HomeMy WebLinkAboutOrd. No. 1998-1039
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ORDINANCE NO. 1039
ORDINANCE OF THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE
ACTING AS THE LEGISLATIVE BODY OF COMMUNITY
FACILITIES DISTRICT NO. 98-1 AUTHORIZING
THE LEVY OF A SPECIAL TAX
WHEREAS, on April 28, 1998, the City Council (the "Council")
of the City of Lake Elsinore, California (the "City") adopted
Resolution No. 98-7 stating its intention to form the City of Lake
Elsinore Community Facilities District No. 98-1 (the "District")
pursuant to the Mello-Roos Community Facilities Act of 1982, as
amended, (the "Act"); and
WHEREAS, on April 28, 1998, the Council also adopted
Resolution No. 98-8 stating its intention and the necessity to
incur bonded indebtedness in the amount of not to exceed
$20,000,000 to be issued by the City on behalf of the District for
the purpose of paying, prepaying, restructuring or defeasing the
City of Lake Elsinore , Community Facilities District No. 91-2
(Summerhill Public Improvements) 1991 Special Tax Bonds and unpaid
interest thereon (the "1991 Bonds"); and
WHEREAS, notice was published as required by law relative to
the intention of the Council to form the District and to incur
bonded indebtedness in the amount not to exceed $20,000,000 within
the boundaries of the District; and
WHEREAS, on June 23, 1998, this Council held a noticed public
hearing as required by law relative to the determination to proceed
with the formation of the District, the rate and method of
apportionment and manner of collection of the special tax to be
levied within the District to pay the principal and interest on the
proposed bonded indebtedness of the District and relative to the
necessity for authorizing the bonds, the purpose for which the
bonds are to be issued, the amount of the proposed debt, the
maximum term of the bonds and the maximum annual rate of interest
to be paid; and
WHEREAS, at said hearing all persons desiring to be heard on
all matters pertaining to the formation of the District and the
incurring of bonded indebtedness by the District were heard and a
full and fair hearing was held; and
WHEREAS, the Council subsequent to said hearing adopted
Resolution No. 98-15 determining the validity of prior proceedings
relative to the formation of the District, established the District
and authorized the levy of a special tax within the District; and
WHEREAS, the Council subsequent to said hearing adopted
Resolution No. 98-16 which called an election within the District
for July 14, 1998 on the proposition of incurring bonded
indebtedness, levying a special tax and setting an appropriations
limit; and
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WHEREAS, on July 14, 1998, an election was held within the
District in which the eligible electors approved by more than two-
thirds vote the proposi tion of incurring bonded indebtedness,
le~~ing a special tax, and setting an appropriations limit;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF LAKE ELSINORE,
acting as the legislative body of Community Facilities District No.
98-1, does ordain as follows:
Section 1. A special tax is levied within the boundaries of
the District pursuant to the formula set forth in Exhibit "A"
attached hereto and incorporated by reference in an amount
necessary to pay all of the principal and interest on the bonds
proposed to be issued to pay, prepay, restructure or defease the
1991 Bonds and other costs of the refinancing or restructuring,
including but not limited to all costs of the tax levy and bond
issue.
Section 2. This legislative body is hereby further authorized
each year, by resolution adopted as provided in section 53340 of
the Act, to determine the specific special tax rate and amount to
be levied for the next fiscal year, except that the special tax
rate to be levied shall not exceed the maximum rate set forth in
Exhibit "A".
Section 3. All of the collections of the special tax shall be
used as provided for in the Act and Resolution No. 98-15 of the
Council.
Section 4. The
collected in the same
collected and shall be
procedure and sale in
valorem taxes.
above authorized special tax shall be
manner as ordinary ad valorem taxes are
subject to the same penalties and the same
cases of delinquency and provided for ad
Section 5. The Mayor shall sign this ordinance and the City
Clerk shall attest to such signature. The City Clerk is directed
to cause the title and summary or text of the this ordinance,
together with the vote thereon, to be published within fifteen (15)
days after its passage at least once in a newspaper of general
circulation published and circulated within the territorial
jurisdiction of the City, and to post at the main office of the
City a certified copy of the full text of the adopted ordinance
along with the names of the Council Members voting for and against
the ordinance.
Section 6. This ordinance relating to the levy of the special
tax takes effect and shall be in force from and after 30 days from
the date of final passage. A copy of this ordinance shall be
transmitted to the Clerk of the Board of Supervisors of Riverside
County, the Assessor and the Treasurer-Tax Collector of Riverside
County.
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INTRODUCED~ND APPROVED UPON FIRST READING t~is 14th day of July, 1998, upon
the following roll call vote:
AYES:
COUNCILMEMBERS:
NOES:
COUNCILMEMBERS:
ABSENT:
COUNCILMEMBERS:
ABSTAIN:
COUNCILMEMBERS:
BRINLEY, KELLEY, METZE, PAPE
ALONGI
NONE
NONE
PASSED I APPROVED AND ADOPTED this 28th
day of July
I 1998.
AYES:
COUNCILMEMBERS:
NOES:
COUNCILMEMBERS:
ABSENT: COUNCILMEMBERS:
ABSTAIN: COUNCILMEMBERS:
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,--:ity~Clerk -
APP~OVED AS TO LEGAL FORM:
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DK09720/962858/266804.03_
BRINLEY, KELLEY, METZE, PAPE
ALONGI
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EXIDBIT A
CITY OF LAKE ELSINORE
COMMUNITY FACllJTIES DISTRICT NO. 98-1
(SUMMERl:ill.L PUBLIC IMPROVEMENTS)
RATE AND METHOD OF APPORTIONMENT OF
SPECIAL TAXES
A special tax shall be levied on each Parcel of land within the City of Lake Elsinore
Community Facilities District No. 98-1 (Summerhill Public Improvements) (the "District"),
and collected according to the special tax liability determined by the Responsible Party of
the City of Lake Elsinore (the "City") through the application of the following procedures.
All of the property within the District, unless otherwise exempted by law or the express
provisions of the rate and method of apportionment expressed below, shall be taxed to the
extent and in the manner provided below.
It is intended that all special taxes applicable to Parcels within Category I, Category II or
Category ill be collected in the same manner and at the same time as ordinary ad valorem
property taxes, and that special taxes so levied will be subject to the same penalties and
procedures, sale and lien priority in case of delinquency as is provided for ad valorem taxes,
subject to any covenant of the City with respect thereto in any Fiscal Agent Agreement for
any bonds of the City for the District.
CATEGORIES OF SPECIAL TAX
CATEGORY I:
Category I includes all Taxable Property in the District not subject to a special tax under
Category II or Category ill. The Category I special tax will be levied annually.
Lot number 238 of Tract 20705 and lot number 239 of Tract 20705 will not be subject to
special tax if developed for other than residential use.
The maximum special tax that may be levied on Parcels within Category I during the Fiscal
Year ending June 30, 1998 is $22,976 per acre (said amount to be levied pro rata for any
portion of an acre) of a Parcel. Said maximum special tax shall increase each Fiscal Year
thereafter by 2%, compounded annually, decreased by the amount of special tax levied for
such Fiscal Year on each Parcel or Dwelling Unit in Community Facilities District No. 91-2.
CATEGORY ll:
Any Parcel for which a final map has been recorded will be classified in Category II until
such time as a building permit has been issued.
The maximum special tax applicable to Parcels in Category II is shown below for the Fiscal
Year ending June 30, 1998. The maximum special tax rate for the Parcels classified in
Category II shall increase each Fiscal Year thereafter by 2%, rounded up to the nearest
dollar, compounded annually, decreased by the amount of special tax levied for such Fiscal
Year on each Parcel or Dwelling Unit in Community Facilities District No. 91-2.
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If the boundaries of a tract shown in any final map are not the same as the expected
boundaries shown for such tract on the map attached hereto, the maximum special tax
applicable to Parcels in such tract will be the highest maximum special tax applicable to any
one of its component prior tracts based on the attached map and as shown in the table
below.
CATEGORY IT
Maximum
Tract No. Special Tax
20704 $2,789
20705 $2,836
(Except Lot No.
238 and Lot No. 239)
CATEGORY III:
Category ill includes all Parcels or Dwelling Units for which a building permit has been
issued.
The maximum special tax for Parcels and Dwelling Units described in Category ill for the
Fiscal Year ending June 30, 1998 is the total of $578.00 per Parcel or Dwelling Unit plus
$0.69 per Square Foot for each Square Foot shown on the building permit, decreased by the
amount of special tax levied for such Fiscal Year on each Parcel on Dwelling Unit in
Community Facilities District No. 91-2.
Each Fiscal Year thereafter, the per Parcel or Dwelling Unit and the per Square Foot rate
listed above will increase by 2%, rounded up to the nearest dollar, compounded annually.
A Parcel or Dwelling Unit will be subject to the Category ill special tax for not more than
40 years.
ASSIGNMENT TO CATEGORIES; LEVY
ANNUAL TAX CATEGORIES
On or about July 1 of each year, but in any event in sufficient time to include the levy of
the special taxes on the County's secured tax roll, the Responsible Party shall determine,
for each Parcel of land or Dwelling Unit within the District, whether such Parcel or
Dwelling Unit is described by Category I, Category IT or Category III. The Parcels and
Dwelling Units subject to levy shall be determined based upon the records of the Riverside
County Assessor as of the March 1 preceding such July 1, and the Tax Category shall be
determined based upon the status of the Parcel or Dwelling Unit as of May 1 preceding such
July 1.
The Responsible Party shall then determine the estimated aggregate Tax Liability for the
Fiscal Year commencing such July 1, and the amount of annual special taxes to be levied
on each Parcel and Dwelling Unit in the District during such Fiscal Year. The annual
special taxes shall be determined for each Parcel or Dwelling Unit in the District as follows:
1. Levy on each Parcel or Dwelling Unit described in Category ill an amount
equal to 94% of the Category ill maximum special tax.
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2. If the aggregate amount to be levied based on 1 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax for each Parcel and
Dwelling Unit described in Category III proportionately, so that the aggregate special tax
levy for such Fiscal Year for all Parcels and Dwelling Units within the District is equal to
the aggregate Tax Liability for such Fiscal Year.
3. If the aggregate amount to be levied based on 1 above is less than the
aggregate Tax Liability for such Fiscal Year, levy on each Parcel and Dwelling Unit
described in Category III as provided in 1 above, and levy on each Parcel described in
Category II an amount equal to 75% of the Category IT maximum special tax.
4. If the aggregate amount to be levied based upon 3 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax levy for each Parcel
described in Category II proportionately, until the aggregate special tax levy for such Fiscal
Year for all Parcels within the District is equal to the aggregate Tax Liability for such Fiscal
Year.
5. If the aggregate amount to be levied based upon 3 above is less than the
aggregate Tax Liability for such Fiscal Year, levy as described in 3 above, and levy on each
Parcel described in Category I an amount equal to 50% of the Category I maximum special
tax.
6. If the aggregate amount to be levied based upon 3 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax levy for each Parcel
described in Category I proportionately, until the aggregate special tax levy for such Fiscal
Year for all Parcels within the District is equal to the aggregate Tax Liability for such Fiscal
Year.
7. If the aggregate amount to be levied based upon 5 above is less than the
aggregate Tax Liability for such Fiscal Year, levy on each Parcel and Dwelling Unit
described in Category III an amount equal to 100% of the Category III maximum special tax,
levy on each Parcel described in Category IT an amount equal to 75% of the Category II
maximum special tax, and levy on each Parcel described in Category I an amount equal to
50% of the Category I maximum special tax.
8. If the aggregate amount to be levied based upon 7 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax levy for each Parcel and
Dwelling Unit described in Category III proportionately, until the aggregate special tax
liability for such Fiscal Year for all Parcels and Dwelling Units within the District is equal
to the aggregate Tax Liability for such Fiscal Year.
9. If the aggregate amount to be levied based upon 7 above is less than the
aggregate Tax Liability for such Fiscal Year, levy on each Parcel and Dwelling Unit
described in Category III or Parcel described in Category IT an amount equal to 100% of the
Category III or Category IT, respectively, maximum special tax, and levy on each Parcel
described in Category I an amount equal to 50% of the Category I maximum special tax.
10. If the aggregate amount to be levied based upon 9 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax levy for each Parcel
described in Category IT proportionately, until the aggregate special tax liability for such
Fiscal Year for all parcels within the District is equal to the aggregate Tax Liability for such
Fiscal Year.
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11. If the aggregate amount to be levied based upon 9 above is less than the
aggregate Tax Liability for such Fiscal Year, levy on each Parcel described in Category I, II
or Dwelling Unit described in Category III an amount equal to the maximum special tax
described in Category I, II or III, respectively.
12. If the aggregate amount to be levied based upon 11 above is greater than the
aggregate Tax Liability for such Fiscal Year, reduce the special tax levy for each Parcel
described in Category I proportionately, until the aggregate special tax liability for such
Fiscal Year for all Parcels within the District is equal to the aggregate Tax Liability for such
Fiscal Year.
PREPAYMENTS
Prepayments may be made only for property subject to tax under Category m. Any
property owner in the District that desires to prepay the annual special taxes on a
particular Parcel or Dwelling Unit, shall notify the Responsible Party in writing of such
intention and the estimated amount of prepayment no more than sixty (60) days and no less
than forty-five (45) days prior to date of such prepayment, which date (the Prepayment
Date) shall be a date which is sixty (60) days prior to an interest payment date for the
Bonds. The entire annual special taxes for any Parcel or Dwelling Unit in the District may
be prepaid on a Prepayment Date as follows:
(a) The Parcel or Dwelling Unit with respect to which prepayment is to be made
must not be delinquent in any prepayment of special taxes previously levied
within the District. Prepayment shall not relieve any property owner from
paying those special taxes which have already become due and payable, and
a Notice of Cessation of Special Tax Lien shall not be recorded against any
Parcel or Dwelling Unit pursuant to California Government Code Section
53344, until all special taxes with respect to that Parcel or Dwelling Unit
have been paid.
(b) The aggregate maximum annual special taxes for the Parcel or Dwelling Unit
with respect to which prepayment is to be made, as of the Prepayment Date,
shall be calculated based upon the maximum annual special taxes described
by Category ill that could be levied on that Parcel or Dwelling Unit in all
future years.
(c) The net present value of the future annual special taxes calculated above will
be determined based on an interest rate of eight percent (8%), which may be
decreased or increased by the Responsible Party to reflect the net interest
costs on the Bonds.
(d) Any applicable prepayment premium on the Bonds shall be applied to the
aggregate amount determined under (c) above.
(e) The amount to be prepaid for any Parcel or Dwelling Unit of property shall
be the sum of the amounts calculated for that Parcel or Dwelling Unit under
paragraphs (c) and (d) above, plus the reasonable costs and expenses of
performing the calculations, preparing and recording the Notice of Cessation
of Special Tax Lien and any other acts or procedures required to be
performed in connection with the prepayment, as determined by the
Responsible Party.
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DEFINITIONS
Administrative Fees or Expenses means any or all of the following: the fees and expenses
of the Fiscal Agent (including any fees or expenses of its counsel), the expenses of the City
in carrying out its duties with respect to the District (including, but not limited to, the levy
and collection of the special taxes) including the fees and expenses of its counsel, financing
consultants and other consultants, any fees of the County of Riverside related to the
District or the collection of special taxes, an allocable share of the salaries of the City staff
directly related thereto and a proportionate amount of City general administrative overhead
related thereto, any amounts paid, advanced, or incurred by the City from its gene.ral funds
with respect to the District or the Bonds, and all other costs and expenses of the City or the
Fiscal Agent incurred in connection with the discharge of their respective duties under the
Fiscal Agency Agreement and, in the case of the City, in any way related to administration
of the District.
Bonds means any bonds of the City issued for the District under Mello-Roos Community
Facilities Act of 1982, as amended.
City means the City of Lake Elsinore.
Debt Service, for each Fiscal Year, is the total annual principal and interest payment on the
Bonds during the calendar year which commences in such Fiscal Year, less any capitalized
interest and any other amounts remaining in the debt service fund held under the Fiscal
Agent Agreement as of the end of the previous Fiscal Year.
District means the City of Lake Elsinore Community Facilities District No. 98-1
(Summerhill Public Improvements).
Fiscal Agent means the Fiscal Agent under the Fiscal Agent Agreement.
Fiscal Agent Agreement means the agreement by that name approved by the Resolution of
Issuance, and as it may be amended and/or supplemented from time to time.
Fiscal Year means the period starting on July 1 and ending the following June 30.
Parcel means any Riverside County Assessor's Parcel or portion thereof that is within the
boundaries of the District based on the equalized tax rolls of the County of Riverside.
Resolution of Issuance is any Resolution adopted by the City authorizing the issuance of
Bonds.
Responsible Party is any person or persons who the City may appoint from time to time to
compute the levy of the special taxes within the District.
Square Foot or Square Feet is the square footage of a single family dwelling unit measured
at the exterior walls, but excluding (i) garages, carports, roof overhangs, passageways and
patios which are both unenclosed and uncovered, and (ii) tool sheds, greenhouses and
similar detached structures.
Tax Categories are those categories set forth in the body hereof.
Tax Liability for any Fiscal Year is an amount sufficient to pay Debt Service for such Fiscal
Year, Administrative Fees or Expenses for such Fiscal Year, an amount determined by the
Responsible Party to offset past delinquencies and projected tax delinquencies to occur in
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such Fiscal Year, and all payments required to be made in the applicable Fiscal Year under
the Fiscal Agent Agreement for the bonds and any supplements thereto.
Taxable Property is all real property within the boundaries of the District which is not
exempt from the special tax pursuant to law, except that the following property shall not
be taxed; any acres of land owned, conveyed or irrevocably offered for dedication to a public
agency, or land which is a public right of way or which is an unmanned utility easement
making impractical its utilization for other than the purpose set forth in the easement.
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STATE OF CALIFORNIA)
COUNTY OF RIVERSIDE ) SS:
CITY OF LAKE ELSINORE)
I, VICKI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
DO HEREBY CERTIFY that the foregoing Ordinance was read by title only for adoption on
July 14, 1998, and passed on July 28, 1998, by the following roll call vote:
AYES:
COUNCILMEMBERS:
BRINLEY, KELLEY, METZE,PAPE
NOES:
COUNCILMEMBERS:
ALONGI
ABSENT:
COUNCILMEMBERS:
NONE
ABSTAIN:
COUNCILMEMBERS:
NONE
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'VICKI KASAD, CITY CLERK
aTY OF LAKE ELSINORE
(SEAL)
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE) SS:
CITY OF LAKE ELSINORE)
I, VICKI KASAD, CITY CLERK OF THE CITY OF LAKE ELSINORE,
DO HEREBY CERTIFY that the above and foregoing is a full, true and correct copy
of Ordinance No.1 039 of said Council, and that the same has not been amended or repealed.
DATED: July 30, 1998
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VICKI KASAD, CITY CLERK
CITY OF LAKE ELSINORE
(SEAL)