HomeMy WebLinkAboutRDA Agenda Item No. 4CITY OF
LADE Cog LSII`IORE
DREAM EXTREMEn
CITY OF LAKE ELSINORE
JOINT REPORT TO CITY COUNCIL, REDEVELOPMENT AGENCY.
AND PUBLIC FINANCING AUTHORITY
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
HONORABLE CHAIRMAN AND MEMBERS OF THE PUBLIC
FINANCING AUTHORITY
HONORABLE CHAIRMAN AND MEMBERS OF THE
REDEVELOPMENT AGENCY
FRO
CITY
DATE: OCTOBER 12, 2010
SUBJECT: RESOLUTIONS AUTHORIZING THE ISSUANCE OF BONDS AND
APPROVING BOND DOCUMENTS IN CONNECTION WITH THE
ISSUANCE OF THE LAKE ELSINORE PUBLIC FINANCING
AUTHORITY TAX ALLOCATION REVENUE BONDS (1999 SERIES A
REFUNDING), 2010 SERIES C, IN THE AGGREGATE PRINCIPAL
AMOUNT NOT TO EXCEED $31,000,000; AND AUTHORIZING THE
TAKING OF CERTAIN OTHER ACTIONS RELATED THERETO
Background
In January 1999, the Lake Elsinore Public Financing Authority (the "Authority ") issued
Tax Allocation Revenue Bonds, 1999 Series A (the "Authority 1999A Bonds ") in the
principal amount of $33,450,000. The bond proceeds were then loaned to the
Redevelopment Agency for various redevelopment project area debts. Currently, the
outstanding principal balance is $27,495,000.
The City's Finance Team has been studying for several months the refinancing of the
Authority's and Agency's outstanding bonds in order to achieve interest savings and
lower annual debt service. However, until recently interest rates were not favorable.
AGENDA ITEM NO.4
Page 1 of 8
Resolutions Re Redevelopment Agency Refunding Bonds
October 12, 2010
Page 2
Discussion
Savings
Currently, the Finance Team has determined it is feasible to refinance the Authority's
1999A Bonds and related loans to the Agency at an estimated savings in the first year
ranging from $625,000 to $675,000 and thereafter annual savings ranging from $75,000
to $100,000. The 1999A Bonds have an interest rate of 5.5 % and it is expected the
new bonds will have an average interest rate of less than 4.5% (assuming bond
insurance). The precise savings will not be known until the proposed bonds are sold.
This is expected to occur between October 21St and October 28tH
Bonds
The proposed refunding bonds will be issued by the Authority and the repayment is by
way of tax increment from Redevelopment Project Areas No. 1 and 2. The savings from
the refinancing of the 1999A Bonds would be apportioned equally to the Redevelopment
Project Areas.
The bonds have been structured to have level debt service payments after the first year.
The final maturity date has not been extended.
The Financing Team has requested a rating from Standard & Poor's and has applied for
bond insurance. Both are expected prior to the sale of the Bonds. The financing is
dependent upon receiving the bond insurance commitment. The final rating on the
Bonds is expected to be AAA with the purchase of bond Insurance.
The Bonds will be sized in an amount necessary only to refinance the Authority 1999A
Bonds. Because of the uncertainty of interest rates, it is recommended that the City and
Agency authorize the issuance of the Bonds in an amount not to exceed $31,000,000.
This higher par amount allows for some flexibility in the final pricing of the bonds.
Documents To Be Approved
Approval of the attached Resolutions will authorize the execution of the following
documents:
1. Indenture of Trust.
2. Loan Agreements
3. Preliminary Official Statement.
4. Continuing Disclosure
5. Bond Purchase Contract.
Due to the volume of the documents comprising the Bond Issuance, the City Council,
Authority and Agency Boards will be provided with a copy separately from the Agenda.
Page 2 of 8
Resolutions Re Redevelopment Agency Refunding Bonds
October 12, 2010
Page 3
A copy of all documents are on file in the City Clerk's office and will also be available to
any member of the public upon request.
Fiscal Impact
No negative fiscal impact.
Issuance of the Bonds will have a beneficial impact on the Agency because after taking
into account costs of issuing the 2010 Series' Bonds interest costs will be reduced. All
costs associated with the issuance of the Bonds including legal counsel, fiscal and
financial consultant, and underwriter fees will be paid from Bond proceeds.
Public Notice Process
The item has been noticed through the regular Agenda notification process.
Legal Review
Bond Counsel has reviewed the related financing documents and approved them as to
form.
Recommendation
City: Adopt the attached City resolution authorizing issuance of bonds and authorize
bond documents
RDA Adopt the attached Agency resolution authorizing issuance of bonds and
authorize bond documents
PFA Adopt the attached PFA resolution authorizing issuance of bonds and authorize
bond documents
Prepared by: James R. Ril
Director of Adm ni trative Services
Approved by: Robert A. Brady
City Manager /Executive Director
Page 3 of 8
Page 4 of 8
RESOLUTION NO. 2010 -005 RDA
A RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY
OF LAKE ELSINORE APPROVING THE ISSUANCE OF LAKE
ELSINORE PUBLIC FINANCING AUTHORITY TAX ALLOCATION
REVENUE BONDS (1999 SERIES A REFUNDING), 2010 SERIES C, IN
THE AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED
$31,000,000; APPROVING A BOND PURCHASE CONTRACT, LOAN
AGREEMENTS, A CONTINUING DISCLOSURE AGREEMENT AND A
PRELIMINARY OFFICIAL STATEMENT; AND AUTHORIZING THE
TAKING OF CERTAIN OTHER ACTIONS RELATED THERETO
WHEREAS, the Lake Elsinore Public Financing Authority (the "Authority') is a
joint exercise of powers authority duly organized and existing under and pursuant to that
certain Joint Exercise Powers Agreement by and between the City of Lake Elsinore (the
"City") and the Redevelopment Agency of the City of Lake Elsinore (the "Agency "),
under the provisions of Articles 1 through 4 (commencing with Section 6500) of Chapter
5 of Division 7 of Title 1 of the Government Code of the State of California (the "Act'),
and is authorized pursuant to Article 4 of the Act to borrow money for the purpose of
financing the acquisition of bonds, notes and other obligations to provide financing and
refinancing for capital improvements of member entities of the Authority; and
WHEREAS, the Authority has previously issued its Tax Allocation Revenue
Bonds, 1999 Series A (the "1999A Bonds ") and used the proceeds thereof to make
loans to the Agency; and
WHEREAS, for the purpose of refunding the 1999A Bonds, the Authority has
determined to issue its Tax Allocation Revenue Bonds (1999 Series A Refunding), 2010
Series C (the 'Bonds "); and
WHEREAS, the proceeds of the Bonds will be loaned to the Agency pursuant to
a Project Area No. I Loan Agreement (the "PA No. 1 Loan Agreement') to be repaid from
certain tax increment revenues of the Agency derived from Project Area No. I, and a
Project Area No. II Loan Agreement (the "PA No. II Loan Agreement," and together with
the PA No. I Loan Agreement, the "Loan Agreement') to be repaid from certain tax
increment revenues of the Agency derived from Project Area No. 11; and
NOW, THEREFORE, the Redevelopment Agency of the City of Lake Elsinore
does hereby resolve as follows:
Section 1. The Agency hereby approves the issuance of the Bonds in the
aggregate principal amount not to exceed $31,000,000.
Section 2. The Agency hereby approves the Loan Agreements in substantially
the forms on file with the Secretary of the Agency and presented to the Board at this
meeting. Any one of the Authorized Officers is hereby authorized and directed, for and
in the name and on behalf of the Agency, to execute and deliver the Loan Agreements,
with such insertions and changes as may be approved by the Authorized Officer
Page 5 of 8
Resolution No. 2010 -005 RDA
Page 2 of 4
executing the same, subject to the provisions of this Resolution, such approval to be
conclusively evidenced by such execution and delivery. An Authorized Officer shall
include the Chairman, the Executive Director and the Secretary of the Agency, and
each of them, and any designee of any of them.
Section 3. The Agency hereby approves the Bond Purchase Contract, in
substantially the form on file with the Secretary of the Agency and presented to the
Board at this meeting. Any one of the Authorized Officers is hereby authorized and
directed, for and in the name and on behalf of the Agency, to execute and deliver the
Bond Purchase Contract, with such insertions and changes as may be approved by the
Authorized Officer executing the same, subject to the provisions of this Resolution, such
approval to be conclusively evidenced by such execution and delivery. The
underwriter's discount for the Bonds specified in the Bond Purchase Contract shall not
exceed 1.25 %, exclusive of original issue discount. The Bonds shall bear interest at a
rate or rates not to exceed 5.50% per annum.
Section 4. The Agency hereby approves the form of the Preliminary Official
Statement ( the "Preliminary Official Statement "), in substantially the form on file with
the Secretary of the Agency, with such changes and modifications as shall be
necessary or appropriate for completion to the satisfaction of the Executive Director of
the Agency, and approval by Fulbright & Jaworski L.L.P., the Authority's Disclosure
Counsel. The Executive Director is authorized and directed, on behalf of the Agency to
deem the Preliminary Official Statement "final" pursuant to Rule 15c2 -12 under the
Securities and Exchange Act of 1934. The Agency further approves distribution of the
Preliminary Official Statement by the Underwriter to persons who may be interested in
purchasing the Bonds. The Board hereby approves the final Official Statement
describing the Bonds. Distribution of the final Official Statement by the Underwriter is
hereby approved. The Executive Director, subject to approval by the Authority's
Disclosure Counsel, is hereby authorized and directed to approve any changes in or
additions to the final form of the Official Statement to conform to the requirements of the
Bond Purchase Contract and the Indenture, as applicable.
Section 5. The Agency hereby approves the Continuing Disclosure Agreement
in substantially the form on file with the Secretary of the Agency and presented to the
Board at this meeting. Any one of the Authorized Officers is hereby authorized and
directed, for and in the name and on behalf of the Agency, to execute and deliver the
Continuing Disclosure Agreement, with such insertions and changes as may be
approved by the Authorized Officer executing the same, subject to the provisions of this
Resolution, such approval to be conclusively evidenced by such execution and delivery.
Section 6. The Authorized Officers, the other officers and employees of the
Agency, the members of the Agency's Governing Board, Bond Counsel, Disclosure
Counsel and the other consultants to and agents of the Agency, are each hereby
Page 6of8
Resolution No. 2010 -005 RDA
Page 3 of 4
authorized and directed to do all things and take all actions necessary or desirable to
effectuate the transactions contemplated by this Resolution, and to execute such other
assignments, agreements, certificates, receipts, endorsements, orders, opinions and
other documents in connection with such transactions, including, without limitation,
closing documents in connection with the issuance of the Bonds, and all actions
heretofore taken by the officers, employees and agents of the Agency in connection
with the issuance of the Bonds are hereby ratified, approved and confirmed in every
respect.
Section 7. This Resolution shall become effective immediately upon adoption.
PASSED, APPROVED AND ADOPTED at a regular meeting of the
Redevelopment Agency of the City of Lake Elsinore, California, this 12th day of
October, 2010.
ATTEST:
CAROL COWLEY, CMC
AGENCY SECRETARY
APPROVED AS TO FORM:
BARBARA ZEID LEIBOLD
AGENCY COUNSEL
ROBERT E. MAGEE, CHAIRMAN
CITY OF LAKE ELSINORE
Page 7 of 8
Resolution No. 2010 -005 RDA
Page 4 of 4
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE SS
CITY OF LAKE ELSINORE
I, CAROL COWLEY, Agency Secretary of the Redevelopment Agency of the City
of Lake Elsinore, California, hereby certify that Resolution No.2010 -005 RDA was
adopted by the Redevelopment Agency of the City of Lake Elsinore, California, at a
regular meeting held on the 12th day of October, 2010, and that the same was adopted
by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
CAROL COWLEY, CMC
AGENCY SECRETARY
Page 8 of 8