HomeMy WebLinkAboutPFA Reso No 2011-002RESOLUTION NO. 2011 -002
A RESOLUTION OF THE BOARD OF DIRECTORS OF THE LAKE
ELSINORE PUBLIC FINANCING AUTHORITY APPROVING THE
ISSUANCE OF LAKE ELSINORE PUBLIC FINANCING AUTHORITY
LOCAL AGENCY REVENUE BONDS (SUMMERLY PROJECT) 2011
SERIES A IN THE AGGREGATE PRINCIPAL AMOUNT NOT TO
EXCEED $6,000,000 PURSUANT TO AN INDENTURE OF TRUST,
AUTHORIZING THE SALE OF SUCH BONDS UPON CERTAIN TERMS
AND CONDITIONS, APPROVING AN OFFICIAL STATEMENT,
APPROVING THE EXECUTION OF A PURCHASE CONTRACT AND A
CONTINUING DISCLOSURE AGREEMENT, AND TAKING OTHER
ACTIONS RELATED THERETO
WHEREAS, the Lake Elsinore Public Financing Authority (the "Authority ") is a
joint exercise of powers authority duly organized and existing under and pursuant to that
certain Joint Exercise of Powers Agreement by and between the City of Lake Elsinore
(the "City ") and the Redevelopment Agency of the City of Lake Elsinore (the "Agency "),
under the provisions of Articles 1 through 4 (commencing with Section 6500) of Chapter
5 of Division 7 of Title 1 of the Government Code of the State of California (the "Act "),
and is authorized pursuant to Article 4 of the Act to borrow money for the purpose of
financing the acquisition of bonds, notes and other obligations to provide financing and
refinancing for capital improvements of member entities of the Authority; and
WHEREAS, the Agency has entered into that certain Disposition and
Development Agreement (as amended and restated pursuant to the Amended and
Restated Disposition and Development Agreement dated March 8, 2011, the "DDA ")
pursuant to which the Agency is required to reimburse the developer (the "Developer ")
for certain infrastructure costs incurred by the Developer; and
WHEREAS, the Agency previously issued and delivered to the Developer its
Subordinate Tax Allocation Bonds (Project Area No. II) Series 2011 and Subordinate
Tax Allocation Bonds (Project Area No. III) Series 2011 (the "PA II Bonds," the "PA III
Bonds," and collectively, the "Agency Bonds ") for the purpose of partially satisfying the
obligations of the Agency under the DDA; and
WHEREAS, for the purpose of acquiring the Agency Bonds from the Developer
and treating the payment as acquisition of certain public infrastructure (the "Facilities ")
pursuant to the DDA, the Authority has determined to issue its Local Agency Revenue
Bonds (Summerly Project) 2011 Series A ( the "Bonds "); and
WHEREAS, the City, as one of the members of the Authority, has heretofore
held a public hearing pursuant to Section 6586.5 of the Act and in connection therewith
has approved the Authority's acquisition of the Facilities pursuant to the DDA and has
found and determined that (i) the Facilities are to be located within the boundaries of the
City and (ii) there are significant public benefits arising from the Authority's issuance of
the Bonds to finance the Facilities, including, but not limited to, employment benefits
from undertaking the acquisition of the Facilities in a timely fashion, as contemplated by
Section 6586 of the Act;
NOW, THEREFORE, the Board of Directors of the Lake Elsinore Public
Financing Authority does hereby resolve as follows:
Section 1. The foregoing recitals are true and correct and the Authority hereby
so finds and determines.
Section 2. The Authority hereby approves the issuance of the Bonds in the
aggregate principal amount not to exceed $6,000,000, pursuant to the Indenture of
Trust (the "Indenture "), in substantially the form on file with the Secretary of the
Authority and presented to the Board at this meeting. Any one of the Chairman, the
Executive Director and the Secretary of the Authority, and each of them, and any
designee of any of them (collectively, the "Authorized Officers "), is hereby authorized
and directed, for and in the name and on behalf of the Authority, to execute and deliver
the Indenture, with such insertions and changes as may be approved by the Authorized
Officer executing the same, subject to the provisions of this Resolution, such approval
to be conclusively evidenced by such execution and delivery.
Section 3. The Authority hereby authorizes the sale of the Bonds to the
Underwriter pursuant to and in accordance with the Purchase Contract, in substantially
the form on file with the Secretary of the Authority and presented to the Board at this
meeting. Any one of the Authorized Officers is hereby authorized and directed, for and
in the name and on behalf of the Authority, to execute and deliver the Purchase
Contract, with such insertions and changes as may be approved by the Authorized
Officer executing the same, subject to the provisions of this Resolution, such approval
to be conclusively evidenced by such execution and delivery. The underwriter's
discount for the Bonds specified in the Purchase Contract shall not exceed 2.0 %,
exclusive of original issue discount. The Bonds shall bear interest at a rate or rates not
to exceed 8.0% per annum. The maturity date of the Bonds shall not extend beyond 40
years from their issuance date.
Section 4. The Authority hereby approves the form of the Preliminary Official
Statement (the "Preliminary Official Statement "), in substantially the form on file with the
Authority Secretary, with such changes and modifications as shall be necessary or
appropriate for completion to the satisfaction of the Executive Director of the Authority,
and approval by Fulbright & Jaworski L.L.P., the Authority's Disclosure Counsel. The
Executive Director is authorized and directed, on behalf of the Authority to deem the
Preliminary Official Statement "final" pursuant to Rule 15c2 -12 under the Securities and
Exchange Act of 1934. The Authority further approves distribution of the Preliminary
Official Statement by the Underwriter to persons who may be interested in purchasing
the Bonds. The Board hereby approves the final Official Statement (the "Official
Statement ") describing the Bonds. Distribution of the final Official Statement by the
Underwriter is hereby approved. The Executive Director, subject to approval by the
Authority's Disclosure Counsel, is hereby authorized and directed to approve any
Fil
changes in or additions to the final form of the Official Statement to conform to the
requirements of the Purchase Contract and the Indenture, as applicable.
Section 5. The Authority hereby approves the Continuing Disclosure
Agreement in substantially the form on file with the Secretary of the Authority and
presented to the Board at this meeting. Any one of the Authorized Officers is hereby
authorized and directed, for and in the name and on behalf of the Authority, to execute
and deliver the Continuing Disclosure Agreement, with such insertions and changes as
may be approved by the Authorized Officer executing the same, subject to the
provisions of this Resolution, such approval to be conclusively evidenced by such
execution and delivery.
Section 6. Any one of the Authorized Officers is hereby authorized and
directed, for and in the name and on behalf of the Authority, to evaluate and select one
or more municipal bond insurers for all or any portion of the Bonds and to execute and
deliver such contracts and agreements with such bond insurers as may be approved by
the Authorized Officer executing the same, subject to the provisions of this Resolution,
such approval to be conclusively evidenced by such execution and delivery.
Section 7. The Authorized Officers, the other officers and employees of the
Authority, the members of the Authority's Board of Directors, Bond Counsel, Disclosure
Counsel and the other consultants to and agents of the Authority, are each hereby
authorized and directed to do all things and take all actions necessary or desirable to
effectuate the transactions contemplated by this Resolution, and to execute such other
assignments, agreements, certificates, receipts, endorsements, orders, opinions and
other documents in connection with such transactions, including, without limitation,
closing documents in connection with the issuance of the Bonds, and all actions
heretofore taken by the officers, employees and agents of the Authority in connection
with the issuance of the Bonds are hereby ratified, approved and confirmed in every
respect.
3
Section 8. This Resolution shall become effective immediately upon adoption.
PASSED, APPROVED AND ADOPTED at a regular meeting of the Board of
Directors of the Lake Elsinore Public Financing Authority this 24th day of May, 2011.
' ,/
,,>-
D7ARYL HICKMAN
CHAIRMAN
ATTEST:
uuo"�ruih(z� -
VIRGI I B O M
SECR AR
APPROVED AS TO FORM:
B BARA LEIBOLD
AUTHORITY COUNSEL
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE
LAKE ELSINORE PUBLIC FINANCE AUTHORITY )
I, Virginia J. Bloom, City Clerk of the City of Lake Elsinore, California hereby
certify that PFA Resolution No. 2011 -002 was adopted by the Board of Directors of the
Lake Elsinore Public Financing Authority at a regular meeting held on the 24th day of
May 2011, and that the same was adopted by the following vote:
AYES:
NOES:
ABSTAIN
ABSENT:
AUTHORITY MEMBERS: BHUTTA, MAGEE
CHAIR TISDALE, and CHAIRMAN HICKMAN
None
None
None
MELENDEZ, VICE-