HomeMy WebLinkAboutOrd. No. 2005-1156
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ORDINANCE NO. 1156
ORDINANCE OF THE CITY COUNCIL OF THE CITY OF LAKE
ELSINORE AUTHORIZING THE LEVY OF A SERVICES
SPECIAL TAX AND A SPECIAL TAX
WHEREAS, on August 9, 2005, the City Council (the "Council") of the City of
Lake Elsinore (the "City") adopted Resolution No. 2005-54 stating its intention to form
the City of Lake Elsinore Community Facilities District No. 2005-5 (Villages at Wasson
Canyon) (the "CFD") pursuant to the Mello-Roos Community Facilities Act of 1982, as
amended (the "Act"), to finance a portion of the cost of providing parks, open space and
storm drains maintenance services (the "Services") that are in addition to those provided
in the territory within the CFD prior to the formation of the CFD, and to finance the
purchase, construction, expansion or rehabilitation of certain real and other tangible
property with an estimated useful life of five years or longer, including public
infrastructure facilities and other governmental facilities, which the City is authorized by
law to construct, own or operate (the "Facilities"); and
WHEREAS, on August 9, 2005, the Council also adopted Resolution No. 2005-
55 stating its intention and the necessity to incur bonded indebtedness in the amount not
to exceed $8,500,000 to be issued for the purpose of financing the purchase, construction,
expansion or rehabilitation of the Facilities; and
WHEREAS, notice was published as required by law relative to the intention of
the Council to form the CFD and to incur bonded indebtedness in the amount not to
exceed $8,500,000 within the boundaries of the CFD; and
WHEREAS, on August 9, 2005, this Council held a noticed public hearing as
required by law relative to the determination to proceed with the formation of the CFD,
the rate and method of apportionment and manner of collection of the special tax to be
levied within the CFD to pay for the Services and the rate and method of apportion and
manner of collection of the special tax to be levied within the CFD to pay the principal
and interest on the proposed bonded indebtedness of the CFD, and relative to the
necessity for authorizing the bonds, the purpose for which the bonds are to be issued, the
amount of the proposed debt, the maximum term of the bonds and the maximum annual
rate of interest to be paid; and
WHEREAS, at said hearing all persons desiring to be heard on all matters
pertaining to the formation of the CFD and the incurring of bonded indebtedness by the
CFD were heard and a full and fair hearing was held; and
WHEREAS, the Council subsequent to said hearing adopted Resolution No.
2005- 104 determining the validity of prior proceedings and established the CFD;
and
WHEREAS, the Council subsequent to said hearing adopted Resolution No.
2005- 106 which called an election within the CFD for August 9, 2005 on the
CITY COUNCIL ORDINANCE NO. 1156
PAGE 2 of4
proposition of incurring bonded indebtedness, levying a special tax and setting an
appropriations limit; and
WHEREAS, on August 9, 2005, an election was held within the CFD in which
the eligible electors approved by more than two-thirds vote the proposition of incurring
bonded indebtedness, levying a special tax, and setting an appropriations limit.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE
ELSINORE DOES HEREBY ORDAIN AS FOLLOWS:
SECTION 1. A special tax (the "Services Special Tax") is levied within the
boundaries of the CFD pursuant to the formula set forth in Exhibit "A" attached hereto
and incorporated by reference in an amount necessary to pay all of the costs of providing
the Services, periodic costs, and costs of the tax levy and collection, and all other costs.
SECTION 2. A special tax (the "Special Tax") is levied within the boundaries of
the CFD pursuant to the formulas set forth in Exhibit "A" attached hereto and
incorporated by reference in an amount necessary to pay all of the costs of providing the
Facilities, periodic costs, and costs of the tax levy and collection, and all other costs
including amounts payable with respect to the bonded indebtedness.
SECTION 3. This legislative body is hereby further authorized each year, by
resolution adopted as provided in section 53340 of the Act, to determine the specific
special tax rate and amount to be levied for the then current or future tax years, except
that the special tax rate to be levied shall not exceed the maximum rate set forth in
Exhibit "A".
SECTION 4. All of the collections of the Services Special Tax and Special Tax
shall be used as provided for in the Act and Resolution No. 2005-104 (Resolution of
Formation).
SECTION 5. The above authorized Services Special Tax and the Special Tax
shall be collected in the same manner as ordinary ad valorem taxes are collected and shall
be subject to the same penalties and the same procedure and sale in cases of delinquency
and provided for ad valorem taxes; provided, however, the CFD may collect the Services
Special Tax and the Special Tax at a different time or in a different manner if necessary
to meet its financial obligations.
SECTION 6. The Mayor shall sign this ordinance and the City Clerk shall attest
to such signature. The City Clerk is directed to cause the title and summary or text of the
this ordinance, together with the vote thereon, to be published within fifteen (15) days
after its passage at least once in a newspaper of general circulation published and
circulated within the territorial jurisdiction of the City, and to post at the main office of
the City a certified copy of the full text of the adopted ordinance along with the names of
the council Members voting for and against the ordinance.
CITY COUNCIL ORDINANCE NO. 1156
PAGE 3 of 4
SECTION 7. If any provision, clause, sentence or paragraph of this Ordinance
or the application thereof to any person or circumstance shall be held invalid, such
invalidity shall not affect the other provisions of this Ordinance and are hereby declared
to be severable.
SECTION 8. This ordinance relating to the levy of the Services Special Tax and
the Special Tax takes effect and shall be in force from and after 30 days from the date of
final passage. A copy of this ordinance shall be transmitted to the Clerk of the Board of
Supervisors of Riverside County, the Assessor and the Treasurer-Tax Collector of
Riverside County.
CITY COUNCIL ORDINANCE NO. 1156
PAGE 4 of4
INTRODUCED AND APPROVED UPON FIRST READING this 9th day of
August, 2005
AYES: COUNCILMEMBERS: BUCKLEY, KELLEY, SCHIFFNER,
MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: HICKMAN
ABSTAIN: COUNCILMEMBERS: NONE
PASSED, APPROVED AND ADOPTED UPON SECOND READING this
23rd day of August, 2005, upon the following roll call vote:
AYES: COUNCILMEMBERS: BUCKLEY, HICKMAN, KELLEY,
SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
SECOND READING CONFIRMINED AND APPROVED FOR
PUBLICATION this 10th day of January 2006, upon the following roll call vote:
AYES: COUNCILMEMBERS: BUCKLEY, HICKMAN, KELLEY,
SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS:
I
Roben E. Mage , Mayor
City of Lake E sinore
CITY COUNCIL ORDINANCE NO. 1156
PAGE 5of4
Frederick R , Deputy City Clerk
City of Lake Elsinore
eibold, City Attorney
lsinore
STATE OF CALIFORNIA )
) ss.
COUNTY OF RIVERSIDE )
I, Frederick Ray, City Clerk of the City of Lake Elsinore, do hereby certify that the
foregoing Ordinance was duly adopted by the City Council of said City at a regular
meeting thereof held on the 23rd day of August, 2005, and that it was so adopted by the
following vote:
AYES: COUNCILMEMBERS: BUCKLEY, HICKMAN, KELLEY,
SCHIFFNER, MAGEE
NOES: COUNCILMEMBERS: NONE
ABSENT: COUNCILMEMBERS: NONE
ABSTAIN: COUNCILMEMBERS: NONE
L
City Clerk oft e City of Lake Elsinore
EXHIBIT" A"
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RATE AND METHOD OF APPORTIONMENT
RATE AND METHOD OF APPORTIONMENT FOR
CITY OF LAKE ELSINORE COMMUNITY FACILITIES DISTRICT No. 2005-5
(VILLAGES AT WASSON CANYON)
A Special Tax shall be levied on all Assessor's Parcels in City of Lake Elsinore Community
Facilities District No. 2005-5 (Villages at Wasson Canyon) ("CFD No. 2005-5") and
collected each Fiscal Year commencing in Fiscal Year 2005-2006, in an amount determined
through the application ofthis Rate and Method of Apportionment as described below. All
of the real property in CFD No. 2005-5, unless exempted by law or by the provisions hereof,
shall be taxed for the purposes, to the extent and in the manner herein provided.
A. DEFINITIONS
The terms hereinafter set forth have the following meanings:
"Acre or Acreage" means the land area of an Assessor's Parcel as shown on an
Assessor's Parcel Map, or ifthe land area is not shown on an Assessor's Parcel Map,
the land area shown on the applicable final map, parcel map, condominium plan, or
other recorded County parcel map.
"Act" means the Mello-Roos Community Facilities Act of 1982, being Chapter 2.5,
Part 1, Division 2 of Title 5 of the California Government Code.
"Administrative Expenses" means the following actual or reasonably estimated
costs directly related to the administration ofCFD No. 2005-5: the costs of computing
the Special Taxes and preparing the annual Special Tax collection schedules (whether
by the City or designee thereof or both); the costs of collecting the Special Taxes
(whether by the City or otherwise); the costs of remitting the Special Taxes to the
Trustee; the costs of the Trustee (including its legal counsel) in the discharge of the
duties required of it under the Indenture; the costs to the City, CFD No. 2005-5 or any
designee thereof of complying with arbitrage rebate requirements; the costs to the
City, CFD No. 2005-5 or any designee thereof of complying with disclosure
requirements of the City, CFD No. 2005-5 or obligated persons associated with
applicable federal and state securities laws and the Act; the costs associated with
preparing Special Tax disclosure statements and responding to public inquiries
regarding the Special Taxes; the costs of the City, CFD No. 2005-5 or any designee
thereofrelated to an appeal ofthe Special Tax; the costs associated with the release of
funds from an escrow account; and the City's annual administration fees and third
party expenses. Administrative Expenses shall also include amounts estimated by the
CFD Administrator or advanced by the City or CFD No. 2005-5 for any other
administrative purposes ofCFD No. 2005-5, including attorney's fees and other costs
related to commencing and pursuing to completion any foreclosure of delinquent
Special Taxes.
"Assessor's Parcel" means a lot or parcel shown in an Assessor's Parcel Map with
an assigned Assessor's Parcel number.
"Assessor's Parcel Map" means an official map of the County Assessor of the
Countydesignating parcels by Assessor's Parcel number.
"Assigned Special Tax A" means the Special Tax A for each Land Use Class of
Developed Property, as determined in accordance with Section C.1.a.(2) below.
"Authorized Facilities" means those authorized improvements, as listed on Exhibit
"A" to the Resolution of Formation.
"Backup Special Tax A" means the Special Tax A applicable to each Assessor's
Parcel of Developed Property, as determined in accordance with Section C.1.a.(3)
below.
"CFD Administrator" means an official of the City, or designee thereof, responsible
for determining the Special Tax Requirement for Facilities and the Special Tax
Requirement for Services and providing for the levy and collection of the Special
Taxes.
"CFD No. 2005-5" means City of Lake Elsinore Community Facilities District No.
2005-5 (Villages at Wasson Canyon).
"CFD No. 2005-5 Bonds" means any bonds or other debt (as defined in Section
53317(d) of the Act), whether in one or more series, issued by CFD No. 2005-5 and
secured solely by Special Tax A levy on property within the boundaries ofCFD No.
2005-5 under the Act.
"City" means the City of Lake Elsinore.
"Council" means the City Council of the City of Lake Elsinore, acting as the
legislative body ofCFD No. 2005-5.
"County" means the County of Riverside.
"Developed Property" means, for each Fiscal Year, all Taxable Property, exclusive
of Taxable Public Property and Taxable Property Owner Association Property, for
which the Final Subdivision was recorded on or before January 1 of the prior Fiscal
Year and a building permit for new construction was issued after January 1, 2005 and
on or before May 1 ofthe Fiscal Year preceding the Fiscal Year for which the Special
Taxes are being levied.
"Final Subdivision" means (i) a final map, or portion thereof, approved by the City
pursuant to the Subdivision Map Act (California Government Code Section 66410 et
seq.) that creates individual lots for which building permits may be issued, or (ii) for
condominiums, a final map, or portion thereof, approved by the City and a
condominium plan recorded pursuant to California Civil Code Section 1352 that
creates individual lots for which building permits may be issued.
"Fiscal Year" means the period starting July 1 and ending on the following June 30.
"Indenture" means the indenture, fiscal agent agreement, resolution or other
instrument pursuant to which CFD No. 2005-5 Bonds are issued, as modified,
amended and/or supplemented from time to time, and any instrument replacing or
supplementing the same.
"Land Use Class" means any of the classes listed in Table 1 or Table 2 below.
"Maximum Special Tax" means the Maximum Special Tax A and/or Maximum
Special Tax B, as applicable.
"Maximum Special Tax A" means the maximum Special Tax A, determined in
accordance with Section C below, that can be levied in any Fiscal Year on any
Assessor's Parcel.
"Maximum Special Tax B" means the maximum Special Tax B, determined in
accordance with Section C below, that can be levied in any Fiscal Year on any
Assessor's Parcel.
"Non-Residential Property" means all Assessor's Parcels of Developed Property for
which a building permit permitting the construction of one or more non-residential
units or facilities has been issued by the City.
"Outstanding Bonds" means all CFD No. 2005-5 Bonds which are deemed to be
outstanding under the Indenture.
"Property Owner Association Property" means, for each Fiscal Year, any property
within the boundaries of CFD No. 2005-5 that was owned by a property owner
association, including any master or sub-association, as of January 1 of the prior
Fiscal Year.
"Proportionately" means for Developed Property that the ratio ofthe actual Special
Tax A levy to the Assigned Special Tax A is equal for all Assessor's Parcels of
Developed Property and that the ratio of the actual Special Tax B levy to the
Maximum Special Tax B is equal for all Assessor's Parcels of Developed Property.
For Undeveloped Property, "Proportionately" means that the ratio of the actual
Special Tax A levy per Acre to the Maximum Special Tax A per Acre is equal for all
Assessor's Parcels of Undeveloped Property. The term "Proportionately" may
similarly be applied to other categories of Taxable Property as listed in Section D
below.
"Public Property" means property within the boundaries ofCFD No. 2005-5 owned
by, irrevocably offered or dedicated to, or over, through or under which an easement
for purposes of public right-of-way has been granted, to the federal government, the
State, the County, the City, or any local government or other public agency, provided
that any property leased by a public agency to a private entity and subject to taxation
under Section 53340.1 of the Act shall be taxed and classified according to its use.
"Residential Floor Area" means all of the square footage of living area within the
perimeter of a residential structure, not including any carport, walkway, garage,
overhang, patio, enclosed patio, or similar area. The determination of Residential
Floor Area for an Assessor's Parcel shall be made by reference to the building
permit(s) issued for such Assessor's Parcel.
"Residential Property" means all Assessor's Parcels of Developed Property for
which a building permit permitting the construction thereon of one or more residential
dwelling units has been issued by the City.
"Resolution of Formation" means the resolution of formation for CFD No. 2005-5.
"Special Tax" means the Special Tax A and/or Special Tax B, as applicable.
"Special Tax A" means the special tax to be levied in each Fiscal Year on each
Assessor's Parcel of Developed Property, Taxable Property Owner Association
Property, Taxable Public Property, and Undeveloped Property to fund the Special Tax
Requirement for Facilities.
"Special Tax B" means the special tax to be levied in each Fiscal Year on each
Assessor's Parcel of Developed Property to fund the Special Tax Requirement for
Services.
"Special Tax Requirement for Facilities" means that amount required in any Fiscal
Year for CFD No. 2005-5 to: (i) pay debt service on all Outstanding Bonds due in the
calendar year commencing in such Fiscal Year; (ii) pay periodic costs on the CFD No.
2005-5 Bonds, including but not limited to, credit enhancement and rebate payments
on the CFD No. 2005-5 Bonds due in the calendar year commencing in such Fiscal
Year; (iii) pay a proportionate share of Administrative Expenses; (iv) pay any amounts
required to establish or replenish any reserve funds for all Outstanding Bonds; (v) pay
for reasonably anticipated Special Tax A delinquencies based on the delinquency rate
for the Special Tax A levy in the previous Fiscal Year; (vi) pay directly for acquisition
or construction of Authorized Facilities to the extent that the inclusion of such amount
does not increase the Special Tax A levy on Undeveloped Property; less (vii) a credit
for funds available to reduce the annual Special Tax A levy, as determined by the
CFD Administrator pursuant to the Indenture.
"Special Tax Requirement for Services" means that amount required in any Fiscal
Year for CFD No. 2005-5 to (i) pay the costs associated with the maintenance of
parks, open space and storm drains; (ii) pay a proportionate share of Administrative
Expenses; (iii) pay for reasonably anticipated Special Tax B delinquencies based on
the delinquency rate for the Special Tax B levy in the previous Fiscal Year; less (iv) a
credit for funds available to reduce the annual Special Tax B levy, as determined by
the CFD Administrator.
"State" means the State ofCalifomia.
"Taxable Property" means all of the Assessor's Parcels within the boundaries of
CFD No. 2005-5 which are not exempt from the Special Tax pursuant to law or
Section E below.
"Taxable Property Owner Association Property" means all Assessor's Parcels of
Property Owner Association Property that are not exempt pursuant to Section E
below.
"Taxable Public Property" means all Assessor's Parcels of Public Property that are
not exempt pursuant to Section E below.
"Trustee" means the trustee or fiscal agent under the Indenture.
"Undeveloped Property" means, for each Fiscal Year, all Taxable Property not
classified as Developed Property, Taxable Property Owner Association Property, or
Taxable Public Property.
B. ASSIGNMENT TO LAND USE CATEGORIES
Each Fiscal Year, all Taxable Property within CFD No. 2005-5 shall be classified as
Developed Property, Taxable Public Property, Taxable Property Owner Association
Property, or Undeveloped Property, and shall be subject to Special Taxes in
accordance with this Rate and Method of Apportionment determined pursuant to
Sections C and D below.
C. MAXIMUM SPECIAL TAX RATE
1. Special Tax A
Residential Property shall be assigned to Land Use Classes 1 through 6 as listed in
Table 1 below based on the Residential Floor Area for each unit. Non-Residential
Property shall be assigned to Land Use Class 7. Prior to the issuance of CFD No.
2005-5 Bonds, the Assigned Special Tax A on Developed Property (set forth in Table
1), and the Backup Special Tax A attributable to a Final Subdivision, may be reduced
in accordance with, and subject to the conditions set forth in this paragraph. If it is
reasonably determined by the CFD Administrator that the overlapping debt burden (as
defined in the Statement of Goals and Policies for the Use of the Mello-Roos
Community Facilities Act of 1982 adopted by the Council, the "Goals and Policies")
calculated pursuant to the Goals and Policies exceeds the City's maximum level
objective set forth in such document, the Assigned Special Tax A on Developed
Property, and the Backup Special Tax A attributable to a Final Subdivision, may be
reduced to the amount necessary to satisfy the City's objective with respect to the
maximum overlapping debt burden level with the written consent of the CFD
Administrator. The reductions permitted pursuant to this paragraph shall be reflected
in an amended Notice of Special Tax Lien which the City shall cause to be recorded.
a. Developed Property
(1) Maximum Special Tax A
The Maximum Special Tax A for each Assessor's Parcel classified as
Developed Property shall be the greater of (i) the amount derived by
application ofthe Assigned Special Tax A or (ii) the amount derived by
application of the Backup Special Tax A.
(2) Assigned Special Tax A
The Fiscal Year 2005-2006 Assigned Special Tax A for each Land Use
Class is shown below in Table 1.
TABLE 1
Assigned Special Tax A for Developed Property
Community Facilities District No. 2005-5
Fiscal Year 2005-2006
1 Residential Property => 3,600 sq. ft. $2,633 per unit
2 Residential Property 3,475 - 3,599 sq. $2,614 per unit
3 Residential Property 3,350 - 3,474 sq. ft. $2,475 per unit
4 Residential Property 3,225 - 3,349 sq. $2,400 per unit
5 Residential Property 3,100 - 3,224 sq. $2,369 per unit
6 Residential Property < 3,100 sq. ft. $2,260 per unit
7 Non-Residential NA $15,615 per
(3) Backup Special Tax A
The Fiscal Year 2005-2006 Backup Special Tax A attributable to a
Final Subdivision will equal $15,615 multiplied by the Acreage of all
Taxable Property, exclusive of any Taxable Property Owner
Association Property and Taxable Public Property, therein. The
Backup Special Tax A for each Assessor's Parcel of Residential
Property shall be computed by dividing the Backup Special Tax A
attributable to the applicable Final Subdivision by the number of
Assessor's Parcels for which building permits for residential
construction have or may be issued (i.e., the number or residential lots ).
The Backup Special Tax A for each Assessor's Parcel of Non-
Residential Property therein shall equal $15,615 multiplied by the
Acreage of such Assessor's Parcel.
If a Final Subdivision includes Assessor's Parcels of Taxable Property
for which building permits for both residential and non-residential
construction may be issued, exclusive of Taxable Property Owner
Association Property and Taxable Public Property, then the Backup
Special Tax A for each Assessor's Parcel of Residential Property shall
be computed exclusive of the Acreage and Assessor's Parcels of
property for which building permits for non-residential construction
may be issued.
Notwithstanding the foregoing, if all or any portion of the Final
Subdivision(s) described in the preceding paragraphs is subsequently
changed or modified by recordation of a lot line adjustment or similar
instrument, and only if the CFD Administrator determines that such
change or modification results in a decrease in the number of
Assessor's Parcels of Taxable Property for which building permits for
residential construction have or may be issued within such Final
Subdivision, then the Backup Special Tax A for each Assessor's Parcel
of Developed Property that is part of the lot line adjustment or similar
instrument for such Final Subdivision shall be a rate per Acre as
calculated below. The Backup Special Tax A previously determined
for an Assessor's Parcel of Developed Property that is not a part of the
lot line adjustment or similar instrument for such Final Subdivision
shall not be recalculated.
1. Determine the total Backup Special Tax A anticipated to
apply to the changed or modified Final Subdivision area
prior to the change or modification.
2. The result of paragraph 1 above shall be divided by the
Acreage of Taxable Property which is ultimately
expected to exist in such changed or modified Final
Subdivision area, as reasonably determined by the CFD
Administrator.
3. The result of paragraph 2 above shall be divided by
43,560. The result is the Backup Special Tax A per
square foot of Acreage which shall be applicable to
Assessor's Parcels of Developed Property in such
changed or modified Final Subdivision area for all
remaining Fiscal Years in which the Special Tax may be
levied.
(4) Increase in the Assigned Special Tax A and Backup Special Tax A
The Fiscal Year 2005-2006 Assigned Special Tax A, identified in Table
1 above, and Backup Special Tax A shall increase thereafter,
commencing on July 1, 2006 and on July 1 of each Fiscal Year
thereafter, by an amount equal to two percent (2%) of the amount in
effect for the previous Fiscal Year.
(5) Multiple Land Use Classes
In some instances an Assessor's Parcel of Developed Property may
contain more than one Land Use Class. The Maximum Special Tax A
levied on an Assessor's Parcel shall be the sum of the Maximum
Special Tax A for all Land Use Classes located on that Assessor's
Parcel. The CFD Administrator's allocation to each type of property
shall be final.
b. Taxable Property Owner Association Property, Taxable Public Property, and
Undeveloped Property
The Fiscal Year 2005-2006 Maximum Special Tax A for Taxable Property
Owner Association Property, Taxable Public Property, and Undeveloped
Property shall be $15,960 per Acre or portion thereof, and shall increase
thereafter, commencing on July 1, 2006 and on July 1 of each Fiscal Year
thereafter, by an amount equal to two percent (2%) of the Maximum Special
Tax A for the previous Fiscal Year.
2. Special Tax B
Residential Property shall be assigned to Land Use Class 1 and Non-Residential
Property shall be assigned to Land Use Class 2.
a. Developed Property
The Fiscal Year 2005-2006 Maximum Special Tax B for each Land Use Class
of Developed Property is shown below in Table 2.
TABLE 2
Maximum Special Tax B for Developed Property
Community Facilities District No. 2005-5
Fiscal Year 2005-2006
1
2
Residential Property
Non-Residential Property
$242 per unit
$545 per Acre
b. Increase in the Special Tax B
The Fiscal Year 2005-2006 Maximum Special Tax B, identified in Table 2
above, shall increase thereafter, commencing on July 1,2006 and on July 1 of
each Fiscal Year thereafter, by an amount equal to two percent (2%) of the
amount in effect for the previous Fiscal Year.
D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX
1. Special Tax A
Commencing with Fiscal Year 2005-2006 and for each following Fiscal Year, the
Council shall determine the Special Tax Requirement for Facilities and levy the
Special Tax A until the amount of Special Tax A levy equals the Special Tax
Requirement for Facilities. The Special Tax A shall be levied each Fiscal Year as
follows:
First: The Special Tax A shall be levied on each Assessor's Parcel of Developed
Property in an amount equal to 100% of the applicable Assigned Special Tax A;
Second: If additional monies are needed to satisfy the Special Tax Requirement for
Facilities after the first step has been completed, the Special Tax A shall be levied
Proportionately on each Assessor's Parcel of Undeveloped Property at up to 100% of
the Maximum Special Tax A for Undeveloped Property;
Third: If additional monies are needed to satisfy the Special Tax Requirement for
Facilities after the first two steps have been completed, then the levy of the Special
Tax A on each Assessor's Parcel of Developed Property whose Maximum Special Tax
A is determined through the application of the Backup Special Tax A shall be
increased in equal percentages from the Assigned Special Tax A up to the Maximum
Special Tax A for each such Assessor's Parcel;
Fourth: If additional monies are needed to satisfy the Special Tax Requirement for
Facilities after the first three steps have been completed, then the Special Tax A shall
be levied Proportionately on each Assessor's Parcel of Taxable Property Owner
Association Property and Taxable Public Property at up to 100% of the Maximum
Special Tax A for Taxable Property Owner Association Property or Taxable Public
Property .
Notwithstanding the above, the Council may, in any Fiscal Year, levy Proportionately
less than 100% of the Assigned Special Tax A in step one (above), when (i) the
Council is no longer required to levy the Special Tax A pursuant to steps two through
four above in order to meet the Special Tax Requirement for Facilities; (ii) all
authorized CFD No. 2005-5 Bonds have already been issued or the Council has
covenanted that it will not issue any additional CFD No. 2005-5 Bonds (except
refunding bonds) to be supported by the Special Tax A; and (iii) all Authorized
Facilities have been constructed and/or acquired.
Further notwithstanding the above, under no circumstances will the Special Tax A
levied against any Assessor's Parcel of Residential Property for which an occupancy
permit for private residential use has been issued be increased by more than ten
percent as a consequence of delinquency or default by the owner of any other
Assessor's Parcel within CFD No. 2005-5.
2. Special Tax B
Commencing with Fiscal Year 2005-2006 and for each following Fiscal Year, the
Council shall levy the Special Tax B until the total Special Tax B levy equals the
Special Tax Requirement for Services. The Special Tax B shall be levied
Proportionately each Fiscal Year on each Assessor's Parcel of Developed Property at
up to 100% of the applicable Maximum Special Tax B as needed to satisfy the Special
Tax Requirement for Services.
E. EXEMPTIONS
1. Special Tax A
No Special Tax A shall be levied on up to 24.4 Acres of Property Owner Association
Property and/or Public Property in CFD No. 2005-5. Tax-exempt status will be
assigned by the CFD Administrator in the chronological order in which property
becomes Property Owner Association Property or Public Property. However, should
an Assessor's Parcel no longer be classified as Property Owner Association Property
or Public Property, its tax-exempt status will be revoked.
Property Owner Association Property or Public Property that is not exempt from
Special Tax A under this section shall be subject to the levy ofthe Special Tax A and
shall be taxed Proportionately as part of the fourth step in Section D.l above, at up to
100% of the Maximum Special Tax A for Taxable Property Owner Association
Property or Taxable Public Property.
2. Special Tax B
No Special Tax B shall be levied on Undeveloped Property, Public Property and
Property Owner Association Property in CFD No. 2005-5.
F. MANNER OF COLLECTION
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The Special Tax shall be collected in the same manner and at the same time as
ordinary ad valorem property taxes; provided, however, that CFD No. 2005-5 may
directly bill the Special Tax, may collect Special Taxes at a different time or in a
different manner if necessary to meet its financial obligations, and may covenant to
foreclose and may actually foreclose on delinquent Assessor's Parcels as permitted by
the Act.
G. APPEALS AND INTERPRETATIONS
Any landowner or resident who feels that the amount of the Special Tax levied on
their Assessor's Parcel is in error may submit a written appeal to CFD No. 2005-5.
The CFD Administrator shall review the appeal and if the CFD Administrator
concurs, the amount of the Special Tax levied shall be appropriately modified.
The Council may interpret this Rate and Method of Apportionment for purposes of
clarifying any ambiguity and make determinations relative to the annual
administration of the Special Tax and any landowner or resident appeals. Any
decision of the Council shall be final and binding as to all persons.
H. PREPAYMENT OF SPECIAL TAX A
The following additional definitions apply to this Section H:
"Buildout" means, for CFD No. 2005-5, that all expected building permits have been
issued.
"CFD Public Facilities" means either $5,665,750 in 2005 dollars, which shall
increase by the Construction Inflation Index on July 1, 2006, and on each July 1
thereafter, or such lower number as (i) shall be determined by the CFD Administrator
as sufficient to provide the public facilities to be provided by CFD No. 2005-5 under
the authorized bonding program for CFD No. 2005-5, or (ii) shall be determined by
the Council concurrently with a covenant that it will not issue any more CFD No.
2005-5 Bonds (except refunding bonds) to be supported by the Special Tax A levy
under this Rate and Method of Apportionment as described in Section D.1.
"Construction Inflation Index" means the annual percentage change in the
Engineering News Record Building Cost Index for the City of Los Angeles, measured
as ofthe calendar year which ends in the previous Fiscal Year. In the event this index
ceases to be published, the Construction Inflation Index shall be another index as
determined by the CFD Administrator that is reasonably comparable to the
Engineering News Record Building Cost Index for the City of Los Angeles.
"Future Facilities Costs" means the CFD Public Facilities minus (i) public facility
costs previously paid from the Improvement Fund, (ii) moneys currently on deposit in
the Improvement Fund, and (iii) moneys currently on deposit in an escrow fund that
are expected to be available to finance the cost of CFD Public Facilities.
"Improvement Fund" means an account specifically identified in the Indenture to
hold funds which are currently available for expenditure to acquire or construct CFD
Public Facilities eligible under the Act.
"Previously Issued Bonds" means, for any Fiscal Year, all Outstanding Bonds that
are deemed to be outstanding under the Indenture after the first interest and/or
principal payment date following the current Fiscal Year.
1. Prepayment in Full
Only an Assessor's Parcel of Developed Property, or Undeveloped Property for
which a building permit has been issued, may be prepaid. The obligation of
the Assessor's Parcel to pay the Special Tax A may be permanently satisfied as
described herein, provided that a prepayment may be made with respect to a
particular Assessor's Parcel only ifthere are no delinquent Special Taxes with
respect to such Assessor's Parcel at the time of prepayment. An owner of an
Assessor's Parcel intending to prepay the Special Tax A obligation shall
provide the CFD Administrator with written notice of intent to prepay. Within
30 days of receipt of such written notice, the CFD Administrator shall notify
such owner of the prepayment amount for such Assessor's Parcel. The CFD
Administrator may charge a reasonable fee for providing this service.
Prepayment must be made not less than 45 days prior to the next occurring date
that notice of redemption ofCFD No. 2005-5 Bonds from the proceeds of such
prepayment may be given by the Trustee pursuant to the Indenture.
The Special Tax B may not be prepaid for Assessor's Parcels in CFD No.
2005-5.
The Special Tax A Prepayment Amount (defined below) shall be calculated as
summarized below (capitalized terms as defined below):
Bond Redemption Amount
plus Redemption Premium
plus Future Facilities Amount
plus Defeasance Amount
plus Administrative Fees and Expenses
less Reserve Fund Credit
less Capitalized Interest Credit
Total: equals
Special Tax A Prepayment Amount
As of the proposed date of prepayment, the Special Tax A Prepayment Amount
shall be calculated as follows:
Parae:raph No.:
1. Confirm that no Special Tax delinquencies apply to such Assessor's Parcel.
2. For Assessor's Parcels of Developed Property, compute the Assigned Special
Tax A and Backup Special Tax A. For Assessor's Parcels of Undeveloped
Property for which a building permit has been issued, compute the Assigned
Special Tax A and Backup Special Tax A for that Assessor's Parcel as though
it was already designated as Developed Property, based upon the building
permit which has already been issued for that Assessor's Parcel.
3. (a) Divide the Assigned Special Tax A computed pursuant to paragraph 2 by
the total estimated Assigned Special Tax A for the entire CFD No. 2005-5
based on the Developed Property Special Tax A which could be levied in the
current Fiscal Year on all expected development through Buildout ofCFD No.
2005-5, excluding any Assessor's Parcels which have been prepaid, and
(b) Divide the Backup Special Tax A computed pursuant to paragraph 2 by the
total estimated Backup Special Tax A at Buildout for the entire CFD No.
2005-5, excluding any Assessor's Parcels which have been prepaid.
4. Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by
the Previously Issued Bonds to compute the amount of Previously Issued
Bonds to be retired and prepaid (the "Bond Redemption Amount").
5. Multiply the Bond Redemption Amount computed pursuant to paragraph 4 by
the applicable redemption premium (e.g., the redemption price-l 00%), if any,
on the Previously Issued Bonds to be redeemed (the "Redemption Premium").
6. Compute the current Future Facilities Costs.
7. Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by
the amount determined pursuant to paragraph 6 to compute the amount of
Future Facilities Costs to be prepaid (the "Future Facilities Amount").
8. Compute the amount needed to pay interest on the Bond Redemption Amount
from the first bond interest and/or principal payment date following the current
Fiscal Year until the earliest redemption date for the Previously Issued Bonds.
9. Determine the Special Tax A levied on the Assessor's Parcel in the current
Fiscal Year which has not yet been paid.
10. Compute the minimum amount the CFD Administrator reasonably expects to
derive from the reinvestment of the Special Tax A Prepayment Amount less
the Future Facilities Amount and the Administrative Fees and Expenses
(defined below) from the date of prepayment until the redemption date for the
Previously Issued Bonds to be redeemed with the prepayment.
11. Add the amounts computed pursuant to paragraphs 8 and 9 and subtract the
amount computed pursuant to paragraph 10 (the "Defeasance Amount").
12. The administrative fees and expenses ofCFD No. 2005-5 are as calculated by
the CFD Administrator and include the costs of computation of the
prepayment, the costs to invest the prepayment proceeds, the costs of
redeeming CFD No. 2005-5 Bonds, and the costs of recording any notices to
evidence the prepayment and the redemption (the "Administrative Fees and
Expenses").
13. The reserve fund credit (the "Reserve Fund Credit") shall equal the lesser of:
(a) the expected reduction in the reserve requirement (as defined in the
Indenture), if any, associated with the redemption of Previously Issued Bonds
as a result ofthe prepayment, or (b) the amount derived by subtracting the new
reserve requirement (as defined in the Indenture) in effect after the redemption
of Previously Issued Bonds as a result of the prepayment from the balance in
the reserve fund on the prepayment date, but in no event shall such amount be
less than zero. No Reserve Fund Credit shall be granted ifthe amount then on
deposit in the reserve fund for the Previously Issued Bonds is below 100% of
the reserve requirement (as defined in the Indenture).
14. If any capitalized interest for the Previously Issued Bonds will not have been
expended as of the date immediately following the first interest and/or
principal payment following the current Fiscal Year, a capitalized interest
credit shall be calculated by multiplying the larger quotient computed pursuant
to paragraph 3(a) or 3(b) by the expected balance in the capitalized interest
fund or account under the Indenture after such first interest and/or principal
payment (the "Capitalized Interest Credit").