HomeMy WebLinkAboutRDA Item No. 5CITY OF
LADE LSII`IOR.,JE
DREAM EXTREME-
REPORT TO REDEVELOPMENT AGENCY
TO: HONORABLE CHAIRWOMAN
AND MEMBERS OF THE REDEVELOPMENT AGENCY
FROM: ROBERT A. BRADY
EXECUTIVE DIRECTOR
DATE: MARCH 8, 2011
SUBJECT: ASSIGNMENT AND ASSUMPTION OF DISPOSITION AND
DEVELOPMENT AGREEMENT AND RESOLUTION OF THE
REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE
APPROVING THAT CERTAIN AMENDED AND RESTATED
DISPOSITION AND DEVELOPMENT AGREEMENT BY AND AMONG
THE REDEVELOPMENT AGENCY OF THE CITY OF LAKE ELSINORE,
MCMILLIN SUMMERLY LLC AND CIVIC PARTNERS ELSINORE LLC
Background
On December 26, 2002, the Agency entered into a Disposition and Development
Agreement ("Original DDA") with Laing-CP Lake Elsinore ("Laing" or "Developer"), and
Civic Partners-Elsinore ("Civic" or "Master Developer") with respect to the conveyance
of certain Agency-owned property to Laing and the development of that property and
other properties within the Eastlake Specific Plan. The East Lake Specific Plan is
located partially within the boundaries of Redevelopment Project Area No. II and
partially within the boundaries of Redevelopment Project Area No. III.
In recognition of the extraordinary costs of developing properties in the East Lake
Specific Plan, including massive grading, site preparation and installation of critical
public improvements, and to facilitate the phased development of such properties, the
Agency agreed to provide financial assistance to the Developer and the Master
Developer. The Original DDA pledged a portion of tax increment revenues from
Developer-owned properties (namely, the proposed residential development commonly
known as the Summerly Project comprised of 1,481 residential lots and a golf course) to
the Developer and a portion of tax increment revenues from Master Developer-owned
properties to the Master Developer. In addition, a portion of the tax increment from
other Specific Plan area properties was pledged to reimburse the Developer for certain
Extraordinary Infrastructure Costs.
AGENDA ITEM NO. 5
Page 1 of 14
Amended and Restated Disposition and Development Agreement
March 8, 2011
Page 2
The Original DDA was entered into as settlement of previous litigation among the
parties and/or related to prior agreements involving the development in the East Lake
Specific Plan.
In 2009, after completing construction of the golf course, significant grading work and
construction of nine model homes, the managing member of Laing declared bankruptcy,
the project stalled and the lender (Bank of America) foreclosed on the Developer
properties. Following the bankruptcy, the Agency notified Laing, Bank of America and
the Master Developer that Laing was in default of the terms of the Original DDA,
primarily due to the failure to timely construct the Summerly Project. The notice was
disputed by Bank of America and the Agency, the bank and the Master Developer
commenced negotiations to resolve the dispute.
Bank of America ultimately transferred ownership of the Summerly Project to a
development entity formed by McMillin Homes, "McMillin Summerly LLC" ("McMillin").
McMillin Homes is an established residential developer. In connection with that
transfer, McMillin, Civic and the Agency have been in negotiations to clarify several
issues in the Original DDA and resolve the notice of default.
Notably, the Original DDA was adopted prior to the applicable Specific Plan for the
Summerly Project. As a result, the project phasing under the Original DDA does not
correspond to the phasing under the Specific Plan - particularly with respect to the
timing of construction of the golf course and the mass grading activities undertaken by
Laing in connection with the golf course development. Consequently, timing of
completion of project phases and payment of tax increment as set forth in the Original
DDA does not match up with the actual development of the Summerly Project. In
addition, the Original DDA was extremely complex which led to ambiguities and
difficulties in implementation. Moreover, with the passage of approximately 8 years,
various components of the Original DDA (such as the land transfer, most of the mass
grading and construction of the golf course) have been completed.
In order to rectify these and other issues, the Agency, McMillin and Civic propose to
amend the Original DDA by entering into an Amended and Restated DDA which is
before the Agency Board for consideration tonight.
As a preliminary matter, the Agency Board is being asked to approve the assignment
and assumption of the Developer's rights and obligations under the Original DDA by
McMillin.
Discussion
A complete copy of the proposed Amended and Restated Disposition and Development
Agreement ("Amended and Restated DDA") has been distributed to the Agency Board
and is on file with the Agency Secretary as a public record available for inspection. An
Executive Summary of the Amended and Restated DDA is attached to this report.
Page 2 of 14
Amended and Restated Disposition and Development Agreement
March 8, 2011
Page 3
The Amended and Restated DDA is the culmination of nearly a year's collaborative
effort among the Agency, McMillin and Civic to (i) clarify the parties' intent as to the
timing, phasing and scope of work, (ii) eliminate ambiguities and provide greater
certainty in the protocols and requirements relating to the commencement and
completion of the phases and the accrual, reporting, calculation and payment of tax
increment revenues, (iii) reflect the current status of the project, and (iv) avoid the delay
and expense of protracted litigation. The Amended and Restated DDA also provides
increased financial benefits to Agency and City.
The Amended and Restated DDA reflects McMillin's plan to complete the approximately
100 acre Phase 1 of the Summerly Project and then proceed with seven smaller phases
of approximately 30 acres each. For purposes of the Original DDA and the Amended
and Restated DDA, the "Project" consists of the work and improvements necessary to
ready the developable portions of the Developer Property and the Master Developer
Property for vertical construction. The Amended and Restated DDA provides greater
certainty as to the scope of work required to complete each phase and a more certain
development schedule - generally the Developer must commence and complete a
phase every 18 months. Subject to the Developer's right to purchase extensions, failure
to commence or complete a phase within the time permitted will result in Agency's right
to immediate termination.
Fiscal Impact
The Amended and Restated DDA does not change the overall financial structure of the
Original DDA or the pledge of tax increment revenues, but does provide increased
financial benefits to the Agency and City. In addition, the Developer has agreed to
reimburse the Agency up to $365,000 for attorney and consultant costs related to the
bankruptcy, foreclosure, subsequent negotiations and preparation of the Amended and
Restated DDA.
Recommendation
That the Agency Board take the following actions:
1. Approve the assignment and assumption by McMillin of all of the
Developer's rights and obligations under that certain Disposition And
Development Agreement entered into as of December 26, 2002, by and
among the Redevelopment Agency of the City of Lake Elsinore, Laing-CP
Lake Elsinore, LLC and Civic Partners Elsinore LLC pursuant to Section
205 thereof; and
2. Approve Resolution No. 2011- , Resolution of the Redevelopment
Agency of the City of Lake Elsinore Approving that certain Amended and
Restated Disposition and Development Agreement by and among the
Page 3 of 14
Amended and Restated Disposition and Development Agreement
March 8, 2011
Page 4
Redevelopment Agency of the City of Lake Elsinore, McMillin Summerly
LLC and Civic Partners-Elsinore LLC.
Prepared by: Barbara Leibold, Agency Counsel
Approved by: Robert A. Brady
Executive Director
Attachments:
1. Executive Summary of Amended and Restated DDA
2. Resolution Approving Amended and Restated DDA
Page 4 of 14
EXECUTIVE SUMMARY
PROPOSED AMENDED AND RESTATED DISPOSITION AND DEVELOPMENT
AGREEMENT BY AND AMONG THE REDEVELOPMENT AGENCY OF THE CITY OF
LAKE ELSINORE, MCMILLIN SUMMERLY LLC AND CIVIC PARTNERS-ELSINORE
LLC
March 8, 2011
PURPOSE To (i) promote the phased development of the Summerly Project, (ii)
clarify the parties' intent as to the timing, phasing and scope of work, (iii)
eliminate ambiguities and provide greater certainty in the protocols and
requirements relating to the commencement and completion of the phases
and the accrual, reporting, calculation and payment of tax increment
revenues, (iv) reflect the current status of the project, and (v) avoid the
delay and expense of protracted litigation and maximize financial benefits
to Agency and City by way of settlement.
PROJECT Developer and Master Developer shall complete or cause to be completed
the work and improvements necessary to ready the developable portions
of the Developer Property and the Master Developer Property for vertical
improvements in accordance with the terms and conditions set forth in the
DDA ("Project"). The Project shall generally consist of (i) rough grading,
(ii) erosion control improvements and (iii) specified backbone
infrastructure improvements. The Links at Summerly Golf Course
constructed on the Developer Property constitutes a component of the
Project and is deemed complete.
PHASING
• Instead of the 4 phases indicated on the East Lake Specific Plan adopted
by Laing, Developer shall build out the remaining Specific Plan Phases 2,
3 and 4 in seven smaller phases of approximately 30 acres each
designated as A-G on the Phase Map attached to the Amended and
Restated DDA.
• Though Developer currently proposes developing those phases in the
alphabetical order indicated on the map, Developer has the right to
request a change in the order and submit a revised phasing map. The
City has the right to condition its approval of any such change on
reasonable evaluation of the improvements necessary to complete the
Page 5 of 14
Executive Summary
March 8, 2011
Page 2
phase, such as earlier completion of a backbone street providing access
to more than one phase. Developer will at all times comply with any City
planning, permit or similar requirements in connection with each phase.
• Master Developer phases:
(i) detached residential development- minimum 30 acres
(ii) retail/mixed use/industrial/office/hotel/attached residential -
minimum 4 acres
SCHEDULE OF PERFORMANCE
• Though Developer estimates completion of the items previously submitted
as necessary to complete Phase 1 of the project within 6 - 9 months, the
DDA requires that such work be completed within 12 months of executing
Amended DDA.
• Because Phase 1 is substantially larger than the subsequent phases (404
lots in Phase 1 versus an average of approximately 150 lots for Phases A
through G), the DDA requires that development starts on Phase A within
18 months after completion of Phase 1.
• Each Phase A through G will be completed with 18 months of
commencement. Phases B through G will be commenced within 18
months of commencement of the previous phase.
• City/Agency staff and Developer representatives have prepared a list of
Developer improvements for each phase that must be completed in order
for the Agency to issue a "Release of Project Development Covenants"
and entitles the Developer to receive increment from the completed
phase.
• To commence a phase, Developer will submit a written notice of
commencement, acknowledging the list of components of that phase, the
action taken to commence and the date of commencement. City will have
the right to modify list of improvements only if the order of the phases is
changed, and such changes are incorporated in a writing approved by the
parties. Developer will provide written request for release of project
development covenants evidencing completion of each Phase.
Page 6 of 14
Executive Summary
March 8, 2011
Page 3
• Developer will provide written status updates on each phase every 6
months.
• If Developer commences more than one phase at a time, Developer must
finish all the phases within 18 months, but gets a "credit" towards the time
required before starting the next subsequent phase. The credit for each
phase is equal to 18 months. For example, if Developer commences two
phases, it would not be required to start another phase for 36 months.
• If Developer is unable to finish a phase within 18 months, it can purchase
an extension of up to 6 months provided it notifies the Agency of its
election at least 30 days prior to the expiration of the first 18 months, and
pays the Agency a fee for the extension. The amount of the fee is as
follows:
a.
1 month = $10,000
b.
2 months = $25,000
C.
3 months = $40,000
d.
4 months = $60,000
e.
5 months = $80,000
f.
6 months = $100,000
• Extension fee adjusted annually by CPI.
Developer can purchase less than a 6 month extension, but can only
exercise one purchase per Phase as opposed to incremental extensions.
• Developer is entitled to purchase not more than an aggregate of 24
months of extensions. Though Developer has the right to buy phase
extensions, such extensions would not extend the required "outside"
completion date for the Summerly project as outlined in the revised
Schedule of Performance attached to the Amended and Restated DDA.
• Master Developer under the DDA has the same requirements to provide
written description and notice of commencement of a phase, but, as long
as the Developer is performing in a timely manner with respect to phases
A through G, Master Developer is not required to commence a phase until
March 31. 2024.
Page 7 of 14
Executive Summary
March 8, 2011
Page 4
• Master Developer must complete each commenced phase within 18
months or any purchased extension period.
• If Developer defaults, then Master Developer must commence a phase
within 24 months from any termination resulting from the default but in no
event later than March 31, 2024. Subsequent Master Developer phases
are subject to 18 month cycles.
DEFAULTS
• The DDA may be terminated as to Developer Property if Developer fails to
complete a phase within the 18 month performance period, or, if
Developer has purchased an extension, within the extension period (an
"Incurable Default'). The Developer has no opportunity to cure a default in
the schedule of performance. Other defaults are subject to traditional
notice and cure rights.
• In the event the Developer fails to timely complete a Phase, Agency has
the right to terminate the DDA as to that phase and any future phase that
has not been commenced. If Developer has commenced more than one
Phase at the time of default, Developer may complete the initiated Phase
within the 18 month time permitted by the schedule of performance or the
purchased extension period. Developer will continue to receive Tax
Increment only from completed phases.
• Master Developer would be provided notice of a Developer default and
have an opportunity to cure defaults other than failure to complete a
Phase in accordance with the Schedule outlined above. The Master
Developer has no cure rights as to an Incurable Default of the Developer.
• The DDA may be terminated as to Master Developer Property if Master
Developer fails to complete a phase within the 18 month performance
period, or, if Master Developer has purchased an extension, within the
extension period (an 'Incurable Default'). The Master Developer has no
opportunity to cure a default in the schedule of performance. Other
defaults are subject to traditional notice and cure rights.
• In the event the Master Developer fails to timely complete a Phase,
Agency has the right to terminate the DDA as to that phase and any future
Page 8 of 14
Executive Summary
March 8, 2011
Page 5
phase that has not been commenced. If Master Developer has
commenced more than one Phase at the time of default, Master
Developer may complete the initiated Phase within the 18 month time
permitted by the schedule of performance or the purchased extension
period. Master Developer will continue to receive Tax Increment only up
to 50% of the reimbursable project costs incurred in connection with
completed phases.
CONSEQUENCES OF TERMINATION
• Accrued tax increment in terminated Developer phases will be released
from the DDA obligations and will be paid to the Agency subject to
payment first to "earned and unpaid" Developer obligations. Future tax
increment allocated to the Agency from defaulted phases of the Developer
Property will be available to reimburse Developer for "Extraordinary
Infrastructure" completed after approval of the Amended and Restated
DDA but NOT unreimbursed Extraordinary Infrastructure completed prior
to the Amended and Restated DDA.
The Agency may withhold tax increment payments in the event of a
default; provided, however, that Agency will be required to make such
payments as to completed phases if the tax increment is being used to
service issued and outstanding bonds. Tax increment payments will
resume in accordance with the Amended DDA upon satisfactory cure of
default.
FINANCIAL PROVISIONS
• As consideration for Amended and Restated DDA, Developer will pay
Agency $215,000 to reimburse it for costs incurred through February 28,
2010 as a result of Laing's default under the DDA, including consultant
and attorney fees.
• As consideration for Amended and Restated DDA, Developer will also
reimburse the Agency for additional attorney fees up to $150,000
associated with amending and modifying the DDA beginning and after
March 1, 2010.
Page 9 of 14
Executive Summary
March 8, 2011
Page 6
• Developer and Master Developer pledge to the City a share of the
Developer's Share of Unrestricted Tax Increment Revenue beginning in
the 9th fiscal year following the recordation of the Release of Development
Covenants for Phase 1
o The City share will be 15% of the Developer's portion of
Unrestricted Tax Increment Revenue
o The 9th fiscal year following the recordation of the Release of
Development Covenants for Phase 1 is expected to be fiscal
2019/2020
o The cap on the Developer's Share of Unrestricted Tax Increment
Revenue has been deleted
• Commencing in the 9th fiscal year following the recordation of the Release
of Development Covenants for Developer's Phase 1, Master Developer
pledges to the City a 15% share of the Master Developer's Share of
Unrestricted Tax Increment Revenue for all Master Developer projects
other than the Diamond Specific Plan.
• The cap of the Master Developer's Share of Unrestricted Tax Increment
Revenues is 50% of Master Developer project costs.
• Payments of tax increment to the Master Developer will be made from all
Master Developer Properties but only as to 50% of costs incurred in
connection with completed Phases.
EXTRAORDINARY INFRASTRUCTURE
• The parties agree to engage a third party value engineer (at Developer's
Cost) to define the Extraordinary Infrastructure completed prior to the
Amended and Restated DDA and determine the amount of eligible
reimbursement.
• Future Extraordinary Infrastructure completed after the Amended and
Restated DDA and the invoicing/audit for reimbursement of such costs are
set forth in DDA.
• Extraordinary Infrastructure Cap adjusts annually until amounts
reimbursed by Agency, however, there is no increase in Cap for calendar
years 2008, 2009 and 2010, when the Project was inactive.
Page 10 of 14
Executive Summary
March 8, 2011
Page 7
• Source of funds for Extraordinary Infrastructure reimbursement include
Net Available Specific Plan Area Tax Revenues, Developer Property as to
which the DDA has been terminated (only for Extraordinary Infrastructure
developed after the date of the Amended DDA), Master Developer
Property as to which the DDA has been terminated, Master Developer
Property after cap, Development Agreement Fees paid by Developer,
CFD reimbursements, subdivision improvement agreements, development
impact fees paid by other developers for specified improvements.
HOUSING FUND
• Master Developer may build affordable housing that meets "inclusionary
requirements" and access Low and Moderate Income Housing Funds
generated from Developer and Master Developer Properties. In order to
access these funds, the Master Developer must submit an affordable
housing project proposal to the Agency for consideration every three to
five years. In the event an affordable housing project proposal is not
approved by the Agency, with the times set forth in the DDA, the accrued
Housing Fund revenues are released to the general Housing Fund
account.
• Agency may, but is not required, to use other Low and Moderate Income
Housing Funds to fund a financial gap demonstrated in an affordable
housing project proposal submitted by Master Developer and approved by
Agency.
Page 11 of 14
RESOLUTION NO. 2011-
RESOLUTION OF THE REDEVELOPMENT AGENCY OF THE CITY
OF LAKE ELSINORE APPROVING THAT CERTAIN AMENDED AND
RESTATED DISPOSITION AND DEVELOPMENT AGREEMENT BY
AND AMONG THE REDEVELOPMENT AGENCY OF THE CITY OF
LAKE ELSINORE, McMILLIN SUMMERLY LLC AND CIVIC
PARTNERS- ELSINORE LLC
WHEREAS, the Redevelopment Agency of the City of Lake Elsinore ("Agency")
is engaged in activities necessary to execute and implement the Redevelopment Plans
for the Rancho Laguna Redevelopment Project Areas Nos. II and III ("Redevelopment
Project Areas"); and
WHEREAS, in order to implement the Redevelopment Plans for the
Redevelopment Project Areas, the Agency has previously entered into that certain
Disposition and Development Agreement ("Original DDA") by and between the Agency,
Laing- CP Lake Elsinore LLC and Civic Partners-Elsinore LLC; and
WHEREAS, the parties to the Original DDA commenced performance of the
activities contemplated therein, including the conveyance of certain Agency property to
Laing, the commencement of massive rough grading, the completion of the golf course
and the construction of certain backbone infrastructure improvements as provided under
the Original DDA; and
WHEREAS, in 2009, the managing member of Laing declared bankruptcy, the
project stalled, the lender (Bank of America) foreclosed on the Laing properties and the
Agency notified Laing, Bank of America and the Master Developer that Laing was in
default of the terms of the Original DDA; and
WHEREAS, McMillin Summerly LLC acquired the Laing properties from Bank of
America and, together with Civic Partners-Elsinore LLC, engaged in negotiations with
the Agency to resolve all disputes concerning Agency's 2009 notice of default; and
WHEREAS, the Agency, McMillin Summerly LLC and Civic Partners- Elsinore
LLC propose to enter into an Amended and Restated DDA in order to (i) clarify the
parties' intent as to the timing, phasing and scope of work, (ii) eliminate ambiguities and
provide greater certainty in the protocols and requirements relating to the
commencement and completion of the phases and the accrual, reporting, calculation
and payment of tax increment revenues, (iii) reflect the current status of the project, and
(iv) avoid the delay and expense of protracted litigation by resolving all disputes.
NOW, THEREFORE, THE REDEVELOPMENT AGENCY OF THE CITY OF
LAKE ELSINORE DOES HEREBY RESOLVE, DETERMINE AND ORDER AS
FOLLOWS:
Page 12 of 14
AGENCY RESOLUTION NO. 2011-
PAGE 2 OF 3
SECTION 1. The Agency has approved the assignment and assumption by
McMillin Summerly of all of the developer's rights and obligations under the Original
DDA.
SECTION 2. The Agency hereby approves the Amended and Restated DDA and
authorizes the Executive Director to execute the Amended and Restated DDA
substantially in the form on file with the Agency Secretary and in such final form as
approved by Agency Counsel consistent with the terms set forth in the Executive
Summary dated March 8, 2011. The Agency further authorizes the Executive Director
to administer the Amended and Restated DDA on behalf of the Agency and to sign all
documents and instruments necessary to implement and carry out the Amended and
Restated DDA on behalf of the Agency in such form as is reasonably acceptable to the
Agency Counsel.
SECTION 3. The Agency Secretary shall certify to the passage and adoption of
this resolution and the same shall thereupon take effect and be in force.
PASSED, APPROVED AND ADOPTED at a regular meeting of the
Redevelopment Agency of the City of Lake Elsinore, California, this 8th day of March,
2011.
MELISSA MELENDEZ, CHAIRWOMAN
ATTEST:
VIRGINIA BLOOM
AGENCY SECRETARY
APPROVED AS TO FORM:
BARBARA LEIBOLD, AGENCY GENERAL COUNSEL
Page 13 of 14
AGENCY RESOLUTION NO. 2011- _
PAGE 3OF3
STATE OF CALIFORNIA
COUNTY OF RIVERSIDE
CITY OF LAKE ELSINORE }SS
I, VIRGINIA BLOOM, Agency Secretary of the Redevelopment Agency of the
City of Lake Elsinore, California, hereby certify that Resolution No. 2011- _ was
adopted by the Redevelopment Agency of the City of Lake Elsinore, California, at a
regular meeting held on the 8th day of March 2011, and that the same was adopted by
the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
VIRGINIA BLOOM
AGENCY SECRETARY
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