceeding one thousand dollars ($1000) for a first violation in any sixty-month (60)
period; or
2. A fine not less than one thousand five hundred dollars ($1,500) and
not exceeding two thousand five hundred dollars ($2,500) for a second violation in any
sixty-month (60) period; or
3. A fine not less than three thousand dollars ($3,000) and not
exceeding ten thousand dollars ($10,000) for a third or subsequent violation in any
sixty-month (60) period.
C. Violations of this Ordinance may, in the discretion of the District Attorney
or City Attorney, be prosecuted as infractions or misdemeanors.
D. Causing, permitting, aiding, abetting, or concealing a violation of any
provision of this Ordinance shall constitute a violation.
E. Violations of this Ordinance are hereby declared to be public nuisances.
F. In addition to other remedies provided by this Ordinance or by other law,
any violation of this Ordinance may be remedied by a civil action brought by the City
Attorney, including, but not limited to, administrative or judicial nuisance abatement
proceedings, civil or criminal code enforcement proceedings, and suits for injunctive
relief.
SECTION 2. If any provision, clause, sentence or paragraph of this Ordinance or
the application thereof to any person or circumstance shall be held invalid, such
invalidity shall not affect the other provisions of this Ordinance and are hereby declared
to be severable.
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SECTION 3. This Ordinance shall take effect thirty (30) days after the date of its
final passage. The City Clerk shall certify as to adoption of this Ordinance and cause
this Ordinance to be published and posted in the manner required by law.
PASSED, APPROVED, AND ADOPTED at a regular meeting of the City
Council of the City of Lake Elsinore, California, on ~Zf August 2007.
OBERT E. MAG
MAYOR
CITY OF LAKE
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ATTEST:
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UJJJeliI ~
MICHELLE SOTO
INTERIM CITY CLERK
APPROVED AS TO FORM:
~2'~~ -
CITY ATTORNEY
CITY OF LAKE ELSINORE
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STATE OF CALIFORNIA )
COUNTY OF RIVERSUDE )ss.
CITY OF LAKE ELSINORE )
I, MICHELLE SOTO, Interim City Clerk of the City of Lake Elsinore, California,
hereby certify that the foregoing Ordinance No. 1230 was introduced at a
regular meeting of the City Council of the City of Lake Elsinore on the 14th day
of Auqust 2007, and was finally passed at a regular meeting of the City Council of the
City of Lake Elsinore held on the 28th day of Auqust 2007, by the following roll
call vote:
AYES: MAYOR ROBERT E. MAGEE
MAYOR PRO TEM DARYL HICKMAN
COUNCILMEMBER THOMAS BUCKLEY
COUNCILMEMBER GENIE KELLEY
COUNCILMEMBER ROBERT SCHIFFNER
NOES: NONE
ABSENT: NONE
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ABSTAIN: NONE
~etU~ mJv
MICHELLE SOTO
INTERIM CITY CLERK
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